INTERNATIONAL SOCIETY FOR KRISHNA CONSCIOUSNESS, INC. and
John Winslow, on behalf of themselves and all
International Society for Krishna
Consciousness members,
Plaintiffs-Appellees,
v.
Walter LEE, Superintendent of Port Authority Police,
Defendant-Appellant.
No. 1082, Docket 89-9182.
United States Court of Appeals,
Second Circuit.
Argued March 27, 1990.
Decided Feb. 8, 1991.
Rehearing and Rehearing In Banc
Denied April 25, 1991.
Arthur P. Berg, New York City (Joseph Lesser, Philip A. Maurer, Arnold D. Kolikoff, New York, New York, of counsel), for defendant-appellant.
Barry A. Fisher, Los Angeles, Cal. (David Grosz, Robert C. Moest, Fleishman, Fisher & Moest, David M. Liberman, Los Angeles, Cal.; Jeremiah S. Gutman, Eugene N. Harley, Levy, Gutman, Goldberg & Kaplan, New York City, of counsel), for plaintiffs-appellees.
Arthur Eisenberg, Michael Simon, New York City, for amicus curiae New York Civil Liberties Union.
Before OAKES, Chief Judge, and WINTER and MINER, Circuit Judges.
WINTER, Circuit Judge:
Appellant Walter Lee, now deceased, was the official responsible for enforcing a regulation of the Port Authority of New York and New Jersey, the party controlling the defense in the instant matter,1 banning the solicitation of money and distribution of literature within the terminals of three New York area airports. The district court struck down the regulation on the grounds that "the terminals ... possess the characteristics of a bustling metropolitan boulevard" and are traditional public fora for expressive activity. After the district court's decision, the Supreme Court decided United States v. Kokinda, --- U.S. ----,
BACKGROUND
This action for declaratory and injunctive relief under 42 U.S.C. Sec. 1983 began in 1975. After several detours described in the district court opinion, see International Society for Krishna Consciousness, Inc. v. Lee,
The essential facts are not contested. ISKCON is a not-for-profit religious corporation whose members perform a ritual known as sankirtan. The ritual consists of "going into public places, disseminating religious literature and soliciting funds to support the religion." While the distribution or sale of religious literature is a major part of the ritual, its primary purpose appears to be fundraising. ISKCON states, for example, that donations received through sankirtan, "including those received for religious literature, not only defray printing and other distribution costs, but are the very lifeblood and principal means of support of [the] religious movement."
The Port Authority was created by an interstate compact between New York and New Jersey. It owns or operates some thirty-three facilities within the Port District. Among these are the three airport terminals at issue in the present case, John F. Kennedy International Airport ("Kennedy"), La Guardia Airport ("La Guardia"), and Newark International Airport ("Newark"). Together, these airports constitute one of the busiest and most heavily used metropolitan airport complexes in the world. In 1986, they served nearly 79 million travelers, approximately eight percent of the domestic airline market and more than half of the Trans-Atlantic market. By the latter part of this decade, it is estimated that they will serve at least 110 million passengers per year.
Most of the space at Kennedy, La Guardia and Newark is leased to commercial airlines, each of which bears primary responsibility for its own leasehold. The Port Authority retains control over the unleased portions of the airports--specifically, parts of the International Arrivals Building at Kennedy, the Central Terminal Building at La Guardia, and the North Terminal Building at Newark. Initially, ISKCON challenged restrictions on sankirtan in both leased and unleased portions of the airports, but after a series of legal skirmishes over the need to join various commercial airlines as defendants and, once joined, over their status as state actors, the portion of the litigation involving the airlines was settled. The instant appeal thus pertains only to those unleased portions of Kennedy, La Guardiа and Newark--to which we refer for convenience as "terminals"--subject to the Port Authority's direct control.
The public has access to the terminals, which contain various commercial establishments. At the time of ISKCON's submissions to the district court on the summary judgment motion, for example, the lobby of the International Arrivals Building at Kennedy included two restaurants, two snack stands, a bar, a postal substation and postal facility, a bank, a telegraph office, a duty-free boutique, a drug store, a nursery, a barber shop, two currency exchange facilities, a dental office, and an area for the display of art exhibits. Along the east and west corridors of that same building were some ten duty-free shops, five bars, two snack stands, a telegraph office, two bookstores, two newsstands, a bank, four travel insurance facilities, two currency exchanges, two cookie and candy shops, a cash and traveler's cheсk machine, an India store, and a boutique-sized Bloomingdale's. Similar establishments lined the lobbies and corridors of both the Central Terminal Building at La Guardia and the North Terminal Building at Newark.
