Dissenting Opinion
Dissent by
ORDER AMENDING ORDER
The Order, Appendix and Dissent filed September 19, 1995 is amended as follows:
With the above amendments, Judges Pre-gerson and O’Scannlain have voted to deny the petition for rehearing and to reject the suggestion for rehearing en bane. Judge Ferguson votes to grant the petition for rehearing and recommends granting of rehearing en banc.
The petition for rehearing is denied and the suggestion for rehearing en banc is rejected.
ORDER
We affirm the district court’s order on remand for the reasons stated in the district court’s Memorandum and Order Re Attorney’s Fees and Costs (On Remand), filed September 14,1993, attached as Appendix A.
In affirming the district court’s order on remand, we adopt its discussion and conclusion that plaintiffs are prevailing parties. A prevailing party analysis is a prerequisite for determining the reasonableness of an attorney’s fee award; thus, our remand order assumed that the district court would conduct this analysis, which in fact it did.
The district court’s discussion and conclusion in its order on remand comports with the Supreme Court’s refinements to the prevailing party analysis in Farrar v. Hobby,
APPENDIX A
United States District Court Northern District of California
Jack Wayne FRIend, et ah, Plaintiffs,
v.
Ronald Kolodzieczak, et al., Defendants.
No. C 87-0161 MHP
MEMORANDUM AND ORDER RE ATTORNEYS’ FEES AND COSTS (ON REMAND)
This case is back before this court on remand from the Supreme Court and the Ninth Circuit Court of Appeals for re-examination of the reasonableness of the attorneys’ fees award in light of the Supreme Court’s recent decision in Farrar v. Hobby,
Having considered the submissions of the parties, the court re-affirms its original award, orders that plaintiffs be awarded fees and costs for time expended defending the fee award, and orders that all fee awards be paid with interest.
BACKGROUND
The facts of this case are treated in detail in this court’s previous order of September 29, 1989. Briefly, plaintiffs, a class of all Roman Catholic inmates at Alameda County’s North County Jail, brought this suit against county officials under the Civil Rights Act of 1864, 42 U.S.C. § 1983, seeking to secure access to Roman Catholic services and to possess certain sacramental articles (rosary beads and scapulars).
At hearings on cross-motions for summary judgment in October 1988 and March 1989, the parties indicated to the court that all issues regarding inmates’ access to religious services had been resolved. Defendants further represented to the court that they were willing to allow inmates to possess rosaries and scapulars, but only under supervision. In September 1989, this court granted defendants’ motion for summary judgment on the issue of whether jail officials were required to permit inmates access to rosaries and scapulars at all times, finding that unfettered and unsupervised possession of the sacramental articles was not constitutionally required. Friend v. Kolodzieczak, No. C-87-0161 (N.D.Cal. September 29, 1989). At the court’s instruction, the defendants put in writing a policy regarding accommodation of inmates’ religious needs.
Plaintiffs subsequently brought a motion for attorneys’ fees and costs under the Civil Rights Attorney’s Fees Award Act of 1976, 42 U.S.C. § 1988. On June 20, 1990, the court granted plaintiffs’ motion, awarding $72,445.00 in fees and $6462.22 in out-of pocket costs for the original litigation on the merits; the court furthered ruled that plaintiffs were entitled to fees and costs for time spent litigating the fee award. On July 10, 1990, the court fixed this latter amount at
Defendants appealed this court’s award of fees to the Ninth Circuit, which affirmed. Friend v. Kolodzieczak,
LEGAL STANDARD
Under the Civil Rights Attorney’s Fees Award Act of 1976, 42 U.S.C. § 1988, a court may award reasonable attorneys’ fees to a prevailing party in a civil rights action. In the absence of special circumstances, a prevailing party should recover reasonable attorneys’ fees. Chalmers v. City of Los Angeles,
As an initial matter, a court must first determine whether or not the party seeking fees has “prevailed.” In order to qualify as a prevailing party, a plaintiff must obtain some relief on the merits of his claim that materially alters the legal relationship between the parties. Texas State Teachers Ass’n v. Garland Independent School Dist.,
Having determined that a civil rights plaintiff is a prevailing party, the court may award reasonable attorneys’ fees. In determining the amount of the award, a court generally should begin by calculating the so-called “lodestar” amount, arrived at by multiplying the number of hours reasonably spent in achieving the results obtained by a reasonable hourly rate. Gates v. Deukmejian,
DISCUSSION
I. Reasonableness of the Fee Award in Light of Farrar
The Supreme Court in Farrar did not dramatically alter the law relevant to attorneys’ fees awards; instead the Court refined its analysis of the fee award issue while in large part re-affirming its precedents. The Farrar decision does not undermine this court’s original determination of what constitutes a reasonable fee award in this case.
