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Irwin Stern v. Trustees of Columbia University in the City of New York
131 F.3d 305
2d Cir.
1997
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*1 3Q5 eligibili gibility. [Chapter the amount of debt for Since no further event 13] was ty purposes.... trigger responsible-person vast [T]he Mazzeo’s liabili- State, ty courts have held that the existence of a dis to the and since the amount of that pute underlying liability liability over either the or easily ascertainable from the returns, automatically the amount of a does not dispute debt filed tax appli- as to the contingent unliqui- cability render the debt either or responsible-person statute to (internal omitted)). quotation dated.” marks him does not make his debt the State agree majority position. We contingent unliquidated. either “unliquidated” “disput Code uses both argu- We have considered all of Mazzeo’s “claim”; ed” in its definition of to rule that appeal ments on this and have found them (and claim hence debt with which is no basis for reversal. The order of the dis- coextensive) unliquidated is it is whenever affirming trict bankruptcy court’s disputed “unliq- would be to render the term Chapter petition dismissal of the is af- surplusage. interpre mere uidated” Such an firmed. debtor, simply by tation would also allow a characterizing disputed, certain claims as eligibility proceed Chap

ensure his under Congress plainly

ter 13 circumstances chapter.

intended to éxclude from that We given

conclude that effect must be to both

terms, agree and we with the Eleventh Cir

cuit concept liquidated that “the of a debt liability, relates to the amount of not the STERN, Plaintiff-Appellant, Irwin liability.” existence of United States v. Ver dunn, 89 F.3d at 802. .case, present puta In the Mazzeo’s TRUSTEES OF COLUMBIA UNIVERSI

tive debt State amount of YORK, TY THE IN CITY OF NEW $381,451.99 readily least can be ascertained Defendant-Appellee. statutory provisions tax and from the 1626, No. Docket 95-9137. returns filed Westfield. The amount of withholding State tax that Westfield should Appeals, United States Court of paid pay and did not for 1993 and two Second Circuit. quarters company’s as shown on the State, quarterly tax returns filed with the Argued May 1996. $404,492.88. law, totaled York Under New Decided Dec. liability “equal Mazzeo’s to the total paid amount of the tax ... not ... over.” claim, 685(g). §

N.Y. Tax Law The State’s returns, $381,451.99.

based on those purposes proceedings,

For of these the dif figures

ference between those two is immate

rial, for Westfield’s returns revealed that the paid $381,-

amount due and not was at least

451.99. We conclude that the State’s claim liquidated.

CONCLUSION sum, claim, where unsecured

though disputed, noncontingent is both

liquidated, the debt that is coextensive with

that claim must be included calculation Chapter

that determines the debtor’s 13 eli-

306 brief), Defendant-Ap- City, on for

York pellee. WINTER, Judge, KEARSE

Before: Chief CALABRESI, Judges. Circuit dissents, separate Judge Calabresi opinion.

KEARSE, Judge: Circuit appeals from final Plaintiff Irwin Stern judgment Dis- entered United States of New trict for the Southern District Court Baer, Jr., York, Judge, dismissing Harold complaint alleging that defendant Trustees (“Columbia” Columbia “University”) requested posi- him a denied origin, in tion because of his national viola- Rights Title Act of tion of VII the Civil (“Title VII”), § seq. 42 2000e 1964 U.S.C. et (1994). granted the The court Uni- district versity’s judgment for dis- motion that, complaint ground missing the on presented evi- though Stern sufficient case, prima dence to establish facie second-guess nondiscrim- would not inatory proffered by reason for its selection of another candidate. On summary judg- appeal, Stern contends gen- improper ment was because there were uine fact to be tried. For the issues of follow, agree, reasons that we and we there- for fore vacate the and remand proceedings. further

I. BACKGROUND present controversy centers on the The Spanish Language position of Director Program (“Language Program” or “Pro- gram”) (the

Spanish Portuguese “Department”). Program, Department prin- Through Spanish cipally provided instruction in the language undergraduate some 750 45 graduate approximately students in sec- elementary tions and intermediate semester, approxi- taught by courses each Karlin, Roy City (Shapiro, York Beil- New mately teaching assistants. Fox, City, ly, Rosenberg, & New York Albert Stern, a white American male of Eastern brief), Plaintiff-Appellant. acting director of the European origin, (An- Goldstein, City Program in when it was Mark L. York 1991-1993. New Morris, drea H. full-time director should be Stempel, & New decided Goldstein By years’ appointed year beginning experi- the academic had some 25 applied position. teaching college-level ence in courses University, adopted Portuguese language which had an affirmative and litera- plan pursuant sought action to which it out ture. He had served on editorial boards candidates, qualified minority ap- journals, professional women of several had edited *3 Puleo, pointed Augustus as director an college-level more than 40 on textbooks literature, Hispanic American male of descent. Stern Spanish language and and had despite extremely published Spanish Portuguese contends that his own his own and recommendations, strong and grammar scholarly credentials he textbooks and works. genuine opportunity was never afforded a compete with from the candidates Universi- University’s B. The Action Affirmative

