Lead Opinion
Thе state of Georgia appeals, and the petitioner cross-appeals, the decision of the district court granting habeas corpus relief in both of the cases involved in this consolidated proceeding. Potts v. Zant,
The petitioner in these proceedings, Jackie Potts, was charged with armed robbery, aggravated assault, and kidnapping with bodily injury in Cobb County and with murder in Forsyth County as a result of a violent spree on May 8, 1975. Specifically, Potts was accused of shooting and robbing Eugene Snyder and abducting and robbing Michael Priest in Cobb County before murdering Priest in Forsyth County. Potts was convicted of kidnapping, aggravated assault, and two counts of armed robbery in Cobb County, and of murder in Forsyth County. He received three death sentences: one on the kidnapping charge in Cobb County, a second on one of the armed robbery counts in Cobb County, and a third on the murder charge in Forsyth County. The Georgia Supreme Court subsequently vacated the death sentence on the Cobb County armed robbery charge on direct appeal. Potts v. State,
After unsuccessfully seeking state habeas corpus relief, Potts authorized the filing of an initial set of petitions under 28 U.S.C. § 2254 attacking his convictions and two remaining death sentences within hours of his scheduled execution on June 5, 1980. Less than two days latеr, Potts sought to withdraw this authorization so that he might die while in a “state of grace” with God. Following a hearing on June 10, the district court granted Potts’ request on June 13, and a new execution date was set for July 1, 1980. On June 25, however, Potts authorized the filing of a second set of federal habeas corpus petitions. The district court held a hearing on the legal issues involved on June 26, but refused an offer by Potts’ attorneys to present evidence demonstrating the involuntariness of his decision to withdraw the first set of petitions. The district court found an abuse of the writ with regard to Potts’ filing of the second set of petitions on the grounds that he had voluntarily relinquished his rights by withdrawing the first set of petitions, and again refused a request by Potts’ attornеys for an evidentiary hearing on the issue of abuse. On appeal, this court ruled that the district court had erred in denying the petitioner an evidentiary hearing after the filing of the second set of identical petitions and remanded the case with instructions to afford Potts an opportunity to rebut the state’s allegations of abuse and to demonstrate why his initial withdrawal of the first set of petitions had not been knowing and voluntary. Potts v. Zant,
Before we address the substantive contentions raised by the state and the petitioner on appeal, it is first necessary for us to consider whether the district court acted properly in granting Potts’ motion for partial summary judgment on the question of abuse of the writ. The state contends that this court’s decision in Potts I mandated the holding of an evidentiary hearing and that it was error for the district court to refuse to do so. It is clear from this court’s decision in Potts I and leading precedents such as Price v. Johnston,
I. THE KIDNAPPING VERDICT
The petitioner challenges his conviction and death sentence on Count III of the Cobb County indictment on the grounds that the jury’s verdict found him guilty only of “simple” kidnapping, which is not a capital offense, rather than kidnapping with bodily injury, which is a capital offense under Georgia law. Off.Code Ga. Ann. § 16-5-40 (1982). The state contends that since the jury’s verdict at the guilt/innocence trial clearly found Potts guilty on Count III, which charged that Potts abducted Michael Priest and then killed him, we can infer that the jury intended to find the petitioner guilty of kidnapping with
While there is thus some degree of uncertainty as to what the Cobb County jury intended to find with regard to the kidnapping charge, the central problem here is the fact that the Cobb County trial judge never offered the jury any specific instructions on the importance of a finding of bodily injury, omitting any reference to this element of the offense in the instructions he utilized at both the guilt/innocence trial and the sentencing trial.
