MEMORANDUM
I. Introduction
Plaintiff Lamont R. Jackson is an inmate at the State Correctional Institution in Coal Township, Pennsylvania. In this § 1983 action, Jackson alleges that defendants, Philadelphia police officers Joseph Nieoletti and Vincent Remshaw, used excessive force when they arrested him.
Nieoletti and Remshaw have moved to dismiss the action under Federal Rule of Civil Procedure 12(b)(6), arguing that the complaint is time-barred. For the reasons set forth below, we will grant the motion.
Dates are, as will be seen, criticаl to our discussion. The officers arrested Jackson on June 11, 1992. Jackson signed his complaint *1108 on June 1, 1994. 1 The envelope in which Jackson mailed his complaint to the Clerk lacks a postmark, but the Pitney-Bowes metered stamp on the envelope reads July 8, 1994. The Clerk of this Court received Jackson’s complaint and stamped it “filed” on July 11, 1994.
On October 6, 1994, we issued an Order requiring Jackson to answer two questions: (1) “What did you do to get your complaint in this case mailed to federal court?”; and (2) “When did you give your complaint ... to anyone at the prison for mailing to federal court (give the day, month, and year)?” For reasons that will become clear below, we had hoped to learn the date on which Jackson gave his complaint to prison administrators for mailing, as well as the procedure by which the state prison handles a prisoner’s legal mail. Jackson’s answers were for the most part unhelpful to this inquiry. 2
II. Legal Standard
When considering a motion to dismiss under Federal Rule of Civil Procedure 12(b)(6), we of course must take all allegations contained in the complaint as true and construe them in a light most favorable to the plaintiff.
H. J. Inc. v. Northwestern Bell Tel. Co.,
Normally, parties will not learn that a limitations period has expired until the discovery phase of the trial. Thus, in most eases Federal Rule of Civil Procedure 56 will be the proper vehicle for dismissal. If, however, the face of pleading reveals that the limitations period has expired, then a Court may dismiss the action under Rule 12(b)(6).
See Clark v. Sears Roebuck & Co.,
The first two steps of our analysis — determining the limitations period and the date on which Jackson’s claim accrued — involve the straightforward application of existing law. In the third step of our analysis — determining whether Jackson filed his action within the limitations period — we encounter an important, unaddressed issue of law.
III. Discussion
A. Determination of the Limitations Period and the Date of Accrual
Section 1983 does not have an explicit limitations period. The Supreme Court has established that state statutes of limitations govern § 1983 claims.
Wilson v. Garcia,
The Pennsylvania statute of limitations for personal injury is two years. 42 Pa.Cons. Stat.Ann. § 5524 (1981 & Supp.1994). Our Court of Appeals has identified that “the appropriate limitations period for section 1983 elaim[s]” is section 5524.
Bougher v. University of Pittsburgh,
Although state law determines the duration of the limitations period, federal law determines the date of accrual.
Long v. Bd. of Educ. of the City of Philadelphia,
Jackson’s complaint arises from injuries that he suffered on the date of his arrest. He alleges that officers Nicoletti and Remshaw illegally entered his mоther’s garage on June 11, 1992 and used unnecessary force in arresting him. Thus, following
Long,
B. Determination of the Date of Commencement of the Action
1. The Plain Language of the Federal Rules of Civil Procedure
We must next determine whether Jackson “commenced” his action within two years of June 11,1992. Federal Rule of Civil Procedure 3 is clear on this matter: “A civil action is commenced by filing a complaint with the court.” Federal Rule of Civil Procedure 5(e) resolves any potential ambiguity in the phrase “filing ... with the court”. Rule 5(е) teaches us that “[t]he filing of papers with the court as required by these rules shall be made by filing them with the clerk of the court”. If we apply these rules, then Jackson did not commence his suit until July 11, 1994, when his complaint was in the hands of the Clerk of this Court. More specifically, we could not find that Jackson commenced his § 1983 claim when he signed his complaint on June 1,1994. Nor could we find that he commenced his suit by turning over his papers to prison administrators for mailing, even if that action occurred on or beforе June 11, 1994. Strict operation of the rules’ plain language would impose a duty on Jackson to file his complaint with the clerk of the court by June 11, 1994.
