Opinion
Pursuant to Code of Civil Procedure section 340.1
The certificates of merit must be filed within the statute of limitations period, unless the plaintiff’s attorney files a certificate—known as an attorney certificate—pursuant to section 340.1, subdivision (h)(3) explaining why the certificates of merit were not filed before the statute of limitations expired. Where the attorney files such an attorney certificate, the appropriate certificates of merit “shall be filed within 60 days after filing the complaint.”
Plaintiff Olinda Jackson (plaintiff) filed a complaint on January 15, 2009, in propria persona, alleging defendant John Doe (defendant) sexually abused her.
Plaintiff appeals. She contends the court (1) erred by considering defendant’s untimely demurrer; (2) abused its discretion by sustaining the demurrer without leave to amend; and (3) abused its discretion by denying relief pursuant to section 473. We affirm.
FACTUAL AND PROCEDURAL BACKGROUND
On January 15, 2009, plaintiff sued defendant for negligence, intentional tort, and punitive damages. Plaintiff alleged defendant sexually molested her multiple times in 1971 and throughout her childhood; plaintiff further claimed she did not realize the molestation was the cause of her psychiatric and emotional problems until January 18, 2006. The complaint did not attach the certificates of merit required by section 340.1, subdivision (h), nor did plaintiff obtain the trial court’s approval before naming defendant and serving him with the complaint. (See § 340.1, subds. (j), (m).) The complaint was not verified.
The Demurrer
Defendant demurred to the complaint on the ground that plaintiff failed to file the certificates of merit required by section 340.1, subdivision (h) to “corroborate] her claims before the statute of limitations ran. This defect in pleading cannot be cured and the [c]omplaint must be dismissed without leave to amend.” Plaintiff did not oppose the demurrer. Instead, she hired an attorney two days before the hearing who asked for additional time to oppose the demurrer and to explain why plaintiff did not file the certificates of merit.
Plaintiff’s Motion for Section 473 Relief
On October 30, 2009, plaintiff moved for relief pursuant to section 473. Plaintiff argued she was entitled to relief because the demurrer was untimely pursuant to section 430.40. She also contended she was entitled to mandatory and discretionary relief pursuant to section 473, subdivision (b) because the order sustaining the demurrer without leave to amend “was taken as a result of the mistake and neglect of plaintiff, who was acting as her own attorney” and by the excusable neglect of “her current attorney. . . .”
Plaintiff claimed she was entitled to mandatory relief because she misinterpreted the law when she was acting as her own attorney. She explained that she did not believe section 340.1 required her to file the certificates of merit because (1) she was prosecuting the lawsuit in propria persona; and (2) defendant told her he molested her and admitted molesting her in open court in an unrelated civil case.
Plaintiff’s section 473 motion attached a proposed first amended complaint alleging causes of action for sexual abuse, intentional infliction of emotional distress, and punitive damages. The amended complaint alleged Doe molested
Plaintiff supported her section 473 motion with several declarations, including a declaration from the attorney who represented the plaintiff in Blumberg. The attorney averred that during the Blumberg trial, defendant admitted he “engaged in oral sex with [plaintiff] while she was a minor.” In addition, plaintiff’s attorney submitted a declaration averring that the order sustaining the demurrer was caused by his mistake, inadvertence, surprise or neglect and also by plaintiff’s mistake, inadvertence, and excusable neglect “in her capacity as a litigant.” Plaintiff’s counsel also explained why plaintiff needed nearly six months to file the motion for relief. Finally, in her declaration, plaintiff averred that she believed it was unnecessary for her to file the certificates of merit when she filed the complaint because she was acting as her own attorney. She also noted that she was hit by a car a few days after filing the complaint and that “[p]rosecuting litigation at the time would have been very difficult” because she was injured, was taking pain medication, and did not have a car.
In opposition to the motion, defendant argued the court properly sustained the demurrer without leave to amend. Defendant also argued plaintiff’s section 473 motion did “not state facts sufficient for relief’ because section 473 could not “resurrect a case barred by the statute of limitations” and because there was no mistake, inadvertence, surprise, or excusable neglect.
