Lead Opinion
OPINION
Plaintiffs, a group of strip club owners in Ohio, challenged Ohio Liquor Control Commission Rule 52 on First Amendment grounds. Enacted in 2004, Rule 52 provided that an establishment holding a liquor permit may not knowingly or willfully allow nudity or sexual activity on its premises. The district court granted plaintiffs a temporary injunction against enforcement of Rule 52. Later, it declared that parts of Rule 52 were unconstitutionally overbroad and it permanently enjoined their enforcement anywhere in Ohio. Defendants now appeal, arguing that Rule 52 is constitutional. We hold that Rule 52 is not over-broad and we REVERSE.
BACKGROUND
The strip club owners challenge §§ (A)(2), (B)(2), and (B)(3) of revised Rule 52. The challenged sections read as follows:
(A) Definitions as used in this rule:
(2) “Nudity” means the showing of the human male or female genital, pubic area or buttocks with less than a fully opaque covering, the showing of the female breast with less than a fully opaque covering of any part of the nipple and/or areola; the exposure of any device, costume, or covering which gives the appearance of or simulates the genitals, pubic hair, natal cleft, perineum, anal region, or pubic hair region; or the exposure of any device worn as a cover over the nipples and/or areola of the female breast, which device simulates and gives the realistic appearance of the nipples and/or areola.
(B) Prohibited activities: no permit holder, his agent, or employee shall knowingly or willfully allow in and upon*381 his licensed permit premises any persons to:
(2) Appear in a state of nudity;
(3) Engage in sexual activity as said term is defined in ORC Chapter 2907.
Sexual activity means “sexual conduct or sexual contact, or both.” ORC Chapter 2907. The Ohio Revised Code defines “sexual conduct” as:
vaginal intercourse between a male and female, anal intercourse, fellatio, and cunnilingus between persons regardless of sex; and, without privilege to do so, the insertion, however slight, of any part of the body or any instrument, apparatus, or other object into the vaginal or anal cavity of another. Penetration, however slight, is sufficient to complete vaginal or anal intercourse.
“Sexual contact” is defined as “any touching of an erogenous zone of another, including without limitation the thigh, genitals, buttock, pubic region, or, if the person is a female, a breast, for the purpose of sexually arousing or gratifying either person.” ORC Chapter 2907.
In July 2000, the district court permanently enjoined enforcement of several sections of old Rule 52
The Commission heard extensive testimony from Bruce Taylor, an attorney from Fairfax, Virginia. Throughout his career he prosecuted vice crimes, including obscenity, prostitution, and liquor violations. He spoke at length about his understanding of precedent in this area and the constitutionality of liquor regulations. He testified that “nude dancing does contribute to its own types of secondary effects and to a greater degree than other liquor bars that don’t have nude dancing.” Specifically, prostitution, drug trafficking, and fights occur more frequently in and around bars that allow nude dancing than those that do not permit nude dancing. Taylor expressed his opinion that the language under consideration for the new Rule 52 would be held constitutional by the courts.
The new version of Rule 52 was finalized and filed on February 9, 2004. It was scheduled to take effect on February 20, 2004. On February 20, the strip club owners filed suit after learning of plans for enforcement agents to investigate strip clubs to determine compliance with Rule 52. They claimed that the Rule 52 provisions concerning “nudity” and “sexual activity” were broadly restrictive of protected expression. They sought a declaratory judgment that these sections were unconstitutional and a permanent injunction barring their enforcement. The district court granted the request for a temporary restraining order and scheduled a preliminary injunction hearing.
At the preliminary injunction hearing, the plaintiffs called Dr. Judith Hanna, Ph. D., a cultural anthropologist and sociologist who researches and writes about arts, dance, and society. She stated that exotic
The Commission then presented testimony from Scott Pohlman of the Ohio Department of Safety in support of Rule 52. He described numerous occasions where he personally observed illicit behavior in and around liquor-serving establishments that feature nude or semi-nude dancing. He stated that Rule 52 was needed to limit illicit behavior.