defendant’s life is at stake, [courts must be] particularly sensitive to insure that every safeguard is observed.” Gregg v. Georgia,
II. THE DOUBLE JEOPARDY ISSUE
The petitioner also challenges his conviction on the Forsyth County murder charge,
The Supreme Court has recognized that the double jeopardy clause consists of three separate constitutional protections. It protects against a second prosecution for the same offense after conviction; it bars a second prosecution for the same offense after acquittal; and it prohibits multiple punishments for the same offense. North Carolina v. Pearce,
The critical question under either of the theories advanced by the petitioner is whether kidnapping with bodily injury and malicе murder can be considered the same offense. The established test for determining whether two offenses are sufficiently distinguishable to avoid the prohibition against double jeopardy was set forth by the Supreme Court in Blockburger v. United States,
[k]idnapping with bodily injury requires an unlawful abduction or stealing away and the holding of a person, plus the infliction of some bodily injury upon that person. The crime of murder is committed when one causes the death of another with the peculiar mental state of express or implied malice. As a matter of law, because of the different elements of the crimes, murder is not included within kidnapping with bodily injury.
Id.
Federal law therefore clearly permits a defendant to be prosecuted on two separate offenses arising out of the same set of facts as long as each offense requires the proof of an additional fact or element which the other does not. Because malice murder and kidnapping with bodily injury are not the “same offense” under the Blockburger test, Stephens v. Zant, supra, we conclude that the petitioner’s murder conviction in Forsyth County did not violate the constitutional prohibition against double jeopardy.
III. THE FORSYTH COUNTY JURY INSTRUCTIONS
The petitioner also argues that the jury instructions utilized at his Forsyth County murder trial impermissibly shifted the burden of proof from the state to the defendant оn the key issue of intent. Specifically, the petitioner points to these statements by the trial court judge as being impermissible under Sandstrom v. Montana,
A specific intent to commit the crime of murder charged in this Indictment is an essential element that the State of Georgia must prove beyond a reasonable doubt. Intent is always a question for the jury, and as I have said, it is ordinarily ascertained by acts and conduct. But intent may be shown in many ways, pro*533 vided that you jurors find that intent existed from the evidence produced before you.
Intent may be inferred from the proven circumstances, or it may be presumed, when it is the natural and the probable consequences of the act for which the defendant is being prosecuted.
I also want to give you certain presumрtions of law that are applicable to this case. Now a presumption of law is a conclusion which the law draws from given facts. Each one of- these presumptions of law that I am going to give you are rebuttable. That- is, they are subject to being overcome by evidence to the contrary.
There are three of them.
1. Every person is presumed to be of sound mind and discretion.
As I have said that presumption is subject to being overcome by evidence to the contrary.
2. The acts of a person of sound mind and discretion are presumed to be the product of that person’s will.
3. A person of sound mind and discretion is presumed to intend the natural and probable consequences of his aсts.
As I have said, these presumptions of law are rebuttable. That is they are subject to being overcome by evidence to the contrary.
The petitioner contends that the italicized passages are constitutionally invalid under Sandstrom and Mason. In Sandstrom, the Supreme Court ruled that the charge, “[t]he law presumes that a person intends the ordinary consequences of his voluntary acts,” without more, might well have misled a reasonable juror into believing that the presumption was either irrebuttable or subject to disproof only if the defendant could demonstrate the contrary “by some quantum of proof which may well have been considerably greater than ‘some’ evidence — thus effectively shifting the burden оf persuasion on the element of intent.”
In analyzing challenges to criminal convictions based on allegedly improper jury instructions, we must begin with the well-established proposition that a single instruction to a jury may not be judged in artificial isolation, but must be viewed in the context of the overall charge....
... [T]he question is not whether the trial court failed to isolate and cure a particular ailing instruction, but rather whether the ailing instruction by itself so infected the entire trial that the resulting conviction violates due process.
