This case arises on appeal following the district court’s granting summary judgment to appellee Sarasota-Manatee Airport Authority based on the application of res judicata and collateral estoppel principles. After a careful review, we conclude that the district court failed to analyze properly this issue. The appellants could have avoided the operation of res judicata and collateral estoppel in this case. However, because the appellants have failed to avail themselves of the procedures necessary for the preservation of their federal law takings claim, we affirm the lower court’s entry of summary judgment in this case.
I.STATEMENT OF THE CASE
A. Background Facts
The appellants (“homeowners”) are a group of homeowners who reside near the Tampa airport. Since the mid-1970s, large commercial airliners have flown over the homeowners’ properties at low altitudes during takeoffs and landings. The resulting noise and pollution have depressed the values of their homes. Although the homeowners’ properties have increased in value over the years, the rate of this increase has been significantly less than in comparable Sarasota neighborhoods that are not adjacent to the metropolitan airport.
B. Procedural History
In 1984, the homeowners first brought suit in the Manatee County Circuit Court. In their second amended complaint, the homeowners raised Florida state law issues regarding inverse condemnation proceedings for an avigational right of way. Homeowners did not raise claims under the Fourteenth and Fifth Amendments of the United States Constitution in their state court complaint, nor did homeowners inform the state court that they intended to pursue any potential federal claims in federal court if they failed to obtain satisfactory compensation in state court. The Manatee County trial court held that the homeowners were not entitled to compensation for the overflights under Florida law. The Second District Court of Appeal affirmed the trial court’s holding.
Fields v. Sarasota-Manatee Airport Authority,
C.Standard of Review
The district court’s legal conclusion that Florida res judicata principles preclude the homeowners’ federal takings claim under section 1983 is subject to plenary review.
Adams v. Sewell,
II.QUESTION PRESENTED
This Court must decide whether the district court erred in concluding that Florida collateral estoppel and res judicata principles precluded the federal courts from hearing the homeowners’ federal law takings claim.
III.ANALYSIS
This case presents a jurisdictional problem created by the interplay between 28 U.S.C.A. § 1738
1
and the Supreme
This Circuit has already resolved this dilemma.
See infra
discussion at 1305-06. In
Jennings v. Caddo Parish School Bd.,
A. Federal Takings Claims May be Reserved for a Federal Forum
The
Williamson County
Court held that if state procedures exist which might provide compensation for an alleged taking of property without just compensation, then a would-be section 1983 litigant could not yet claim that he had been denied “just compensation until he exhausted any such avenues of relief.”
Id.
at 186, 194-97,
At first blush, the case law suggests that all takings claims (both federal and state) must be brought in a single state court action concurrently with any state claims which might lead to obtaining “just compensation.” The Supreme Court has held that pursuant to 28 U.S.C.A. § 1738, traditional res judicata and collateral estoppel principles apply to section 1983 suits.
Allen v. McCurry,
In
Migra v. Warren City School Dist. Bd. of Education,
465 U.S.
75,
Thus, a straightforward application of
Allen
and
Migra
seems to preclude the action at issue in the case at bar.
2
However, the
Migra
Court cautioned that its holding was based on the voluntary nature of the state court action directly at issue; Migra voluntarily filed his first action in state court, even though he could have first filed a section 1983 action in federal court.
Id.
at 85 n. 7;
The operation of Williamson County, much like the abstention doctrine at issue in England, forces would-be federal court litigants to first litigate their claims in state court. Thus, this Court must decide whether the interplay of England and Williamson County creates an exception to the operation of section 1738. In resolving this question, we must first determine the scope of England and its application, if any, to the case at bar.
In
England,
the Supreme Court recognized that if a litigant had the option of going into state or federal court with a constitutional claim under section 1983, federal abstention doctrines should not force the litigant to pursue the federal law claim in state court.
Id.
at 415,
However, the
England
process, strictly speaking, is not applicable to a takings clause claim because a litigant cannot first file in federal district court. Under
Williamson County,
a takings clause claim is not ripe until the litigant has exhausted any potential means of obtaining compensation from the state, including judicial proceedings. The lack of ripeness deprives the federal courts of subject matter jurisdiction over a takings clause claim prior to the completion of the requisite state court proceedings.
