Proceedings: Order re: Pretrial Motions (Dkt. Nos. 72, 77-85) (IN CHAMBERS)
Before the Court are five motions in limine filed by Plaintiff Robert Jackson III, (Dkt. Nos. 81-85); four motions in li-mine filed by Defendants Bannes and the County of San Bernardino, (Dkt. Nos. 77-80); and a'motion to facilitate jury selection through written questionnaire filed by Defendants, (Dkt. No. 72). The Court held a pretrial conference and heard argument on the motions on June 27, 2016.
I. BACKGROUND
On October 27, 2011, several Deputy Sheriffs with the San Bernardino County Sheriffs Department (“SBSD”) arrived at the residence of Plaintiff Robert Jackson III (“Plaintiff” or “Jackson”) in Apple Valley, California, to investigate a crime. (First Amended Complaint (“FAC”) ¶¶ 11, 12, Dkt. No. 35.) Jackson refused to come out of the house to speak with the deputies. (Id. ¶ 12.) After a several hours-long standoff, Jackson, who was hiding in the attic, removed a vent cover on the side of the house and began climbing out of it. (Id. ¶¶ 12, 13.) Jackson alleges that-Defendant Detective Bannes (“Bannes”) struck him with a Taser dart while he was hanging out of the attic vent, whieh immobilized him and caused him to fall to the ground. (Id. ¶ 13.) Bannes and Defendant the County of San Bernardino (the “County”) dispute Jackson’s account. They allege that Jackson fell from the vent of his own accord and that Bannes struck him with the Taser dart after Jackson had already fallen. Jackson sustained serious injuries as a result of the1 fall, including paralysis below the waist.
Plaintiff alleges three causes of action against Defendants: (1) a claim for excessive force against Bannes pursuant to 42 U.S.C. § 1983; (2) a claim for battery/excessive force under California law against Bannes and the County; and (3) a claim for negligence under California law against Bannes and the County. (See First Amended Complaint (“FAC”) Dkt. No. 35, and Dkt. No. 62.) On April 15, 2016, Defendants filed a motion for summary judgment, as to all claims against them. (Dkt. ■No. 57.) The Court denied Defendants’ motion on June 13, 2016, holding that a triable issue of fact exists as to whether Jackson was shot with the Taser dart while he was in an elevated position in the attic vent or only after he fell. (MSJ Order at 11, Dkt. No. 115.) The Court found that this disputed fact is material to all three of Jackson’s claims against Defendants. (Id. at 15-16.) The Court also denied Defendants’ motion for summary judgment as to Jackson’s prayer for punitive damages. (Id. at 16.),.
On May 9, 2016, Defendants filed four motions in limine, (Dkt. Nos. 77-80), and one motion to facilitate jury.instruction by written questionnaire, (Dkt. No. 72). That same day, Jackson filed five motions in limine. (Dkt. Nos. 81-85.) On June 27, 2016, the Court held a pretrial conference and
As a preliminary matter, Defendants’ motion to facilitate jury selection by written questionnaire is DENIED. (Dkt. No. 72.) The Court finds that conducting jury voir dire in open court will be sufficient to empanel a fair, unbiased jury. The Court now turns to the parties’ respective motions in limine.
II. LEGAL STANDARD
A party may use a motion in limine to exclude inadmissible or prejudicial evidence before it is actually offered at trial. See Luce v. United States,
Motions in limine that seek exclusion of broad and unspecific categories of evidence, however, are generally disfavored. Sperberg v. The Goodyear Tire and Rubber Co.,
Further, “a motion in limine should not be used to resolve factual disputes or weigh evidence.” C & E Services, Inc. v. Ashland Inc.,
Regardless of a court’s initial decision on a motion in limine, it may revisit the issue at trial. See Fed. R. Evid. 103, advisory committee’s note to 2000 Amendment (“Even where the court’s ruling is definitive, nothing in the amendment prohibits the court from revisiting its decision when the evidence is to be offered.”); Luce,
III. DISCUSSION
A. Plaintiffs Motions in Limine
1. Plaintiff s Motion in Limine No. 1
Plaintiff moves to exclude any evidence of -his alleged involvement in “any theft that precipitated the incident, any
Defendants oppose Plaintiffs motion on the grounds that Bannes was in fact aware of this information. (Pltf. MIL 1 Opp., Dkt. No. 90.) Information that Bannes received prior to his use of force regarding the crimes the SBSD were investigating that day is relevant and admissible under Graham v. Connor,
To the extent Bannes was unaware of the details of the alleged thefts prior to his use of force, such evidence is not admissible. This evidence is not necessary “to set the contextual stage for the jury,” as Defendants contend. It will be sufficient for them to understand that Jackson was under investigation for a crime and that he was resisting arrests, facts which Jackson does not dispute.