In Farrar, the plaintiffs sued multiple defendant's for $17 million but were ultimately-awarded only one dollar in damages against a single defendant. Farrar,
The Supreme Court affirmed the denial of fees. Although the Court held that the plaintiffs were in fact prevailing parties, see note 2 infra, the Court found that the plaintiffs were nonetheless not entitled to attorneys’ fees, since the only reasonable fee award for such a hollow victory was no award at all.
In reaching this conclusion, the Court reiterated that a court must determine a reasonable fee award in light of the degree of success obtained in the action. Id. at 113-16,
The plaintiffs in the instant ease achieved far more than the type of “technical” or “de minimus” victory won by the plaintiffs in Farrar, and the fee award originally ordered is reasonable.
In making its determination of reasonable fees, this court relied on the same precedent that is re-affirmed in Farrar. Specifically, this court noted that Hensley dictates that a court consider the overall results achieved by plaintiffs. See Friend, No. C-87-0161 (N.D.Cal. June 20, 1990), at 11. Although this court noted in its original ruling that it had granted defendants’ motion for summary judgment on the issue of whether jail officials were required to permit inmates unlimited access to rosaries and scapulars at all times, it found then, and reaffirms now, that plaintiffs nonetheless prevailed on a significant portion of the relief sought. After assessing the degree of success achieved by the plaintiffs, this court found that plaintiffs were entitled to recover the fees they requested, equal to 85% of the lodestar amount. Id.
The fact that plaintiffs received no monetary relief is of no import, since, unlike the Farrar plaintiffs, the primary goal of the plaintiffs in this case was to obtain injunctive relief. See Pembroke v. Wood County,
In short, there is nothing in Farrar that affects this court’s original analysis of the reasonableness of the attorneys’ fees in this case. Plaintiffs’ victory in this case was no pyrrhie victory, as in Farrar, but rather was substantial and significant. Thus Farrar and the precedents on which it relies dictate that this court follow the “lodestar” method of calculating a reasonable fee award that it did in the first instance, with due consideration given to the degree of success obtained by the prevailing party.
II. Plaintiffs’ Entitlement to Fees For Hours Expended Defending The Award of Attorneys’ Fees
Plaintiffs are entitled to compensation for all time reasonably spent defending this court’s original orders awarding fees and costs, including time spent unsuccessfully opposing defendants’ petition to the Supreme Court for a writ of certiorari. See Cabrales v. County of Los Angeles,
Plaintiffs have already been awarded fees and costs through the time of the court of appeals ruling on the fee issue. Plaintiffs now claim a lodestar amount of $17,005.00 for time spent litigating the fee award between the time of the court of appeal’s ruling and July 9, 1993.
III. Post-Judgment Interest
Pursuant to 28 U.S.C. § 1961(a), plaintiffs are entitled to post-judgment interest on judgments “from the date of the entry of the judgment.” The statute applies to awards of attorneys’ fees and costs under section 1988. Spain v. Mountanos,
On June 20, 1990, this court entered an order for $72,445.00 in attorneys’ fees, plus costs in the amount of $6,462.22, related to plaintiffs’ litigation on the merits. In the same order, the court awarded plaintiffs their fees and costs related to the fee award litigation. Although the exact amount of this latter award was not fixed until July 10,1990, interest on this award, as on the original award, runs from June 20, 1990, the date on which the entitlement to fees was secured. Plaintiffs state, and defendants do not dispute, that the rate of interest under 28 U.S.C. § 1961 on that date was 8.09 percent. Plaintiffs will therefore be awarded interest at this rate.
The court of appeals has previously awarded plaintiffs $17,244.17 for time spent defending this court’s fee award through September 17, 1992 (the date on which the Ninth Circuit affirmed the fee award). Plaintiffs are entitled to interest on this amount from the date of that award on September 17, 1992. 28 U.S.C. § 1961; Finkelstein,
CONCLUSION
For the foregoing reasons, the court reaffirms its previous orders and HEREBY ORDERS:
1)that defendants pay the sum of $72,-445.00 to plaintiffs as compensation for services rendered in connection with the original litigation;
2) that defendants pay the sum of $6,462.22 to plaintiffs as compensation for costs in the original litigation; and
3) that defendants pay the sum of $14,-875.50 to plaintiffs as compensation for services rendered in connection with the fee litigation.