Although these areas are open to the public, virtually everyone who enters the terminal does so for a purpose related to air travel. These include travelers, persons meeting or seeing off passengers, members of flight crews, and employees of the terminal, an airline or a business in the terminal.
The Port Authority has promulgated a regulation forbidding both the solicitation of money and the repetitive distribution of literature within such areas. That regulation, which effectively prohibits ISKCON from performing sankirtan,2 states in pertinent part:
1. The following conduct is prohibited within the interior areas of buildings or structures at an air terminal if conducted by a person to or with passers-by in a continuous or repetitive manner:
(a) The sale or distribution of any merchandise, inсluding but not limited to, jewelry, food stuffs, candles, flowers, badges and clothing.
(b) The sale or distribution of flyers, brochures, pamphlets, books or any other printed or written material.
(c) The solicitation and receipt of funds.
ISKCON moved for summary judgment on the ground that the airport terminals are traditional public fora for expressive activity and that the Port Authority's regulation thus violates the First Amendment. The district court granted ISKCON's motion, whereupon the Port Authority, in Mr. Lee's name, appealed.
DISCUSSION
The Port Authority does not dispute that ISKCON'S in-person solicitation of contributions and distribution of religious literature are protected speech within the meaning of the First Amendment. See Heffron v. International Society for Krishna Consciousness, Inc.,
Public forum analysis is derived from the axiom that "[e]ven protected speech is not equally permissible in all places and at all times." Cornelius v. NAACP Legal Defense and Educational Fund, Inc.,
In recent years, the Supreme Court has classified government-owned property into three categories--"the traditional public forum, the public forum created by government designation, and the nonpublic forum." Cornelius,
Designated public fora are areas not traditionally open to assembly and debate that the pertinent governmental authorities have intentionally opened for public discourse. See Cornelius,
ISKCON does not argue that the Port Authority has designated its airport terminals as public fora for expressive activity. This case thus differs from Jamison v. City of St. Louis,
Neither the Supreme Court nor this circuit has ever addressed the issue of where airline terminals fit in public forum analysis. The "well-established" authority in other circuits, see Fernandes v. Limmer,
Until Kokinda, and with the exception of Greer, the Court's decisions treated streets and sidewalks as traditional public fora without engaging in any detailed analysis of their particular purposes. In Frisby v. Schultz, supra, for example, the Court held that a public street does not lose its status as a traditional public forum simply because it runs through a residential neighborhood. The Frisby Court explained that "[n]o particularized inquiry into the precise nature of a specific street is necessary" because "all public streets are held in the public trust and are properly considered traditional public fora."
Kokinda involved a free-standing post office with its own sidewalk and parking lot. The sidewalk was neither connected to any pedestrian thoroughfare nor used for any purpose other than negotiating the space between the post office and parking lot.
Justice Kennedy, who wrote separately, did not reach the question of whether the sidewalk was a traditional public or nonpublic forum. However, he voted to uphold the regulation as an appropriate time, place and manner restriction on the ground that the government has "a significant interest in protecting the integrity of the purposes to which it has dedicated the property, that is, facilitating its customers' postal transactions."
Notwithstanding the different rationales employed by the plurality and Justice Kennedy, Kokinda dictаtes reversal of the judgment in the instant action insofar as it invalidates the Port Authority's regulation prohibiting in-person solicitation of funds in the terminals of the three airports. A majority held in Kokinda that in-person solicitation of money on the post office sidewalk could be prohibited without violating the First Amendment. Like the sidewalk in Kokinda, the Port Authority's terminals are remote from pedestrian thoroughfares and are intended solely to facilitate a particular type of transaction--air travel--unrelated to protected expression. Persons using the passageways in terminals are not there primarily to meet a friend for lunch, windowshop, take the air, or engage in any of the multitude of other purposes for which typical downtown streets are used. They are there solely as air travelers, persons connected with air travelers, or employees of businesses serving air travelers.
The Port Authority's anti-soliсitation restriction serves precisely the same purpose as did the restriction upheld in Kokinda. Kennedy, La Guardia and Newark are funded by user fees and operated so as to make a regulated profit. Just as the Postal Service in Kokinda had a significant interest in protecting users of the branch office from the in-person solicitation of funds, the Port Authority has an interest in protecting its airport patrons from the identical disruption of in-person solicitation. It is true that the various commercial establishments and art exhibits at the three airports create an appearance similar to a busy downtown street. It is also true, however, that the facilities in question exist solely to accommodate the needs of air travelers, just as the post office and sidewalk in Kokinda existed solely to facilitate the use of postal services.