ty’s preferred groups. Plan

Preliminarily, appeal note that has we this Throughout period, the relevant it was the in arrived this Court with the entire record University’s policy faculty was to be sealing sealed. We see no basis for the of regard hired without to invidious factors such this, particularly in entire record such as the race, color, religion, age, or national ori- summary judgment context a motion for of gin. University had an affirmative ac- North, granted. Joy v. See 692 (the “Plan”), plan applicable to all of its (2d denied, 880, Cir.1982), F.2d cert. 460 departments (collectively schools and “de- 1051, 1498, U.S. 103 S.Ct. 75 L.Ed.2d 930 partments”), required which that all aca- (1983). response inquiry In to an at oral appointments positions demic to full-time University argument, the this sent Court candidates, made after “a wide for search specifying letter certain documents that it special with efforts made to locate women deemed confidential and wished to remain eandidates[,] minority group and ... and Accordingly, exception sealed. of fair, impartial and all review of letter, specified the documents in that (1992 applications.” Affirmative Action Plan hereby record is unsealed. The 7.) promising minority Once female and may move the district court for a determi identified, however, appli- candidates were which, any, if nation of of the documents by cants were to be evaluated the same specified in its letter should remain sealed. (See Meisel, standards. Affidavit of Martin That determination should be made in accor President, former Vice dated Au- ¶ dance with the test set out in United States (“The 21, 1995, gust ... Plan does not Amodeo, (2d Cir.1995). 71 F.3d 1044 permit ... the use of different or lower judging minority standards and female Stern, light Taken most favorable to Instead, urges special candidates. party opposing summary judgment, identify promising efforts be taken to minori- following. the record includes the ty and female Once are candidates. identified, however, they judged by are Qualifications A. Stem’s rigorous applied same standards to white City Stern received his Ph.D. from the males.”).) University of York in 1972 and New by part-time recognized process hired in 1978 for a The Plan that “the Columbia also Department. position,' faculty development In that in- recruitment and taught Spanish Portuguese, helped herently application judgmen- he and involves the criteria, develop Spanish Program responsibility medical tal University’s College Physi- applying primarily students at the these criteria must rest (1992 Surgeons, Depart- cians and Affir- and ran with the faculties themselves.” 6.) language program. required ment’s summer For this mative Plan at The Plan Action work, high praise Stern received for both his each to establish its own search teaching procedures and his administrative abilities. and evaluation consistent with 1989, University’s policies goals. The De- Stern was named director of the Uni- versity’s College Physicians Surgeons partment Portuguese had es- Spanish Program. procedures, tablished such which Committee, comprising appointment all' informed that the is interim and tenured

Executive complete Department, initially considered renewable without faculty members University’s in accordance with the search position available vote to define the (Letter Program.” Affirmative search for a full-time Action to initiate whether Meisel, faculty Provost Jonathan R. Cole to dated member. Once an affir- nontenured 1.) taken, May Depart- In June Department’s mative vote was permission reappoint ment received an advertisement to be draft Chair would year on same for a second basis. Vice President submitted approval. ap- All Sciences for for Arts and 1, 1992, On after was decided October response advem plications submitted Program full-time should Depart- then be read tisement would Martinez-Bonati, director, Depart- Felix committee, the most ment’s Meisel, Chair, requesting ment’s wrote *4 being by applications reviewed the promising position, con- authorization to announce the non-Department Executive Committee and search, the duct the normal and select best adjunct faculty and persons members such as however, University, had candidate. The Spanish Department Bar- members of the at Spanish Department identified the as one of (“Barnard”). strongest College The nard departments in the Humanities that three then to candidates would be invited interview “targets recruiting” to be for selective occasion, and, present to faculty minority faculty. (Recruiting of Tomorrow’s University Department facul- a talk at the to Faculty: the Minorities in Arts and Sciences students, final ty, graduate or others. The 2.) Further, the Graduate School at to made to candidate be decision as each was by Meisel, in considered “direct intervention” Committee, Department’s Executive by the department to the form of communications representative Bar- from a input with chairpersons participation negotiations nard. faculty, prospective with be the “most to way” increasing effective of the number of Spanish Directorship the Lan- C. The of (Office faculty senior female members. of Program guage Action, Equal Opportunity and Affirmative Evaluation, mid-1991, Sep- then-Director the Annual Review and dated In the of 6.) Therefore, Barnwell, tember at instead of Language Program, David Spanish granting Department’s request to adver- resigned. Barnwell recommended that Stern successor; faculty position Department’s tise the director and conduct a nor- be his search, Department mal unanimously University’s The af- Meisel informed the concurred. Boyd, planned appoint permitted department that he Frances a plan action firmative search, Language Senior Lecturer following a limited or American position fill a circumstances, Depart- search, Program who had consulted with the in certain no concerning Language Program open to an ment position left due when a performed study on the effectiveness In those circum- occurrence. unforeseen Program, position of the director for a stances, the Plan period years. qualifications University’s of three Her for Provost a waiver seek from position search re- included M.A. of the Plan’s affirmative-action literature, language and an Ed.D. in Adult quirements. In the wake Barnwell’s .unan- Curriculum, year Department’s Education and one ticipated resignation,, Chair teaching Spanish college level. recommended to the Provost that Stern interim, appoint Boyd, made proposing to Meisel appointed replace Barnwell on an University’s of the normal search mention part-time for the 1991-1992 academic basis procedures. year. granted Department Department strongly opposed ap- The