Following the hearing, the Commission agreed to refrain from enforcing Rule 52 until at least April 1, 2004, in order to grant the district court enough time to enter a ruling on the strip club owners’ motion for a preliminary injunction. On April 1, the district court granted plaintiffs’ motion for a preliminary injunction against the Commission. It enjoined the defendants from enforcing §§ (A)(2), (B)(2), and (B)(3) anywhere in Ohio. In January 2007, it granted plaintiffs a permanent injunction and declared §§ (A)(2), (B)(2), and (B)(3) unconstitutionally over-broad. The district court concluded that it could not sever the unconstitutional language from the regulation because §§ (A)(2), (B)(2), and (B)(3) were over-broad.
ANALYSIS
We review constitutional issues de novo. Vasha v. Gonzales,
Pap’s AM.
Rule 52 is almost identical to the regulation upheld by the Supreme Court in City of Erie v. Pap’s A.M.,
The Court began its analysis by stating that while being “in a state of nudity” is not an inherently expressive condition, nude dancing is expressive conduct and it falls within “the outer ambit” of the First Amendment’s protection. Id. at 289,
The Court held that government restrictions on public nudity, such as the one passed by Erie, “should be evaluated under the framework set forth in O’Brien for content-neutral restrictions on symbolic speech.” Id. If a law is a general prohibition on public nudity, then by its terms it regulates conduct alone, not speech. Id. at 289-90,
The regulation must pass muster under the O’Brien standard: (1) the regulation must be within the constitutional power of the government to enact, (2) the regulation must further an important or substantial government interest, (3) the government interest must be unrelated to the suppression of free expression, and (4) the restriction must be no greater than essential to the furtherance of the government interest. Id. at 296, 301,
Overbreadth
Pap’s AM. would be directly on-point and would decide the issue were it not for the fact that the district court struck down Rule 52 on the grounds that it was overbroad, not that it violated the First Amendment guarantee of freedom of expression under O’Brien. Pap’s AM. did not address an overbreadth argument. See
However, “there comes a point at which the chilling effect of an overbroad law, significant though it may be, cannot justify prohibiting enforcement of that law.” Id. This principle is especially important when a law reflects the legitimate state interests in maintaining comprehensive controls over harmful, constitutionally unprotected conduct. Id. Overbreadth doctrine creates substantial social costs when it blocks application of a law to constitutionally unprotected conduct. Id. “To ensure that these costs do not swallow the social benefits of declaring a law over-broad, [the Supreme Court has] insisted that a law’s application to protected speech be substantial ... relative to the scope of the law’s plainly legitimate applications ... before applying the strong medicine of overbreadth invalidation.” Id. at 119-20,
The strip club owners cannot carry their burden to show that Rule 52 is substantially overbroad. Nude dancing is protected by the First Amendment, but it is within the “outer ambit” of the First Amendment’s protection. Pap’s A.M.,
The district court concluded that “numerous examples of mainstream theater and dance which contain nudity and/or sexual contact,” such as Oh! Calcutta!, would be prohibited by Rule 52. However, such productions may still be held in venues that do not have a liquor license, or by requiring the performers to wear pasties and a G-string and to avoid vaginal intercourse, oral sex, and vaginal or anal penetration. See Pap’s A.M.,
Furthermore, a law is not invalid simply because some impermissible applications are conceivable. New York v. Ferber,
The district court relied heavily on Triplett Grille, Inc. v. City of Akron,
Because the City has failed to demonstrate a link between nudity in non-adult entertainment and secondary effects, we do agree with the district court that the Akron ordinance must be struck down as facially unconstitutional under the First Amendment overbreadth doctrine.
Id. at 135 (emphasis added). The public indecency ordinance prohibited all public nudity, including live performances with serious literary, artistic, or political value. Id. at 136. Because the ordinance covered expressive conduct with literary and artistic value that is not generally associated with prostitution, sexual assault, or other crimes, it was overbroad. Id.
Triplett Grille is distinguishable from the situation presented here and does not control. First, in Triplett Grille, the city ordinance banned all public nudity in all public places.
REVERSED.