Neither is this evidence is admissible under Boyd v. City & Cty. of San Francisco,
Here, by contrast, Defendants do not assert a “suicide by cop” defense, and Jackson’s motivation or intention to provoke the deputies to shoot him is not at issue. See Valtierra v. City of Los Angeles,
Moreover, there is no dispute regarding Jackson’s intention, motive, or plan prior to Bannes’ use of force. Plaintiff concedes that his intention in climbing out of the attic dormer vent was to flee his residence and escape from the police. Defendants erroneously contend that Boyd’s holding is not limited to whether a plaintiffs “intent,
Further, Defendants have not demonstrated why Jackson’s actions that day— allegedly stealing building materials and a car — if unknown to Bannes, lend support to Bannes’ account of why his use of force was reasonable. The only theory Defendants put forth is that these alleged thefts demonstrate “criminal brazenness.” (Pltf. MIL 1 Opp. at 7-8.) This is insufficient. There is no logical connection between allegedly stealing items and endangering the lives of law enforcement officers or others, or even attempting to flee a scene — facts which would tend to establish Bannes’ reasonableness. Accordingly, the Court will not admit facts related to the alleged thefts to the extent such facts were unknown by Bannes at the time he deployed the bean bag round and Taser dart, See Stringer,
Subject to the foregoing, to the extent Bannes was aware of the information Plaintiff seeks to exclude at the time Bannes fired his Taser at Jackson, Plaintiffs motion is DENIED.
2. Plaintiffs Motion in Limine No. 2
Plaintiff moves to exclude any evidence of his drug use, including notations of drugs and alcohol in his medical chart, on the grounds such evidence is irrelevant, unduly prejudicial, and impermissible character evidence. (Pltf. MIL 2, Dkt. No. 82.) Defendant opposes to the extent Plaintiff seeks to exclude evidence of the whiskey bottle that fell from the attic during the standoff, the empty bottle of OxyCon-tin found in Jackson’s bedroom, and the notations of drugs and alcohol in his medical charge. (Pltf, MIL 2 Opp., Dkt. No. 91.) Defendants do not seek to introduce evidence of Plaintiffs past drug or alcohol history.
Evidence that Jackson was intoxicated during the standoff is relevant to his credibility in remembering the versions of the events that day. It is also relevant to establish whether his intoxication or the Ta-ser caused him to fall as he exited the dormer vent. Accordingly, the Court DENIES Plaintiffs motion to the extent he seeks to exclude evidence that he was intoxicated with drugs or alcohol on the day of the incident. See Turner,
3. Plaintiffs Motion in Limine No. 3
Plaintiff moves to exclude any and all evidence of his criminal history and prior bad acts on the grounds that such evidence is irrelevant, impermissible character evidence, and unduly prejudicial. (Pltf. MIL 3, Dkt. No. 83.) Defendants do not oppose this motion other than they wish to introduce the criminal history that was conveyed to Bannes and included in the totality of circumstances known to him at the time Bannes made the use-of-force decision. (Plft. MIL 3 Opp., Dkt. No. 92.)'Information that Bannes received regarding Jackson prior to the use of force, including evidence of Jackson’s pri- or criminal history, is relevant and admissible under Graham v. Connor,
Plaintiffs third motion in limine is DENIED.
4. Plaintiffs Motion in Limine No. 4
Plaintiff moves to exclude any evidence of weapons found on his person when he was taken into custody. (Pltf. MIL 4, Dkt. No. 84.) Jackson had pocket knives in his pocket when he was apprehended. Throughout the course of the standoff, he never displayed the knives to any officer nor informed them that he had the knives. Bannes had no knowledge that Jackson had the pocket knives.
Defendants oppose, citing Boyd again for the proposition that law enforcement officers are permitted to introduce evidence of facts that were unknown to them at the time of the incident where such facts corroborate facts that were observed and relied upon by the officer in the officer’s decision to use force during the incident. (Pltf. MIL 4 Opp., Dkt. No. 93.) As stated above, Boyd is only applicable “where what the officer perceived just pri- or to the use of force is in dispute” and where such evidence would tend to “support one version of events over another.” Boyd,
Plaintiffs fourth motion in limine is GRANTED.
5.Plaintiffs Motion in Limine No. 5
Finally, Plaintiff moves to exclude any evidence, argument, or reference to the statement Jackson allegedly made to his neighborhood watch team that he had an “arsenal of weapons” and could “defend himself.” (Pltf. MIL 5, Dkt. No. 85.) Someone from the neighborhood watch team allegedly reported this statement to the police during the course of the standoff. This statement was then briefed to Bannes prior to his use of force.
Plaintiff argues that this statement is inadmissible hearsay and is unduly prejudicial. Defendants oppose, contending that the statement is not offered for its truth, but for the effect of the statement on Bannes. (Pltf. MIL 5 Opp., Dkt. No. 94.) The Court agrees with Defendants. This
Plaintiffs fifth motion in limine is therefore DENIED.