2. The Extension of Houston v. Lack to the Facts of this Case
We recognize that prisoners acting pro se receive the benefit of substantive and procedural protections not available to represented plaintiffs.
First, in
Haines v. Kerner,
Second, in 1989, the Supreme Court extended procedural protections to
pro se
prisoners. In
Houston v. Lack,
The Supreme Court in
Houston
rested the formation of this mailbox rule on three related rationales, all of which depend upon a
pro se
prisoner’s unique status as a litigant. First, a prisoner is unable to control the filing of a notice of appeal. “Unlike other litigants”, the Court noted,
“pro se
prisoners cannot personally travel to the courthouse to see that the notice is stamped ‘filed’ or to establish the date on which the court received the notice.”
Id.
at 271,
[I]f there is a delay the prisoner suspects is attributable to the prison authorities, he is unlikely to have any means of proving it, for his confinement prevents him from monitoring the process sufficiently to distinguish delay on the part of prison authorities from slow mail service or the court clerk’s failure to stamp the notice on the date received.
Id.
Most important in the context of the issue before us today, the Court did not explicitly rest its holding оn the relatively short, 30-day period that a prisoner has in which to file his notice of appeal. Instead, the Court’s holding focused on the attributes associated with the prisoner’s unique situation, not on the attributes of the particular filing.
Four Justices dissented from the Court’s holding. The dissent primarily objected that the Court had created a new procedural rule directly contrary to the plain language of the Federal Rules of Appellate Procedure.
4
See id.
at 275-79,
The dissenters did not take notice of another objection that has become apparent since Houston. Not only do people such as U.S. citizens abroad or military personnel occupy positions analogous to prisoners, but Houston also need not be limited to notices of appeal. Indeed, the ratio decidendi of Houston’s holding depends not at all on the type of paper filed but rather on prisoners’ confinement and lack of control over their lawsuits. We should not be surprised, then, to find that other circuits have extended the Houston rule to other scenarios not explicitly within Houston’s holding.
In
Lewis v. Richmond City Police Department,
The Third Circuit has interpreted
Houston
both broadly,
see In re Flanagan,
In the light of this canvass of authority, we hesitate to dismiss Jackson’s claim under the straightforward application of Federal Rules of Civil Procedure 3 and 5(e) that we described in Part B.l. We recognize, however, that there is no binding authority that compels us either to grant оr deny the motion.
We believe that six reasons counsel against creating a mailbox rule for
pro se
prisoner complaints. First, as the dissent in
Houston
rightly argued, the
Houston
rule altered unambiguous language without finding an underlying constitutional violation.
See Houston,
Certainly no one would doubt the power of Article III judges to prevent prison administrators from intentionally delaying prisoners’ access to the cоurts by delaying their legal filings. Yet we would hesitate to alter clear statutory language merely on the presumption that such violations
could
happen in the future. Moreover, to presume that prison administrators would wilfully deny prisoners’ constitutional rights,
see Houston,
Second, it is only too clear to us that a broad application of the Houston rule would create an еxcessive administrative burden for the district courts. A mailbox rule for pro se prisoners’ complaints would create as a collateral issue in any close ease the date on which a prisoner handed over his complaint to prison administrators. 10 Represented litigants (or pro se litigants who are not prisoners) could enforce an expired statute of limitations only through extended (and collateral) motion practice, creating delay and raising costs. Rule 1 of the Federal Rules of Civil Procedure instructs us that the federal rules “shall be construed and administered to secure the just, speedy, and inexpensive determination of every action,” and a broad application of the Houston rule unquestion *1113 ably deviates from this clear command. 11
The facts in
Houston
illustrate the difficulty in administering such a rule. The
Houston
Court sought to reconcile (1) the date the prisoner handed his notice of appeal to prison officials; (2) the postmark on the envelope (which had been lost); (3) the date in the prison log (which was ambiguous); (4) the date that the Clerk of the District Court received the notice of appeal; and (5) the date that the Clerk stamped the notice as “filed”.
Houston,
Third, the
Houston
rule becomes less persuasive in its application to the issue before us (to wit, an allegedly expired limitations1 period). The
Houston
rule is a natural response to a short period of time in which a litigant must assert or lose rights. In Pennsylvania, however, a § 1983 litigant will lose his claim only after two years have passed; the discovery rule of
Sandutch
will ensure that every § 1983 claimant has a full two years to assert his claim.
