59 Conn. App. 716 | Conn. App. Ct. | 2000
Opinion
This is an appeal by the defendants
Certain background circumstances will put the issues and circumstances into perspective for our analysis and discussion. The plaintiff, Barry Jacobs, a physician, commenced the present action against Joseph Fazzano and Elizabeth McKeman in May, 1996, seeking a new trial in Fazzano v. Malpractice Research, Inc., Superior Court, judicial district of Hartford, Docket No. 0388211 (underlying action).
In February, 1991, attorney Dana Lonergan filed an appearance for Jacobs and MQF in the underlying action. He filed an answer that denied the allegation of the complaint generally and a special defense effectively alleging that McKeman and Fazzano had violated their contract by failing to pay Criares’ fee in advance of his testimony. On May 4, 1993, Lonergan moved to withdraw as attorney for Jacobs and MQF “for the reason that said defendants have advised the undersigned counsel [Lonergan] that they no longer wish to defend [the underlying action].” Thereafter, Lonergan withdrew from the case. On May 17, 1993, Jacobs filed a pro se appearance for the defendants Barry Jacobs and MQF
On April 19,1994, a pretrial hearing in the underlying action was held in Hartford before Judge Douglass B. Wright. Present at that pretrial were attorney Stephen F. McEleney, who appeared for the plaintiffs, and Criares, who appeared for himself. Jacobs was not present.
The trial court found the following facts concerning McEleney’s telephone conversation with Jacobs at that time: “Jacobs said he had moved his office from Virginia
On May 16, 1994, McEleney claimed the case for a hearing in damages. He sent that claim
On July 8, 1994, the hearing in damages was held before Judge Norris O’Neill. A judgment was entered against Jacobs and MQF in the amount of $320,000 plus attorney’s fees in the amount of $16,000. A judgment was also entered against Criares in the amount of $2000 by agreement.
Jacobs first learned of the judgment against him in August, 1995, when Fazzano and McKernan sought to attach his assets and to garnish his income. Jacobs, however, did not immediately seek to open the Connecticut judgment. He did, however, contact the Florida
In its decision, the trial court found that Jacobs had established that he did not receive actual notice of the hearing in damages, which resulted in the judgment against him, and also that he had a just defense. That court, however, found that Jacobs’ not receiving actual notice was his own fault. It went on to find that Jacobs filed his pro se appearance with his Virginia address and that when he moved to Florida several months later, he did not inform the court of his new address. Moreover, the trial court continued, “even after [Jacobs] was told by attorney McEleney over the phone on the date of the pretrial that a default was likely to enter against him, [Jacobs] did nothing to protect himself.” The trial court stated further that “[n]or should [Jacobs] have relied upon attorney McEleney to inform the court of his Florida address.”
The trial court, however, then noted that there was a third “criterion” under § 52-270, that of “other reasonable cause.” Citing Wetzel v. Thorne, 202 Conn. 561, 565, 522 A.2d 288 (1987), it opined that the basic test of “reasonable cause” was “whether or not the litigant had been deprived of a fair opportunity to be heard and that an injustice will occur if a new trial is not allowed,” and, quoting Black v. Universal C.I.T. Credit Corp., 150 Conn. 188, 193, 187 A.2d 243 (1962), stated that “ ‘[t]he statute [§ 52-270] . . . applies only “when no other remedy is adequate” and when in equity and good conscience relief against a judgment should be granted.’ ” The trial court then decided that the circumstance of this case did not invoke equity and good conscience. Pointing out that McEleney had told a clerk of the court of Jacobs’ Florida address on the day that he learned of it from Jacobs, the trial court indicated that “[w]hile the clerk’s office may not be permitted to change addresses on notices of appearance without a writing, the clerk should have made some notification in the computer that might have directed further court notices to both addresses.” It also said that “[likewise, while attorney McEleney was within the rules in sending the
McKernan and Fazzano now claim that the trial court acted improperly in granting Jacobs’ petition for a new trial and in denying their motion in arrest of judgment. Specifically, they claim that the trial court’s conclusion that reasonable cause existed pursuant to § 52-270 to justify setting aside the underlying judgment and granting a new trial involved the misapplication of relevant law. In addition, they claim that the trial court’s conclusion that Jacobs did not have a reasonable opportunity to interpose a defense and that McEleney was required to mail the plaintiff notice of the claim of the hearing in damages to an address not set out in Jacobs’ pro se appearance are inconsistent with the subordinate facts which it found. We reverse the judgment of the trial court.
