Opinion
J.Petitioners, Vladmir Iraheta and Pedro Monico, alleged street gang members, claim a constitutional right to the appointment of legal counsel, at public expense, in a civil action for injunctive relief to abate a public nuisance. We hold that due process does not require such an appointment.
I. Factual and Procedural History
The People filed a civil lawsuit seeking an injunction to abate a public nuisance, naming as defendants the 18th Street Gang, 92 individuals and 200 “Does.” The complaint, which sought a preliminary and permanent injunction, alleged that petitioners and the other defendants, as members of the 18th Street Gang, were actively contributing to the nuisance in two target areas. It was alleged that the defendants have “waged a gang war, including engaging in drug dealing, shootings, robberies, drinking and urinating in public, threatening residents, vandalizing and defacing with graffiti public and private property, trespassing on property, and other injurious activities against the residents who live and work within [the two target areas].” The People requested the issuance of an injunction barring the defendants from engaging in these activities.
After the preliminary injunction issued, the Los Angeles County Public Defender’s Office (Public Defender) filed a motion asking the superior court to appoint counsel for petitioners “for the trial which will determine whether a permanent injunction will issue.” The Public Defender pointed out that petitioners are indigent and cannot afford to pay for counsel, and argued that due to the unique and extraordinary circumstances of the case, petitioners should have the right to court-appointed counsel. The superior court denied petitioners’ request, and this petition followed.
II. Contentions
Petitioners contend that “due process of law requires [the appointment of counsel] to represent the indigent defendants named in the complaint.”
III. Discussion
A. Generally, the right to counsel exists only where a litigant’s physical liberty may be lost.
“The Fourteenth Amendment to the United States Constitution and article I, section 7, subdivision (a) of the California Constitution ensure that an individual may not be deprived of life, liberty or property without due process of law. Central to this constitutional right is the guarantee that ‘absent a countervailing state interest of overriding significance, persons forced to settle their claims of right and duty through the judicial process must be given a meaningful opportunity to be heard.’ [Citations.]” (Salas v.
Cortez
(1979)
B. Salas and Lassiter
Petitioners, relying primarily on
Salas
and
Lassiter
v.
Department of Social Services
(1981)
In
Salas,
the California Supreme Court held that indigent defendants in paternity proceedings prosecuted by the state are constitutionally entitled to appointed counsel. The
Salas
court articulated the test to be applied in determining whether due process requires the appointment of counsel in a particular case as follows: “To determine the weight of appellants’ claims to appointed counsel in the present cases, this court must examine the nature and magnitude of the interests involved, the possible consequences appellants face and the features which distinguish paternity proceedings from other civil proceedings. These factors must then be balanced against the state’s interests.”
(Salas, supra,
The
Salas
court never compared the nature of the right at stake in paternity actions to the right to physical liberty at stake in criminal cases. Instead,
Salas’s
conclusion rested on a number of factors, none of which justify appointment of counsel in the instant case. First, the
Salas
case involved “the most basic biological relationship, that of parent and child.”
(Salas, supra,
Three dissenting justices criticized the
Salas
majority opinion as an expansion of due process by judicial fiat, without “any decisional precedent or statutory support,” and “directly contrary to the United States Supreme Court’s recent expression on the matter of appointed counsel in
Scott
v.
Illinois
(1979)
Two years later, in Lassiter, the United States Supreme Court applied the same rationale to reach the same result urged by the dissent in Salas. The Lassiter court held that the trial court’s refusal to appoint counsel for an indigent parent in parental status termination proceedings did not violate the due process clause of the Fourteenth Amendment. (Lassiter, supra, 452 U.S. at pp. 24-32 [101 S.Ct. at pp. 2158-2162].) Given the different standards applied by the Salas court and the Lassiter court, a different outcome was understandable.
In
Lassiter,
the United States Supreme Court reviewed the historical underpinnings of the right to counsel premised on the due process clause and recognized the general rule that the right to appointed counsel attaches only when there is a risk of loss of physical liberty. “In sum, the Court’s precedents speak with one voice about what ‘fundamental fairness’ has meant when the Court has considered the right to appointed counsel, and we thus draw from them the presumption that an indigent litigant has a right to appointed counsel only when, if he loses, he may be deprived of his physical liberty. It is against this presumption that all the other elements in the due process decision must be measured.”