Sandutch, supra,
Fourth, the policies of finality and repose counsel strict application of statutes of limitation.
See, e.g., United States v. Kubrick,
444 U.S.111, 117,
Our Court of Appeals has also recognized the “strong policy considerations underlying the enactment of statutes of limitatiоn.”
United States v. Richardson,
Fifth, as we have suggested above,
13
the extension of
Houston
to these eases effectively exempts
pro se
prisoners from all of the deadlines of the Federal Rules of Civil Procedure as well as adds an elasticity to the statute of limitations unique to them. These consequences have the perverse result of introducing a disincentive for prisoners seeking or accepting the appointment of counsel, because represented prisoners would not enjoy these wholesale exemptions. This new disincentive would be doubly perverse in view of our Court of Appeals’ recent encouragement to district judges to appoint lawyers in such cases.
See Tabron v. Grace,
Finally, as a practical matter, we note that, of the five justices who constituted the majority in Houston, four have retired from the Court. It is uncertain whether the Court would decide Houston similarly today, and it is even less certain whether five justices would now extend the Houston rule to statutes of limitations.
IV. Conclusion
Conley v. Gibson,
An appropriate Order follows.
ORDER
AND NOW, this 21st day of December, 1994, upon consideration of defendants’ motion to dismiss plaintiffs complaint pursuant to Federal Rule of Civil Procedure 12(b)(6), and for the reasons set forth in the accompanying Amended Memorandum filed this day, it is hereby ORDERED that:
1. Our prior Order dated October 28, 1994 is VACATED;
2. Our prior Memorandum dated October 28, 1994 is AMENDED, as attached to this Order;
3. The defendants’ motion to dismiss plaintiffs complaint pursuant to Federal Rule of Civil Procedure 12(b)(6) is GRANTED for the reasons set forth in the attached, amended version of our Memorandum of October 28, 1994; and
4. The Clerk SHALL CLOSE this case statistically.
Notes
. Jackson did not execute his complaint before a notary, and thus for present purposes we take him at his word that he signed his complaint that day.
. We set out Jackson's responses in full:
Answer # t — The filing of the date of this police brutility [sic] case was back in 7-92, by my Mother Mrs. Loretta Jackson.... And then since that day, I was interviewed by Internal Affairs — Mr. Knowland where I was incarcerated at the P.I.C.C. Prison on 8301 State Rd. Also Mrs. Patricia Ruck, has been assisting me over the past 2 years concerning this case, who is a Public Defender. The last date of filing a civil suite [sic] against these 2 officers was 6-94 or 7-94 because my complaint was sent back because of being sent to the wrong District.
Answer # 2 — I went to the Law Library to get the correct forms I needed, and had the 42 USC § 1983 forms certified, and sent to your office. No attorney has assist [sic] me yet concerning this case.
Jackson dated his letter on October 11, 1994; the envelope bears a Pitney-Bowes metered stamp of October 12, 1994 and a cancellation date of October 13, 1994. The letter bears the Clerk’s stamped date of October 18, 1994. Thus, seven days elapsed between the date of Jackson's letter and the Clerk’s receipt of it.
. The Supreme Court has acknowledged that "the liberal pleading standard of
Haines
applies only to a plaintiff's factual allegations."
See Neitzke v. Williams,
. The holding of Houston ultimately was incorporated into the text of the Rule 4. See Fed. R.App.P. 4(c).
. The result in
Houston
is all the more surprising in the light of the Court’s unanimous decision one month earlier in
Budinich v. Becton Dickinson & Co..
. Indeed, because Houston's rationаle rested on prisoners' status, there is no reason why
Houston
should be limited to filings with the clerk of the court. At least one court has so recognized. In
Faile v. Upjohn Co.,
. Grana excludes only the time attributable to prison delay; if prison authorities did not delay at all, presumably the prisoner would not receivе the benefit of any extra time.
Of course, a prisoner who gives a notice of appeal to prison officials beyond the time prescribed in Federal Rule of Appellate Procedure 4(a) would not receive the benefit of the
Houston
rule.
