Jackie Davis, by Next Friend, Edward Davis v. Jellico Community Hospital Inc. William Stafford, M.D.Jackie Davis, by Next Friend, Edward Davis v. Jellico Community Hospital Inc. William Stafford, M.D.
The defendants, Jellico Community Hospital and Dr. William Stafford, appeal a jury verdict of $2,500,000 for the plaintiff, Jackie Davis, in this Tennessee diversity
Jackie Davis, a 24-year-old Kentucky resident, received a head injury in a one-car automobile accident on November 13, 1986. Between November 13,1986 and November 26, 1986, he complained of headaches and was treated by Dr. William Stafford and Dr. Robert Miller in the emergency room of the Jellico Community Hospital in Jellico, Tennessee. On November 26, 1986, Davis suffered a seizure, became unresponsive, and was again taken to Jellico Community Hospital from which he was transferred to the University of Tennessee Hospital in Knoxville. There, Dr. A.B. Klieforth, a neurosurgeon, determined that Davis was suffering from a subdural hematoma, a collection of blood within his skull. Klie-forth performed surgery on Davis on November 27, 1986 to relieve the pressure on Davis’s brain. From November 27, 1986 through the conclusion of the trial, Davis remained in a coma in a persistent vegetative state as a result of permanent brain damage.
On April 1, 1987, Davis was moved from the Knoxville hospital and taken to Cardinal Hill Hospital in Lexington, Kentucky where he remained through April 17, 1987. He was then hospitalized at the University of Kentucky Hospital in Lexington for seven days. Thereafter, he was cared for at home by his family.
Davis brought this medical malpractice diversity suit against the defendants, all Tennesseans, in the United States District Court for the Eastern District of Tennessee. Davis sued Dr. Stafford for negligence in his individual capacity as Davis’s physician and the Jellico Community Hospital, Inc. in its capacity as the employer of both Dr. Stafford and Dr. Miller, for whose negligence the hospital was alleged to be vicariously liable. Davis maintained that the defendants were liable because a timely diagnosis of a subdural hematoma was not made and that the failure to diagnose that medical condition was the proximate cause of Davis’s permanent brain damage.
The case was tried before a jury from December 8, 1988 through December 19, 1988. On December 19, 1988, the jury returned a verdict in the amount of $2,500,-000. The district court entered a final judgment against the defendants on December 19, 1988. Within ten days of the entry of final judgment, the defendants filed a pleading entitled, “Defendants’ Motion for Judgment Notwithstanding the Verdict or, in the Alternative, for New Trial or, in the Alternative, for Remittitur.” Davis died of cardiac arrest in the Jellico Community Hospital on January 21, 1989, thirty-three days after the verdict. On January 23, 1989, the defendants amended their post-trial motion and sought a new trial on damages because of Davis’s death. On April 28, 1989, the district court denied the defendants’ various post-trial motions.
In rejecting the defendants’
As to the chief issue on appeal, the court held that Davis’s post-judgment death was not a situation calling for the exercise of
The district court also found that the evidence regarding Davis’s potential life span was not false — thus no relief under
The main issue on appeal is whether the defendants are entitled to a new trial or relief from a final judgment under
(a) Grounds. A new trial may be granted to all or any of the parties and on all or part of the issues (1) in an action in which there has been a trial by jury, for any of the reasons for which new trials have heretofore been granted in actions at law in the courts of the United States; and (2) in an action tried without a jury, for any of the reasons for which rehearings have heretofore been granted in suits in equity in the courts of the United States. On a motion for a new trial in an action tried without a jury, the court may open the judgment if one has been entered, take additional testimony, amend findings of fact and conclusions of law or make new findings and conclusions, and direct the entry of a new judgment.
(e) Motion to Alter or Amend a Judgment. A motion to alter or amend the judgment shall be served not later than 10 days after entry of the judgment.
(b) Mistakes; Inadvertence; Excusable Neglect; Newly Discovered Evidence; Fraud, etc. On motion and upon such terms as are just, the court may relieve a party or a party’s legal representative from a final judgment, order, or proceeding for the following reasons: (1) mistake, inadvertence, surprise, or excusable neglect; (2) newly discovered evidence which by due diligence could not have been discovered in time to move for a new trial underRule 59(b) ; (3) fraud (whether heretofore denominated intrinsic or extrinsic), misrepresentation, or other misconduct of an adverse party; (4) the judgment is void; (5) the judgment has been satisfied, released, or discharged, or a prior judgment upon which it is based has been reversed or otherwise vacated, or it is no longer equitable that the judgment should have prospective application; or (6) any other reason justifying relief from the operation of the judgment.
The decision to grant or deny motions for a new trial under
The defendants first argue that the district court committed an error of law by holding that it did not possess the power to reopen the proof in this action on the issue of damages. This argument is wholly mer-itless. Nowhere in the district court’s opinion is there even an intimation that the court lacked the power to reopen the proof. Had the district court concluded that it lacked the power to reopen the proof, it surely would not have engaged in its detailed reasoning as to why the post-trial relief provided by
The defendants contend that as a matter of law “substantial justice” requires the reopening of the damages issue in this case in view of Davis’s death following so closely after the jury’s verdict. In support of this contention, the defendants note that we have recognized that both the trial court and the court of appeals may consider facts occurring after a verdict is rendered by the jury when it works a “substantial injustice” on a party not to do so. “This Court is obligated to take notice of changes in facts or law occurring during the pendency of a case on appeal which would make a lower court’s decision, though perhaps correct at the time of its entry, operate to deny litigants of substantial justice.”