Cupp v. Naughten,
The second passage challenged by the petitioner consists of a set of three presumptions, each of which uses the mandatory phrasing “is presumed.” As we have seen, however, we must consider the charge as а whole in order to determine whether this language may have misled the jury into believing that these presumptions were mandatory rather than permissive in character. We conclude that, for a variety of reasons, the overall effect of the charge delivered here was such that it is unlikely that a reasonable juror would have given these presumptions conclusive or persuasion-shifting effect. First, with regard to the last of the three presumptions, the trial judge was simply restating what he had said a moment earlier while using the permissive language “may be inferred” and “may be presumed.” Second, the trial judge repeatedly stated that these presumptions were “rebuttable” and “subjeсt to being overcome by evidence to the contrary,” a fact which clearly serves to distinguish this case from Sandstrom, in which the Supreme Court specifically noted that the jurors “were not told that the presumption could be rebutted ... by the defendant’s simple presentation of ‘some’ evidence; nor even that it could be rebutted at all.”
Finally, unlike the instructions disapproved in Sandstrom and Mason, the charge in this case contained other language similar to that endorsed by this court in Lamb v. Jernigan as reducing the likelihood that the jury might misunderstand the permissive character of these presumptions. In Lamb, the court noted that the instructions “informed the jury of the presumption of innocence, and the state’s burden of proof beyond a reasonable doubt. Moreover the jury was specifically instructed that intent is an essential element to be determined by it from the evidence produced at trial.”
the burden is not on this defendant to disprove intention. When the defendant introduces some competent evidence of insanity, which might tend to negate evil intention in the defendant at the time of the commission of the alleged crime, then the burden falls upon the State to prove beyond a reasonable doubt that the defendant was sane at the time of the alleged crime, and therefore he had the requisite criminal intent.
Toward the end of the instructions, the trial judge reiterated that “a person will not be presumed to act with criminal intention” and carefully set forth the burdens of proof with regard to the insanity defense raised by Potts, emphasizing that “[i]t is not necessary that this defendant produce evidence of his insanity sufficient to convince you beyond all reasonable doubt, but rather it is only necessary for him to intro
In short, the instructions viewed as a whole clearly do not shift the burden of proof on the issue of intent. The trial judge stated no less than three times that criminal intent would not be presumed and must be proved by the state beyond a reasonable doubt, and his instructions adequately set forth the evidentiary burdens with regard to the insanity defense. We therefore conclude that the instructions utilized in the Forsyth County proceedings were constitutionally acceptable under Sandstrom. and the jurisprudence of this circuit.
IV. PROSECUTORIAL MISCONDUCT
The petitioner also contends that his death sentence on the murder charge in Forsyth County should be invalidated because the prosecutor made improper remarks during his closing argument at the sentencing trial. In his summation, the district attorney over objection read excerpts from the Supreme Court’s decision in Gregg v. Georgia,
Initially, we note that in reviewing a habeas corpus petitioner’s claim of prosecutorial misconduct in the context of a jury argument, our standard of review is the narrow one of due process, rather than the broad exercise of supervisory power that federal appellate tribunals possess with regard to their own trial courts. Donnelly v. DeChristoforo,
The Eberhart court’s florid denunciation of “that sickly sentimentality” that prompts some citizens to oppose the death penalty appears to have made it a particular favorite of Georgia prosecutors, and the propriety of quoting Eberhart in the presence of the jury has been considered by the state supreme court on at least four occa
We do believe, however, that the remarks by the district attorney were improper. It would not have been improper for the district attorney merely to have expressed to the jury the sentiments embodied in the quote from Eberhart, supra. [cite omitted] However, the district attorney’s attribution of those sentiments to a justice of this court with the object of influencing the jury to impose the death penalty was improper and is disapproved.
