OPINION AND ORDER
Pending before the Court in the above referenced cause, alleging in Dr. Doris M. Jackson’s Second Amended Complaint age discrimination under the Texas Commission on Human Rights Act (“TCHRA”), Texas Labor Code § 21.051, denial of promised medical leave benefits under Texas statutory and common law, breach of contract and promissory estoppel, retaliation in violation of her rights to free expression under the First and Fourteenth Amendments to the United States Constitution and the Civil Rights Act of 1871, 42 U.S.C. § 1983, and common-law assault, are the following motions: (1) Texas Southern University’s (“TSU’s”) motion to dismiss (instrument # 37) and (2) Individual Defendants’ (Doctors Sunny E. Ohia, Barbara E. Hayes, Inyang N. Osemene, and Cyril A. Abobo’s)
I. Standards of Review
“When a motion to dismiss for lack of jurisdiction ‘is filed in conjunction with
Rule 12(b)(1) allows a party to move for dismissal of an action for lack of subject matter jurisdiction. The party asserting that subject matter jurisdiction exists, here the plaintiff, must bear the burden of proof for a 12(b)(1) motion. Ramming v. United States,
A motion to dismiss for lack of subject matter jurisdiction under Rule 12(b)(1) is characterized as either a “facial” attack, i.e., the allegations in the complaint are insufficient to invoke federal jurisdiction, or as a “factual” attack, i.e., the facts in the complaint supporting subject matter jurisdiction are questioned. In re Blue Water Endeavors, LLC, Bankr.No. 08-10466, Adv. No. 10-1015,
“While a complaint attacked by a Rule 12(b)(6) motion to dismiss does not need detailed factual allegations, ... a plaintiffs obligation to provide the ‘grounds’ of his ‘entitle[ment] to relief requires more than labels and conclusions, and a formulaic recitation of the elements of a cause of action will not do.... ” Bell Atlantic Corp. v. Twombly,
In Ashcroft v. Iqbal,
“Dismissal is proper if the complaint lacks an allegation regarding a required
II. Substantive Law
A. Eleventh Amendment and TSU’s Sovereign Immunity
Because at times the Second Amended Complaint references federal causes of action even though it asserts that Plaintiffs claims are brought under state law, the Court addresses the Eleventh Amendment and sovereign immunity with respect to both.
The Eleventh Amendment of the United States Constitution provides, “The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.” U.S.C.A. Const. Amend. XI. In Hans v. Louisiana,
Moreover, “[i]t has long been settled that the reference to actions ‘against one of the United States’ encompasses not only actions in which a State is actually named as a defendant, but also certain actions against state agents and state instrumentalities.” Regents of the University of California v. Doe,
Under Texas law, state universities, including Texas Southern University, “ ‘are agencies of the State and enjoy sovereign immunity.’ ” Taylor v. Texas Southern University, Civ. A. No. 4:12-CV-01975,
Title 42 U.S.C. § 1983, which “provides injured plaintiffs with a cause of action when they have been deprived of federal rights under color of state law,”
Every person who, under color of any statute, ordinance, regulation, custom, or usage of any State or Territory or the District of Columbia, subjects or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress....
To state a claim under § 1983, a plaintiff must “ ‘(1) allege a violation of rights secured by the Constitution or laws of the Umted States and (2) demonstrate that the alleged deprivation was committed by a person acting under color of state law.’ ” Doe,
Texas has not waived sovereign immunity for § 1983 monetary claims against TSU or its employees in their official capacities. Dittmer v. Texas Southern Univ., Civ. A. No. 10-182,
A waiver of sovereign immunity by Texas in its own state courts does not constitute a waiver of its Eleventh Amendment immunity in federal courts. Taylor,
The Supreme Court has held that under the Family and Medical Leave Act (“FMLA”) Congress did validly abrogate the States’ sovereign immunity as to family-care claims (29 U.S.C. § 2612(a)(1)(C)), but not as to suits for money under the self-care provision (29 U.S.C. § 2612(a)(1)(D)). Taylor,
An age-discrimination claim under the TCHRA against the State or a state agency in federal court is barred by sovereign immunity. See Hernandez v. Texas Dep’t of Human Servs.,
The Supreme Court has also pronounced that the Age Discrimination in Employment Act’s [“ADEA’s”] “purported abrogation of the states’ sovereign immunity is invalid” because the statute could not be enacted pursuant to section five of the Fourteenth Amendment. Taylor,
Congress also has not abrogated sovereign immunity with respect to claims under § 1981. Dittmer v. Texas Southern Univ.,
B. Public Officials in their Individual Capacities: First Amendment Retaliation, Qualified Immunity, and the Texas Tort Claims Act
The law regarding First Amendment protection of public employees’ free speech rights, specifically as professors addressing the operation of public institutions where they work, has evolved gradually and the analysis has become increasingly fact intensive.
The United States Supreme Court has “recognized that Congress may impose restraints on the job-related speech of public employees that would be plainly unconstitutional if applied to the public at large.” U.S. v. Nat’l Treasury Employees Union,
In Connick, the Supreme Court refined the analysis by holding that in determining whether the employee’s speech addresses a matter of public concern the Court must consider “the content, form, and context of [the] given statement as revealed by the whole record.”