The Provost Boyd (though emergency pointment clearance for as director affirmative-action conducted) study appointment; he Martin valued the she had Stern’s notified Meisel, praised work as interim director of then-Vice President Stern’s Sciences, Program: Language “should be Arts and that Stern 1.) faculty graduate and the students of The five-member committee ... think rare una- appointed by Department Meisel was headed job nimity that has done only [Stern] as Professor Patricia Grieve and included language program director of the since Department. one other member from the extraordinarily 1991 has been successful The other three members were in lan- other impossible top. Depart- and indeed Our guage departments University (respec- language program ment’s a model Russian, now Italian, tively, and East Lan- Asian Departments of other instructors read, write, guage); they speak, did not or being Dr. consulted some of Spanish. understand help improve language them to them their completion After screening of its initial teaching.... think that can [Stern] We process, the search committee determined professional lan- be said to be true Kenya y its first choice was Dworkin guage teaching, if even he did not obtain a Mendez, female, Hispanic accepted but she methodology pedagogy Ph.D. in but elsewhere before an interview literary studies.... arranged. could be The committee subse- graduate Several of our students are quently applicants: three interviewed a white taking language courses of at various other woman, Puleo, American and Stern. Stern’s Departments .... [and candidacy supported by Depart- told me that the have] courses that Chair, ment’s who wrote a letter of recom- *5 taking Departments are at are far those again praising mendation Stern for his work methodology and to inferior materials Program: as interim director of the the ones themselves teach. The lan- guage program Spanish Portuguese and program Stern has directed the insu- has never been done better.... dedication, perable every attention to de- tail, prompt response and to usual (Letter from Martinez-Bonati to Meisel and emergencies generated by illness of in- 25,1992, Roger Bagnall, Dean dated October Moreover, structors and the like. he has 3-4.) Department recognized The given intense and sustained attention to existing procedures prevented appoint- methodological improvement of the a full-time ment of Stern on basis without a program, conception both in its overall and search, faculty and it stated that “[t]he by [teaching in its execution each of the that, directly reap- if cannot be thinks Stern Preceptors. and He in- assistants] has pointed, to to fill a formal search has be done spired duty discipline a strict sense (Letter position.” from Martinez-Bonati graduate in our students and has been 1.) Meisel, 25, 1992, at to dated October uncompromising observing these stan- attempt ap- Meisel retreated from his testimony quality dards. It is a to the Boyd summarily point posi- to the director his work that the strict standards he de- that, agreed conformity (enforced graduate mands of the students University’s policies, affirmative action needed) with serious measures when Normally, search should be conducted. great popularity among resulted in his position for a in a search for candidates respect him them. The students and like single University department, such as the emphatically way approve of the he here, position director at issue would be con- program. conducts the comprising by a search committee ducted department.- depar- years grow- In In members of that the last one and a half University’s past practices, ing emerged Depart- consensus has ture from the however, appointed interdepart- regarding ment As I ex- Meisel Stern’s work. (the pressed mental committee “search com- last semester to President search Vice mittee”). letter, interdepartmental in a we think that the The committee Martin Meisel language program Department has in the belief that was created appointed if never better conducted than under would have Stern been (Draft direction, impossible “left to its own devices.” letter from and that Stern’s Meisel, April top performance. Search Committee to dated his (Letter criminatory University’s Martinez-Bonati from Professor basis deci- Grieve, facts, Chair Search Committee Patricia sion could inferred from the inter Coordinator, alia, January dated Language qualifications that his for the 1.) Puleo; superior to those of University prescribed deviated from its own interviewing three final addition practices seeking posi- to fill the director candidates, the search committee tion; (“model officials had ex- class”), a class each of them to teach pressly would not be indicated Stern of the committee. Af- observed members seriously classes, position. considered He model observing the the search ter pointed Puleo. The commit- out that of the three candidates hired interviewed, had reported that Puleo demonstrated whom the search committee tee teaching only Stern’s teach- was the candidate who had re- excellence doctorate; The offer to Puleo was ex- oth- ing was weak. ceived a that neither of the extensively weeks after in- approximately tended 1& ers had written as terview; officer, University’s ombuds college-level teaching experi- as much complained ence; about denial of actually whom Stern and that excelled in Stern had application, viewed the search com- running during ap- his own Program his interim make final decision to the offer to receiving glowing mittee’s pointment, commendation having been made with “unusual Puleo performance capacity. for his in that He rapidity.” pointed seeking that in to fill the also out position, the had more than once complaint to the officer ombuds Stern’s procedures. normal deviated University’s to the referred Associate early attempt deviations included Meisel’s Provost, complaint in turn referred the who Boyd following appoint as director without found no Meisel merit in Stern’s to Meisel. normal affirmative action that the decision had been made suggestion procedures permitting a factfinder to dis- — origin. national basis of on the *6 University’s in believe the claim that select- ing merely Puleo it to those had adhered Present Action The D. procedures; unprecedented appointment the present the action commenced Stern interdepartmental of an search alia, University alleging, inter the against single-department position; for a the and overarching appoint desire to in its that disregard of plan’s the affirmative action to faculty, minorities the and Uni- women recognition responsibility applying that for from its ac- versity deviated affirmative had judgmental primarily criteria must rest with refused, had because of his plan and faculty In the of the involved. origin, give him fair consideration national case, out, pointed though this Stern the De- position. University The for the director partment emphasized had the to hire a need summary judgment, relying prin- moved in director who could teach courses Portu- from Grieve and Meisel on affidavits cipally entirely guese, ignored the search committee concerning affirma- documentation and need; that of the three candidates inter- University stated policies. tive action viewed, only proficiency had in Stern Portu- legitimate, based on non- Puleo hired that guese. discriminatory principally on Pu- reasons — teaching superior administrative and leo’s Stern a “sham” the characterized as search argued present- that Stern had skills—and teaching committee’s evaluation his skills that evidence to show these no admissible ed solely on the basis of his On model class. a pretext for discrimination. reasons morning, that a severe snowstorm cut stu- summary judgment, dent attendance more than half and sub- opposition to Stern In' affidavit, delayed stantially own various docu- arrival of those who his submitted attend, ments, deposition testimony forcing from a Stern to 50 minutes’ did cover material in minutes. He involved in the search worth of 30-35 number of individuals argued search committee further that process, including members not have formed with a view argued He dis- itself could been committee. search