B. Defendants’ Motions in Limine
1. Defendants’ Motion in Limine No. 1
Defendants move to exclude any evidence that Plaintiff was not charged or convicted of the theft being investigated on the day of the incident and that the rifles observed inside Jackson’s home were later discovered to be pellet or “BB” guns. (Deft. MIL 1, Dkt. No. 77.) Defendants contend that this evidence is irrelevant and unduly prejudicial. Plaintiff opposes on the grounds that the exclusion of this evidence would be unduly prejudicial to him. (Deft. MIL 1 Opp., Dkt. No. 96.)
Plaintiff offers no theories on why this evidence is relevant to the merits of his case. Det. Bannes did not personally observe the presence of the pellet guns. As such, the only relevant fact regarding the pellet guns is that a different officer believed them to be rifles and .communicated that information to Det. Bannes. Whether the rifles were in fact pellet or BB guns is therefore irrelevant to Bannes’ decision to use force against Jackson. However, should the statement that Jackson had an “arsenal of weapons” come in — either as an admission, as impeachment evidence, or for its effect on Bannes — the Court will admit the evidence that the rifles were BB guns, because to not do so would be unduly prejudicial to Jackson. See Fed. R. Evid. 403; United States v. Hankey,
As for the fact that Jackson was not convicted of the thefts being investigated that day, such evidence is irrelevant to Bannes’ decision to use force against Jackson on the day of the incident. See Sanchez v. Dupnik,
For these reasons, Defendants’ first motion in limine is GRANTED IN PART and DENIED IN PART.
2. Defendants’ Motion in Limine No. 2
Defendants move to exclude the statements made by the deputy sheriff to paramedics on the day of the incident on the grounds that such statements constitute inadmissible hearsay, undue prejudice, and improper speculation. (Deft. MIL 2, Dkt. No. 78.) Plaintiff opposes on the grounds that the statements to the paramedic are not hearsay. (Deft. MIL 2 Opp., Dkt. No. 97.)
Defendants contend that the statements allegedly made by the unidentified deputy sheriff are inadmissible hearsay. Defendants are incorrect. The statements made by the deputy to the paramedics are admissible against the County as an opposing party’s statements because Layton and Vansant testified that they were told this information by a San Bernardino County Sheriffs Department deputy. See Fed. R. Evid. 801(d)(2)(D) (statements are not hearsay when made by a party’s employee on a matter within the scope of that relationship and offered against the employer).
Moreover, the Court finds by a preponderance of the evidence that the statements were made by Defendant Bannes and as such are admissible against him as an opposing party’s statement. Where preliminary questions of fact must be decided before hearsay evidence may be introduced to the jury, the Court must find the fact to be established by a preponderance of the evidence. See Bourjaily v. United States,
Defendants’ second motion in limine is DENIED.
3. Defendants’ Motion in Limine No. 3
Defendants move to exclude evidence of prior or subsequent investigations of or
4.Defendants’ Motion in Limine No. 4
Finally, Defendants move to exclude the testimony of previously undisclosed or untimely disclosed lay and expert witnesses on the grounds of unfair surprise and prejudice. (Deft. MIL 4, Dkt. No. 80.) Defendants do not identify any specific witnesses they anticipate will be unfairly sprung upon them. In opposition, Plaintiff states that the only witnesses he is considering calling at trial that are not listed in his disclosures are his children, Haley and Robbie Jackson, for damages purposes. (Deft. MIL 4 Opp., Dkt. No. 99.) Both of these witnesses were disclosed to Defendants during the course of discovery through Plaintiffs deposition testimony and his life care planner’s report.
The Court does not find that the exclusion of Plaintiffs children is appropriate. Defendants had notice of their potential relevance to this case well before trial. On that basis, Defendants fourth motion in limine is DENIED. To the extent either party seeks to call other witnesses that were not disclosed prior to trial, the Court will address the admissibility of such testimony as it arises during trial.
IY. CONCLUSION
The Court hereby ORDERS as follows:
1. Defendants’ motion to conduct jury voir dire by written questionnaire is DENIED.
2. Plaintiffs first motion in limine is DENIED.
3. Plaintiffs second motion in limine is DENIED.
4. Plaintiffs third motion in limine is DENIED.
5. Plaintiffs fourth motion in limine is GRANTED.
6. Plaintiffs fifth motion in limine is DENIED.
7. Defendants’ first motion in limine is GRANTED IN PART and DENIED IN PART.
8. Defendants’ second motion in limine is DENIED.
9. The Court DEFERS RULING on Defendants’ third motion in limine.
10. Defendants’ fourth motion in limine is DENIED.
IT IS SO ORDERED.
Notes
. The Court notes that Sanchez is an unpublished Ninth Circuit case. Sanchez is cited as persuasive authority only, pursuant to Ninth Circuit Federal Rule of Appellate Procedure 36-3(b) as an unpublished disposition issued after January 1, 2007.
. Defendants can, of course, argue and present evidence at trial that no such statement was made, that Bannes did not make it, or that Layton and Vansant are mistaken.
. Of course, Eric Vansant will not be able to testify that he believes Jackson was shot while in an elevated position unless he states that a deputy told him that or establishes some other foundation for that testimony.