(Lassiter, supra,
452 U.S. at pp. 26-27 [
Unlike the court in
Salas,
the
Lassiter
court incorporated this presumption into its due process balancing test. The
Lassiter
court impliedly recognized that applying this “general rule” will not always preclude appointment
The court in
Lassiter
held that whether a parent has a personal liberty interest that requires appointment of counsel during termination proceedings must be determined on a case-by-case basis, by applying a two-prong test. First, the court must apply the three factors set forth in
Mathews
v.
Eldridge
(1976)
The first prong of Lassiter’s balancing test is similar to the balancing test employed in Salas. However, the most critical factor in Lassiter’s balancing test — the factor that implicitly recognizes the significance of a defendant’s particularly weighty interest in physical freedom — is absent from Salas’ s balancing test. As demonstrated by the result reached in Lassiter, this final balancing test is dispositive.
In Salas, the California Supreme Court found that the due process clause requires the appointment of counsel in every paternity proceeding prosecuted by the state, regardless of the underlying facts. Lassiter’s analysis of the three Eldridge factors was nearly identical to Salas’s analysis. 1 Yet, when Lassiter applied the second prong of its balancing test to proceedings to terminate the parental relationship, it concluded that the net weight of these factors did not overcome the presumption that there is a right to appointed counsel only where the indigent may lose his personal freedom. Thus, the Lassiter court found that the trial court did not err when it refused to appoint counsel.
The
Lassiter
court did not specify what kind of a personal liberty interest could be as weighty as a physical liberty interest. However, the court noted that the
Eldridge
factors might overcome the presumption against the right to appointed counsel “[i]f, in a given case, the parent’s interests were at their strongest, the State’s interests were at their weakest, and the risks of error were at their peak.”
(Lassiter, supra,
Petitioners urge this court to disregard the general rule and thus to ignore the second prong of the
Lassiter
test. In support of this argument, petitioners
contend that under the California Constitution, the right to appointed counsel is not limited to
The
Salas
decision mentioned the California Constitution only once in its prefatory remarks. In the remainder of its decision, the
Salas
court relied entirely on United States Supreme Court cases or on California cases construing the due process clause of the United States Constitution. At no time did the court in
Salas
suggest that it was departing from California’s general rule of deference — that the California Constitution should only be interpreted more broadly when there are cogent reasons, independent state interests requiring additional protection, or strong countervailing policies justifying an independent reliance on a broader construction of the California Constitution.
(Raven
v.
Deukmejian
(1990)
Petitioners’ assumption that
Salas
was based on the California Constitution is further undermined by the language in
In re Love
(1974)
In the 17 years following the
Lassiter
decision, California courts have, for the most part, adhered to the general rule announced in
Lassiter
and have
relied on
Salas
to do so.
2
In
Walker
v.
State Bar, supra,
C. Application of Lassiter’s balancing test compels the conclusion that petitioners do not have a right to appointed counsel.
Petitioners’ asserted interests in this case are significantly different than the interests recognized in the cases upon which they rely. In all of those cases, the courts have only recognized a right to appointed counsel where the proceedings may result in a deprivation of physical liberty or adversely impact the parent-child relationship. In
Lassiter,
the court recognized that the termination of a parent-child relationship works “a unique kind of deprivation. [Citations.]”
(Lassiter, supra, 452
U.S. at p. 27 [
Under either the test articulated in Salas or the first prong of the Lassiter test, petitioners must establish that these civil proceedings may deprive them of an interest that is as fundamental as a right to physical liberty or as paramount as the right to the care, custody and management of one’s child.
1. The private interests at stake are not comparable to the parental interests at stake in Salas and Lassiter.
Not all “liberty interests” are protected by the due process clause. In recent decades, the United States Supreme Court has restricted the scope of substantive due process.
(Armendariz
v.
Penman
(9th Cir. 1996)
In
Lassiter
and
Salas,
the cognizable liberty interest was “a parent’s desire for and right to ‘the companionship, care, custody, and management of his or her children’ . . . .”
(Lassiter, supra, 452
U.S. at p. 27 [
The
Lassiter
court rejected petitioners’ first argument when it recognized that the possibility that a defendant may lose his physical liberty is not sufficient to require the right to appointed counsel. In fact, even in criminal cases, the Supreme Court has refused to extend the right to appointed counsel in proceedings which do not result in a defendant’s loss of physical liberty. “The Court in
Scott
v.