Even if the public employee does speak as a citizen on a matter of public concern, his speech is not automatically protected. Instead, if the court first finds the employee speaks as a citizen on a matter of public concern, the court then applies a test to find “a balance between the interests of the teacher, as a citizen, in commenting upon matters of public concern and the interest of the State, as employer, in promoting the efficiency of the public services it performs through its employees.” Pickering,
[w]e have previously recognized as pertinent considerations whether the statement impairs discipline by superiors or harmony among co-workers, has a detrimental impact on close working relationships for which personal loyalty and confidence are necessary, or impedes the performance of the speakers’s duties or interferes with the regular operation of the enterprise.... Interference with work, personnel relationships, or the speaker’s job performance can detract from the public employer’s function; avoiding such interference can be a strong state interest.9
The Fifth Circuit reads Pickering’s balancing test to require the weighing of a “number of factors ... relevant in balancing the interests of the individual against those of the state, including ... (1) the degree to which the employee’s activity involved a matter of public concern; (2) the time, place, and manner of the employee’s activity; (3) whether close working
In Waters v. Churchill,
“[W]hen public employees make statements pursuant to their official duties, the employees are not speaking as citizens for First Amendment purposes, and the Constitution does not insulate their communication from employer discipline.” Garcetti
In Gibson, noting that Garcetti did not clearly define what making statements pursuant to one’s official duty entails nor establish a comprehensive framework for defining the scope of an employee’s employment, the Fifth Circuit found that the opinion did establish that neither a formal job description
The Supreme Court has also held in Givhan v. Western Line Consolidated Sch. Dist., that even where an employee criticizes his employer in a private communication or setting, the speech may be entitled to First Amendment protection, but that it is then subject to the Pickering balancing test.
To prove a constitutional claim of First Amendment retaliation, a plaintiff must show that (1) she “suffered an ‘adverse employment decision;’ ” (2) her “speech involved a ‘matter of public concern,’ ” (3) the plaintiffs “ ‘interest in commenting on matters of public concern ... outweighs the [defendant's interest in promoting [workplace] efficiency,’ ” and (4) the plaintiffs speech “motivated the adverse employment decision.” Beattie v. Madison County Sch. Dist.,
To retaliate against an employee for engaging in a protected activity, the employer must actually know that the employee engaged in the protected activity. Garrett v. Judson Indep. Sch. Dist.,
The Fifth Circuit has held that discharges, demotions, refusals to hire, refusals to promote, and reprimands are “adverse employment actions” for purposes of a First Amendment retaliation claims. Juarez v. Aguilar,
Citing Connick,
This Court notes that in the context of higher education in public colleges and universities, as well as K-12 schools, some courts have recognized as speech on matter of public concern some of the general areas at issue here, while others have not. In Perry v. Sindermann,
Qualified Immunity
Title 42 U.S.C. § 1983 does not grant substantive rights, but provides a vehicle for a plaintiff to vindicate rights protected by the United States Constitution and other federal laws. Albright v. Oliver,
Although qualified immunity is an affirmative defense, “plaintiff has the burden to negate the assertion of qualified immunity once properly raised.” Collier v. Montgomery,
In Elliott v. Perez,
In Morgan v. Hubert,
We did not ground any such requirement in Rule 9(b), but nevertheless required a plaintiff to plead more than conclusions. Specifically, we reasoned that “a plaintiff cannot be allowed to rest on general characterizations, but must speak to the factual particulars of the alleged actions, at least when those facts are known to the plaintiff and are not peculiarly within the knowledge of defendants [emphasis added by Morganpanel].” “Heightened pleading requires allegations of fact focusing specifically on the conduct of the individual who caused the plaintiffs’ injury.” Reyes v. Sazan, 168 F.3d 158 , 161 (5th Cir.1999).
Morgan,
Assault and Battery
The elements of battery under common law are (1) a harmful or offensive contact (2) with a plaintiffs person. Doe v. Beaumont I.S.D.,
The Texas Tort Claims Act (“TTCA”), Texas Civil Practice and Remedies Code § 101.057, waives sovereign immunity for some torts,
Section 101.106 of the TTCA. entitled “Election of Remedies,” provides in relevant part,
(e) If a suit is filed under this chapter against both a governmental unit and any of its employees, the employees shall immediately be dismissed on the filing of a motion by the governmental unit.
(f) If a suit is filed against an employee of a governmental unit based on conduct within the general scope of that employee’s employment and if it could have been brought20 under this chapteragainst the governmental unit, the suit is considered to be against the employee in the employee’s official capacity only. On the employee’s motion, the suit against the employee shall be dismissed unless the plaintiff files amended pleadings dismissing the employee and naming the governmental unit as defendant on or before the 30th day after the date the motion is filed.
“Under the TTCA election of remedies provision, the claims against the individual Defendants — in both their individual and official capacities and for both money and injunctive relief — must be dismissed.” Perez v. Texas A & M Univ. at Corpus Christi Civ. A. No. 2:13-CV-225,
Nevertheless § 101.106 expressly limits its scope to suits against “an employee of a governmental unit” and requires dismissal only if it is “based on conduct within the general scope of that employee’s employment.” See Franka v. Velasquez,
Section 101.106(f) “extends governmental immunity to acts of individual governmental employees acting within the scope of their employment.” Lund v. Giauque,
An employee acts within the scope of employment performing work assigned by the employer or engaging in a course of conduct subject to the employer’s control. An employee’s act is not within the scope of employment when it occurs within an independent course of conduct not intended by the employee to serve any purpose of the employer.