IT IS FURTHER ORDERED:
4) that the foregoing amounts be paid with interest at the rate of 8.09 percent from June 20,1990;
5) that the amount awarded in fees by the Ninth Circuit ($17,244.17) be paid with interest, at the rate of 3.13 percent from September 17, 1992;
6) that the defendants pay the sum of $17,005.00 to plaintiffs in compensation for services rendered in connection with the defense of the fee award from September 17, 1992 through July 9,1993; and
7) that defendants pay the sum of $779.58 to plaintiffs for costs incurred in defense of the fee award from September 17, 1992 through July 9,1993.
IT IS SO ORDERED.
Dated: SEP 14 1993
Notes
. The issue of whether or not plaintiffs are "prevailing parties" is not before this court on remand; the Ninth Circuit order instructed this court to re-examine only the reasonableness of the award. Friend,
At any rate, Farrar clearly does not affect this court's original determination, affirmed by the Ninth Circuit, that plaintiffs prevailed in this case. In fact, the Farrar Court's refinements to the prevailing party analysis make it easier for parties to meet this threshold requirement, if anything. In reversing the Fifth Circuit's finding that the plaintiffs were not "prevailing parties," the Farrar Court reiterated that a party has prevailed “when actual relief on the merits of his claim materially alters the legal relationship between the parties by modifying the defendant’s behavior in a way that directly benefits the plaintiff." Farrar,
In the instant case, as pointed out in this court's original order and as detailed below, plaintiffs achieved substantially all of the results they originally sought in a way that clearly altered the legal relationship between the parties. See Friend, No. C-87-0161 (N.D.Cal. June 20, 1990), at 6 (citing, inter alia, Texas State Teachers,
. The Ninth Circuit, in affirming this court's fee award, also noted the extent of plaintiffs' success. See Friend,
.The court declines defendants' invitation to view this remand as an opportunity for a full-scale re-assessment of the court’s initial fee award, including such matters (not raised by defendants at the time of the initial fee award) as whether plaintiffs’ attorneys spent too much time on this litigation or exaggerated their hours. This court has already determined in its original orders that plaintiffs' attorneys have submitted sufficiently detailed records to substantiate the number of hours claimed. The court's mission on remand is to re-examine its ruling in light of Farrar, not in light of any new or previously litigated claim that defendants wish to raise.
. Contrary to defendants’ assertion, plaintiffs ■ have not requested fees for their appeal of this court’s summary judgment- ruling regarding inmates’ unsupervised possession of rosaries and scapulars, a claim on which plaintiffs ultimately were unsuccessful.
. Plaintiffs calculate this figure based on the following formula:
Amitai Schwartz 51.0 hrs x $275/hr. = $14,025.00
Sue Ochs 2.5 hrs. x $ 175/hr. = $ 437.50
Dennis Farias 8.9 hrs. x $ 150/hr. = $ 1,335.00
Antonio Ponvert III 4.0 hrs, x $130/hr. = $ 520.00
See Schwartz Dec. at 3 (reflecting time spent through June 18, 1993). Mr. Schwartz spent an additional 2.5 hours (equalling $687.50 at the rate of $275 per hour) in reviewing defendants' opposition to this motion and preparing a reply. See Supp.Schwartz Dec. at 1-2.
Plaintiffs' attorneys have increased slightly the hourly rate claimed from the rates accepted by this court in the original fees motion in 1990. See Friend, C-87-0161 (N.D.Cal. June 20, 1990), at n. 3 (reflecting a rate of $235 per hour for Mr. Schwartz and $140 per hour for Ms. Ochs). Defendants have not disputed this increase in rates and the court finds the increase reasonable in view of inflation and rising cost of legal services over the past three years.
. Although Spain addresses only the issue of interest on fees, it follows that costs, as part of the same judgment, are also covered by the post-
Dissenting Opinion
dissenting:
The majority, in affirming the district court’s award of attorneys’ fees in this case, has created an unexplained conflict with our case of Bryant v. Gomez,
I. Background
The case underlying the award of fees is a 42 U.S.C. § 1988 class action brought by a group of Alameda North County Jail’s (“the jail’s”) Roman Catholic inmates. The inmates alleged that the jail violated their rights: (i) to participate in Catholic religious services performed by a priest and (ii) to possess rosary beads and scapulars in their cells. At the original hearing on cross-motions for summary judgment, the parties agreed that all of the issues concerned with access to Catholic religious services had been resolved. The remaining issue, the inmates’ right to possess rosary beads and scapulars in their cells, was resolved when this court affirmed the district court’s determination that the jail had legitimate security reasons for restricting inmates’ private access to rosary beads and scapulars. Friend v. Kolodzieczak,
At the close of the original litigation, the inmates brought a motion for attorneys’ fees and costs under the Civil Rights Attorney’s Fees Award Act of 1976, 42 U.S.C. § 1988. The district court awarded attorneys’ fees and this court affirmed the award. Friend v. Kolodzieczak,
On remand, the district court reaffirmed its original grant of fees and also awarded fees and costs for the time expended in defending the award on appeal. Friend v. Kolodzieczak, No. CV-87-0161-MHP,
In addition to its unexplained conflict with prior cases in the Circuit, the majority has failed to follow the mandate of the Supreme Court. The Supreme Court mandated “further consideration in light of Farrar v. Hobby, ” and the panel directed the district court to reexamine its determination of the reasonableness of the attorneys’ fees award-in light of the Farrar v. Hobby decision. The Supreme Court remand was a directive to reconsider the prevailing party analysis in order to determine whether attorney fees should have been awarded in the first place. The district court interpreted the panel order as follows: “The issue of whether or not the plaintiffs are ‘prevailing parties’ is not before this court on remand; the Ninth Circuit order instructed this court to reexamine only the reasonableness of the award.” Op. at 1390 n. 1. That holding is contrary to the mandate of the Supreme Court. It must be repeated that in this ease the only judicial orders on the merits were , a district court .dismissal of plaintiffs’ case and a decision by another panel of this court affirming the dismissal.