3H candidate, finding qualified granted The court in the best however, University, University placed had on the committee a favor of the because it speak, of members who did not found that the had come forward write, read, Spanish. Though “documentary plain- or understand evidence to rebut purported unequal to have the committee relied tiffs claims treatment and ar- heavily respective gue[d] right employer on the skills in that it has the as an candidates’ classes, conducting qualified the model three hire the candidate it feels is best id., entirely in taught Spanish position,” classes were for the and that a court should Spanish vocabulary second-guess of lessons on consisted business decisions. language though argued structure. The three non- The court ruled that Stern Spanish-speaking University’s proffer of the committee members should be alia, of, inter acknowledged depositions pretextual light in in their viewed as qualifications, could not determine the model classes affirmative gave policy, irregularities correct instruc- action whether candidates followed, gave procedures argu- tions or whether students correct none of Stern’s University’s prof- answers. ments established pretextual. example, fer was For the court affidavit, In his stated that search Stern stated that the fact that the had committee member Professor Maria Carrion attempted appoint a woman without fol- Department him had told needed more lowing procedures its normal search “would addition, Hispanic members. Stern sub- against” pre- cut[ an inference of seem[ to] ] typewritten meeting minutes of a mitted the Department text had because fended off teaching between assistants and Id. at 605. The University’s attempt. 29,1992, recording Meisel on October Meisel rejected Stern’s contention that indicating, appointed even before he search committee’s evaluation of his model committee, “highly that it was unlike- sham, stating irregu- class that “the[ ] ly language return as [would] probably larities were the result of a snow- Finally, submitted the de- director.” interview,” day plaintiffs on the storm position testimony Crapotta, James “hardly pretextual established the mo- Barnard, then-Senior Lecturer Id. The court rejected tives decision.” who, considering apply whether appointment contention that the of a Stern’s director had called Grieve as Chair search committee whose did not of the search committee an effort to deter- competence Spanish, judge trenching on the mine whether he would be *7 teaching Spanish, skills of candidates was a Stern, regarded toes of whom he as a col- significant deviation from the league. Crapotta testified that Grieve told procedures pretext normal from which could going him that Stern was “not to be consid- (cid:127) departure The court found this be inferred. job.” seriously for this ered insignificant, stating that “[t]he Opinion In an and Order dated November five members for all consisted of the same 3, 601, 1995, reported F.Supp. at 903 candidates, above, and as stated three summary judgment granted district entity’s guess not second an busi- court will complaint. The court found dismissing the Id. ness decisions.” initially prima “can that Stern establish Judgment dismissing entered the com- was F.Supp. case.” 903 at 604. It found facie plaint, appeal followed. For the and this class”; “belongs protected to a follow, judgment. we vacate the reasons satisfactory perfor- nature of his acting Program mance as director was II. DISCUSSION position disputed; not that he was denied the director; of permanent prima that “if In order to establish a facie ease of viewed VII, in violation of Title a light plaintiff, most favorable to the it is discrimination plaintiff that he has denied impossible that could infer from the who asserts been not one (1) belongs that he to a plaintiff that the was discrimi- a must show circumstances (2) class, against.” Id. protected qualified that he for nated 312 (3) jury posi be verdict for that he was denied the must denied position, and/or (4) not,