Key Allegations of Plaintiffs Second Amended Complaint (# 36)
At the relevant time Plaintiff was a tenured associate professor, with a Doctor of Pharmacy degree, at the College of Pharmacy and Health Sciences (“COPHS”) at TSU in Houston, Texas, where she had been employed for more than twenty years. She alleges that since at least 2007 the faculty and administration of COPHS were involved in an internal dispute about the operation of the college, with the faculty complaining that the administration’s conduct was harmful to the students and imperiled accreditation of the college. Faculty member Dr. Mofolu-ronso A. Enigbokan, wrote a critique relating to the dispute entitled “Inside TSU’s Pharmacy Program: An Expose on How A Failing Administration is Fomenting an Academic Mess,” detailing the administration’s failure to follow applicable statutes, internal rules, and academic standards, thereby resulting in inadequate training and professional preparation of the students and disproportionately low passing rates on licensing examinations. Plaintiff claims that she supported Dr. Enigbokan’s protest and that she independently voiced her own criticisms of the credentials and abilities of certain faculty and administrators, advocated for improved treatment of students, and urged ways to protect the accreditation of the pharmacy program, which, along with the probationary status of the general accreditation of the University, posed a potentially devastating loss of opportunity and services to minority communities served by the TSU. Plaintiff claims that in 2010, COPHS responded by changing requirements and arbitrarily dismissing dozens of students, including some close to graduation. Some students then protested at a meeting of TSU’s Board of Regents, while others filed lawsuits against COPHS.
Plaintiff charges that because she exercised her rights to free expression under the federal and Texas Constitutions, Individual Defendants retaliated and continue to retaliate against her in the last two years in the following ways inter alia: requested that she retire; discouraged her attempts to secure promotion; provided lower compensation than what she was entitled to, given her education, experience and demonstrated ability, scope of duties, and time of service; arbitrarily disqualified her from service in the Faculty Senate and on institutional committees; participated in personal disparagement and humiliation of Plaintiff; denied her the compensation and leave provided by University policies and practices; denied her access to or use of office equipment; denied or disregarded her participation in academic activities; and assigned her a teaching load disproportionately greater than that assigned to other faculty members, including those with salaries higher than her own.
As a specific example of discrimination, Plaintiff claims that Defendant Osemene repeatedly stated to Plaintiff that Plaintiff was too old to serve on the faculty and must retire.
Plaintiff, born in 1951, was over the age of forty and within the protection of Texas Labor Code § 21.051 at the relevant time period. Plaintiff filed an age discrimination charge with the United States Equal Employment Opportunity Commission and the Texas Workforce Commission, Civil Rights Division, on April 23, 2011.
Plaintiff further asserts that TSU, based on information provided by Victor Simms, M.D., who was treating her for thyrotoxi-cosis and who stated that she was unable to perform any of her job duties, gave her written documentation that she was eligible for medical leave under the FMLA, 29 U.S.C. §§ 2601, et seq., and a document titled “Notice of Eligibility and Rights & Responsibilities of FMLA.” Plaintiff relied on these statements of her eligibility and entitlement to benefits under the FMLA. Plaintiff claims that when she returned
Plaintiff also claims that she was publicly demeaned, ridiculed, and insulted by Individual Defendants Ohia, Hayes, and Osemene, and that her personal and professional reputations were seriously damaged and she was exposed to hatred and contempt. She alleges that as a result, Dr. Abobo assaulted her, striking her on the back and causing her to fall, on February 26, 2012 at TSU’s facilities at the McGovern Campus. While she was on the ground, an administrator arrived and caused her embarrassment, humiliation and emotional distress, which still continue. She suffered painful bruises that required medical attention and caused her to miss work for a few days. TSU and the Individual Defendants’ failure to take action caused Plaintiff loss of pay and benefits, humiliation, emotional distress, damage to her personal and professional reputation, damage to her earning capacity, and damage to her enjoyment of life.
TSU’s Motion to Dismiss (# 37)
TSU, as an “arm of the state,” first contends that as a matter of law the Court is deprived of jurisdiction to hear a suit against it unless it can show that sovereign immunity is expressly waived. Pennhurst,
Next TSU asserts that Plaintiff fails to plead a plausible claim for denial of medical leave benefits under state law. Plaintiffs complaint refers to the FMLA regarding her medical leave, but a FMLA claim against TSU as an arm of the State is barred by the Eleventh Amendment. Plaintiff has no entitlement to such a claim under state law. Although she asserts it is brought pursuant to “statutory and common law principles of contract and promissory estoppel in Texas law,” she fails to identify any Texas statute that provides her with entitlement to medical leave or bars retaliation for taking that leave, the way the FMLA does, not to mention a statute that waives the State’s sovereign immunity to such a claim by State employees.