“A petition for a new trial under § 52-270 is a proceeding essentially equitable in nature. . . . It is authorized, and its scope is limited, by the terms of the statute.” (Citations omitted.) Black v. Universal C.I.T. Credit Corp., supra, 150 Conn. 192; see Bleidner v. Searles, 19 Conn. App. 76, 78, 561 A.2d 954 (1989). “ ‘The salutary purpose of the statute is that if a party has a meritorious defense and has been deprived of reasonable opportunity to present it, he ought to be permitted to make it upon another trial.’ Bellonio v. Thomas Mortgage Co., 111 Conn. 103, 105, 149 A. 218 [1930].’ ” Krooner v.
“Due diligence is a necessary condition to success in prosecuting a petition for a new trial.” Crook v. Clark, 124 Conn. 317, 318, 199 A. 428 (1938). Under § 52-270 “the exercise of due diligence is a condition precedent to a finding of reasonable cause.” Hryniewicz v. Wilson, supra, 51 Conn. App. 446. “ ‘Reasonable’ is a relative term which varies in the context in which it is used, and its meaning may be affected by the facts of the particular controversy. . . . It is also synonymous with ‘[e]quitable, fair, just.’ ” (Citation omitted.) A1. M. Loew’s Enterprises, Inc. v. Surabian, supra, 146 Conn. 612. “[Section 52-270] does not furnish a substitute for, nor an alternative to, an ordinary appeal, but applies only ‘when no other remedy is adequate’ and when in equity and good conscience relief against a judgment should be granted.” Black v. Universal C.I.T. Credit Corp., supra, 150 Conn. 193; Krooner v. State, supra, 137 Conn. 60.
In our analysis, we turn initially to the trial court’s determination that although Jacobs had established two of the criteria of § 52-270, namely, the lack of actual notice and the existence of a just defense, it pointed out that Jacobs was, nevertheless, not entitled to a new trial because of his own “negligence” and his “deliberate disregard” for any responsibility he had as a defendant in the underlying action. Yet, the trial court, referring to the “third criteria” of § 52-270, namely, “other reasonable cause,” decided that “equity and good conscience” warranted a new trial. In ordering a new trial, it decided
Although the trial court found that Jacobs did not receive actual notice and was deprived of the opportunity to present his valid defense, it then inconsistently found that he was not entitled to relief because of his negligence and “deliberate disregard” for any responsibility he has as a defendant in the underlying action, but was entitled to relief under the “other reasonable cause” criterion, folding in its invocation to equity and good conscience reasoning. This conclusion totally overlooks the requisite that the party seeking the new trial and not the other party or his attorney in the underlying action, is required to exercise due diligence as a condition precedent to obtaining relief under § 52-270. “Due diligence does not require omniscience. Due diligence means doing everything reasonable, not everything possible.” (Internal quotation marks omitted.) Kubeck v. Foremost Foods Co., supra, 190 Conn. 672. Jacobs, a pro se plaintiff, was on notice, after speaking to McEleney, that there would probably be further pro
Jacobs cannot seriously question the finding that he was negligent. After filing his pro se appearance, he never filed any additional documents with or inquired at all of the Hartford Superior Court. Jacobs claims that he always wanted the opportunity to try the case. He attempted at trial to gainsay the statement in his counsel’s motion to withdraw of May 4,1993, in the underlying action that “[Jacobs and MQF] no longer wish to defend this matter” as an error. Jacobs maintained that the motion should have read that “[Jacobs and MQF] no longer wish you [the withdrawing counsel] to defend this matter.”