tion, the denial occurred in cir plaintiff must be sustained. If an of giving rise to inference summary judgment cumstances defendant is entitled on the basis of his member overturning plaintiffs discrimination of or to the verdict De generally See Texas ship that class. clearly erroneous. Burdine, Community v. partment Affairs Id. at 1347. 6, 101 1089, 1094 248, n. S.Ct. 253 & 450 U.S. (1981) (“Burdine It a mo- ”); is of course well established that 6, 207 L.Ed.2d & n. 67 summary judgment may not tion for Copy Corp., 43 TRM Centers Chambers v. 37; Thornburgh, granted F.2d the court determines that v. 928 unless at Rosen F.3d Cir.1991). (2d 528, genuine has no issue of material fact to Once there is 532 prima case of discrimina presented a facie be tried and that the facts to which there tion, produc judgment the burden defendant-has issue warrant “ ing, ‘through the introduction of admissible moving party as a matter of law. See Fed. which, evidence,’ for its actions 56(c). reasons assessing In the record R.Civ.P. if fact, support would by the trier issue, believed determine whether there is such finding discrimination was that unlawful ambiguities court is to resolve employment action.” St the cause of the permissible and draw all factual inferences 502, Hicks, 509 Mary’s Honor Center U.S. against party favor of the whom 2747, 507, 2742, 125 L.Ed.2d 407 113 S.Ct. See, sought. e.g., Anderson v. Burdine, (“Hicks ”) (1993) (quoting U.S. 450 Inc., 255, 242, Lobby, Liberty 477 U.S. 106 1094) 255, (emphasis 101 S.Ct. 2505, 2513, (1986); S.Ct. 91 L.Ed.2d 202 Hicks)). Bank, v. Chase Manhattan 865 Ramseur Cir.1989). 460, (2d summary judgment af F.2d 465 In order to defeat defendant, showing by the ter such case, present district court must cir plaintiffs evidence show admissible found, properly and the does not permit that would be sufficient cumstances contest, presented that Stern sufficient of fact to infer that a rational finder prima evidence to make out a facie case of more employment decision was defendant’s origin. on discrimination the basis of national in part in whole or on likely than not based its Since the satisfied burden of See, e.g., Fisher v. Vassar discrimination. producing admissible evidence a nondis (2d Cir.) (en 1332, College, 1339 114 F.3d action, criminatory proper reason for banc), filed, 66 petition cert. U.S.L.W. question summary judg on the (No. motion for 1997) 97-404); (U.S. Sept. Cro 3178 presented ment was whether evidence Co., Insurance F.3d nin v. Aetna Life jury permissibly from which a could infer (2d Cir.1995); Copy v. TRM Chambers that, Cir.1994). directorship, (2d denying Stern the Corp., 43 F.3d Centers University had barely discriminated the basis plaintiffs suffi If evidence case, origin. question may national That should have prima facie out a cient make been answered the affirmative. The rec to establish discrimination not be sufficient jury ord evidence from which the proffered neutral included after the defendant has *8 (1) superior quali infer College, could that Stern had rationale. Fisher v. Vassar See fications, recommendations, 1337, 1342, 1346. experience, and F.3d at notwithstanding and that the affirmative ac consider, court comes to either When a plan’s provision promising tion that after motion for upon defendant’s verdict, minority women and candidates are located plaintiffs or after a judgment, judged by are to be the same candidates support can verdict the evidence whether standards, officials, key University discrimination,-the Vice judge ana- must Grieve, evidence, Chairperson President Meisel and along with the infer- lyze the here, apply did ex reasonably from not same standards may be drawn ences that candidacy it, pressly stating that Stern’s would jury question as if raises decide (2) seriously; that of not considered to whether the was the victim be so, University summary judgment was that desired to discrimination. If reason (3) revealing Hispanic; that and Grieve that Stern’s candidacy hire a woman or (a) alia, from, seriously inter desire was inferable would not be considered be would truth, University’s attempt give posi- initial to they hearsay for their offered are not summarily following to a woman without by the because were statements Univer- (b) that, any procedures, the fact of its usual sity’s agents scope as to matters within the Stern, only candidates seri- other their duties. See Fed.R.Evid. ously posi- for the considered interviewed 801(d)(2)(D). strength Given the of Stern’s both, Hispanic, or tion were either female or permitting evidence an inference of discrimi- (c) University’s the fact that the ultimate origin, of national nation on basis Puleo, Hispanic, made with offer to claim that discriminated University’s officer charac- what the ombuds against of Title violation VII could (4) rapidity”; terized “unusual properly be dismissed as a matter of law. University’s simply appointed claim disagree múeh of the We with dis candidate it could find could be the best senting opinion principal for three reasons. light selection pretextual viewed as its First, arguing “required that a court is through unprecedented its of that candidate solely given by focus” on “the reasons interdepartmental seareh appointment of an Stern,” hiring dissenting defendant for not members, of whose committee opinion post at the dissent credits the read, inability speak, because of their University’s explanation of the reason for its write, Spanish, were not or understand .com- employment decision as a matter of law. of candidates petent to assess crucial skills second-guess employer’s we do not While (5) atypi- position; director that this for the standards, hiring employ the reasons for its cal committee was created because of the decision, including alleged ment its reliance likely win the belief that Stern would standards, subject scrutiny are (6) followed; procedures if normal VII, “[departures pro Titlé under committee claimed to have made its that the regularity,” example, cedural “can raise a principally on the relative selection based question good process as to the faith of the teaching skills of Stern and Puleo as' exhibit- departure may reasonably where the affect Spanish, entirely conducted ed classes the decision.” Zahorik Cornell Universi eoneeded- which a of the committee (2d Cir.1984). ty, 729 F.2d Where the ly could not understand. presented plaintiff has evidence sufficient to evidence, along This with the inferences support impermissiblé an inference of dis it, may reasonably can drawn from crimination and an that the reasons inference hardly be deemed a weak or de minimis given by employment for its defendant ample support find- showing. It would be reasons, were not real triable decision (a) University’s ings that the rationale that it presented. issues of fact are qualified simply hired the best candidate Second, the draws all factual infer- dissent (b) pretextual, and that the reason adversely Though a factfin- ences to Stern. give refusal to serious consider- surely permitted after trial would be der candidacy was that he was ation Stern’s argued draw the inferences for in the dis- Hispanic origin. note that not of We sent, it would not be to do so. various statements of officials and majori- What the dissent characterizes members relied on search committee ty conjecture,” opinion “speculation hearsay. example, are not For Stern’s dissenting opinion merely post at our assertion one search member juris- compliance summary judgment him that the needed more told prudence, requires con- which this Court to hearsay Hispanic members is not because light strue the record most favorable that statement would not be offered for its *9 party against summary judg- truth, 801(c), to the whom rather as see Fed.R.Evid. but which, truth, granted. A factfinder of regardless ment was course from of its statement would not be to draw inferences University’s emphasis origin on national however, where, plaintiff; inferred. Fur- favorable to the as filling in could be here, ther, early permitted to do though the statements of Meisel factfinder would be reviewing judg- genuine that there were issues of so, eonclude in this Court fact tried as whether the do so. to be to Universi- ment must ty’s only explanation that it hired Puleo be- considers the record Finally, the dissent true, than cause he was better Stern was fashion, proffering inno solely piecemeal in University give refused to seri- whether for individual strands explanations cent candidacy ous consideration to Stern’s be- however, jury, bewill entitled evidence. The Hispanic origin. he not of cause was assessing a whole in evidence as to view the impermissible discrimina there was whether CONCLUSION proffered University’s whether pretext is for that discrimination. explanation have considered all of the We Davis, ., Washington v. e.g., 426 U.S. Cf arguments appeal support on this in of sum- 2040, 2048, 48 L.Ed.2d 597 96 S.Ct. mary judgment and have found them to be (1976) (“an discriminatory purpose invidious vacated, merit. is without totality of the may from often be inferred for the matter is remanded trial. facts”). example, For the dissent relevant eqmmittee Chair’s that the concedes CALABRESI, dissenting: Judge, Circuit Crapotta ‘not “that Stern was statement disagree I not do seriously this considered for going prima has.made out a facie case of Stern ” job,’ suggesting in “evidence the case is in Title It is violation of VII. discrimination explanation it hired that Columbia’s —that clear so. But unlike the that he has done gave Puleo a better Puleo Stern because over majority, prima I that his is believe facie case pretextual.” teaching performance might be — precisely the kind of minimal one discussed post Though at 319. Dissenting opinion in in this court’s banc decision in Fisher v. the Chair’s statement dissent characterizes (2d College, 114 F.3d Vassar 1336-37 pretext from “only” which as the evidence (in bane). Cir.1997) indisputa- It is likewise id., inferred, jury plainly be will could be university responded ble that to Stern’s con that statement entitled to assess by prima proffering facie case evidence of a including as a of the record text whole— non-discriminatory hiring its reason for deci- teaching perfor Puleo’s circumstances that pre- sion. The believes by evaluated a committee mance was whose jury sented evidence to allow a reasonable the- in a majority, appointed given by explanation infer the defen- .that procedure, not from its usual did deviation pretextual and dant was that discrimination taught language which he know the —and ground the real actions. defendant’s teaching perfor that the relative to conclude disagree. presented, I Based on the facts genu Puleo were not a mances of legally permissible and the inferences that University’s decision and ine reason for the facts, may from I be drawn those think that the decision was based whole reasonably no could conclude that factfinder person part preference hiring a on a and, explanation the defendant’s was false origin. Hispanic Fisher, required by the true bias was here, sum, where, proffered ra- university’s basis for the decision. Because evaluation been made tionale was that an had so, judg- this the defendant was entitled another, that one candidate better ment of law. I therefore re- as matter only challenged and the was made decision spectfully dissent.1 after had deviated from case comes before us on motion for This decisionmaking normal stat- procedures, had summary judgment. Summary judgment is Hispanics ed that more it needed pleadings, depositions, appropriate “if the an- question, appointed advis- interrogatories, swers to and admissions on proficiency ors who lacked the skills file, affidavits, any, if together show evaluate, and had informed asked genuine any as to there is issue potential another candidate that Stern’s can- didacy moving party seriously, we material fact and that would not be considered relating unsealing ty portion majori- opinion I do the record. dissent

