Opinion by
This land damages class action arises from the release of asbestos during removal of an underground oil pipeline previously owned by defendants, Unocal Corporation, Unocal Pipeline Company, and Union Oil Company of California (collectively Unocal). We granted Unocal's petition under C.R.C.P. 23(f) and section 18-20-901, C.R.8.2008, for interlocutory review of the trial court's order certifying two classes represented by named plaintiffs, Richard and Mary Jackson, Robert and Deborah Hradecky, Thomas Fehringer, Dean Lousberg, and the Lousberg Partnership.
We conclude that the trial court abused its discretion by declining to resolve which side's experts were more persuasive as to opinions potentially determinative of class certifica
I. Introduction
The pipeline ran for sixty-nine miles beneath easements in rural Logan and Weld Counties. In 1996, after having taken the pipeline out of service, Unocal sold it to a now-defunct salvage company that excavated and removed the pipe. This process left behind pieces of pipewrap insulation below and above ground along the easements. When tests revealed the presence of asbestos in the pipewrap, Unocal contacted state and federal environmental authorities. For the next several years, Unocal monitored and abated the asbestos along the easements under work plans approved by the Colorado Department of Public Health and Environment (CDPHE).
In 2006, plaintiffs brought this action, asserting claims for nuisance, negligence, trespass, respondeat superior, and unjust enrichment, and seeking compensatory damages for diminution of land value, remediation efforts, and loss of use and enjoyment. They sought to certify two plaintiff classes: the "easement property class," for the sixty-six owners of properties from which pipe had been removed; and the "contiguous property class," for 285 properties contiguous to the easement properties. As to the latter class, plaintiffs alleged "the asbestos pipewrap insulation was spread ... by wind[ ] to neighboring properties."
The trial court held an evidentiary hearing on class certification. Plaintiffs submitted as expert testimony the deposition of an industrial hygienist, Dr. Terry Spear, and an air diffusion report prepared by an environmental engineer, Dr. Kumar Ganesan, who did not testify and had not been deposed. The environmental consultant overseeing the abatement program, Matthew Roberts, and a toxicologist, Dr. Brent Kerger, testified as experts for Unocal. They primarily disputed Dr. Spear's testimony concerning whether, and if so, when and to what extent, asbestos had migrated to the contiguous properties.
The trial court declined to resolve this conflicting expert testimony, explaining that "merits questions are not appropriate for determination at this stage," and "whether the plaintiffs' experts or defendants' experts are correct ... is for the jury to determine after trial." Nevertheless, finding that the "opinion of Dr. Spear and the modeling of Dr. Ganesan ... show some reasonable evidence that the contiguous properties are contaminated," it certified the contiguous property class, as well as the easement class, under C.R.C.P. 23(a) and (b)(8).
The trial court recognized that there were "some questions of fact and law which are not common to all class members," including "the amount of damages suffered by each class member." But it did not specifically address Unocal's argument that the alleged need for highly individualized evidence of damages defeated predominance. As to Unocal's similar argument concerning affirmative defenses, the court merely said that, "Potential affirmative defenses are not to be considered during the class certification process as they go to the merits of the case."
"[Wlhether to certify a class action lies within the discretion of the trial court and will not be disturbed unless the decision is clearly erroncous and an abuse of discretion." Friends of Chamber Music v. City & County of Denver,
III. The Burden of Proof for Class Certification
Initially, our review is confounded because, on the one hand, the trial court's certification order is unclear regarding the burden of proof that it required plaintiffs to meet before certifying the classes. On the other hand, Colorado law offers little guidance on exactly what that burden of proof should be. Hence, we begin with a brief overview of Colorado class action cases, then address the burden of proof applied by federal courts at the class certification stage, and based on federal precedent conclude that the burden is by a preponderance of the evidence, which we cannot say that the trial court applied.
A. Overview of Class Actions
"The basic purpose of a class action is to rliminate the need for repetitious filing of many separate lawsuits involving the interests of large numbers of persons and common issues of law or fact by providing a fair and economical method for disposing of a multiplicity of claims in one lawsuit." Mountain States Tel. & Tel. Co. v. Dist. Court,
C.R.C.P. 28 provides, as pertinent here:
(a) Prerequisites to Class Action. One or more members of a class may sue or be sued as representative parties on behalf of all only if;: (1) The class is so numerous that joinder of all members is impracticable; (2) there are questions of law or fact common to the class; (8) the claims or defenses of the representative parties are typical of the claims or defenses of the class; and (4) the representative parties will fairly and adequately protect the interests of the class.
