Case Information
*1 Before TJOFLAT and BIRCH, Circuit Judges, and MARCUS [*] , District Judge.
TJOFLAT, Circuit Judge:
Motel 6 Multipurpose, Inc. ("Motel 6") seeks a writ of mandamus vacating a district court order, issued on February 21, 1997, authorizing the plaintiffs in two consolidated race discrimination cases to advertise their allegations to the public at large and to communicate with current and former Motel 6 employees through mass mailings. Motel 6 also requests that the writ direct the district *2 court to decertify one of the two putative classes. We conclude that the district court's February 21 order constitutes an abuse of discretion, and that the challenged class was erroneously certified. We therefore grant the petition and issue the writ.
I.
Motel 6 owns and operates over 750 motels across the United States. The instant petition for mandamus arises from two consolidated cases alleging that Motel 6 has a nationwide practice or policy of discriminating against its customers and its employees on the basis of race. In the first case, five Motel 6 patrons ("the plaintiffs") claim that Motel 6 unlawfully discriminated against them on the basis of their race. They claim that they were either denied accommodations at a Motel 6 motel or provided substandard accommodations pursuant to an alleged nationwide Motel 6 practice or policy of (1) refusing to rent otherwise vacant rooms to blacks and other non-white persons, (2) segregating black patrons and other non-white patrons from white patrons within a single facility, and (3) providing substandard housekeeping and other services to black patrons and other non-white patrons as compared to white patrons. Two of the five named plaintiffs allege that they were denied rooms at the same motel; the remaining three named plaintiffs each allege that they were subjected to discriminatory treatment at three separate other motels. The plaintiffs seek, on behalf of themselves and similarly situated patrons of Motel 6, injunctive relief and money damages under Title II of the Civil Rights Act of 1964, 42 U.S.C. §§ 2000a et seq., and under 42 U.S.C. § 1981. [3]
*3 In the second case, five former Motel 6 employees ("the plaintiffs") claim that, as Motel 6 employees, they were required to discriminate against black and other non-white patrons, that Motel 6 retaliated against them when they refused to do so, and that Motel 6's discrimination against blacks and other non-whites created a "hostile work environment." The plaintiffs seek, on behalf of themselves and all Motel 6 employees who have been required to work in the alleged hostile environment, injunctive relief and money damages under § 1981 and the retaliation All persons shall be entitled to the full and equal enjoyment of the goods, services, facilities, privileges, advantages, and accommodations of any place of public accommodation, as defined in this section, without discrimination or segregation on the ground of race, color, religion, or national origin.
42 U.S.C. § 2000a (1994). Section 1981 in its entirety reads:
§ 1981. Equal rights under the law
(a) Statement of equal rights
All persons within the jurisdiction of the United States shall have the same right in every State and Territory to make and enforce contracts, to sue, be parties, give evidence, and to the full and equal benefit of all laws and proceedings for the security of persons and property as is enjoyed by white citizens, and shall be subject to like punishment, pains, penalties, taxes, licenses, and exactions of every kind, and to no other.
(b) "Make and enforce contracts" defined
For purposes of this section, the term "make and enforce contracts" includes the making, performance, modification, and termination of contracts, and the enjoyment of all benefits, privileges, terms, and conditions of the contractual relationship.
(c) Protection against impairment
The rights protected by this section are protected against impairment by nongovernmental discrimination and impairment under color of State law.
42 U.S.C. § 1981 (1994).
provision of Title II. [4]
After the cases were consolidated, the plaintiffs moved for an order allowing them relief from the Middle District of Florida's Local Rule 4.04(e), which provides that
[i]n every case sought to be maintained by any party as a class action, all parties thereto and their counsel are hereby forbidden, directly or indirectly, orally or in writing, to communicate concerning such actions with any potential or actual class member, not a formal party to the case, without approval by the Court.