The distinction recognized by the state supreme court in Drake on the direct appeal of that ease was recently rejected by this court in its collateral review of the same proceedings. In Drake v. Francis, this court faced a situation virtually identical to the present one. The Georgia prosecutor read the same Eberhart excerpt quoted by the district attorney here and also read a passage from Hawkins v. State,
Although Drake has been vacated pending rehearing by the en banc court, we find its reasoning on this issue persuasive. The district attorney here also prefaced his remarks by stating that they were addressed to the court, but this was an obvious subterfuge; the trial judge had indicated that he was familiar with Eberhart before the prosecutor read the quotation in question, and the district attorney turned to the jurors and commenced his formal jury argument as soon as he finished reading the disputed passage. The prosecutor was plainly attempting to suggest to the jury that prior decisions of the state supreme court mandated the imposition of the death penalty in this case, and this conduct was clearly improper. The jury may have been misled into believing that it had a legal duty to return а death sentence and consequently failed to give its decision the independent and unprejudiced consideration the law requires'. The writ therefore must be issued with respect to the Forsyth County murder charge unless a resentencing proceeding is held. Because we find that the prosecutor’s use of the Eberhart argument mandates a retrial on the issue of punishment, we need not address the propriety of the district attorney’s practice of quoting from Gregg v. Georgia, and we do not reach the other issues raised below that are applicable to
V. CONCLUSION
Because of the inadequacy of the jury instructions utilized by the Cobb County trial judge with respect to the charge of kidnapping with bodily injury, we affirm the finding оf the district court that the writ must issue unless a new trial is granted in Cobb County on the issues of both guilt/innocence and punishment. With regard to the Forsyth County proceedings, we find that the prosecutor’s improper comments during the sentencing phase require that the writ issue unless a new sentencing proceeding is- ordered and affirm the district court on this issue as well. We conclude that the other issues raised by the petitioner on his cross-appeal are without merit and therefore affirm the judgment of the district court.
AFFIRMED.
Notes
. The respondent argues that the trial judge was not required to instruct the jury on the law of kidnapping with bodily injury, pointing out that the state supreme court has held that "bodily injury is a term of common usage requiring no lеgal definition.” Smith v. State,
. We find additional support for this conclusion in the Georgia Supreme Court’s decision in Patrick v. State, 247 Ga. 168,
. The trial court in Hance instructed the jury that intent "may be inferred from the proven circumstances or by acts and conduct, or it may be presumed when it is the natural and necessary consequence of the act.”
. The prosecutor quoted a passage from Justice Stewart's plurality opinion in Gregg, see
. The prosecutor quoted the following passage from Eberhart,
We have no sympathy with that sickly sentimentality that springs into action whenever a criminal at length is about to suffer for a crime. This may be the sign of a tender heart, but it is also a sight of one not under proper regulation. Society demands that crime be punished, and that criminals be warned, and the false humanity that shudders when justice is about to strike is a dangerous element for society. We have too much of this mercy. It is not true mercy. It only looks to the criminal. We must insist upon the mercy to society and upon justice for the poor woman whose blood crys (sic) out against her murderers. That criminals go unpunished is a disgrace to our civilization. We have reaped the fruits of it in the frequency with which bloody deeds occur. A stern, unbending, unflinching administration of penal laws without regard to position, or sex, as it is the highest mark of civilization, also is the surest modе to prevent the commission of offense.
Concurrence Opinion
concurring specially:
I concur. However, lest my concurrence in Part IV be misconstrued as extending to inferences one might draw from what is there said, I write, briefly, separately.
I find no constitutional fault in a trial advocate’s calling to the court’s attention principles of law touching upon issues in a case, even though counsel interrupts his own summation to do so. Thus, if counsel is urging the jury to find that reasonable doubt exists as to his client’s guilt, I apprehend that he may, then and there, urge the judge to instruct the jury that, if it entertains reasonable doubt, it must acquit, citing precedent requiring such an instruction.
Here, however, the prosecutor did not undertake to call to the judge’s attention any authority for any proposition of law. The judgments of the Supreme Court of Georgia were, of course, binding on the Superior Court trying Mr. Potts, but it cannot be said that the quoted remarks of the justice who wrote the opinion for that court in Eberhart v. State,
Yet we are taught by Witherspoon v. Illinois,
I apprehend, but do not decide, that I would agree with the Supreme Court of Georgia that “the written words of a since deceased jurist” (Presnell v. State,
For these reasons, I concur in Part IV; I also concur in all else stated in the opinion.