II. Discussion
In affirming the district court for the reasons stated in the court’s opinion, the majority finds that the inmates qualify as a “prevailing party” and therefore are entitled to an award of attorneys’ fees. A “prevailing party” is one who succeeds “on any significant issue in litigation” and achieves a resolution which “changes the legal relationship between itself and the defendant.” Texas State Teachers Ass’n v. Garland Independent School Dist.,
The record establishes that the jail provided interdenominational Christian services for the inmates on Sunday mornings. A Catholic Charities lay minister, approved by the Bishop of Oakland, regularly participated in the interdenominational services with Protestant lay ministers and individually administered to the inmates during visiting hours. The lay minister brought holy communion to the inmates, taught with Roman Catholic texts and study guides, and arranged for the sacrament of confession with a priest upon an inmate’s request. The inmates were also allowed to use rosary beads and scapulars during services or under other supervised conditions.
The record demonstrates that the Catholic lay minister was causing dissension in the jail by his attempts to convert prisoners of other religions to Catholicism. As a result of the heightened tensions between himself and the protestant group involved in the interdenominational worship services in the fall of 1987, the Catholic lay minister attempted to get approval for independent, Catholic-denominated services. Following the lay minister’s failed effort to secure independent Catholic services, he terminated his ministry at the jail. As a result, the Catholic inmates at the jail experienced a period of time in which no Catholic minister, lay or otherwise, was available. The absence was not however, due to any negligence or restrictive intent on the part of the jail.
As soon as the disgruntled minister left his ministry, jail officials approached Catholic Charities for a replacement minister. It was during this period that the inmates brought suit against the jail seeking independent Catholic-denominated services and the right to use rosary beads and scapulars unsupervised in their cells. The jail settled the religious services case to prevent the jail from becoming another Northern Ireland or Bosnia. There was no restraint of religious rights to the plaintiffs because they were never without access to interdenominational services which were approved by the Roman Catholic Bishop of Oakland. It must be repeated that at no time during this litigation has the proper authority of the Catholic Church ever stated that the policies of the jail prevented inmates from having a religious experience mandated by the Catholic faith. See Graham v. C.I.R.,
Under Sabían, we must follow a two part test to determine whether or not the inmates qualify as a “prevailing party.” First, we must determine whether the lawsuit resulted in the relief obtained. Sablan,
The second prong of the Sabían test looks to whether there is a legal .basis for the plaintiffs claim. Sablan,
Following Farrar, this court recently held that “to qualify as a prevailing party, a civil rights plaintiff ‘must obtain an enforceable judgment against the defendant from whom fees are sought.’” Wilcox v. City of Reno,
By concluding that the inmates were a “prevailing party,” the district court and the majority has granted, in violation of the First Amendment, an alleged civil right to Catholics which in this Circuit does not extend to Protestants. See Bryant,
the religious adherent ... has the obligation to prove that a governmental [action] burdens the adherent’s practice of his or her religion ... by preventing him or her from engaging in conduct or having a religious experience which the faith mandates. This interference must be more than an inconvenience; the burden must be substantial and an interference with a tenet or belief that is central to religious doctrine.
Graham,
The facts of this case remain uncontested. A group of inmates brought an action to enforce religious rights which they were never denied. As the Supreme Court reaffirmed in Farrar, fee awards under § 1988 should be based on the amount of success achieved by the plaintiffs and not provide windfalls to attorneys. Farrar,
Lead Opinion
AMENDED ORDER, DISSENT, AND DENIAL OF REHEARING
Appeal from the United States District Court for the Northern District of California.