The district court granted relief from Local Rule 4.04(e) in a February 21, 1997, order that authorized the plaintiffs to:
1) establish a 1-800 number to which potential class members may call; 2) publish notices of the ongoing litigation in publications nationwide and solicit information about potential class members and their alleged experiences with discrimination at Motel 6 motels;
3) respond to requests for information from those who respond to the advertisements or call the 1-800 number;
4) distribute mass mailings to Motel 6 employees soliciting information regarding the plaintiffs' allegations of discrimination at Motel 6 motels; and 5) further communicate ex parte with any "persons who may have knowledge of" the alleged discrimination, except for current Motel 6 management or supervisory employees.
The district court entered this order allowing communication with potential class members even though it had not yet ruled on either the plaintiffs' or the plaintiffs' motions for *5 class certification. [5]
Motel 6 then moved the lower court for a stay of the communications order pending appeal;
that motion was denied.
See Jackson v. Motel 6 Multipurposes, Inc.,
172 F.R.D. 469
(M.D.Fla.1997). Motel 6 then appealed the denial of the motion for a stay and filed a petition for
a writ of mandamus, on the ground that the lower court had misapplied the controlling precedents
of
Bernard v. Gulf Oil Co.,
On August 15, 1997, the district court certified the Jackson plaintiffs as class representatives and referred the question of certification of the plaintiffs to a magistrate judge for further consideration.
Motel 6 now petitions for mandamus again, arguing that the communications order was an abuse of discretion ab initio, and also that because the Jackson plaintiffs cannot properly be certified as class representatives, that portion of the communications order allowing the Jackson plaintiffs *6 to advertise their allegations nationwide and to communicate with current and former Motel 6 employees is entirely unnecessary and an abuse of the district court's discretion. [7] We agree that the communications order was an abuse of discretion from the beginning, and we agree that the Jackson class was erroneously certified. We therefore grant the writ and direct the district court to decertify the Jackson class and to strike that portion of its February 21 order allowing the Jackson plaintiffs to communicate with putative class members. We also conclude that the February 21 order constitutes an abuse of discretion insofar as it authorizes the plaintiffs to advertise their claims nationwide and conduct mass mailings to Motel 6 employees. We therefore also direct the district court to vacate the communications order insofar as it applies to the plaintiffs. [8]
II.
*7
In
In re Estelle,
Id.
at 483 (internal citations and quotations omitted). We may issue the writ "only in drastic
situations, when no other adequate means are available to remedy a clear usurpation of power or
abuse of discretion."
In re Temple,
We hold that the instant petition warrants the issuance of mandamus because the district court's order allowing the plaintiffs to communicate with potential class members was an abuse of discretion. The communications order was entered months prior to any decision regarding whether either of the two proposed classes would in fact be certified. While we cannot say that orders authorizing communication with potential class members may never precede class certification, district courts must strive to avoid authorizing injurious class communications that might later prove unnecessary. An order authorizing class communications prior to class certification is likely to be an abuse of discretion when (1) the communication authorized by the order is widespread and clearly injurious and (2) a certification decision is not imminent or it is unlikely that a class will in fact be certified. In such circumstances, the danger of abuse that always attends class communications—the possibility that plaintiffs might use widespread publication of their claims, disguised as class communications, to coerce defendants into settlement—is not outweighed by any need for immediate communications.
The advertisements and mass mailings allowed by the order at issue in the instant petition
*8
are nationwide in scope and are surely causing serious and irreparable harm to Motel 6's reputation
and to its relationship with its employees. "The only conceivable alternative [to mandamus
relief]—inevitable reversal by this court after the defendants have been forced to endure full
discovery, full litigation, and a full trial—is scarcely adequate" to redress this injury.
In re Cooper,
A.
The Supreme Court has noted that,
[though] racial discrimination is by definition class discrimination[, ... ] the allegation that such discrimination has occurred neither determines whether a class action may be maintained in accordance with Rule 23 nor defines the class that may be certified. Conceptually, there is a wide gap between (a) an individual's claim that he has been [discriminated against on the basis of race], and his otherwise unsupported allegation that [the defendant] has a policy of discrimination, and (b) the existence of a class of persons who have suffered the same injury as that individual, such that the individual's claim and the class claims will share common questions of law or fact.