315 evidence, reviewing majority engages entitled to a as matter of law.” 56(c); Corp. speculation conjecture see also Celotex v. in unsup- Fed.R.Civ.P. and that is Catrett, 2548, 317, 322, ported by 477 U.S. 106 S.Ct. inappropri- the record and that is (1986). 2551, dispute A re 91 L.Ed.2d 265 ate even in the judg- context of a garding genuine a material fact is “if the flaws, ment motion. To illustrate these two I jury evidence is such that a could reasonable point problems will out seven that I have nonmoving party.” return a verdict for the majority’s treatment of the evidence Inc., Liberty Lobby, Anderson v. 477 U.S. in this case. There are more. The ones I 242, 248, 106 2505, 2509, 202 S.Ct. 91 L.Ed.2d (1) plaintiffs alleg- will discuss relate to: (1986). must construe the record in the We (2) credentials; edly superior the fact that non-movant, light in most favorable to some members of the search committee did plaintiff, drawing permissible this case the all (3) Spanish; attempt not know to hire See, 255, e.g., in favor. at inferences id. (4) Boyd; allegedly irregular Frances York, 2513; City 106 S.Ct. at Vann v. New procedure through Augustus which (2d Cir.1995). 1040, 72 F.3d 1048-49 The hired; (5) alacrity Puleo was with which by supported inferences drawn must be (6) hired; testimony Puleo was Stern’s that a evidence, however, speculation and “mere member him Department told conjecture” is insufficient to defeat a looking more His- summary judgment. motion for Western (7) members; panic testimony of James Oil, Inc., World Ins. Co. v. Stack 922 F.2d Crapotta taking that the was not (2d Cir.1990) (internal 118, 121 quotation seriously as candidate.2 omitted). Moreover, marks and citations mere existence of scintilla of evi “[t]he support posi in dence of the [non-movant’s] insufficient; tion will be there must be evi majority superior The remarks on “Stern’s jury reasonably dence on which the could qualifications, experience, and recommenda- Anderson, 477 [non-movant].” find for the tion.” Ante at 312. This is a blatant exam- 252, 2511; U.S. at 106 S.Ct. at accord Wer ple tendency improperly of the of courts York,

nick v. Federal Reserve Bank Newof substitute their own standards for those of (2d Cir.1996). 91 F.3d 382 employer. Chicago See Dale v. Tribune Co., (7th Cir.1986) (“This overarching I there are two 797 F.2d 464 believe First, majority opinion. super-personnel in in eval court does not sit as a flaws de- uating qualifications partment entity’s of the candi busi- the relative reexamines decisions.”). dates, majority majority improperly has substitut ness relies on the (1) proficient in Portu- ed its own standards for the standards facts (2) guese Spanish; employer, is incorrect as a matter of as well as was familiar which (3) wrong deeply danger language program; had more law. This is both (4) Puleo; ous, publications of the court in had received a as a Fisher (5) Ph.D.; years teaching College clearly affirmed when it had 25 Vassar joined my sepa experience. to that in But the first three credentials a statement effect Fisher, speak qualifications opinion in that case. See do not Co- rate (Calabresi, J., job in concurring n. lumbia set out its M.L.A. announce- F.3d at 1361 Second, fourth, most, dissenting part). gives pepper- in ment.3 The part go beyond publications required. that academic were not 2. To the extent that I the district by is, fact, analysis responding points made court’s Scholarly performance rarely looked rely authority majority, of this court I on the teachers, language as the could grant summary judgment any to affirm a misled, readily ascertained had it not been See, ground supported by e.g., the record. emphasis publications on his Stem's own McNally Wellman Co. v. New York State Elec. & importance, assuming opposite. their into (2d Cir.1995). Corp., 63 Gas F.3d not even other But what matters is whether (a credentials fact that universities look profi- job did not mention 3. The announcement not, course, record). place in the Stem did ciency Portuguese, familiarity with Columbia’s not, What matters is that Columbia did and had publications language program, or academic unsurprising perfect right not to do so. relevant criteria for selection. It is *11 316 fifth, having as And the that Stern was evaluated to Stern.4 while preference

corn of skills, he strong organizational was also ac- teaching to a abili- while it relates criterion — crucial, way creating cused “bureaucratic monsters.” in no of ty deemed Columbia —that (as They dispute do Puleo had also not that as the better teacher identifies Stern significant experience running “new” administrative had a brilliant teacher anyone who has language the of experienced” program one the “highly a dreadful knows). reports that him Pennsylvania and the about glowing an there were as administrator of the five factors the Significantly, none any questions. free or criticisms giv- reflect the reasons majority emphasizes hiring for not en the defendant Stern. simply inappropriate It act a is it over that hired Puleo Columbia stated a that super-personnel “as reex- was a teacher Puleo better Stern because entity’s Dale amines an business decisions.” comparing qualifi- Tribune, the 464; and administrator. Chicago 797 F.2d at cf. candidates, re- of the court is cations n. College, 114 at 1361 Fisher v. Vassar F.3d may quired on two criteria. It (Calabresi, J., to focus these concurring part and dis- See, e.g., Scaria v. (footnote own. majori- not substitute part) joined by a senting in (2d Cir.1997) Rubin, court). 117 F.3d 654-55 ty of The Second Circuit banc curiam). (per very recently this when reaffirmed dispute qualifica- a over addressed similar isolated, it criteria are Columbia’s When Scaria, In that tions in 117 F.3d at 654-55. genuine issue that there no becomes clear case, that he was more claimed easting doubt on school’s of material fact person super- qualified than the chosen for qual- that was more legitimate decision Puleo visory position at the because he had IRS that, It is true than Stern. ified years of schooling more than the successful notes, very opinion majority received Stern hand, On the candidate. other successful during teaching his tenure good evaluations superior knowledge candidate had a of IRS however, Puleo, also interim Director. an having procedures, internal worked teaching evaluations from run- had excellent longer period IRS of time. The court program at larger language the Uni- ning a experience stated that between .and ed- “[a]s Moreover, Pennsylvania. par- versity of ucation, the IRS elected value first dispute that while the class that not ties do job, filling and there is over the second reception taught gave him a lukewarm nothing to that this value was show teaching, the Puleo class that after his model Likewise, nothing pretextual.” Id. there spontaneous applause. broke into instructed to show Columbia’s decision value may again, it be that Once teaching and administrative skills over other gave weight more model classes qualifications pretextual. Fischbach Cf. they majority might I deem wise. But or Corrections, Dep’t v. District Columbia of of so, so right do because to do did had a (“Title (D.C.Cir.1996) 86 F.3d VII And fact that constitute discrimination. solely upon liability judge’s cannot rest emphasize aspect this teach- they chose to employer misjudged an determination that aspects ing than the —rather admittedly qualifications quali- the relative majority, had been members of the candidates.”). fied committee, judged might to be search way important raises issue more —in material fact. 2. Second, fact genuine has not raised issue notes the