Illinois,
Petitioners’ only support for their argument is a reference to one of the many factors relied on in Salas. There, the court considered the fact that the failure to support a child can be prosecuted under Penal Code section 270, at which time the prior judgment would be admissible to prove the most significant element of the crime — paternity. (Salas, supra, 24 Cal.3d at pp. 28-29.) “This appears to be the only instance where a civil judgment is admissible in a criminal proceeding for the truth of the matters stated in that civil judgment. [Citation.]” (Id. at p. 29, fn. 5.)
Petitioners fail to recognize that the “liberty interest” in Salas was based primarily on a recognized personal liberty interest — the parent-child relationship. The possibility that defendant would suffer the loss of his physical liberty, while a factor, was not a determinative factor. 4 Moreover, the Salas court observed that the finding in the civil paternity action directly and immediately implicated the risk of incarceration for a violation of Penal Code section 270. In significant contrast, petitioners in this case cannot be prosecuted for a violation of Penal Code section 166 unless they commit a future violation of the preliminary injunction. And even if petitioners are prosecuted for a violation of section 166, the People would still have to offer proof of a “lawfully issued order.” In those proceedings, petitioners would
have the right to appointed counsel and would be entitled to contest the jurisdictional validity of the preliminary injunction.
(People
v.
Gonzalez
(1996)
Petitioners would also have the opportunity to litigate the issue of whether they actually violated the underlying order.
If the possibility of future imprisonment for violation of the preliminary injunction was the determinative factor, counsel would have to be appointed in every case in which the court lawfully issues an order which might be violated in the future. This result disregards the fact that the instant injunction proceedings do not directly implicate the possibility of incarceration and disregards the fact that petitioners have no other equally weighty personal liberty interest at stake.
Finally, petitioners’ request that this court recognize a due process “liberty interest” based on a threatened violation of their First
2. The government has significant interests which outweigh petitioners’ right to continue to engage in activities that constitute a public nuisance.
Petitioners claim that the state has no interest in “erroneously branding a person as a gang member and imposing the strictures of an injunction upon an innocent person.” Petitioners, however, confuse
Lassiter’s
second factor (the government’s interest) with
Lassiter’s
third factor (the risk that the procedures used will lead to erroneous decisions). Although petitioners’ interest in an accurate and just decision is obvious, the People also have a
legitimate interest in avoiding the expense of appointed counsel and the cost of the lengthened proceedings his or her presence may cause.
(Lassiter, supra,
In
Guardianship of Ethan S.,
the appellate court recognized the state’s “ ‘significant interest in the fiscal implications of court-appointed counsel’ ” when it refused to extend the right to appointed counsel in guardianship proceedings. “Declaring a right to appointed counsel here would leave few paternity cases, if any, in which there was no such right for an indigent defendant. ‘The financial ramifications could well be extraordinary. [Citation.]’ [Citation.]”
(Guardianship of Ethan S., supra,
Petitioners’ suggestion that the government’s interest is limited to “imposing the strictures of an injunction upon an innocent person” rings hollow under the facts of this case. Here, the purpose of the proceedings is not to punish petitioners. Rather, the purpose of these proceedings is to protect the rights of people residing and working in the target area and the rights of members of the public in the target area to comfortably enjoy their lives and property free from unlawful interference. (Civ. Code, §§ 3479, 3480.) As recognized by the California Supreme Court in Acuna: “To hold that the liberty of the peaceful, industrious residents of Rocksprings must be forfeited to preserve the illusion of freedom for those whose ill conduct is deleterious to the community as a whole is to ignore half the political promise of the Constitution and the whole of its sense.”
(People
ex rel.
Gallo
v.
Acuna, supra,
3. There is little risk that the procedures will lead to an erroneous decision.
Without citation to relevant authority, petitioners accuse the state of marshalling its enormous resources against an individual. We recognize that the
Salas
court used similar language when it noted that “. . . appellants were opposed by the full resources of the state, marshalled on the plaintiffs’ behalf.”
In Salas, the court observed that the lack of counsel in paternity proceedings led to an unreliable judgment due to the complexity of the proceedings and the intervention of the state in what had traditionally been a private affair between a mother and the man she named as the father of her child. Here, the state is not intervening in what has traditionally been a private affair. Rather, the People are attempting to enjoin a public nuisance which, by definition, is “one which affects at the same time an entire community or neighborhood, or any considerable number of persons.” (Code Civ. Proc., § 3480.)