General Tel. Co. of the Southwest v. Falcon,
A class action may be maintained only when it satisfies all the requirements of Fed.R.Civ.P. 23(a) and at least one of the alternative requirements of Rule 23(b). [10] The only one of Rule 23's *9 alternatives that is arguably fulfilled by the plaintiffs' claims is that found in Rule 23(b)(3), questions of law or fact common to the class, (3) the claims or defenses of the representative parties are typical of the claims or defenses of the class, and (4) the representative parties will fairly and adequately protect the interests of the class. Rule 23(b) in its entirety provides: Class Actions Maintainable. An action may be maintained as a class action if the prerequisites of subdivision (a) are satisfied, and in addition: (1) the prosecution of separate actions by or against individual members of the class would create a risk of
(A) inconsistent or varying adjudications with respect to individual members of the class which would establish incompatible standards of conduct for the party opposing the class, or
(B) adjudications with respect to individual members of the class which would as a practical matter be dispositive of the interests of the other members not parties to the adjudications or substantially impair or impede their ability to protect their interests; or
(2) the party opposing the class has acted or refused to act on grounds generally applicable to the class, thereby making appropriate final injunctive relief or corresponding declaratory relief with respect to the class as a whole; or
(3) the court finds that the questions of law or fact common to the class predominate over any questions affecting only individual members, and that a class action is superior to other available methods for the fair and efficient adjudication of the controversy. The matters pertinent to the findings include: (A) the interest of members of the class in individually controlling the prosecution or defense of separate actions; (B) the extent and nature of any litigation concerning the controversy already commenced by or against members of the class; (C) the desirability or undesirability of concentrating the litigation of the claims in the particular forum; (D) the difficulties likely to be encountered in the management of a class action.
Fed.R.Civ.P. 23(b). For the reasons recited in the text, in considering the factors listed in Rule 23(b)(3), we find that management of the class action would involve overwhelming difficulties, and that concentration of the highly case-specific claims of dozens or hundreds of plaintiffs from around the country in the Middle District of Florida would be undesirable.
which provides that
[a]n action may be maintained as a class action if the prerequisites of subdivision (a) are satisfied, and in addition ...
(3) the court finds that the questions of law or fact common to the class predominate over any questions affecting only individual members, and that a class action is superior to other available methods for the fair and efficient adjudication of the controversy.
Fed.R.Civ.P. 23(b)(3). "In other words, "the issues in the class action that are subject to generalized
proof, and thus applicable to the class as a whole, must predominate over those issues that are
subject only to individualized proof.' "
Kerr v. City of West Palm Beach,
The plaintiffs have argued that the issue common to the claims of all the named plaintiffs and all putative class members—whether Motel 6 has a practice or policy of discriminating against patrons and employees on the basis of race—predominates over all the legal and factual issues that will attend various plaintiffs' and class members' individual claims. The district court agreed, on the ground that "forum-by-forum resolution of each and every issue in this case ... would be far less efficient, cost-effective, and uniform than class resolution." Rule 23(b)(3), however, imposes two additional requirements, and increased efficiency is only one of them. Predominance is the other, and the single common issue in the case—whether Motel 6 has a practice or *11 policy of discrimination—is not rendered predominant over all the other issues that will attend the Jackson plaintiffs' claims by the fact that class treatment of these claims may be more efficient and uniform than case-by-case adjudication. Instead, "as a practical matter, the resolution of this overarching common issue breaks down into an unmanageable variety of individual legal and factual issues." Andrews v. American Tel. & Tel. Co., 95 F.3d 1014, 1023 (11th Cir.1996) (citation omitted).