Stern also respect the search com- three of five members material fact with speak Spanish. sug- It was a committee did not mittee’s assessment that Puleo better gests might parties dispute do not that this cast doubt Colum- administrator. undisputed job 4. "Ph.D. It is that Puleo was in latter While the announcement said (and preferred,” expressly stated that candi- category, expected to receive did re- completed dates who their work Ph.D. ceive) year the search. his Ph.D. within a except a dissertation would also considered. ability key teaching was a bia’s assertion therefore, might, be evidence of factor. It Fourth, makes much of the

pretext and hence of discrimination. “irregular procedure” through which Puleo hired, including was which it characterizes as its own again Here the court substitutes “unprecedented appointment the of an in- university. for those of the It is standards terdepartmental search committee for a sin- that lack of not for the court conclude gle-department position.” Ante at 310. Spanish preclude knowledge of would these any proof While there is little if in the rec- (who language all teach- three members ord, self-serving other Stern’s own testi- departments) evaluating ers from other from mony, procedure “unprece- that a was such running teacher’s skills in a class. dented,” summary judgment I am inclined out, And, pointed this as the district procedure to assume that the was in fact not deficiency equally applied ostensible the usual one. job search. three finalists Still, quite plaintiffs aside from the conclusory hyperbolic allegations, two important, More it is difficult to see how procedure uncontested facts about the used Spanish expertise lack of could constitute the One, emerge. the had stated Indeed, any one proof of discrimination. any before search had occurred that it want- guessed opposite, inclu- might have Stern, ed to hire an insider who had the language non-Spanish speaking sion of teach- scholarship accouterments of that were not— counterweight as a to those ers could serve job qualifications under the announcement — might language have “native” who valued Two, pre- stake. such ability generalized teaching more than skills. judged have violated decision would universi- words, might have run anything, If other it circumstances, why ty rules. Under very “pro-Hispanic” against bias appointment interdepartmental conelusorily point, claims. The once any way suspicious? In- search committee in however, more, not whether did this or it deed, given department’s undisputed pri- only right had a not. It is Columbia actions, just appointment such an use the committee did. interdepartmental might charges been essential to avoid of discrimina- 3. tion had selected. Stern been majority I believe that on this issue the Third, majority emphasizes Vice Presi key points misses one of the of Fisher v. appoint Boyd, Meisel’s effort to Frances dent applies by analogy. close Fisher Vassar alleges qualified, was less whom (that pretextual is a held that even a answer following University’s normal af without he) jury may enough to make out a not be majority procedures. action firmative said, depends, case. It on the permit that this would “a factfinder to states strength prima of-the facie case and—crucial- University’s claim that in se disbelieve the Fisher, ly pretext. nature of the See —the merely lecting it had adhered to those Puleo must, 114 F.3d at 1346-47. The same disagree I procedures.” Ante at 310. do not ordinary fortiori, deviations from be true for Boyd appointed, might that if had been procedures. selection jury have had a case. But Meisel’s well n Boyd quickly I do not doubt that there are situations attempt appoint employment an unusual search attempt if the to hire which the quashed. And even procedure discrimination Boyd suggested points discrimination in toward could have women, See, jury question. way supports strongly and can create a favor of Univ., F.2d e.g., Zahorik v. Cornell 729 that Stern claims occurred. discrimination (2d Cir.1984) (“Departures procedur- jury question might arise as The fact that a way regularity, a failure to collect all in no al such as to one kind of discrimination another, evidence, totally question as to available can raise means that it existed as to Fisher, process good faith of the where de- sort. 114 F.3d at 1349- different Cf. decision.”) (Jacobs, parture may reasonably affect the concurring). J. gives pro- in which use of rise to a scintilla of evidence of are also eases But there points very bias, only Hispanic alleges procedure either the bias which Stern such a weakly job. discrimination or does not do cost him towards Fisher, 114 F.3d at 1337-38. so at all. Cf. then, probably must at assuming Even as we summary judgment, procedure Co Fifth, alacrity refers to the unusual, just adopted this is lumbia Again, the with which Puleo was hired. ease. speed person is does not with which a hired depart- Both the- and the administration *13 say thing solitary a on the issue of discrimi- indisputably proposed to fill ment had the Moreover, had, indisput- nation. since Puleo ways given that rise to would have ably, just during run a model class first-rate significant type dis- inference of some of visit, entirely it natural for Colum- seems had crimination. The administration done so quickly to hire him. This is bia to move provostial proposed appoint- a direct when it Columbia, given again particularly true that Boyd. it Department ment of The did when it just original of indisputably, lost one its appointment of recommended the immediate finalists, who had from the three withdrawn following the antidis- without job go competition for the to another to procedures. search Under the crimination If dispatch school. the with which an em- circumstances, appointment both traditional ployer top seizes a candidate is evidence of provostial) (department and were methods discrimination, then woe betide mem- those suspect. of discrimination What evidence judiciary bers of the federal who make offers following from the of the can then derive clerkship only after applicants moments appointment, of but with non- usual form successful interview. Columbia could move the added to search members quickly slowly, Why or as chose. non-depart- And the addition of committee? seeing on insists evidence of dis- remember, members, let is uncon- ment us manifestly crimination in such neutral act is only stestably allegedly aspect “novel” simply beyond me.