Two principles inform the doctrine of sovereign immunity: immunity from suit and immunity from liability. General Services Com’n v. Little-Tex Insulation Co.,
TSU further argues that Plaintiff has failed to identify any contract between her and TSU entitling her to the alleged medical leave benefits. She has also failed to allege a plausible claim for denial of medical leave, since she admits that she was granted leave, took leave, and returned to her job as Associate Professor. Nor has she alleged a plausible retaliation claim relating to the medical leave since she asserts both that TSU refused to assign her to classroom teaching on her return from medical leave, yet also complains that TSU assigned her a heavier teaching schedule than other faculty members. Plaintiff also fails to allege any promise by TSU to return her to the same duties and teaching schedule when she returned. See Hartford Fire Ins. v. City of Mont Belvieu, Texas,
In sum, because Plaintiff has not alleged facts establishing the Court’s jurisdiction over her claim for medical leave and has not asserted against TSU a plausible claim for denial of medical leave or for retaliation for taking leave, the claims should be dismissed.
Furthermore, Plaintiff has already had a “third bite of the apple” with the filing of her Second Amended Complaint and should not be granted leave to amend again. United States ex rel. v. Humana Health Plan of Texas, Inc.,
Individual Defendants’ Motion to Dismiss (# 41)
Plaintiff brings a First Amendment retaliation claim against the Individual Defendants, based on her alleged speech to the TSU Board of Regents about an “internal dispute regarding the operation of the college,” the credentials and competence of the faculty and administrators, the treatment of students, and the at-risk accreditation of the pharmacy program. She claims that Dr. Osemene, with the “acquiescence and participation” of Drs. Ohia and Hayes, retaliated against her for her speech through burdensome teaching assignments, low pay, administrative matters, and departmental procedures, all in an effort to get her to resign.
Plaintiff also charges Dr. Abobo with common-law assault.
An “adverse employment action” for First Amendment retaliation claims under 42 U.S.C. § 1983 is restricted to “ultimate employment decisions” such as discharges, demotions, refusals to hire, refusals to promote, and reprimands. Breaux v. City of Garland,
Individual Defendants further maintain that Plaintiff cannot meet the second element of a First Amendment retaliation claim because her speech did not address a matter of public concern. “[W]hen public employees make statements pursuant to their official duties, the employees are not speaking as citizens for First Amendment purposes.” Garcetti
Nor does Plaintiff allege facts supporting the final element of a First Amendment retaliation claim, i.e., that the speech motivated the defendant’s purported retaliatory action. Beattie,
Because Plaintiffs complaint lacks facts to support a plausible First Amendment retaliation claim against any of the Individual Defendants, those claims should be dismissed. Charles v. Cockrell,
Even if Plaintiff had stated a plausible claim, she has failed to allege facts to defeat the Individual Defendants’ claims of qualified immunity. They contend that even if Plaintiffs speech involved a matter of public concern and that the Individual Defendants’ actions were in retaliation, those actions do not violate a right that was clearly established at the time. In light of the law of workplace speech, it would not have been clear to an objectively reasonable officer in the Individual Defendants’ shoes that Plaintiffs alleged speech to the TSU Board of Regents relating to an “internal dispute regarding the operation of the college” addressed a matter of public concern such that it would be protected by the First Amendment. Dorsett,
Finally, insist the Individual Defendants, the common-law assault claim against Dr.
The Individual Defendants argue that Dr. Abobo was acting in the general scope of employment when he assaulted Plaintiff because he was an Associate Professor at COPHS and because the alleged assault occurred on TSU’s campus in the presence of faculty, students, and administrators. The sole plausible inference is that he was “being in and about the performance of a task lawfully assigned” to him as an Associate Professor under § 101.001(5). Even if he had a personal or improper motive, his actions would still be within the scope of his employment for purposes of 101.106(f). Bessman,
Plaintiffs Opposition (# 47) to Both Motions and Second Response in Opposition (# 51)
Plaintiff emphasizes that in Rutan v. Republican Party of Illinois,
Plaintiff argues that the Fifth Circuit has not followed and applied Rutan’s broad construction of adverse employment action
Plaintiff notes that in DePree v. Saunders,
not formally applied Burlington to First Amendment retaliation claims, the interrelation among [three cases “undermining DePree’s assertion that he suffered an actionable adverse employment action,”]27 yields no “clearly established law” that [Defendant, the university president,] would have known she was violating by revoking DePree’s teaching duties and access to the business school. At most, these cases create a fact issue to whether DePree suffered a materialadverse employment action. Similarly, no clearly established law dictated that Saunders could not impose discipline, notwithstanding a few references to De-Pree’s “speech,” in light of the uniform reports about his intimidating and disruptive behavior. In sum, this court cannot conclude that Saunders’s action was objectively unreasonable, “assessed in light of the legal rules that were clearly established at the time it was taken.”.... In First Amendment retaliation cases, “[t]here will rarely be a basis for a prioñ judgment that the termination or discipline of a public employee violated ‘clearly established’ constitutional rights.” [citations omitted]
Id. Plaintiff urges 'that merely because the Fifth Circuit has not identified what conduct constitutes impermissible retaliation for First Amendment purposes should not bar trial courts from applying the plain authority of the Supreme Court in Rutan. Instead the trial court should examine the facts in the record to “define the scope of protection due and to provide any explication to the Fifth Circuit that the appellate court might consider necessary.” # 47 at p. 5. Plaintiff also contends that for purposes of qualified immunity, the holding in Burlington and the Fifth Circuit’s observations in DePree that Burlington’s holding should be considered along with the Fifth Circuit’s earlier holdings in Harrington and Dorsett, make the law “clearly established” regarding the actions engaged in by the Individual Defendants.