Given the possibility of further review, we take care to dеtail our understanding of Kokinda. We read the plurality opinion of Justice O'Connor to distinguish between passageways or other facilities that exist solely to facilitate the public's carrying on of a particular endeavor--subway or air travel for example--and passageways or facilities that enable the public to carry out the multitude of purposes persons pursue in their daily life--the typical Main Street. The former are non-public fora, and government may prohibit the in-person solicitation of funds at least where those using the passageway or facility might be disrupted by such solicitation. Passageways or facilities used solely for a particular purpose are of course among society's choke-points and thus particularly useful to those seeking to solicit funds. However, where the particular purpose is such that the public uses them as a matter of necessity, or at least great convenience, we read the plurality opinion to allow the prohibition of in-person solicitation of funds to prevent disruption of that public. Justice Kennedy reaches the same result because he believes that a prohibition on the in-person solicitation of funds is a legitimate time, place and manner restriction.
The Port Authority's concern over disruption of the air-traveling public is justified on the present record. That record establishes that pedestrian congestion is one of the greatest problems facing the three terminals. Much of the facilities in question was built before wide-body aircraft, and a pressing need for expansion exists. Air travelers, who are often weighted down by cumbersome baggage and may be hurrying to catch a plane or to arrange ground transportation, will find in-person solicitation even more disruptive than did the postal patrons in Kokinda. We arе thus unable to distinguish that case.
With regard to the Port Authority's ban on the distribution of literature, we read Kokinda as looking in a different direction. The four dissenting justices believed the sidewalk to be a public forum and additionally indicated that they perceived no relevant distinction between the in-person solicitation of funds and the distribution of leaflets. See
Affirmed in part, reversed in part.
OAKES, Chief Judge, dissenting:
At issue in this case is whether the terminal areas controlled by the Port Authority at Kennedy, LaGuardia and Newark airports are traditional public fora, such that the Port Authority's regulation against leafletting and solicitation must be examined under the strict scrutiny standard articulated in Perry Ed. Ass'n v. Local Educators' Ass'n,
Against this backdrop of authority, the majority acknowledges that before the Supreme Court's recent plurality opinion in United States v. Kokinda, --- U.S. ----,
Generally, traditional public fora include locations such as streets and public parks, "clearly held in trust, either by tradition or recent convention, for the use of citizens at large," where discussions of public questions might ordinarily take place. Members of the City Council v. Taxpayers for Vincent,
Similarly, the purposes for which a forum is designed and to which it is рut are not alone determinative of its status. Certainly, the purposes of a forum are highly relevant to the traditional public forum inquiry. In Greer, for example, the exigent national security purposes of a military post weighed heavily in favor of the Supreme Court's finding that the Fort Dix Military Reservation is not a traditional public forum. See
Further undermining the argument that purpose alone is determinative of a forum's status are the Supreme Court's numerous decisions holding that some governmental fora that serve no purpose other than communication of ideas are nevertheless not traditional public fora. See Cornelius v. NAACP Legal Defense and Education Fund,
Nor do I think that the Supreme Court's recent decision in United States v. Kokinda, --- U.S. ----,
Moreover, even reading Kokinda as controlling, there is no basis to conclude from the plurality's opinion that a forum's purpose will, ipso facto, illuminate its status. In concluding that the postal sidewalk was not a traditional public forum, Justice O'Connor assessed not only the postal sidewalk's purpose, but also its location, see id. 3121, the degree of public access afforded by the sidewalk, see id. at 3120, and whether such sidewalks had " 'traditionally served as a place for free public assembly and communication of thoughts by private citizens.' " Id. at 3121 (quoting Greer,
In short, I believe that Kokinda reaffirms the basic proposition that traditional public forum status does not turn on any single factor or characteristic. Rаther, a more complex balancing determination is necessary, in which it must be determined whether "the character of the place, the pattern of usual activity, the nature of its essential purpose and the population who take advantage of the general invitation extended make it an appropriate place for communication of views on issues of political and social significance." Wolin v. Port of New York Auth.,
Employing this balancing test, I would agree with the district court that the airport terminals at issue are traditional public fora. For the reasons set forth below, I see no meaningful distinction, in terms of the balance between the public's tradition and interest in access and the governmental interest in controlling its property, between airport terminals and ordinary public streets or sidewalks. Both airport terminals as well as public streets and sidewalks are generally accessible to the public, available and appropriate at all times for discussion of public questions. See Jamison,
Nonetheless, the Port Authority contends that airport terminals differ from traditional public fora such as streets, sidewalks, or parks in five different ways: their unique design and usage, their congestion problems, their security problems, their specialized user-fee financing, and the presence of captive audiences. I consider each of these in turn and find none of them individually or collectively persuasive.