Notes
. The primary difference between the old and the new Rule 52 is that the old Rule 52 covered the showing of electronically reproduced images depicting actual or simulated sexual activities.
. While Barnes involved a First Amendment freedom of expression challenge to a regulation, not an overbreadth challenge,
Dissenting Opinion
dissenting.
The Ohio Liquor Control Commission (“Commission”) enacted Ohio Administrative Code § 4301:1-1-52 (“Rule 52”) in order to fight the negative secondary effects resulting from the combination of liquor and nudity or sexual activity at nude-dancing establishments. But instead of limiting the reach of Rule 52 to those establishments, the Commission chose to “burn the house to roast the pig,” Butler v. Michigan,
First things first. My colleagues and I agree on at least one significant matter—City of Erie v. Pap’s A.M.,
The answer to this question is where we respectfully part ways. I acknowledge that the overbreadth doctrine should be considered “strong medicine” to be used “sparingly and only as a last resort.” Broadrick v. Oklahoma,
1. Rule 52 applies to substantially more venues than necessaiy. By issuing Rule 52, the Commission intended to address the “undesirable secondary effects throughout the state of Ohio of sexually oriented or adult businesses where alcohol was served” — namely, the increased presence of drugs, prostitution, underage drinking, and inappropriate physical contact between dancers and patrons, including assault. (Joint Appendix (“JA”) 302-OS.) But instead of being limited to those establishments, Rule 52 applies to all 25,-000 privately owned and operated manufacturers, distributors, and retailers of alcoholic beverages in the state of Ohio. See Dep’t of Liquor Control 2007 Annual Report, at 11, available at http://www. com.ohio.gov/liqr/docsAiqr_2007AnnualRe-port.pdf.
Of those 25,000 permit holders, about half are carry-out retail stores, and about half are establishments that could potentially present live entertainment. Of those approximately 12,500 venues that could potentially present live entertainment, only 200 or so are venues which currently feature nude or semi-nude dancing. (JA 265, 283.) That means that about 12,300 — or 98.4 percent — of alcohol permit holders in Ohio that potentially present live entertainment are needlessly required to conform to Rule 52’s mandates.
To illustrate the staggering breadth of Rule 52’s application, here is a sampling of the venues affected: bars, restaurants, nightclubs, hotels, country clubs, convention centers, theaters, stadiums, comedy clubs, concert halls, playhouses, ballet houses, and museums. In fact, the following venues in Cleveland alone are subject to the Rule: the Amphitheater at Tower City, the Cleveland Museum of Arts, the Cleveland Agora Theater and Ballroom, the Great Lakes Science Center, the Beachland Ballroom, the Cleveland Play
2. Rule 52 affects a substantial number of artistic performances protected by the First Amendment. Rule 52 prohibits any “permit holder, his agent, or employee [from] knowingly or willfully allowing] in and upon his licensed permit premises any persons to: ... (2) Appear in a state of nudity; (3) Engage in sexual activity as said term is defined in Chapter 2907 of the Revised Code.” Ohio Admin. Code § 4301:1-1-52(B). “Sexual activity,” in turn, is defined as “sexual conduct or sexual contact, or both.” Ohio Rev.Code § 2907.01(C).
There are two provisions that I find particularly troubling. First, “nudity” includes not only the showing of male or female genitalia, pubic area or buttocks, or the female breast “with less than a fully opaque covering,” but also “the exposure of any device, costume, or covering which gives the appearance of or simulates ” those body parts. Ohio Admin. Code § 4301:1-1-52(A)(2) (emphasis added). So Rule 52 criminalizes any performance, whether a play, ballet, or musical, which contains a fleeting scene involving the exposure of a female breast, even if a performer wears a nudity-simulating device or costume giving the appearance of a female breast.
Second, “sexual contact” is defined as “any touching of an erogenous zone of another, including without limitation the thigh, genitals, buttock, pubic region, or, if the person is female, a breast, for the purpose of sexually arousing or gratifying either person.” Ohio Rev.Code § 2907.01(B) (emphasis added). This carries a risk of enforcement against a variety of ballet and dance performances, in which choreographers frequently require participants to “touch” the “erogenous zones” of one another for the purpose of conveying a sexual message.