(b) Class Actions Maintainable. Any action may be maintained as a class action if the prerequisites of section (a) are satisfied, and in addition:
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(3) The court finds that the questions of law or fact common to the members of the class predominate over any questions affecting only individual members, and that a class action is superior to other available methods for the fair and efficient adjudication of the controversy. The matters pertinent to the findings include:
(A) The interest of members of the class in individually controlling the prosecution or defense of separate actions;
(B) The extent and nature of any litigation concerning the controversy already commenced by or against members of the class;
(C) The desirability or undesirability of concentrating the litigation of the claims in the particular forum;
(D) The difficulties likely to be encountered in the management of class action.
"The class action advocate bears the burden of demonstrating that the claims asserted are cognizable as a class action." Ammons v. American Family Mut. Ins. Co.,
Plaintiffs' emphasis on the observation in Benzing,
B. Burden of Proof
Because "C.RCP. 28 is virtually identical to Fed.R.Civ.P. 28," we look to cases applying the federal rule when interpreting its Colorado counterpart. Goebel v. Colorado Dep't of Institutions,
No Supreme Court case speaks directly to the burden of proof that the class proponent must meet to sustain certification of the class. General Telephone Co. v. Falcon,
The federal circuit courts that have recently addressed the burden of proof at class certification adopt a preponderance of the evidence standard. See Teamsters Local 445 Freight Div. Pension Fund v. Bombardier Inc.,
State courts have also begun applying a preponderance of the evidence standard to class certification. See, e.g., Sav-on Drug Stores, Inc. v. Superior Court,
Cases adopting a preponderance standard are persuasive for the following reasons:
@ Because section 18-25-127(1), CRS. 2008, provides that "the burden of proof in any civil action shall be by preponderance of the evidence," preponderance should be the default choice. But see In re Phillips,139 P.3d 639 , 644 (Colo.2006) ("A claimant seeking to pierce the corporate veil must make a clear and convine-ing showing that each consideration has been met.").
® Class certification has been analogized to a threshold showing of personal or subject matter jurisdiction, In re Initial Public Offering Securities Litigation,471 F.3d 24 , 40 (2d Cir.2006) (IPO), which in Colorado must be established by a preponderance of the evidence. See Archangel Diamond Corp. v. Lukoil,123 P.3d 1187 , 1192 n. 8 (Colo.2005) (personal jurisdiction); Ferrel v. Colorado Dep't of Corr.,179 P.3d 178 , 184 (Colo.App.2007) (subject matter jurisdiction).
eA lower standard such as "some showing," rejected by IPO,471 F.3d at 42 , is difficult to reconcile with the "rigorous analysis" mandated by Falcon. See In re Hydrogen Peroxide Antitrust Litigation,552 F.3d at 321 ("[PJroper analysis under Rule 28 requires rigorous consideration of all the evidence and arguments offered by the parties.... [Invoking the phrase 'threshold showing' risks misapplying Rule 28.").
® Requiring proof by a preponderance of the evidence does not encroach on the trial court's prerogative to resolve class certification within its discretion. See, e.g., Remote Switch Sys., Inc. v. Delangis,126 P.3d 269 , 275 (Colo.App.2005) (attorney fees must be established by a preponderance of the evidence, but court's decision reviewed for abuse of discretion); People v. Lassek,122 P.3d 1029 , 1034 (Colo.App.2005) (same analysis, restitution).
Therefore, we conclude that a class action proponent must satisfy the C.R.C.P. 23 requirements by a preponderance of the evidence.
The trial court relied on Cook v. Rockwell Int'l Corp.,
Under the standard we adopt today, which was not part of Colorado law at the time of the certification hearing, the trial court's certification of the contiguous property class using a "some evidence" or "some reasonable evidence" standard was an abuse of discretion.