Plaintiff also insists that the issues of the maintenance of the COPHS’s accreditation, provision of professional preparation to students for licensing examinations, the ability and credentials of the pharmacy faculty and administrators, the treatment of students, including the imposition of serious financial burdens that have a disparate effect on minority and low-income communities from which large numbers of pharmacy students come, and the improvements required to avoid reckless waste of public resources are matters of public concern that have already adversely affected dozens of students, been widely reported in the media, and evoked public reaction. Plaintiffs speech was not limited to her position or duties as a faculty member but was made as a concerned citizen about matters of public concern and discussion. There has been no allegation, no less showing, that Plaintiffs public statements were part of her official duties, rendering inapplicable the holdings of Garcetti and Connick, and the dicta of Dorsett.
Plaintiff also maintains that her speech motivated the alleged retaliation. Plaintiff claims the Second Amended Complaint, ¶¶ 4.22.1-4.22.9 delineates nine ways in which the Individual Defendants imposed a series of adverse actions and she testified about them in her deposition and referenced them in documents she produced to Defendants. She urges a decision based on the merits, not simply on pleading standards. Haverda v. Hays County,
As for qualified immunity, Plaintiff insists that the law was clearly established to protect her from Defendants’ retaliations motivated by her speech in the public interest. She points again to the nine ways she has alleged that Defendants’ con
Moreover Plaintiff challenges Defendant Abobo’s claim that he was acting within the scope of his employment because he was a faculty member at the time and the assault occurred in the presence of other faculty and students. Plaintiff argues that the issue must be determined by summary judgment or at trial.
Regarding her age discrimination claim under the TCHRA, Plaintiff contends that the Texas statute, which was enacted to correlate state law with federal law in the area of discrimination in employment, addresses the evil of workplace discrimination by applying the same standards and using the same enforcement mechanism as those in the ADEA. In Kimel v. Florida Bd. of Regents,
As for her medical leave claims, Plaintiff contends that Defendants are ignoring her written confirmation from the University that it recognized her entitlement to leave and to the University’s sick leave benefits under the FMLA, on which she justifiably relied. Her claims that the University impeded her return from sick leave, delayed or refused to pay her salary, and barred her from returning to teaching are not denied and must be taken as true under Rule 56 procedure.
Individual Defendants’ Reply (# 50)
Defendants object to Plaintiff’s attempt to save her First Amendment retaliation claim by arguing that she suffered an actionable adverse employment action when, under Fifth Circuit law, she did not. In DePree,
Individual Defendants insist that Rutan,
Nor was Jackson’s alleged speech a matter of public concern. Contrary to Plaintiffs contentions, it is not the law that a speech by an employee relating to the governance of a university is public speech protected by the First Amendment unless the speech is part of the employee’s official duties. Instead, for First Amendment protection, the employee must speak “as a citizen on a matter of public concern.” Garcetti
Furthermore, Defendants again emphasize that Plaintiff pleads no facts plausibly suggesting that her speech motivated any of the Individual Defendants to take retal
Individual Defendants further assert that the cases cited by Plaintiff to support her view that the law was “clearly established” to protect her from retaliation actually show the opposite. In DePree,
In addition Defendants argue that the assault claim against Dr. Abobo is barred by § 101.106(f) of the TTCA because he was “in and about the performance of a task lawfully assigned ... by competent authority.” Tex. Civ. Prac. & Rem.Code § 101.100(5). See Hopkins v. Strickland, No. 01-12-00315-CV,
Defendants point out that Plaintiff does not dispute that the Eleventh Amendment bars Plaintiffs age discrimination claim under the TCHRA, but she does respond that permitting it to go forward here “would provide a vehicle for efficient vindication of the policies admittedly adopted
Plaintiffs current response in regard to her medical leave claim under state law is that TSU’s actions violated both the FMLA and TSU’s internal sick leave polices, the latter constituting a breach of contract and interference with Plaintiffs property rights in violation of the Texas Constitution. She also seeks to recover under the theories of quantum meruit and promissory estoppel. Pursuant to the law which the Court has cited earlier, the Court agrees with Individual Defendants that any claim under the FMLA would be barred by sovereign immunity. Defendants have also shown that Texas courts have uniformly held that as a matter of law contract and quasi-contract claims such as promissory estoppel and quantum meruit are barred by sovereign immunity. Texas Nat. Res. Cons. Comm’n v. IT-Davy,
Individual Defendants also correctly highlight the fact that no claim for alleged taking of property rights in violation of the Texas Constitution is found in the Second Amended Complaint, which instead clearly asserts in ¶ 7 that the claim is pursuant to “statutory and common law principles of contract and promissory estoppel in Texas law.” This Court concurs. Even if she had alleged such a claim, Texas law does not provide for a private cause of action for violation of a right guaranteed by the Texas Constitution. Beaumont v. Bouillion,
Court’s Decision
TSU’s Motion to Dismiss
First, as a matter of law, as indicated in the Court’s summary of substantive law and elsewhere in this Opinion, Texas Southern University’s motion to dismiss must be granted on Plaintiffs claims against it for age discrimination under the TCHRA and possible claim for interference with medical benefits under the self-care provision the FMLA for lack of subject matter jurisdiction based on sovereign immunity. Moreover, although she has not pleaded a contract with TSU, since she lacks legislative consent to sue an arm of the state of Texas, sovereign immunity from suit also bai*s any possible contract and quasi-contract claims such as promissory estoppel and quantum meruit.