Airport terminals and streets or sidewalks alike are designed and used for the efficient movement of travelers. I see no distinction between the amount of planning going into the design of airport passenger terminals compared to our modern urban roadway systems. Both are used for the same purposes--transportation--and I do not see how we can attach any constitutional significance to the fact that one involves travel by airplane and the other by automobile.
The Port Authority puts particular weight on the fact that airport terminals are designed to be geographically isolated from other parts of the community.3 Indeed, the Kokinda plurality emphasized the separation of a post office sidewalk by a parking lot from other municipal sidewalks as an important factor in determining that the post office sidewalk at issue was not a traditional public forum. See Kokinda,
I thus think the physical isolation of a forum is relevant only in light of the reasons for its isolation. Only when the Government isolates a particular forum for the purpose of regulating public access does location emerge as a relevant factor in favor of denying public forum status. So, for example, the isolation or separation of a military base from the surrounding community in order to discourage prying eyes would render location highly relevant to the public forum inquiry. Where physical isolation of a forum is the product of happenstance or for functional purposes unrelated to regulation of public access, location becomes far less relevant. It is obvious why airport terminals are isolated and separated from the buildings and skyscraрers of downtown Manhattan and to a certain extent from quiet residential areas. The isolation--if it can be called that--of airports from other parts of the community is in deference to the physics and audiophonics of aviation and not to any notion that the movement of people and ideas should be restricted. This physical separation does not imply that the airport is any less socially integrated into the everyday flow of people and ideas around the New York metropolitan region. To the contrary, few are the places where one can meet so many persons from diverse parts of the New York metropolitan area as inside its airport terminals.
As for problems of congestion, public streets and sidewalks no less than airport terminals are subject to tremendous traffic problems all over the New York metropolitan area. New Yorkers аnd others who have had the misfortune of trying to fly out of one of the New York airports during rush hour have discovered the hard way that the greatest risk of missing their flight might well come from the delay of traffic on public streets leading to the airport rather than from the crowds of people circulating within the airport terminals. Moreover, congestion might well weigh in favor of finding the airport to be a traditional public forum. The airport terminals are "an appropriate place for expressing one's view precisely because the primary activity for which [they are] designed is attended with noisy crowds ... some unrest and less than perfect order." Wolin,
Similarly, security problems are of equal concern on public streets as in airport terminals, even if security problems on the streets are more innocuously labeled as "crime" rather than "terrorism." No one would seriously contend that streets located in dangerous city neighborhoods are not traditional public fora by virtue of the Government's greater need to promote public safety in these areas. The Port Authority no doubt has a powerful interest in maintaining security at its airports. But these concerns are redressable through reasonable time, place, and manner restrictions regulating access to secured areas.
The specialized financing of airports through user-fees, rather than general tax revenue, has no relevance to whеther the terminals are traditional public fora. Many streets are also financed by user-fees, e.g., by tolls or by subdivision exactions. By contrast, the top secret areas of military bases, which no one would argue are traditional public fora, are financed by general tax revenues.
Finally, the Port Authority's fear that travelers are a "captive audience" at the mercy of the Krishnas is not well-founded. The Krishnas seek access to persons only in general circulation areas and not check-in areas or baggage claim areas. On these facts, the Constitution requires those who are offended by the Krishnas to "avoid further bombardment of their sensibilities ... by averting their eyes." Cohen v. California,
In light of my conclusion that the airport terminals are traditional public fora, it follows that the Port Authority may not impose a complete prohibition on First Amendment activities absent a compelling governmental interest. I would find no such interest here. Accordingly, the Port Authority's virtual blanket prohibition on First Amendment activities inside the terminal areas it controls cannot be upheld. This much even the majority concedes insofar as leafletting is concerned.