The Jackson plaintiffs' claims will require distinctly case-specific inquiries into the facts surrounding each alleged incident of discrimination. The issues that must be addressed include not only whether a particular plaintiff was denied a room or was rented a substandard room, but also whether there were any rooms vacant when that plaintiff inquired; whether the plaintiff had reservations; whether unclean rooms were rented to the plaintiff for reasons having nothing to do with the plaintiff's race; whether the plaintiff, at the time that he requested a room, exhibited any non-racial characteristics legitimately counseling against renting him a room; and so on. Even more variegated issues would certainly be present in the claims of hundreds or even thousands of members of an improperly certified class. Furthermore, even factual issues that are common to many of the plaintiffs—such as whether any rooms were in fact available when a particular plaintiff inquired—will require highly case-specific determinations at trial. These issues are clearly *12 predominant over the only issue arguably common to the class—whether Motel 6 has a practice or policy of racial discrimination. Indeed, we expect that most, if not all, of the plaintiffs' claims will stand or fall, not on the answer to the question whether Motel 6 has a practice or policy of racial discrimination, but on the resolution of these highly case-specific factual issues. [13]
This failure of predominance is readily apparent from a reading of the
Jackson
plaintiffs'
complaint. We therefore hold that the district court's certification of the
Jackson
class was erroneous
as a matter of law and was therefore an abuse of discretion.
See Cooter & Gell v. Hartmarx Corp.,
In sum, we hold that the district court abused its discretion in entering an order allowing communication with potential class members when the authorized communications would be nationwide in scope and would cause serious and irreparable injury to the defendant, when a decision on class certification was not imminent, and when the proposed Jackson class was clearly *13 not certifiable. Under these circumstances, there was no need for the plaintiffs immediately to begin the highly injurious publication of their claims authorized by the order—publication that could and did continue for months, as the court contemplated the plaintiffs' motions for class certification. We therefore grant Motel 6's petition for mandamus relief and issue the writ, directing the district court to decertify the class and to vacate the portion of its February 21 order that authorizes preliminary class communications by the plaintiffs.
B.
As noted above, the Petaccia plaintiffs allege that they were required as part of their employment by Motel 6 to participate in discrimination against non-white customers, that they were retaliated against when they refused to do so, and that Motel 6's discrimination against non-white customers, along with other instances of discriminatory treatment, created a hostile work environment at Motel 6 motels around the country.
The
Petaccia
plaintiffs' claim for "retaliation" is brought under 42 U.S.C. §§ 1981
[14]
and
2000a-2.
[15]
As an initial matter, we note that the
Petaccia
plaintiffs do not have standing to maintain
their claim for retaliation under section 2000a-2. Section 2000a-2 provides solely for injunctive
relief.
See Newman v. Piggie Park Enters., Inc.,
We assume for the sake of discussion that the plaintiffs have sufficiently stated a
cause of action for a racially hostile work environment under section 1981.
See, e.g., Williams v.
Center v. Hicks,
"demonstrate that the actions of the defendants altered the condition of the workplace, creating
an objectively abusive and hostile atmosphere."
Edwards v. Wallace Community College,
49
*15
Carrier Corp.,
As explained above, we find the February 21 communications order to have been an abuse
of discretion, because it is clearly injurious and, with regard to the plaintiffs, because the
court's decision on certification of the class was not and still may not be imminent.
F.3d 1517, 1521 (11th Cir.1995). We read section 1981, as amended by the Civil Rights Act of
1991, to encompass such a claim.
See Vance v. Southern Bell Tel. & Tel. Co.,
Certification of that class is still pending before the magistrate judge, ten months after the communications order was entered. We therefore grant the petition for mandamus and direct the district court to vacate the portion of the order allowing the Petaccia plaintiffs to advertise their claims and conduct mass mailings to Motel 6 employees. [19]
III.
For the foregoing reasons, we GRANT Motel 6's petition for mandamus relief. We direct the district court to decertify the class and vacate that part of the February 21 order allowing the plaintiffs to conduct preliminary class communications. We also direct the district court to vacate the portion of the February 21 order that authorizes the Petaccia plaintiffs to advertise their allegations and to communicate with Motel 6 employees.
PETITION GRANTED.
Notes
[*] Honorable Stanley Marcus was a U.S. District Judge of the Southern District of Florida sitting by designation as a member of this panel when this appeal was argued and taken under submission. On November 24, 1997 he took the oath of office as a United States Circuit Judge of the Eleventh Circuit.
[1] Writs of mandamus are issued pursuant to the All Writs Act, 28 U.S.C. § 1651(a) (1994).