Second, the Court agrees with Defendants that as a matter of law Plaintiff has no entitlement to medical leave nor any claim for retaliation for taking medical leave under state law.
Individual Defendants’ Motion to Dismiss
Individual’s motion to dismiss is more problematic.
First, with respect to Plaintiffs claim against Dr. Adobo in his individual capacity for assault and battery; as a matter of law under § 101.106(f), “[t]he construction of section 101.106(f) ... foreclose[s] suit against a government employee in his individual capacity if he was acting within the scope of his employment.” Franka,
Despite Defendants’ “plausible conclusion” that Abobo was acting within the scope of his employment when he allegedly assaulted Plaintiff merely because the assault purportedly occurred on TSU’s campus in the presence of other faculty, students, and administrators, the complaint’s allegations are insufficient to establish that he was acting within the scope of his employment. Defendants in a footnote (# 41 at p. 12 n. 5) assert that Adobo was proe-toring an exam with Plaintiff at the time of the alleged assault, but the Court cannot consider that statement in a Rule 12(b)(6) review. Nevertheless Plaintiff should not be allowed to avoid dismissal of her claim if it lacks merit simply by avoiding mention of relevant contextual details, which are clearly known to her and essential for a decision under Franka and § 101.106(f). In the interests of time and expense, the Court therefore orders counsel Plaintiff to file a supplement to her Second Amended Compliant alleging details of the circumstances under which the alleged assault occurred. If the assault occurred while Abobo and Plaintiff were proctoring an exam, in the scope of their job duties, § 101.106(f) would extend sovereign immunity protection to him and foreclose the claim against him in his individual capacity-
With regard to Plaintiffs First Amendment retaliation claim, Plaintiff has identified the official positions of the Individual Defendants and conclusorily alleged that Defendants Osemene, Ohia, and Hayes, were Plaintiffs administrative supervisors and exercised influence and control over her faculty rank, compensation, and duty assignments. The Court finds that it is arguable that some of Plaintiffs allegations plausibly constitute matters of public concern that she asserts as a citizen and not pursuant to her official duties, for example, inadequate training and professional preparation of the students and the accreditation of the pharmacy program. She alleges that she spoke about them at public meeting of the Board of Regents, that the speech was covered in the news media, and that these matters were being disputed in the public arena. Because the Court lacks even a minimal factual record, no less a full one, it is unable to make such a determination at this time.
Nevertheless the Court agrees with Individual Defendants that Plaintiff fails to state a claim for First Amendment retaliation because she does not allege an adverse employment action that satisfies the Fifth Circuit definition for First Amendment retaliation claims under 42 U.S.C. § 1983, i.e., that an adverse action is restricted to “ultimate employment decisions” such as discharges, demotions, refusals to hire, refusals to promote, and reprimands. Breaux,
Because Plaintiff has failed to state a claim that she suffered an adverse employment action under the Fifth Circuit’s standard, she fails to state a Fifth Amendment retaliation claim, so the Court does not reach the issue of qualified immunity.
Accordingly, for these reasons the Court ORDERS the following:
(1) TSU’s motion to dismiss is GRANTED as a matter of law based on sovereign immunity on Plaintiffs claims for age discrimination under the TCHRA, contract, and quasi contract (promissory estoppel), which are DISMISSED without prejudice to being reurged in state court, if permissible;
(2) TSU’s motion to dismiss is GRANTED with prejudice as to Plaintiffs unclear and thus uncertain claim for interference with medical benefits under the self-care provision the FMLA for lack of subject matter jurisdiction based on sovereign immunity;
(3) Individual Defendants’ motion to dismiss is currently DENIED as to Plaintiffs claims against Dr. Adobo for assault and battery, but Plaintiffs counsel shall file within ten days a supplement to her Second Amended Complaint alleging legally relevant factual details of the circumstances under which the alleged assault occurred; and
(4) Individual Defendants’ motion to dismiss is GRANTED as to Plaintiffs First Amendment retaliation claim because she fails to allege that she suffered an adverse employment action under the Fifth Circuit’s standard.
Notes
. Doctors Ohia, Hayes, Osemene, and Abobo are sued in their individual capacities. At all times material to this suit, Dr. Ohia was Provost and Vice President for Academic Affairs and Research at TSU; Dr. Hayes was Dean of the College of Pharmacy and Health Sciences at TSU, where she is now a professor of Pharmacology; Dr. Osemene was the Chair of the Department of Pharmacy Practice in the College of Pharmacy and Health Sciences at TSU; and Dr. Abobo was an associate professor of pharmacy practice in the College of Pharmacy and Health Sciences of TSU. Plaintiff states that the Individual Defendants were Plaintiff's administrative supervisors and exercised influenced control over her faculty rank, compensation, and duty assignments.