As accurately predicted by the dissent in
Salas:
“It is an undeniable fact of life that in many civil suits the parties are unequally matched in terms of legal representation even though there may be potentially serious legal consequences and the defendant’s reputation may suffer as the result of an adverse judgment. We need not, and cannot, by judicially rearranging financial burdens seek to equalize all such legal conflicts by fastening a new fiscal obligation on the public taxpayer.”
(Salas, supra,
In
Clark
v.
Superior Court, supra,
Petitioners’ reliance on Salas to argue that the risk of an erroneous decision is more likely due to the complexity of the facts is also misplaced. The only issue petitioners have identified that cannot be raised by way of subsequent collateral attack (if and when petitioners violate the preliminary injunction) is whether petitioners are gang members. 6 This is not a complex legal issue. Petitioners need neither a scientific expert nor legal expertise to admit or deny the allegation of gang membership. This factual issue is far less complex than the validity and interpretation of blood group tests at issue in Salas.
4. The factors listed are not sufficient to rebut the presumption that there is no right to appointed counsel in the absence of a deprivation of liberty.
According to the
Lassiter
court, “[t]he dispositive question, which must ... be addressed, is whether the three
Eldridge
factors, when weighed against the presumption that there is no right to appointed counsel in the absence of at least a potential deprivation
We conclude that the “net weight” of the three
Eldridge
factors does not weigh in favor of appointment of counsel. Given our conclusion, it follows that the “net weight” of the three
Eldridge
factors is insufficient to overcome the presumption that appointment of counsel is not required absent a potential deprivation of physical liberty. This is simply not a case where petitioners’ interests are at their strongest, the People’s interests are at their weakest, and the risks of error are at their peak.
(Lassiter, supra,
Under the facts of this case, neither Salas nor Lassiter compels appointment of counsel as a requirement of due process.
IV. Conclusion
Due process does not require that defendants in civil actions to abate the conduct of criminal street gangs as a public nuisance be given legal counsel at public expense. To expand the due process right of legal counsel to the alleged gang members in this case would be unprecedented, and would result in the expansion of the right to counsel to a number of other civil actions. Such a pervasive expansion could place a tremendous financial burden on both the state and local entities. We conclude that petitioners are not entitled to the appointment of counsel.
V. Disposition
Accordingly, the petition for writ of mandate is denied. The temporary stay is vacated.
Nott, J., and Zebrowski, J., concurred.
Petitioners’ application for review by the Supreme Court was denied June 16, 1999. Kennard, J., and Chin, J., were of the opinion that the petition should be granted.
Notes
The
Lassiter
court found that the parent’s interest was extremely important and supplemented by the danger of criminal liability; the state shares the parent’s interest in a correct decision and has a relatively weak pecuniary interest in informal procedures; and the complexity of the proceedings could be enough to make the risk of an erroneous deprivation insupportably high.
(Lassiter, supra,
We are aware that the court in
In re Jay R.
(1983)
California cases finding a due process right to legal counsel since
Salas
have involved the parent-child relationship. For example, the court in
In re Jay R., supra,
150 Cal.App.3d at pages 260-265, held that a natural parent has a right to legal counsel where a stepparent seeks to adopt the natural parent’s child without the natural parent’s consent. And, a few courts have found a right to legal counsel in child support actions brought by a county. (See
County of Orange
v.
Dabbs (1994)
The
Lassiter
court also recognized that the danger of criminal liability was inherent in some parental termination proceedings.
(Lassiter, supra,
Petitioners can directly attack the jurisdictional validity of the judgment by complying with the order while seeking a judicial declaration as to its jurisdictional validity. Or, they may disobey the order and raise their jurisdictional contentions by way of collateral attack when they are sought to be punished for such disobedience.
(In re Berry
(1968)
Petitioners’ suggestion that the only opportunity they will have to raise this issue is in the immediate superior court proceedings is incorrect. Petitioners can directly attack the trial court’s findings by appealing from the granting of the injunction (Code Civ. Proc., § 904.1, subd. (a)(6)); moving to modify or dissolve the injunction (Code Civ. Proc., § 533); and appealing from the court’s order refusing to dissolve the injunction (Code Civ. Proc., § 904.1, subd. (a)(6)).