We further conclude that remand is necessary for the trial court to clarify the burden of proof as to all other findings concerning either of the classes, except as otherwise provided in this opinion. The court did not articulate a particular burden of proof in any other findings, and we consider it unlikely that the court applied different burdens of proof in the same order.
Accordingly, we vacate the trial court's certification order and remand for specific findings on each of the C.R.C.P. 28(a) and (b)(8) requirements for the two plaintiff classes, using the preponderance of the evidence standard, which may require taking additional evidence. Nevertheless, we elect to address Unocal's specific arguments concerning numerosity, predominance, and superiority for three reasons.
First, the dueling experts issue goes beyond clarifying the proper burden of proof. Second, if each requirement for class certification cannot be affirmed under even the trial court's "some reasonable evidence" standard, then certification on remand would be impossible under the higher preponderance standard, unless the trial court accepts additional evidence. See U.S. Cellular Corp. v. City of Wichita Falls,
IV. Rule 23(a)(1): Numerosity
On appeal, Unocal does not contend plaintiffs failed to establish the requirements of commonality, typicality, or fair and adequate representation under C.R.C.P. 28(a)(1), (2), and (8), respectively. 2 Rather, within the context of the C.R.C.P. 28(a)(1) numerosity requirement, it argues that the trial court abused its discretion in four ways: (1) failing to resolve conflicting expert testimony regarding the contamination of the contiguous properties out of a mistaken concern over addressing the merits, thereby certifying an unidentifiable class; (2) "shifting the burden of proof to Unocal"; (8) failing to find that the easement property class met the numer-osity requirement independent of the contiguous property class; and (4) "ruling alternatively that a stigma claim could be asserted even if the [contiguous] properties were not contaminated." We agree with the first contention, need not address the second contention, and reject the other two.
A. Conflicting Expert Testimony
Unocal raises an issue of first impression in Colorado by contending the trial court "improperly constrained its rigorous analysis" of conflicting expert opinions concerning "whether class members had contaminated properties out of a mistaken belief it could not examine the merits of the case." According to Unocal, such injury determines an identifiable class.
1. Colorado Case Law
Colorado appellate decisions do not specifically address whether trial courts should resolve conflicting expert opinion testimony
In Benzing,
Cases from divisions of this court encourage "probfing] behind the pleadings before coming to rest on the certification question." LaBerenz v. Am. Family Mut. Ins. Co.,
No Colorado Supreme Court decision has disapproved of these statements. Indeed, in Benzing the court acknowledged the assertion "that individual inquiries as to whether the defendants caused injury to each of the class members might be required," and could defeat predominance.
References to considering "the substantive claims," "the merits of the claim," and "the nature of the evidence" cast doubt on the trial court's refusal to resolve the expert issue concerning certification of the contiguous property class. However, we must look elsewhere for a specific answer to the question of resolving conflicting expert testimony that bears on the certification decision.
2. Federal Case Law
a. United States Supreme Court Precedent
Supreme Court decisions recognize the propriety of some inquiry into the merits at the certification stage. See Falcon,
In Livesay, while addressing the pre-Rule 23(f) appealability of an order denying class certification, the Court explained that " '[elvaluation of many of the questions entering into determination of class action questions is intimately involved with the merits of the claims. ... The more complex determinations required in Rule 23(b)(8) class actions entail even greater entanglement with the merits. ...'"
Likewise, before announcing its "rigorous analysis" rubric, discussed supra, the Falcon Court stated that "sometimes it may be nee-essary for the court to probe behind the pleadings before coming to rest on the certification question."
Such inquiry is not foreclosed by Eisen v. Carlisle & Jacquelin,
Other than these few cases, the Supreme Court has not further addressed "a preliminary inquiry into the merits" in the context of class certification since Eisen,
b. Federal Court of Appeals Precedent
In IPO, where class certification turned in part on conflicting expert testimony, the Second Circuit recognized that the majority of federal cireuit courts to have considered the question require trial courts at the class certification stage " 'to resolve disputes concerning the factual setting of the case,' including 'the resolution of expert disputes concerning the import of evidence.""
The IPO court explained that the trial court must resolve factual disputes, including conflicting expert testimony, by considering "all of the relevant evidence admitted at the class certification stage," and make a "definitive assessment of Rule 238 requirements, notwithstanding their overlap with merits issues."