. If it is a factual attack, the Court may consider any evidence (affidavits, testimony, documents, etc.) submitted by the parties that is relevant to the issue of jurisdiction. Id., citing Irwin v. Veterans Admin.,
. Congress has abrogated sovereign immunity under the Fourteenth Amendment in enacting both Title VII and the Equal Pay Act. Fitzpatrick v. Bitzer,
. In addition to the exceptions of consent and abrogation, suits under the fiction of Ex parte Young,
. The Court notes that any claim for prospective injunctive relief for Plaintiff's claims is mooted by her death.
. Doe on Behalf of Doe v. Dallas Indep. Sch. Dist.,
. In Will,
Obviously, state officials literally are persons. But a suit against a state official in his or her official capacity is not a suit against the official but rather is a suit against the official’s office. As such it is no different from a suit against the State itself, [citations omitted]
In contrast, "a state official in his or her official capacity, when sued for injunctive relief, would be a person under § 1983 because ‘official-capacity actions for prospective relief are not treated as actions against the State.’ ” Id. n. 10, citing Kentucky v. Graham, 473 U.S. [159, 167 n. 14,
. See also Garcetti,
Pickering and the cases decided in its wake identify two inquiries to guide interpretations of the constitutional principles accorded to public employee speech. The first requires determining whether the employee spoke as a citizen on a matter of public concern.... If the answer is yes ... [t]he question becomes whether the relevant government entity had an adequate justification for treating the employee differently from any other member of the general public. This consideration reflects the importance of the relationship between the speaker's expression and employment. A government entity has broader discretion to restrict speech when it acts in its role as employer, but the restrictions it imposes must be directed at speech that has some potential to affect the entity's operations, [citations omitted]
. The Supreme Court, concerned that use of written job descriptions for this purpose might cause employers to limit employees’ rights by writing' overly broad job descriptions, warned in Garcetti,
Formal job descriptions often bear little resemblance to the duties an employee actually is expected to perform, and the listing of a given task in an employee’s written job description is neither necessary nor sufficient to demonstrate that conducting the task is within the scope of the employee’s professional duties for First Amendment purposes.
In Gibson,
. Here, loo, the Gibson panel warned that reporting to agencies outside the chain of command does not necessarily establish citizen status. Where títere is no one else to whom the employee could confidentially report his information either because the higher ups were involved in the problems or the possible investigation would be endangered, an outside person or agency may be the most appropriate one to receive the information. Id. at 404.
. Daulton v. Affeldt,
. See, e.g., Jenkins v. Rock Hill Local Sch. Dist.,
. In Pickering,
. Hamer v. Brown,
. Daulton,
. Johnson v. Lincoln Univ.,
.Under Texas statutory law, a civil claim for assault and battery has the same elements as a claim for criminal assault and battery. Rockwell v. Brown,
. The TTCA waives sovereign immunity from suits arising from (1) the negligent conduct of an employee if property damage, personal injury or death arises from the operation or use of a motor-driven vehicle or equipment if the employee would be personally liable to the claimant and (2) from injuries caused by a condition or use of tangible personal property if the governmental unit would, were it a privatd person, be liable to the claimant according to Texas law.
. The phrase "could have been brought” in § 101.106(f) applies to claims raised under
. TSU notes this is the only allegation related to age discrimination and states that at the time of her death, she was serving on the faculty and had not resigned or retired.
. TSU points out the contradiction between this allegation and Plaintiff's complaint that she was assigned "a teaching load disproportionately greater than assigned to other faculty members.”
. Although the matter cannot be considered on this motion to dismiss, which is limited to review of the complaint, Individual Defendants state that if the case proceeds, it will be shown that the assault occurred while Plaintiff and Dr. Abobo were proctoring an exam. #41 atp. 12 n. 5.
. In Rutan, in the context of patronage (the power of government officials to make employment decisions based on an individual’s political affiliation), the Supreme Court rejected as "unduly restrictive” the Seventh Circuit's standard in its opinion below for measuring alleged patronage practices in government employment, i.e., that "only those employment decisions that are the 'substantial equivalent of dismissal' violate a public employee's rights under the First Amendment,” because that high standard
fails to recognize that there are deprivations less harsh than dismissal that nevertheless press state employees and applicants to conform their beliefs and associations to some state-selected orthodoxy. ... The First Amendment is not a tenure provision protecting public employees from actual or constructive discharge. The First Amendment prevents government, except in the most compelling circumstances, from wielding its power to interfere with its employees’ freedom to believe and associate, or not to believe and not associate.