Together, these two provisions prohibit on licensed premises any live entertainment that contains even a brief scene involving simulated nudity or the touching of any erogenous zone, even if the nudity or touching is integral to the narrative of the performance, and even if alcoholic beverages are not being served during the actual performance. To name but just a few examples: the buttocks of the dancing murderesses in Chicago, the jarring depiction of incest in the dance Big Bertha, the rebellious nudity of the performers in Hair depicting the counter-culture of the 1960s, the nudity of a woman staging a poetic battle as she dies of ovarian cancer in the Pulitzer Prizewinning drama Wit, the dramatic portrayal of sexual assault in A Streetcar Named Desire, and the nudity of a young man suffering from a psychological condition in Equus, recently popularized by Daniel Radcliffe (more commonly known for his role as Harry Potter). Whatever one might think of these performances — and we could disagree for years as to whether they should be considered mainstream, independent, subversive, or some combination of the three — it simply does not matter: in the eyes of the First Amendment, they are no less valuable than the famous works by Shakespeare or Arthur Miller.
In short, Rule 52 does not apply only to nude dancing, which “falls only within the
3. Rule 52 does not offer any limiting construction. As part of our analysis, we must “consider any limiting construction that a state court or enforcement agency has proffered,” Village of Hoffman Estates v. Flipside, Hoffman Estates, Inc.,
The Commission concedes that Rule 52 is not readily susceptible of any construction that would exempt persons engaging in performances that have literary, artistic, or political value, because it has no discretion in “picking] and choos[ing] which permit holders” are subject to Rule 52’s requirements, and is duty-bound “to enforce it evenly and equally against all permit holders in the state of Ohio.” (JA 254.) In fact, the only reason advanced by the Commission for not excluding “legitimate high culture theater,” is because it would be impossible to “have a rule that would make sense if you went through and tried to have exceptions for all sorts of things.” (JA 290-91.)
The majority attempts to sidestep this issue by noting that “such productions may still be held ... by requiring the performers to wear pasties and a G-string.” Maj. Op. 384. But Pap’s AM., upon which my colleagues rely for this proposition, held only that the nude dancers at nude-dancing establishments may be required to wear these devices because they are “a minimal restriction in furtherance of the asserted government interests, and the restriction leaves ample capacity to convey the dancer’s erotic message.”
More to the point, Rule 52 prohibits not only actual nudity, but also “the exposure of any device, costume, or covering which gives the appearance of or simulates” nudity, Ohio Admin. Code § 4301:1-1-52(A)(2), which would almost certainly include both the use of “pasties” or a “G-string.” The result, according to the testimony of John Duvall, the then-Deputy Director of the Ohio Department of Public Safety, is that a venue reading the plain language of Rule 52 “would [ ] discover that the language of the rule forbids it from presenting an ar
The same can be said of the provision prohibiting “sexual contact.” While “sexual contact” is limited to “touching ... for the purpose of sexually arousing or gratifying either person,” Ohio Rev.Code § 2907.01(B), there are a large number of contexts in which performers undertaking constitutionally protected forms of expression might seek to convey a message with a sexual component.
True, as the majority points out, “the mere fact that one can conceive of some impermissible applications of a statute is not sufficient to render it susceptible to an overbreadth challenge.” City Council of Los Angeles v. Taxpayers for Vincent,
Perhaps most importantly, even if one believes that the impact on these performances will be minimal, or that the state’s interest in preventing prostitution or distribution of illegal narcotics is especially worthwhile, it is worth reemphasizing that Rule 52 burdens these performances without any justification. Much of the Commission’s argument focuses on the relative insignificance of the affected speech. I admit that Hair may not be “substantial” judged in relation to the entire spectrum of protected activities under the First Amendment. But the overbreadth doctrine, limited as it may be, requires us to judge Rule 52 “in relation to [its] plainly legitimate sweep.” Broadrick,
The foregoing observations are, in my view, sufficient to resolve the issue before us. But I will add one more: Odle,
Like Rule 52, the ordinance in Odie did not apply to every public venue, but instead only to venues that sold or served alcohol. Id. at 388. Like Rule 52, the ordinance prohibited entertainment in which a performer “expose[s] ... that area of the human breast at or below the top of the areola, ... his or her genitals, pubic area, buttocks, anus or anal cleft or cleavage,” or “give[s] the appearance of or simulate[s]” those parts of the body. Id. at 394. And like Rule 52, the ordinance prohibited “performance of acts or simulated acts” of certain physical contact in dramatic scenes or dances that communicated messages of eroticism or sexuality. Id.