The federal circuit courts to have addressed this issue since IPO follow its approach by subjecting expert testimony at the class certification stage to rigorous analysis and requiring the trial court to resolve any dispositive dispute, even disputes implicating an expert's credibility. See Williams v. Mohawk Indus., Inc.,
Several states also follow the approach of IPO and its progeny to resolve conflicting evidence that bears on the Rule 28 requirements. See, e.g., Alfa Life Ins. Corp. v. Hughes,
Earlier cases to the contrary frequently rely on In re Visa Check/MasterMoney Antitrust Litigation,
Based on these decisions, we are persuaded that when faced with conflicting expert testimony on a question potentially dis-positive of class certification, a trial court must "compare the relative weight of expert opinions in ruling on a motion for class certification." In re Urethane Antitrust Litigation,
Our resolution is not foreclosed by the admonition in Benzing,
Nor are we persuaded otherwise by the differences between C.R.C.P. 28 and its federal counterpart, which plaintiffs contend preclude following IPO and its progeny. The 2008 amendments to Fed.R.Civ.P. 28 removed from Rule 28(c)(1)(C) the provision that class certification "may be conditional," and in Rule 28(c)(1)(A) replaced the provision requiring that a certification decision be made "as soon as practicable" with the phrase, "at an early practicable time." See IPO,
Colorado has not adopted these changes to C.R.C.P. 28. Records of the Colorado Supreme Court Rules Committee, which plaintiffs ask us to consider, are treated as files of the supreme court. People v. Aleem,
8. Application
Whether any asbestos migrated to the contiguous properties and, if so, whether it posed a risk were hotly contested. Plaintiffs' sole expert witness, Dr. Spear, testified in deposition that "during the pipeline removal ... there was [sic] asbestos fibers released throughout thle] easement. They were released to the air" and "soil." He added that "the manner [of pipe removal] ... rendered much of that material friable," meaning subject to inhalation, and that the "fibers are going to be highly aerodynamic," enabling them to "travel more than five miles." However, he admitted he had not visited the contiguous properties and did not know whether asbestos had been found on any of them.
He acknowledged having relied on Dr. Ga-nesan's air diffusion model, as well as on his own visits to the easement properties, examination of documents, review of scientific literature, and his similar work on asbestos cases in Montana. That model contained assumptions which Dr. Spear did not testify to having independently verified, including: the pipeline was uniformly ten inches in diameter; one-half of the pipewrap was removed at the excavation site through the exeavation process; the pipewrap contained three million asbestos fibers per square centimeter; twenty percent of these fibers were friable; and one-half of the friable fibers became airborne. Further, Dr. Ganesan's model projected the asbestos migration based on a twelve-hour period during a particular day of exeavation and removal, which Unocal contends is outside the limitations period.
In contrast, one of Unocal's experts, Roberts, testified that much of the asbestos-containing pipewrap was transported to and disposed of at Merino Station, "a storage and pumping transfer facility" owned by Unocal; that the asbestos "was nonfriable"; and that the pipewrap was not uniformly removed from the pipe. Unocal's other expert, Dr. Kerger, testified that the asbestos was non-friable; that it was "adherent to tar" on the pipe; and thus "wasn't flyaway." He also challenged Dr. Ganesan's model as relying on faulty assumptions regarding wind direction, volume of asbestos material seraped off from the pipe, pipe diameter, fiber count, and the "wetting" of the asbestos material.
The trial court declined to resolve this conflicting expert testimony, explaining, "A class certification hearing is not the proper time for the court to decide between conflicting expert testimony and a court cannot resolve any conflict between expert evidence at this time." Instead, the court determined that certification was appropriate under its "some reasonable evidence" standard. This was an abuse of discretion.