At the hearing, the court asked counsel for plaintiff, “setting aside all the policy arguments that. . . you make, isn’t the failure to file this certificate of merit, doesn’t that result in the action being time bar[red]?” In response, plaintiff’s counsel argued that the amended complaint related back to the original complaint. In a written ruling, the court denied the motion and dismissed the complaint. The court concluded plaintiff “ha[d] not set forth a convincing explanation for waiting nearly six months to file the instant motion” and had failed to demonstrate “excusable neglect... for [her] initial
DISCUSSION
The Court Was Within Its Discretion to Consider the Untimely Demurrer
As she did in the court below, plaintiff contends the court should have refused to consider the demurrer because it was filed after the 30-day period set forth in section 430.40 expired. Section 430.40, subdivision (a) provides that “[a] person against whom a complaint or cross-complaint has been filed may, within 30 days after service of the complaint . . . , demur to the complaint. . . .”
Plaintiff filed the complaint on January 15, 2009, and served it on February 10, 2009. Defendant demurred to the complaint on March 20, 2009, eight days after the 30-day time period set forth in section 430.40 expired. Contrary to plaintiff’s argument, the trial court had discretion to consider defendant’s untimely demurrer. (McAllister v. County of Monterey (2007)
As an initial matter, we reject plaintiff’s assertion—unsupported by any evidence—that defendant filed the demurrer after the 30-day period set forth in section 430.40 expired to prevent her from having an opportunity to file the certificates of merit and the attorney certificate within 60 days of filing the complaint. At the hearing on the demurrer, counsel for defendant explained that she called plaintiff because she “saw no certificates of merit were attached” to the complaint and “alerted her . . . that there were certificates of merit that needed to be filed.” Counsel asked plaintiff for an extension of time to respond to the complaint, and plaintiff refused. We fail to see how counsel’s request for an extension was a tactical maneuver calculated to
Though not cited by either party, McAllister, supra,
We reach the same conclusion here. As noted above, section 473, subdivision (a)(1) allows the court to increase the time for filing a demurrer in furtherance of justice and on any terms that may be proper. The trial court’s consideration of the demurrer, filed 38 days after plaintiff served the complaint, did not affect plaintiff’s “substantial rights,” where plaintiff did not take steps to obtain a default judgment or demonstrate the delay prejudiced her. (McAllister, supra,
The Court Properly Sustained the Demurrer Without Leave to Amend
“In reviewing a judgment of dismissal after a demurrer is sustained without leave to amend, we must assume the truth of all facts properly pleaded by the plaintiff .... Regardless of the label attached to the cause of action, we examine the complaint’s factual allegations to determine whether they state a cause of action on any available legal theory. [Citation.] However, the judgment will be affirmed if it is proper on any of the grounds raised in the
The trial court sustained defendant’s demurrer without leave to amend, concluding plaintiff’s failure to file the certificates of merit before the statute of limitations expired or within 60 days of filing the complaint barred the complaint as a matter of law. As a threshold matter, we reject plaintiff’s suggestion that she was not required to file the certificates of merit described in section 340.1, subdivision (h) because she was prosecuting the lawsuit in propria persona. Section 340.1, subdivision (g) provides that “[ejvery plaintiff 26 years of age or older at the time the action is filed shall file certificates of merit as specified in subdivision (h).” (§ 340.1, subd. (g); see McVeigh, supra,
Our review of the legislative history does not indicate our interpretation of the statute would “defeat legislative intent or produce an absurd result.” (In re J. W, supra,