Eide v. Sarasota County,
Nevertheless, a would-be federal court litigant with a federal takings claim may preserve access to a federal forum despite being unable to rely on
England.
This Circuit has read
England
broadly, and has extended it by allowing would-be federal plaintiffs to reserve their right to a federal court hearing for some federal constitutional claims merely by making a formal reservation in the state court proceedings of their intent to bring their federal claims in a federal court should the state court, applying state law, find adversely to them.
Jennings v. Caddo Parish School Bd.,
However, even if this panel believes that
Jennings
unduly broadened the
England
exception to general merger and bar rules, it is too late in the day for this panel to revisit the question.
4
See United States v. Machado,
The Eleventh Circuit has not yet had occasion to consider the continuing validity of Jennings in light of Allen and Migra. We are, of course, reluctant to overrule Jennings; a panel of this Court should not lightly undertake such action. Fortunately, we may avoid the hard choice of not following a prior panel’s decision on the grounds that it is inconsistent with later-in-time Supreme Court precedents. In other words, we believe that Jennings may be squared with Allen and Migra.
In a federal takings claim, the doctrine of ripeness requires a would-be federal court litigant to first establish that compensation is not forthcoming from the state government.
Williamson County,
473 U.S. at
Therefore, for purposes of applying
Migra,
we hold that would-be federal court litigants who are forced to pursue state court proceedings in order to satisfy exhaustion requirements imposed by federal law incident to a takings clause claim are “involuntarily” in the state courts, and therefore qualify for the exception to generally applicable res judicata principles.
5
However, we also hold that a
Jennings
reservation is effective only when two prerequisites have been met. First, the would-be federal court litigant must be precluded from filing his or her suit in federal court in the first instance,
see, Migra,
In conclusion, although this Court is unsure of whether we would reach the same
B. Homeowners Failed to Make a Jennings Reservation
The discussion, supra, makes clear that the district court’s entry of summary judgment in this case was proper only if (1) Florida preclusion law would bar the filing of a state court suit raising the federal takings claim, see 28 U.S.C.A. § 1738, and (2) the homeowners failed to make a Jennings reservation.
1. Florida preclusion law, if applied, bars the plaintiffs’ federal law claims 9
The homeowners claimed in district court that they did not raise their federal law claims in state court because they wished to preserve their right to bring a section 1983 suit in federal court if the state procedure did not result in compensation. However, Florida preclusion law, if applied, seems to bar any claim based on a takings clause claim because it was not raised by the homeowners along with their state law claims.
Fields,
The question of whether Florida bar and merger rules would preclude a state court suit based on the federal takings clause focuses on whether the state and federal law claims are “similar.”
Pumo v. Pumo,
The Florida cause of action required establishing that the homeowners’ properties had actually decreased in value.
Fields,
The precise question before us is whether the presence of an additional element for establishing a compensable taking (an absolute decrease in value) is sufficient to shield the homeowners’ federal claim from the application of Florida law merger and bar rules. The district court held that the actions required the homeowners to establish substantially similar facts and that they therefore met Florida’s requirement for “identity.”
Fields,
The Florida courts seem to allow multiple suits based on the same transaction only if the basic legal theory changes from the first suit to the second.
See e.g., Signo v. Florida Farm Bureau Cas. Ins. Co.,
Although this question is a close one, we conclude that the federal takings claim is essentially the same claim as that raised in the Florida law inverse condemnation action for purposes of applying Florida’s merger and bar rules.
Cf. Adams v. Sewell,
2. Homeowners failed to make a Jennings reservation
Although this Circuit has expanded a litigant’s ability to preserve feder
IV. CONCLUSION
Jennings and Migra dictate that the homeowners’ federal law claims are barred by Florida res judicata principles. Because we agree that the entry of summary judgment in this case was proper, we AFFIRM the result reached in the decision of the district court, although we do so on different grounds than those proffered by the district court in its published opinion.
Notes
. Section 1738 provides:
[The Acts of the legislature of any State, Territory, or Possession of the United States or] ... records and judicial proceedings or copies thereof, so authenticated, shall have the same full faith and credit in every court within the United States and its Territories and Possessions as they have by law or usage in the courts of such State, Territory or Possession from which they are taken.