Accordingly, on remand the trial court shall weigh the conflicting testimony and make specific findings, under the preponderance of the evidence standard, concerning alleged direct contamination of the contiguous properties, but only to the extent neces
B. Whether the Trial Court Shifted the Burden of Proof to Unocal
Because of the remand, we need not address Unocal's contention that the trial court improperly shifted the burden of proof to it at the class certification stage. The certification order correctly states that "Plaintiffs bear the burden of proving each of the elements under both Rules 28(a) and (b)(8)." See Ammons,
C. Size of the Easement Property Class
Unocal argues that the trial court imper-missibly "combined the[ ] two classes to obtain 300 potential class members," and that the easement property class alone is too small to be certified. 6 As to its first argument, the trial court found "that both subclasses meet the numerosity requirement." (emphasis added) As to its second argument, for the following reasons we cannot say, as a matter of law, that the easement property class is too small to be certified.
"A party seeking class certification is required to establish by competent evidence that the class is sufficiently large to render joinder impracticable." LaBerenz,
Here, the parties agree that the easement property class, as determined from real estate records, consists of at least sixty-six landowners. The trial court acknowledged that Unocal had identified sixty-six easement property owners, which is unlikely to change on remand.
"[The difficulty inherent in joining as few as 40 class members should raise a presumption that joinder is impracticable." Alba Conte & Herbert Newberg, Newberg on Class Actions § 8:5, at 247 (4th ed.2002); see also Chandler v. Southwest Jeep-Eagle, Inc.,
Therefore, while we conclude that the size of the easement property class does not preclude certification as a matter of law, on remand the trial court shall make specific findings on the numerosity of the proposed easement property class, using the preponderance of the evidence standard.
D. Certification Based on Stigma
Unocal argues that the contiguous property class could not be certified on the basis of stigma if, as it urges, the trial court finds the testimony of plaintiffs' expert on direct contamination of those properties to be unpersuasive. Although the trial court found that the parties' experts "agree that asbestos can create a stigma to real property," plaintiffs have not pleaded a separate stigma claim. Nevertheless, we address this argument because it could arise on remand if the trial court so held, and in that context would
Plaintiffs have asserted a nuisance claim against Unocal on the basis that "[the release of asbestos ... from the Easement and pipeline have [sic] caused an unreasonable interference with the use and enjoyment of Plaintiffs' and Class Members' properties," and the trial court recognized that "plaintiffs argue that proximity to the asbestos is a nuisance." We conclude that if the court on remand rejects plaintiffs' expert testimony that the contiguous properties are contaminated, certification of the contiguous property class based on a nuisance theory is not thereby precluded as a matter of law.
Nuisance does not require physical change to or invasion of property. See, e.g., Allison v. Smith,
We acknowledge the statement that Colorado landowners "are not entitled to recover for any claimed diminution in their property's value caused by any of [a] defendant's actions that do not constitute a nuisance or other actionable wrong." Staley v. Sagel,
Therefore, if on remand the trial court resolves the conflicting expert testimony in Unoeal's favor, then it shall make specific findings, by a preponderance of the evidence, weighing plaintiffs' proof that the mere proximity of the contiguous properties to the easement properties results in an unreasonable and substantial interference with use and enjoyment of the contiguous properties. Such interference could warrant class certification for the owners of those properties. See Pub. Serv. Co. v. Van Wyk,
V. Rule 28(b)(8) Predominance
Unocal next contends that because individualized proof will be necessary to determine the class members' property damages and to assess its affirmative defenses, the trial court abused its discretion in finding C.R.C.P. 283(b)(8)'s predominance requirement established as to both classes. We cannot resolve this contention for lack of any specific findings as to individualized damages evidence and because the trial court declined vigorously to analyze evidence as to affirmative defenses. Nevertheless, since these questions will likely arise on remand, we address whether individualized proof as to class members' damages and Unocal's affirmative defenses precludes class certification, as a matter of law, and conclude that it does not.
7
See Westfield Dev. Co. v. Rifle Inv. Assocs.,
After listing eleven "common issues of law and fact," 8 the court identified six "questions of fact and law which are not common to all class members," including whether certain landowners (1) had time-barred claims; (2) expressly released Unocal from liability; (8) waived any right to seek damages; (4) failed to mitigate damages; (5) received from Unocal notice of the asbestos release; and (6) have differing amounts of damages. However, the court concluded that the common issues of law and fact predominated over the individual issues, thereby justifying certification of both classes.
A. Individualized Evidence of Class Members' Damages
Unocal points to variations, including no reduction of rental value as farm land, no change in erop productivity, landowners whose income from their properties increased, and some landowners who no longer ride recreational vehicles on their properties.