It is of course true that the Port Authority may promulgate reasonable content-neutral time, place, and manner restrictions narrowly tailored to serve a significant governmental interest and permitting alternative channels for communication. See Perry,
Finally, the distinction between leafletting and fund solicitation that the majority draws I find to be without a difference. Both involve the same congestion, the same irritation, if you will. And may the content of the leaflets permitted be proscribed? If not, will solicitation of funds by leaflet be permitted? If not, what may the leaflets say?
I would affirm the judgment of the district court.
On Petition for Rehearing and Suggestion for Rehearing In Banc
April 25, 1991
A petition for rehearing containing a suggestion that the action be reheard in banc having been filed herein by counsel for the plaintiffs-appellees International Society for Krishna Consciousness, Inc., et al.,
Upon consideration by the panel that heard the appeal, it is
Ordered that said petition for rehearing is DENIED.
It is further noted that the suggestion for rehearing in banc having been transmitted to the judges of the Court in regular active service and to any other judge that heard the appeal and a poll of said judges having been taken, a majority of the Court has voted not to reconsider the decision in banc. Chief Judge Oakes dissents from the denial of the rehearing in banc in a separatе opinion, in which Judges Newman and Cardamone concur.
OAKES, Chief Judge, with whom NEWMAN and CARDAMONE, Circuit Judges join, dissenting from denial of rehearing en banc:
I dissent from the denial of rehearing en banc for three reasons. First, rehearing is necessary to avoid a clear-cut conflict among the circuits, created by the panel's decision, as to whether airport terminals are traditional public fora. Compare International Soc'y for Krishna Consciousness, Inc. v. Lee,
Second, rehearing is necessary to clarify our circuit's understanding of United States v. Kokinda, --- U.S. ---,
Third, I would grant rehearing to reconcile the panel's conclusion that a forum's purpose alone can determine its public or non-public status, see Lee,
I should suppose that rehearing en banc could be denied here on the basis that the Supreme Court is sure to grant certiorari. That, it strikes me, is not sound justification; better that our house be put in order without Supreme Court intervention.
Notes
The district court dismissed the Port Authority as a defendant in 1977 pursuant to Monroe v. Pape,
While the Port Authority concedes that sankirtan may be performed on the sidewalks outside its airports, ISKCON does not seek access to those areas. The district court thus concluded that the relevant forum for purposes of determining ISKCON's rights is the place to which ISKCON seeks access--namely, the interior portions of the airport terminals. See Cornelius v. NAACP Legal Defense and Educational Fund,
Wolin held that the Port Authority's bus terminal in New York City was an appropriate place for distributing leaflets, carrying placards and conducting antiwar discussions with passing pedestrians. We noted that the bus terminal was a place "where the relevant audience [for an antiwar protest] may be found." Id. at 90. Because Wolin's antiwar protest was aimed at both "the general public and ... a special audience--servicemen traveling to and from their bases, particularly buses arriving from Fort Dix"--we struck down the Port Authority's "plenary prohibition of speech" as violative of the First Amendment
Id. at 90-91.
The theory of Wolin would appear to protect the in-person solicitation of funds inside the bus terminal. Whether that result is still good law need not be dеcided. Wolin's rationale regarding the right to reach particular audiences seems undermined by the Supreme Court's analysis concerning traditional public fora, designated fora and nonpublic fora described two paragraphs infra in the text of this opinion and by, for reasons stated later in the text, Kokinda. However, the Port Authority bus terminal, or portions thereof, contains various commercial establishments that serve non-traveling pedestrians off adjoining streets, id. at 85, and is arguably like a public street. In contrast, commercial establishments in the air terminals at issue in the instant matter are not realistically used by persons not connected with air travel.
In Wolin, we did not specify whether the bus terminal was a traditional public forum or a designated public forum, as public forum analysis at that point in time had not yet given rise to the now-familiar tripartite distinction between traditional public fora, designated public fora, and non-public fora. Nevertheless, Wolin's analogy of the bus terminal to a public street, both with large crowds and stores and concessionaires, supports the proposition that under modern public forum analysis, the Port Authority bus terminal is a traditional public forum. See id. at 89
The public forum analytic framework has come under attack from many commentators, and even from four Supreme Court Justices, in part because it lends itself to mechanistic labeling of fora as public or non-public on the basis of their physical characteristics alone. See Kokinda,
Public highways, the Port Authority points out, isolate the airports from the surrounding communities. These highways, however, are most likely public fora. See Frisby v. Schultz,