The burden of showing due diligence rested solely and throughout on the plaintiff. The trial court enigmatically found that McEleney was “within the rules” in sending the notice of hearing to Jacobs’ address on his pro se appearance and yet it noted that McEleney’s failure to send it to Jacobs’ Florida address “contributed” to Jacobs’ not receiving notice. Jacobs argues that a purpose of our mies of practice insofar as pleadings are concerned is to afford notice of various stages of the proceedings in an action and that he should have been given notice at his Florida address of the hearing in damages. He gives, however, no authority, rule or statute for that claim. Furthermore, Jacobs cannot and does not attack the finding that McEleney was “within the mies” in not sending notice to the Florida address.
It is evident from what we have stated that the trial court made conclusions that were inconsistent with the
Despite the fact that the trial court concluded that the petitioner had not demonstrated that he was entitled to a new trial under the first two criteria, it nevertheless went on and decided that he was entitled to a new trial under the third criterion of § 52-570, that of “other reasonable cause.” It did so because it concluded that the circumstances of this case did invoke equity and good conscience and satisfied the “other reasonable cause” criterion of § 52-270. We do not agree and conclude that the trial court clearly abused its discretion in granting such relief.
In coming to that conclusion, the court pointed out that the clerk “should have made” some notification on his computer that “might have directed notices to both [Jacobs’ Virginia and Florida addresses.]” It also
“The term ‘equity’ denotes the spirit and habit of fairness, justness and right dealing which would regulate the intercourse [between individuals]. Black’s Law Dictionary (6th Ed. 1990).” Krasowski v. Fantarella, 51 Conn. App. 186, 199, 720 A.2d 1123, cert. denied, 247 Conn. 961, 723 A.2d 815 (1998). The term “conscience” means “the sense of right or wrong . . . together with a feeling of obligation to do or be that which is recognized as good. . . .” Webster’s Third New International Dictionary. Pomeroy indicates that, in the evolution of the law of equity, “conscience” came to mean “practically the same as ‘equity.’ ” 2 J. Pomeroy, Equity Jurisprudence (5th Ed. 1941) §§ 57, 58. Our courts have recognized that “ ‘[i]t is one of the fundamental principles upon which equity jurispmdence is founded, that
In like, but not identical, fashion, the trial court’s finding that although the clerk was not “permitted” to change addresses on appearances but “should have made” some notification in his computer of the Florida address cannot stand. It attributes, without any basis in evidence or rule, to the clerk an undertaking that the trial court itself concedes that the clerk is not “permitted” to do. If something is not “permitted,” that suggests that it is not to be done; this is resonant of the caveat. “Either we adhere to the rules or we do not adhere to them.” Osborne v. Osborne, supra, 2 Conn. App. 639. Here again there appears to be lack of recogni
In reviewing all the relevant circumstances in this case, we note that our Supreme Court has said in a case of equity that “[t]his is a claim in a court of equity and the conduct of the plaintiff is subject to scrutiny, since he who claims equity must do equity.” Basak v. Damutz, 105 Conn. 378, 385, 135 A. 453 (1926). “Equity and good conscience” do not comport with the relief given the plaintiff below. More significantly, we conclude that the trial court clearly abused its discretion in that it did not correctly apply the law and could not reasonably have reached the conclusion that it did.
The judgment is reversed and the case is remanded with direction to render judgment denying the petition for a new trial.
In this opinion the other judges concurred.
At the time of the institution of this action the original defendants were Joseph Fazzano and Elizabeth McKeman. Since that time, Joseph Fazzano has died and Martha Fazzano, executrix of the estate of Joseph Fazzano, has been substituted as a plaintiff. Barry Jacobs remains as the plaintiff.