Despite finding that class members have "differing amounts of damages," the trial court did not separately address individualized evidence of damages. Rather, it treated the entire question only as a matter of affirmative defenses, perhaps because Unocal pleaded "lack of damages" as a defense. However, since individualized damages bear on the predominance of common issues, the trial court must address Unocal's damages argument separately from its affirmative defenses argument.
Variations in damages suffered by class members often occur in mass environmental torts, and do not prevent class certification as a matter of law. See, e.g., Boggs v. Divested Atomic Corp.,
Further, the impact of individualized damages evidence can sometimes be reduced by creating subclasses, which lies within the trial court's discretion under CRCP. 28(c)(d4). See Villa Sierra,
Therefore, we conclude that the variation as argued by Unocal does not preclude a finding that common issues predominate, as a matter of law. Nevertheless, on remand the trial court shall separately address individualized evidence of damages, including possible use of subclasses, and make findings by a preponderance of the evidence.
B. Unocal's Affirmative Defenses
Unocal's answer pleaded eleven affirmative defenses, one or more of which it asserts will apply to fifty-nine of the sixty-six easement property class members, as well as to an unspecified number of the contiguous properties. Examples of these defenses include statute of limitations, laches, estoppel, assumption of risk, and failure to mitigate damages. Although plaintiffs contest the total number of properties subject to one or more of these defenses, they do not dispute that various property owners are subject to certain defenses.
The four non-exhaustive predominance factors listed in C.R.C.P. 28(b)(8) provide a framework for analyzing affirmative defenses under the predominance and superiority prongs of the rule. See, e.g., Klay v. Humana, Inc.,
Here, the trial court did not rigorously analyze the evidence that Unocal asserts is inherently individualized in its affirmative defenses. For example, the court declined to consider that some easement property owners did not have the pipe removed from their properties. Instead, the court merely noted that the defenses were "untested" and, as with the conflicting expert testimony, "must be left to the merits of the case." Plaintiffs have cited no authority, nor have we found any, applying an "untested" standard to foreclose a predominance inquiry into affirmative defenses.
Refusal even to address Unocal's defenses out of concern over invading the merits was an abuse of discretion.
9
See New-berg, supro, § 4:25, at 159 ("[The question for purposes of determining predominance is not whether a defense exists, but whether the common issues will predominate over the individual questions raised by that defense."); see also Benzing,
On remand, the trial court should look first at whether plaintiffs have made "an initial demonstration that a class action is appropriate. ..." Villa Sierra,
Speculative or conjectural defenses need not be considered because they are inadequate to overcome issues of law and fact that are otherwise sufficiently common to merit class certification. See Mowbray,
Moreover, as noted supra concerning damages, if a defendant "demonstrate[s] in the future that individualized [defense] problems actually shift the balance and un-dereut the predominance of common issues, the district court may modify its class certification order (or even decertify the class)." Mowbray,
Accordingly, although we conclude that the affirmative defenses recognized by the trial court do not preclude predominance as a matter of law, on remand before finding predominance the trial court must make findings by a preponderance of the evidence concerning these affirmative defenses, including the use of subclasses, and determine whether common issues nevertheless predominate.
VI. Rule 283(b)(8); Superiority
Lastly, Unocal contends the trial court abused its discretion by certifying the easement property class because it failed to "make findings on the superiority of the CDPHE remediation program." Our remand for further findings moots this contention. Nevertheless, as with predominance, we consider whether the largely undisputed evidence concerning the remediation program precludes superiority, as a matter of law, and for the following reasons conclude that it does not.
C.R.CP. 28(b)(8) requires that the class action be "superior to other available methods for the fair and efficient adjudication of the controversy." "The fact intensive superiority inquiry seeks to determine the best mechanism for identifying claimants and processing their claims." Buckley Powder Co.,
Plaintiffs sought and the trial court granted certification of the easement property class under C.R.C.P. 28(b)(8), which "is appropriate for classes seeking primarily monetary damages." State v. Buckley Powder Co.,
Kamm v. California City Dev. Co.,
Nevertheless, on remand the trial court shall make specific findings on the superiority of the class action, using the preponderance of the evidence standard, with respect to the CDPHE remediation program.