In essence, Section 1738 requires federal courts to give the same preclusive effect to state court
. The
Allen
court did not hold that this would necessarily be the case,
. Abstention in
England
cases often occurs in order to allow the state courts to construe an ambiguous statute that might prove constitutionally infirm, depending on how it is construed.
See Railroad Comm’n of Texas v. Pullman Co.,
.
Jennings
came down in 1976, and was consistently followed in this Circuit’s predecessor.
Cornwell
v.
Ferguson,
We note, however, that a panel of the new Fifth Circuit, subsequent to
Holmes,
has severely questioned the continuing validity of
Jennings. Lewis v. East Feliciana Parish School Bd.,
.This conclusion is consistent with the Supreme Court’s approach to the problem of mandatory exhaustion requirements in the context of Title VII claims. The Court has held that section 1738 would preclude a would-be Title VII litigant from both appealing the decision of a state equal employment agency and also, subsequent to the state court appeal, proceeding to judgment in a federal action brought under Title VII if the operation of state law merger and bar rules would bar the action.
Kremer v. Chemical Constr. Corp.,
Analogously, a federal takings clause claim may not be brought until any processes that might yield "just compensation” have been exhausted; a federal takings clause claim may not be considered until the last avenue of relief available from the state government has been exhausted.
Williamson County,
. Of course, if there are other circumstances analogous to the two we have identified that we have failed to expressly mention, involuntary state court litigants in such cases may also make use of a Jennings reservation in order to preserve their right to a federal court determination of their federal law claim.
. Perhaps ironically,
Migra
would preclude the use of a
Jennings
reservation if a case with facts similar to
Jennings
arose today. Ms. Jennings claimed that the Caddo Parish School Board had fired her from a public school teaching position on account of her race.
Jennings,
. Despite the Supreme Court’s recent emphasis on strictly enforcing section 1738’s mandate to give state court proceedings full preclusive effect, the Court has never called into question the continuing validity of
England. See, e.g., Migra,
The problem, as we see it, is not Jennings’ creation of a mechanism for ensuring that would-be federal litigants can preserve their federal constitutional claims for resolution in a federal court. Indeed, it would be a very odd result if the federal courts were effectively barred from hearing claims arising under the takings clause, except through Supreme Court review via the writ of certiorari, of state court decisions interpreting the clause. The real question is not whether the state courts are unable to enforce the takings clause — they most assuredly are — rather, the question is whether the citizens of this country are to be barred from ever vindicating a federal constitutional right through the federal court system. This premise seems to go beyond Allen and Migra and is at present foreclosed in this Circuit by operation of Jennings. Thus, our concern about the wisdom of Jennings relates to the Jennings Court’s ostensible reliance on England to reach its result, not to the result itself. Although the result in Jennings seems to us to be a reasonable one, we are doubtful that England compels it.
. We note that the homeowners did not raise their Fourteenth and Fifth Amendment claims in their state court complaint. Neither the Florida trial court nor the Florida appellate court relied on federal takings cases to decide what the homeowners had to establish in order to show that they were entitled to compensation for the taking. Decision of Florida Circuit Court, at 3-4,
reprinted in
Reply Brief of Appellant, appendix 1;
Fields v. Sarasota-Manatee Airport Auth.,
In addition, the district court placed undue reliance on
Fountain v. Metropolitan Atlanta Rapid Transit Authority,
. The homeowners' attorney filed in state court seeking relief on state grounds, but never made a Jennings reservation on the record or in his filings with the state courts. At oral argument, homeowners’ counsel suggested that because he believed Florida state takings law was identical to federal takings law, he neither raised federal claims nor made a Jennings reservation at the time he filed his state court action. If a state court litigant with a takings clause claim has any wish to preserve access to a federal forum, then he must make a Jennings reservation at the time he files his state law claims in state court. Jennings is an exception to well-settled doctrines of res judicata that promote finality and the conservation of scarce judicial resources. Exceptions to traditional merger and bar principles should be strictly construed; we decline to further weaken res judicata and collateral estop-pel rules to accommodate state court parties who are taken unawares by changes in state law announced for the first time incident to their case. State court litigants in circumstances similar to the homeowners must either raise both their federal and state law claims in their state court complaint or make a Jennings reservation of their federal constitutional claims on the record.