General Statutes § 52-270 (a) provides: "The Superior Court may grant a new trial of any action that may come before it, for mispleading, the discovery of new evidence or want of actual notice of the action to any defendant or of a reasonable opportunity to appear and defend, when a,just defense in whole or part existed, or the want of actual notice to any plaintiff of the entry of a nonsuit for failure to appear at trial or dismissal for failure to prosecute with reasonable diligence, or for other reasonable cause, according to the usual rules in such cases. The judges of the Superior Court may in addition provide by rule for the granting of new trials upon prompt request in cases where the parties or their counsel have not adequately protected their rights during the original trial of an action.
“(b) An affidavit signed by any party or his or her attorney shall be presumptive evidence of want of actual notice.”
The underlying action was brought by a multicount complaint alleging, inter alia, breach of contract, negligence, intentional interference with contractual relations, misrepresentation, a violation of the covenant of good faith and a violation of the Connecticut Unfair Trade Practices Act, General Statutes § 42-110a et seq.
We treat this as a pro se appearance for Barry Jacobs only.
MQF did not appear at that time.
Apparently, McEleney called a toll free Herndon, Virginia, telephone number he had obtained from the letterhead of MQF, which he had in his possession.
A default also was entered against. MQF.
McEleney sent the claim for the hearing in damages “first class mail, regular first-class mail.” Ills practice, in May 1994, was to send pleadings to the address that was on the appearance that was on file.
In February, 1992, the Connecticut action brought in 1990 by McKeman and Fazzano against Jacobs and MQF remained pending.
The trial court said at this point that: “Clearly, Jacobs had little interest in the outcome of the case because he had another agenda. He explicitly told his attorney that he ‘no longer wished to defend this matter.’ Although at trial Jacobs put a different spin on those words, the court does not believe him, and infers Jacobs was firing his attorney because he did not want to pay him any longer. His intention was to file for bankruptcy, which he did a few months later. However, he did not include the Fazzano-McKeman lawsuit, then pending, in his list of claims. Upon learning of the judgment
The trial court, after finding Jacobs negligent and in “deliberate disregard” of his responsibility as a defendant in the underlying action, said that McEleney’s “failure” to send the notice to Jacobs’ Florida address “contributed” to the notice not being received by Jacobs. Such a formulation clearly suggests McEleney was under some duty which he failed to carry out. Insofar as it implies some “due diligence” had to be exercised by McEleney, it lacks merit.
The trial court’s memorandum clearly indicated that it did not credit this.
It is quite clear that the trial court felt sti-ongly about this. At the postjudgment hearing on the defendant’s motion in arrest of his judgment granting Jacobs’ petition for a new trial, the trial judge said: “I think my opinion makes very clear I have little sympathy for Mr. Jacobs. Dr. Jacobs, in effect, thumbed his nose at this court. Moreover, I’m absolutely clear what his agenda was: he didn’t give a dam about this judgement because he was going to go to the bankruptcy court and get it wiped out through the bankruptcy court. I understand what was happening here.”
He offers no reasonable argument why the clerk’s office should put his Florida address in its computer system.
In Precision Instrument Mfg. Co. v. Automotive Maintenance Machinery Co., 324 U.S. 806, 814, 65 S. Ct. 993, 89 L. Ed. 1381 (1945), the United States Supreme Court stated: “The guiding doctrine in this case is the equitable maxim that ‘he who comes into equity must come with clean hands.’ This maxim is far more than a mere banality. It is a self-imposed ordinance that closes the doors of a court of equity to one tainted with inequitableness or bad faith relative to the matter in which he seeks relief, however improper may have been the behavior of the defendant. That doctrine is rooted in the historical concept of court of equity as a vehicle for affirmatively enforcing the requirements of conscience and good faith. This presupposes a refusal on its part to be ‘the abettor of inequity.’ Bein v. Heath, 6 How. 228, 247 [47 U.S. 228, 12 L. Ed. 416 (1848)].”