this search. motive,” or long held that a “third We have 6. non-discriminatory than the one reason other employer, hiring for not given an Sixth, gives weight court Stern’s pretextual sting plaintiff takes the out of statement, affidavit, made in an that one infra, Similarly, 7. part answer. See him search committee member had told that indisputably good and non- existence of Hispanic needed more mem- discriminatory surely reason must external bers. The statement itself does more any might significance remove that otherwise goal than reiterate the of Columbia’s affirma- employment an unusual attach to plan. tive action I do not doubt that least, so, It procedure. search must do at statement, alleged like the of a existence face, is, procedure employed when the plan, a prima can be the basis of facie case— way discriminatory. in no which, presence district as- therefore, statement, however, Assuming, deviat- sumed. The does not Columbia customary practices, any add of an ed from its evidence what existence alleged already plan has still no evidence that the affirmative action introduced. showed any way pointed plan repeat goals case in to One can deviation this twelve appointment a committee of such twelve hundred times. Twelve or twelve bias. faculty nothing in itself about discrimination. hundred members can showed assert them goals. But Nor would mere existence of the commit- belief those none of that does provide support jury plan by tee conclude more reaffirm what the itself explanations pretextual prima A minimal ease Columbia’s established. facie Fisher, enough that discrimination was the true basis for made out. Under not Fisher, decision, preclude summary judgment. the hiring See because neither makeup procedures nor its F.3d 1346-47. despite pretext tual the fact that the did non-discriminatory mo point not to a third Seventh, deposi- on the relies case, tive, prima plus facie a find a minimal Crapotta support- testimony of James ing pretext, enough was not to bar a finding Crapotta, a ing a of discrimination. Fisher, summary judgment. See 114 F.3d at Barnard, called Lecturer case, following In this a minimal 1344-47. capacity as chair of the search Grieve her case, facially prima he facie and a non-discrimi

committee to determine whether would competing applied if he natory explanation, with Stern introduces (He this position. director wanted to avoid only piece suggests of evidence that one collegial.) Grieve because he viewed as possibility explanation that the defendant’s going allegedly told him that Stern was “not pretextual. piece But of evidence seriously job,” which to be considered for this points points anywhere unquestion it—if — Crapotta encouragement apply. took ably non-discriminatory to a “third motive.” piece significant This of evidence is because how, respect, I cannot With all understand only suggesting it is the evidence case Fisher, jury under this suffices-to make out a explanation it hired Columbia’s —that case. *14 gave Puleo a better Puleo over Stern because pretextual. teaching performance might be — com- majority’s construction of this I The seven “factual” issues discuss above is none- ment as evidence discrimination examples. They are not meant to be are ultimately troubling, and self-defeat- theless characteristic, They though, exhaustive. are ing. Crapotta explicitly testified that Grieve wrong opinion of what is why going to be not state Stern was not did many legally improper terms of the infer- job. important, in- for the More considered majority draws from the rec- ences that the given had to sofar as the comment be taken — end, self-serving In ord. once Stern’s encouraging undisputed context —as Cra- conelusory qualifi- statements about his male, job, it potta, apply for the a white cations—which were not those Columbia committee was at most evidence position ig- for the relevant deemed —are by a dislike of Stern rather than motivated nored, be, very must little remains. discriminatory against white animus evidence comes down to The whole of the words, supports In if it males. other a) things: four Columbia had an affirmative explanation could be notion that Columbia’s believed, plan, action in which it that indicat- at the same time indicates a pretextual, Hispanies were to ed that women and be proffered other than the one that is

reason discriminatory. lan- clearly sought (especially out pre- guage department) but were not to be repeatedly has stated that such This court b) hiring; in ultimate Columbia ferred “third motive” non-discrimina- an alternative perhaps improperly impose a non- away the tory “explain tried — —to reason is sufficient and failed Hispanic woman pretextual for an unfavor- proffer of a reason c) manifestly immediately; Columbia —for Long employment decision.” Binder v. able (2d uncontestedly good Co., 193, and non-diserimina- Lighting 57 F.3d Island Cir.1995). Thus, tory pro- such a reasons —altered the normal search possibility preclude by adding non-departmental lan- might exist cannot cedures reason Fisher, committee; 114 F.3d at 1338 judgment. See guage to the search teachers (“[I]f d) that the defen- the circumstances show qualified trying to convince a white explanation conceal gave the false dant job, apply male to a member of discrimination, in- something other suggested that the search committee showing [from of discrimination ference that, guide- I under the was a loser. believe explanation originally proffered .is Fisher, factfin- lines set out in no reasonable nonexistent.”). pretextual] will be weak record, could, find in favor der based on this that, plaintiff, and therefore that the district Fisher, despite the fact we held pretex- grant summary judgment to the employer’s explanation was court’s that the Accordingly, affirmed. should defendant respectfully

I dissent.5 CIARAMELLA, P.

Bernard

Plaintiff-Appellant, ASSOCIATION,

READER’S DIGEST

INC., Defendant-Appellee.

No. Docket 96-9638. Appeals, States Court of

United Circuit.

Second

Argued Sept. 1997. Dec.

Decided *15 court, apparently majority, I point case the district deserves mention. This One further agree) prima by suit and is based on is a reverse discrimination facie case of a a discrimination favor of the claim that Columbia discriminated in qualified person who is not one of affirma- allege Many Hispanics. discrimination cases categories. virtually majority, on tive action employer opposite a male hired white evidence, —that holds that the claim sur- additional traditionally a of a member of discrimi- instead majority's summary judgment. vives If the hold- ordinary against group. In the discrimina- nated ing is than the aberration that I believe it to more case, mem- the fact that the was a be, expensive, employer an to do? An what is qualified group ber ugly, jury frequently trial mandated seems by filled who was not in such someone way among quali- employer picks whichever enough prima group make case. is out facie applicants, are fied some but not all whom one, explic- a case like this the existence women, minority Surely, aged, or have status. itly non-discriminatory plan, affirmative action Congress it en- what intended when together hiring group a member of acted Title VII. (the plan, enough covered to make out

Case Details

Case Name: Irwin Stern v. Trustees of Columbia University in the City of New York
Court Name: Court of Appeals for the Second Circuit
Date Published: Dec 12, 1997
Citation: 131 F.3d 305
Docket Number: 1626, Docket 95-9137
Court Abbreviation: 2d Cir.
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