A demurrer may be sustained without leave to amend where the plaintiff fails to file the certificates of merit in accordance with section 340.1, subdivision (h) before the statute of limitations expires or within 60 days of filing the complaint. (§ 340.1, subd. (/); Doyle, supra, 47 Cal.App.4th at pp. 1706-1708; Haning et al., Cal. Practice Guide: Personal Injury (The Rutter Group 2010) ¶ 5:91.2, p. 5-71 (rev. # 1, 2009) [“the childhood sexual abuse cause of action will be dismissed at the pleading stage” for failure to file the certificates of merit required by § 340.1, subd. (h) (original italics)].) Doyle is instructive. There, the 28-year-old plaintiff filed an action alleging childhood sexual abuse within the statute of limitations, but she did not file the certificates of merit until after the statute had run, and more than 60 days
The appellate court affirmed, holding that section 340.1 “requires the filing of the certificates of merit before the running of the statute of limitations” because the certificates of merit are “an aspect of the complaint.” (Doyle, supra, 47 Cal.App.4th at pp. 1703, 1707.) Doyle explained that the very existence of section 340.1, subdivision (h)(3) indicated that the certificates of merit must be filed within the statute of limitations unless there is an attorney certificate under subdivision (h)(3) explaining the late filing of the certificates of merit. (Doyle, supra, at p. 1706; McVeigh, supra,
Despite conceding she did not file the certificates of merit within the limitations period or within 60 days of the filing of the complaint, plaintiff contends the court should have granted leave to amend because “the defect could be cured by amendment. . . .” She relies on Price v. Dames & Moore (2001)
The appellate court reversed. It explained that the trial court erred by sustaining the demurrers based on the plaintiff’s failure to timely file a certificate of merit because “a certificate was on file before the first amended complaint was served . . . .” (Price, supra,
Price does not assist plaintiff. The plaintiff in Price filed a certificate of merit required by the applicable statute before filing the first amended complaint. (Price, supra,
Strauch v. Superior Court (1980)
The Court Did Not Abuse Its Discretion by Denying Plaintiff’s Section 473 Motion
Next, plaintiff contends the court abused its discretion by denying her motion for relief pursuant to section 473. The court denied plaintiff’s motion, determining her “failure to file a certificate of merit, at least from a licensed
“Section 473(b) provides a means for relief from judgment entered as a result of mistake, inadvertence, surprise, or neglect.” (Henderson v. Pacific Gas & Electric Co. (2010)
Although section 473 “may afford parties relief from the consequences of a wide variety of procedural errors,” it “does not offer relief from mandatory deadlines deemed jurisdictional in nature.” (Maynard v. Brandon (2005)
The certificates of merit described in section 340.1, subdivision (h) are “an aspect of the complaint” (Doyle, supra,
The order sustaining the demurrer without leave to amend is affirmed. The order denying plaintiff’s section 473 motion and dismissing the complaint is also affirmed. Defendant is awarded his costs on appeal.
Simons, J., and Bruiniers, J., concurred.
Appellant’s petition for review by the Supreme Court was denied May 11, 2011, S191518.
Notes
Unless otherwise noted, all further statutory references are to the Code of Civil Procedure.
We use the Doe designation in place of defendant’s trae name pursuant to section 340.1, subdivision (m) and the trial court’s order sealing the record.
Defendant demurred on March 20, 2009, eight days after the 30-day period set forth in section 430.40 expired. In the trial court, the parties disagreed whether defendant obtained a valid extension of time to respond to the complaint. On appeal, defendant concedes the demurrer is untimely.
In Blumberg v. Doe (Super. Ct. Napa County, No. 26-25462) (Blumberg), plaintiff Liliane Blumberg sued defendant and defendant’s winery, alleging defendant molested her when she was four years old. Defendant denied the allegations but admitted molesting another minor on another occasion. Defendant obtained a defense verdict. We use the “Doe” designation pursuant to section 340.1, subdivision (m).
A review of section 411.35 supports our conclusion. (See Guinn v. Dotson (1994)
Requiring propria persona plaintiffs to obtain a certificate of merit from a mental health practitioner would not, as plaintiff contends, be “redundant” or create an “absurd result [that] cannot be what the [L]egislature intended.”
The subdivisions of section 340.1 have been renumbered. When Doyle was decided, section 340.1, former subdivision (e)(3) described the attorney certificate. (See McVeigh, supra,