Acknowledging that other courts have upheld statutes and ordinances banning nudity or sexually suggestive conduct in a wide range of public places, we found “crucial” the fact that the state liquor commission had produced no evidence that liquor-licensed establishments in general, as opposed to those particular establishments that regularly present nude or semi-nude dancing, caused the harmful effects of combining alcohol and nudity. Id. at 395-96. And because the ordinance in Odie contained no exemptions for artistic or theatrical performance, “it reache[d] a wide swath of public places,” id. at 395, and would therefore prohibit a “myriad [of] performances that involve nudity or sexually suggestive content but to which the alleged harmful secondary effects that purportedly motivated the passage of the ordinance do not attend,” id at 393. See also Triplett Grille,
My colleagues’ attempt to distinguish Odie falls short. To the best I can tell, Odie is arguably different only in that (1) the ordinance applied to all public places and (2) the county enacted the ordinance because of a moral opposition to nude dancing.
As to the first, the ordinance in Odie applied to all public places where intoxicating liquors were offered for sale, served, or consumed, whereas Rule 52 applies to all alcohol permit holders, their agents, or employees. Although the ordinance in Odie defined “public places” broadly,
I find the latter distinction even less persuasive, because the question before us is not whether Rule 52 is constitutional as applied to nude-dancing establishments. So for whatever reason the county in Odie enacted the ordinance — whether it be on moral grounds or to reduce prostitution— we can assume that the county had a legitimate justification. That, of course, is irrelevant to the question of'whether the ordinance sweeps within its reach a broad swath of expressive conduct not associated with the county’s identified undesirable secondary effects.
Our recent decision in Sensations, Inc. v. City of Grand Rapids,
The vast majority of our sister circuits, moreover, share this view. See Conchatta, Inc. v. Miller,
When our sister circuits have upheld such statutes against overbreadth challenges, those statutes have specifically exempted those performances I speak of. See Giovani Carandola, Ltd. v. Fox,
The Commission reminds us time and time again that the state has a strong interest in regulating the negative secondary effects associated with nudity and sexual activity in nude-dancing establishments. I don’t have any problem with that. But the state’s interest in regulating those effects does not explain its interest in stopping a playhouse with an alcohol permit from presenting a ballet with a brief scene simulating nudity. Maybe there is some negative effect that I am unaware of, or maybe the Commission has some special insight in this area. Whatever the reason, no one — not the district court, not the majority, and certainly not the Commission — has brought such an interest to our attention.
When the government restricts constitutionally protected speech for some legitimate purpose unrelated to the content of the speech in question, we pause for concern. See Pap’s A.M.,
. It is also troubling that the prohibition on “sexual contact” applies to patrons as well as employees. Under Rule 52, a bar owner who witnesses a customer flirtatiously touching another customer, on any potentially "erogenous” part of the body, including "the thigh,” must take affirmative steps to end this conduct, or risk a citation from the Commission.
. Odie "[left] for another day the question whether strict scrutiny ought to apply to an ordinance that prohibits not only nudity but also sexually suggestive acts performed while clothed,” and concluded that "intermediate scrutiny requires (at least) proof that most establishments to which the challenged ordinance or statute applies are likely to spawn harmful secondary effects if permitted to hold performances involving nudity and/or content that could reasonably be viewed as sexually suggestive.”
. I am uncertain how Justice Souter's concurring opinion in Barnes v. Glen Theatre, Inc.,
. The trio of cases upon which the Commission relies — Sammy’s of Mobile, Ltd. v. City of Mobile,