Hawkes v. Internal Revenue Service,
While the broad principles cited by the defendants give courts the opportunity to considering supervening facts and order new trials to prevent substantial injustice, this case is not one deserving of a new trial under those principles. In
Hawkes,
the court considered the plight of a criminal defendant in an income tax fraud case. Attempting to mount a defense to the charges against him, Hawkes requested, under federal criminal discovery rules, copies of certain documents from the Internal Revenue Service. The Service complied only partially with this request, and Hawkes instituted a civil suit under the Freedom of Information Act to obtain the withheld documents. That suit was dismissed by the district court on several grounds, including the fact that other avenues of obtaining the requested information were available through criminal discovery. Hawkes then entered a plea of nolo contendere and was sentenced to prison. However, Hawkes appealed the dismissal of his civil Freedom of Information Act suit. On appeal, this court noted that the reason for the dismissal of the civil suit, availability of criminal discovery, was not denied to Hawkes because of his plea. This, the court held, was a fact following the dismissal of the civil suit, which made that dismissal unjust because Hawkes’s asserted alternative remedies were foreclosed.
Hawkes,
Indeed, the cases relied upon by the panel in
Hawkes
largely addressed injunctive relief scenarios, not attempts to revise jury verdicts in light of subsequent events. For
In
Michigan Surety Co. v. Service Machinery Corp.,
As for defendants’ reliance upon the district court opinion in Kilgore, that case involved a juror’s independent investigation of the site of a tort and his recounting the results of his investigation to his fellow jurors during their deliberation. The district court held that the actions of the juror did not create an injustice. Consequently, while the defendants cite Hawkes and Kil-gore as establishing that courts will prevent injustice upon learning of supervening facts, the case at bar is a far cry from any of the situations where courts have utilized that power.
The alleged “substantial injustice” in this case derives from the defendants’ claim that expert testimony regarding Davis’s life span was “false.” In
Gordon v. United States,
A new trial should be granted where the court is reasonably well satisfied that the testimony given by a material witness is false; that, without it, a jury might have reached a different conclusion; that the party seeking the new trial was taken by surprise when the false testimony was given and was unable to meet it or did not know of its falsity until after trial.
Id. at 900. Gordon dealt with a witness who recanted following Gordon’s conviction for various criminal offenses. The court affirmed the district court’s skepticism regarding the recanting witness’s veracity. According to the defendants, the standard announced in Gordon should apply to situations where the testimony is conclusively established to be false by physical events occurring after trial because the standard is designed to prevent a litigant from suffering an injustice due to testimony introduced at trial which subsequently is determined to be false.
We are unimpressed by this nearly frivolous argument. First, we note that motions for new trials under
Defendants urge that we find the district court’s denial of the
We reject defendants’ contention that relief is available under
We are persuaded by Judge Michael’s analysis of this issue. To hold that a plaintiff’s death following a jury verdict is the sort of “substantial injustice” requiring the reopening of eases or award of new trials under the Federal Rules of Civil Procedure would be to invite a morass of appeals from defendants in cases where the plaintiffs did not survive an “acceptable” amount of time following the entry of final judgment. Conversely, such a rule would require reopening cases where a plaintiff’s life span exceeded the expectation presented to the jury. In fact, the case before us is less troubling than the situation in
Boyd v. Búlala.
There, the plaintiff died after the jury verdict returned but before entry of final judgment pending the resolution of the defendant’s post-trial motions. The court declined to exercise its discretion to reopen the trial and that decision was affirmed by the Fourth Circuit.
See Boyd v. Bulala,
Moreover, we wonder what standard the defendants would have us create. Is a year too short or too long a time to require a plaintiff’s post-judgment survival? Six months? Three months? Would verdicts in exposure cases be reopened because of newly-developed cures for asbestosis or DES-related maladies? Any judicial rule establishing contingencies on the enjoyment of damage awards would necessarily be arbitrary. While several state legislatures have established structured damage awards with built-in contingencies for deaths well before a plaintiff’s expected life span,
e.g.,
The court in
Boyd v. Búlala
recognized the well-conceived rule that newly discovered evidence for motions under
The facts alleged in support of the motion do not constitute “newly discovered evidence” within the rule. That phrase refers to evidence of facts in existence at the time of the trial, of which the aggrieved party was excusably ignorant. If it were ground for a new trial that facts occurring subsequent to the trial have shown that the expert witnesses made an inaccurate prophecy of the prospective disability of the plaintiff, the litigation would never come to an end. The weight of authority is against the granting of a new trial on the ground of unexpected improvement in the plaintiff’s condition, unless the evidence is sufficient to show fraud.
Id.
No showing of fraud has been made in this case. Here, evidence of Davis’s death occurred after final judgment. Consequently, we reject defendants’ arguments under
Turning to
The defendants next argue that under
Erie v. Tompkins,
The issues in this case involve the application of federal
Finally, the defendants claim that the district court committed an error of law by allowing Davis’s beneficiaries to recover damages for future medical expenses when such damages are not recoverable under Tennessee’s wrongful death statute,
There is no language in Tennessee state statutes or case law which establishes the conversion theory urged by the defendants. The Tennessee cases cited in defendants’ briefs and at oral argument concern the revival or tort actions by a plaintiff’s personal representatives following a plaintiff’s death. Although
Boyd v. Búlala
does not address issues of Tennessee law, Judge Michael’s reasoning in that case commends itself to addressing the defendants’ theory.
We therefore affirm the judgment of the district court.