See Smith v. Evans,
. It is important to understand why
Haines v. Kerner, supra,
The opposite situation is presented in Houston. Federal Rule of Appellate Procedure 4(a) demands that all litigants meet certain requirements (to wit, to file a notice of appeal with the clerk within thirty days). Houston undermines Rule 4(a) by exempting a class of litigants from its operation.
Such selective enforcement of procedural rules seems unwise to us. As the dissent counselled in Houston:
Rules of procedure are a necessary part of an orderly system оf justice. Their efficacy, however, depends upon the willingness of the courts to enforce them according to their terms. Changes in rules whose inflexibility has turned out to work hardship should be effected by the process of amendment, not by ad hoc relaxations by this Court in particular cases. Such dispensations in the long run actually produce mischievous results, undermining the certainty of the rules and causing confusion among the lower courts and the bar.
Houston, supra,
. We recognize that Congress "enabled,” rather than "enаcted,” the rules of procedure, see 28 U.S.C. §§ 2071-2074, but we do not believe that this distinction should alter an Article III judge's duty to interpret unambiguous text according to its plain meaning.
. Moreover, though the issue is not before us, to the extent that Houston is extended to motion practice, deadlines in pro se prisoner cases will become unenforceable. The district court would lose the ability ever conclusively to determine whether a prisoner had "filed” papers on time except by allowing costly, collateral discovery.
Admittedly, for the majority of prisoner сases, the administration of deadlines is a non-issue; discretion to modify deadlines under Federal Rule of Civil Procedure 6(b) allows a court to protect a prisoner from untimeliness. This Rule 6(b) power is by no means a complete answer to the practical problems associated with exempting pro se prisoners from all of the Federal Rules’ deadlines. Consider the application of Houston to dispositive motions. The defendant files a motion for summary judgment. More than thirteen business days elapse without a response. If the district judge shares the distrust of prison authorities that animated the Houston majority, should the judge grant the motion as unopposed? Or should such a judge require the Warden of the prisoner’s institution — and all corrections officers having responsibility for that prisoner — to execute affidavits negating their possession of any writing from the prisoner after the Rule 56 motion was filed?
. It is true that complaints by indigent
pro se
plaintiffs are filed only by order of the district court, after a determination of non-frivolity pursuant to 28 U.S.C. § 1915. In
pro se
cases, however, the clerk stamps the
in forma pauperis
petition with the date that the petition and complaint are received. When the court authorizes the commencement of the suit, the clerk files the complaint, and the date of the complaint relates back to the date of the
in forma pauperis
petition. Thus, an indigent plaintiff will never fall victim to a statute of limitations as a result of the § 1915 determination. In this case, for example, we did not issue a § 1915 Order until August 9, 1994, but the complaint would still be deemed filed on July 11, 1994, the date of Jackson's original submission.
See Jarrett v. US Sprint Communications Co.,
. The facts of Houston did not present even more difficult questions, such as those that we have faced. For example, what if Houston had given the notice to prison officials for mailing to his mother, who was to photocopy the document before filing it? What if Houston had mailed his notice to the wrong court, and the wrong court either forwarded it to the correct court or returned it? In these cases, would the notice still be timely?
. See note 10, supra, and accompanying text at 1112-1113.
. We recognize that a leading treatise warns that, in applying the Conley standard, a "court should be especially reluсtant to dismiss on the basis of the pleadings when the asserted theory of liability is novel or extreme". 5A Charles A. Wright and Arthur R. Miller, Federal Practice and Procedure § 1357 (2d ed. 1990). In our original Memorandum, which we have amended this day, we denied defendants’ motion to dismiss and sought to certify the question that this Memorandum addresses for our Court of Appeals. In that Memorandum we "recognize[d] ... that ours should not be the final word on this issue” because of the practical importance to this question to this Court, and we adhere to that sentiment. Unfortunately, it appeаrs that 28 U.S.C. § 1292(b), when read in conjunction with Federal Rule of Appellate Procedure 5(a), may be regarded as not permitting the court of appeals to decide whether or not to hear the certified question unless a party files a petition for permission to appeal with the court of appeals after the district court’s certification. We believe that such an interpretation at the very least impedes the policy underlying § 1292(b); moreover, the effects of such an interpretation are stark in a case such as this.