VII. Conclusion
In sum, we reject Unocal's request for reversal of the order certifying the two classes. However, our conclusions that the burden of proof is by a preponderance of the evidence and that the trial court must resolve the conflicting expert testimony, address the individualized damages evidence, and analyze Unocal's affirmative defenses, require the order to be vacated and the case remanded for further findings. The court may, in its discretion, take additional evidence to the extent necessary because of the standards announced in this opinion.
On remand, the trial court shall make findings, under a preponderance standard, on the following issues:
e Does expert testimony establish an identifiable class of contiguous property owners based on contamination by wind dispersion, proximity to the easement properties, or both;
e Is a class of easement property owners sufficiently numerous;
© Has predominance of common issues been established as to either contiguous property owners or easement property owners, despite Unoeal's assertions that both damages and affirmative defenses involve individualized proof;
e Has superiority of an easement property owner class been established, notwithstanding the CDPHE remediation program; and
e Have plaintiffs otherwise established the requirements of C.R.C.P. 28 as to either or both classes, except as to issues abandoned by Unocal? 10
The order certifying the two plaintiff classes is vacated and the case is remanded for further proceedings consistent with this opinion.
Notes
. Remand moots Unocal's assertion, which plaintiffs dispute, that the trial court improperly adopted findings proposed by plaintiffs. Such an assertion could be eliminated from any appeal following remand if the court made findings independently rather than adopting wholesale findings proposed by cither party. See Uptime Corp. v. Colo. Research Corp.,
. At oral argument, Unocal conceded that if the case is remanded for further findings, the trial court need not revisit these three requirements.
. See
. As to the first change, the "may be conditional" phrase was deleted because ""[a] court that is not satisfied that the requirements of Rule 23 have been met should refuse certification until they have been met." Fed.R.Civ.P. 23(c)(1) advisory commiitee's note to 2003 amendments. Nevertheless, the right to seek amendment of the certification ruling is preserved. The second change was made because ""[t]he 'as soon as practicable' exaction neither reflect{ed] prevailing practice nor capture{d] the many valid reasons that may justify deferring the initial certification decision. Time may be needed to gather information necessary to make the certification decision." Id. (internal citation omitted). These reasons do not illuminate the need to weigh disputes among experts.
. "An expert who testifies, for example, that every plaintiff has suffered injury is in effect testifying that injury may be established by common proof." Kermit Roosevelt III, Defeating Class Certification in Securities Fraud Actions, 22 Rev. Litig. 405, 425 (2003).
. Because Unocal does not dispute the size of the contiguous property class or argue that it lacks numerosity, that question need not be addressed on remand.
. Our conclusions are not intended to predetermine the trial court's new findings on remand under the preponderance of the evidence standard or its independent analysis of the C.R.C.P. 23 predominance requirement using those new findings. Cf. Blood v. Qwest Services Corp.,
. The trial court listed the common issues of law and {act as "(1) whether any type of toxic chemicals and substances have been or are being released by the defendants on the class members' properties; (2) whether the removal of the pipeline resulted in the release of a material containing asbestos; (3) whether the asbestos contaminated the class members' properties; (4) whether the activities of the defendants caused the contamination of class members' properties; (5) whether the release of asbestos and other materials from the pipeline onto the class members' properties constitutes a trespass; (6) whether the release of asbestos and other materials from the pipeline onto the class members' properties constitutes a nuisance; (7) whether the defendants acted negligently or recklessly by allowing asbestos to be released during the removal of the pipeline; (8) whether the defendants acted negligently or recklessly by failing to remediate the release of asbestos or by failing to warn the property owners of the presence of asbestos; (9) whether the class members have suffered loss of use, annoyance and discomfort, and loss of use and enjoyment of their properties as a result of the defendants' conduct; (10) whether the release of asbestos has caused a diminution in value of the class members' properties; and (11) whether the defendants have been unjustly enriched."
. The trial court cited Cook,
. Certain findings may eliminate the need to make other findings. For example, if the court determines that no identifiable class of contiguous property owners has been shown based on either direct contamination or proximity, it need not further address those owners.