. The Court questions the accuracy of this statement. See, e.g., Brady v. Fort Bend County,
Nevertheless, the Court observes that the Fifth Circuit’s construction of Rutan limits what Plaintiff describes as its "breadth.” In Pierce,
Rutan’s delineation of the scope of harm actionable under the First Amendment comports with our pre-Rutan retaliation cases. See Bickel v. Burkhart,632 F.2d 1251 , 1255 n. 6 (5th Cir.1980) (requiring important conditions of employment to be involved in the retaliation). The last sentence of Rutan's footnote 8, however, can be read to create a distinction between retaliation and other claims under the First Amendment. See497 U.S. at 76 n. 8,110 S.Ct. 2729 ... (suggesting that trivial acts of retaliation may be actionable.). Such a literal reading of this Supreme Court's dictum "would be a serious mistake” because that sentence is inconsistent with the body of the opinion. Scott v. Flowers,910 F.2d 201 , 216 n. 32 (5th Cir.1990) (Garwood, J., dissenting). But see Tao v. Freeh,27 F.3d 635 , 639 (D.C.Cir.1994) (applying Rutan’s footnote 8 as the standard for actionable harm in First Amendment retaliationclaim). We choose not to read the Supreme Court dicta literally; rather, we apply the main analysis of Rutan to retaliation claims and require more than a trivial act to establish constitutional harm.
In Pierce, for example, inter alia the panel found that even though some of the defendants' actions (investigating Pierce for trafficking and a verbal altercation, unauthorized videotaping, and a polygraph examination) “may have had the effect of chilling her protected speech, they are not actionable.”
This Court is bound by the Fifth Circuit’s ruling.
. In this case, DePree, a tenured professor at the University of Southern Mississippi, was relieved of his teaching duties and evicted from his office, although permitted to continue his research and to access the school’s computer system and library, allegedly because of his negative and disruptive behavior and failure to engage in scholarly or professional activities. DePree claimed that Defendants (the university’s president and various administrators and faculty members) were retaliating against him because he maintained a website that criticized the University and some of its faculty and administrators and because he complained to the accreditation agency about the school. He filed suit under § 1983, alleging violations of his right to due process and First Amendment retaliation, as well as state law claims. Regarding that part of DePree’s suit that is relevant to Dr. Jackson’s suit, the district court denied DePree’s request for injunctive relief, and granted summary judgment in favor of defendants in their individual capacity and stated inter alia that DePree had failed to show a First Amendment retaliation action because he had not been subjected to an adverse employment action. The Fifth Circuit agreed because all tangible accoutrements of his position, except teaching duties, remained stable. It found that if DePree’s speech was protected by the First Amendment, the president was entitled to qualified immunity because there was no clearly established law of which the president would have known she was violating by revoking DePree’s teaching duties and access to the business school. The Fifth Circuit reversed the denial of in-junctive relief and remanded the issue for further proceedings because DePree’s claim against University administrators might yield prospective injunctive relief.
. Citing i.e., Harrington v. Harris,
. The Court reminds Plaintiffs counsel that this case is not before the Court on summary judgment under Rule 56, but on motions to dismiss based on pleading under Rule 12(b).
. The Supreme Court distinguished state discrimination on the basis of age (which is not a suspect classification), requiring rational review under the Equal Protection Clause, and state discrimination on the basis of race or gender, which require strict scrutiny review and "a tighter fit between the discriminatory means and the legitimate ends they serve.” Siler-Khodr v. Univ. of Tex. Health Science center San Antonio,
. The Court again notes Rule 56 does not apply to motions to dismiss under Rule 12(b)(6), but agrees that well pleaded allegations under the appropriate rule are so viewed.
.In DeSoto, after a construction company built a cafeteria for an elementary school, it ended up in a dispute with the school district about how much money it was owed. The construction company sued for breach of contract. The trial court granted the school district’s motion for summary judgment based on sovereign immunity. On appeal, the court of appeals reversed, held that the state waives sovereign immunity and consents to suit when it enters into a contract with another party and that when the school district failed to pay the full amount of money dues, the school district "took” the construction company’s labor, materials, and equipment without its consent and without adequate compensation.
. Individual Defendants correctly object that Courtney does not deal with a claim of a property right to medical leave nor recognize such a right under the Texas Constitution. Instead it addressed whether the employment contract of a university lecturer gave rise to an expectation of continued employment sufficient to establish due process rights as defined in Board of Regents of State Colleges v. Roth,
. Individual Defendants correctly point out that this case involved contract claims against a local government agency, not a state agency, does not address the state’s sovereign immunity to contract-based claims, and thus is not relevant. See, e.g., Dallas County Hosp. Dist. v. Hospira Worldwide, Inc.,
. See Breaux,
. This Court observes that the Fifth Circuit, itself, recently repeated that “this court has not yet decided whether the Burlington standard applies to First Amendment retaliation cases.” Gibson v. Kilpatrick,
. In Mason, the court held that an inmate’s claim that a correctional officer committed theft under the Theft Liability Act when he confiscated the inmate's property under the TDCJ’s policy was subject to § 101.206(f), but because the inmate conceded that the officers were acting in the scope of their employment, it dismissed the claim.
The Court agrees that intentional torts may be within the scope of employment “if the course of conduct in which the tort occurred is within the scope of employment.” Restatement (Third) of Agency § 7.07. Herrera v. Aguilar,
. Her other complaints also fail to meet the Fifth Circuit's standard for a adverse employment action: lower compensation than what she was entitled to, given her education, experience and demonstrated ability, scope of duties, and time of service; arbitrary disqualification from serving on the Faculty Senate and on institutional committees; personal disparagement and humiliation of Plaintiff; denial of compensation and leave provided by University policies and practices; denial of access to or use of office equipment; denial or disregard of her participation in academic activities; and assignment of a teaching load disproportionately greater than that assigned to other faculty members.