[2] Section 2000a reads, in pertinent part: § 2000a. Prohibition against discrimination or segregation in places of public accommodation (a) Equal access
[4] That provision, 42 U.S.C. § 2000a-2, provides in relevant part that [n]o person shall ... intimidate, threaten, or coerce, or attempt to intimidate, threaten, or coerce any person with the purpose of interfering with any right or privilege secured by section 2000a or 2000a-1 of this title.... 42 U.S.C. § 2000a-2 (1994). As we discuss infra, the plaintiffs do not have standing to bring a claim for injunctive relief under this section.
[5] The district court noted that the plaintiffs' assertions that they needed to communicate with potential class members in order to build an adequate record for class certification were "highly suspect[,] in light of the fact that the plaintiffs ha[d] long since filed their motions for class certification." The court nonetheless granted the motion allowing communication with potential class members, in light of, inter alia, "the potentially large size of the class ... the serious allegations of racial discrimination, [and] the plaintiffs' need to effectively prepare for trial." We agree that the allegations of discrimination are serious and that the plaintiffs need effectively to prepare for what will no doubt be a fairly complicated trial. Because we hold that the putative class cannot be certified, however, see infra part II, the plaintiffs will need to prepare for trial of only their own claims, serious as those claims may be.
[6] In
Bonner v. City of Prichard,
[7] The plaintiffs argue that the law of the case doctrine prevents us from hearing this second
petition for mandamus relief. The law of the case doctrine provides that an appellate court's
decision of a legal issue must be followed in all subsequent trial or intermediate appellate
proceedings in the same case,
see DeLong Equip. Co. v. Washington Mills Electro Minerals
Corp.,
[8] We thus direct the district court to vacate the February 21 order in its entirety. For clarity's sake, however, we will proceed to discuss the two cases separately, and will refer to those "portions" of the communications order that are at issue in each case.
[9] Rule 23(a) in its entirety provides that [o]ne or more members of a class may sue or be sued on behalf of all only if (1) the class is so numerous that joinder of all members is impracticable, (2) there are
[11] In
Stein v. Reynolds Securities, Inc.,
[12] The predominance and efficiency criteria are of course intertwined. Where there are predominant issues of law or fact, resolution of those issues in one proceeding efficiently resolves those issues with regard to all claimants in the class. Where there are no predominant issues of law or fact, however—as in the instant case—class treatment would be either singularly inefficient, as one court attempts to resolve diverse claims from around the country in its own courtroom, or unjust, as the various factual and legal nuances of particular claims are lost in the press to clear the lone court's docket. We therefore disagree with the district court's conclusion that class treatment of the plaintiffs' claims would be more efficient than case-by-case adjudication, as well as with the court's conclusion that the issue of a discriminatory practice or policy is predominant.
[13] As the district court noted in its order certifying the class, each plaintiff will need to
establish that (1) a Motel 6 employee denied him a room (or rented him a substandard room) on
the basis of his race
and either
(2) that that employee had the general authority to rent motel
rooms
or
(3) that that employee was acting in accordance with a Motel 6 policy or practice of
racial discrimination.
See, e.g., Woodhouse v. Motel 6 G.P., Inc.,
[14] See supra note 3.
[15] See supra note 4.
[16] We note also that the plaintiffs' claim for "retaliation" could not proceed under the familiar Title VII retaliation statute, 42 U.S.C. § 2000e-3(a). That statute prohibits employers from discriminating against employees who "oppose[ ] any ... unlawful employment practice." The plaintiffs do not allege that they have been discriminated against by Motel 6 for opposing an unlawful employment practice, but that they were discriminated against for opposing an unlawful practice of discrimination in the provision of public accommodations. While money damages are available for violations of section 2000e-3(a), see St. Mary's Honor
[19] We note, however, that insofar as the district court's February 21 order authorizes the
plaintiffs to conduct mass mailings to Motel 6 employees, it authorizes inquiries and
communications that would be allowable as a normal discovery matter, whether the
Petaccia
class is certified or not. In
Faragher v. City of Boca Raton,
