International Association of MacHinists and Aerospace Workers, and Its District Lodge 100 v. Eastern Air Lines, Inc.International Association of MacHinists and Aerospace Workers, and Its District Lodge 100 v. Eastern Air Lines, Inc.
The question presented by this appeal is whether a district court has jurisdiction to enter a status quo injunction in a minor dispute 1 under the Railway Labor Act, 45 U.S.C. § 151 et seq. (RLA), pending the outcome of a grievance which is being arbitrated. We rule that, absent exigent circumstances not present in this case, “[n]o court of the United States [has] jurisdiction,” to entertain such an action. 29 U.S.C. § 101 et seq.
Factual background
Appellees in this case, the International Association of Machinists and Aerospace Workers, and its District Lodge 100 (IAM), represent the mechanics and maintenance employees of appellant Eastern Air Lines, Inc. (EAL) throughout the United States and Canada. One shop employing these job classifications is located at Logan International Airport in Boston, Massachusetts.
The IAM and EAL entered into a collective bargaining agreement which among other things provides for a detailed grievance procedure (Article 17-Grievance Procedure; Article 18-Investigation and Hearing Re: Discharge or Suspension), culminating in mandatory and binding arbitration (Article 19-System, Board of Adjustment). This procedure covers “disputes between any employee covered by this Agreement and the Company growing out of grievances or out of interpretation or application of any of the terms of this Agreement” (Article 19 D.).
On April 17, 1987, EAL notified approximately 68 bargaining unit members performing maintenance and mechanic work at Logan Airport that they were being laid off effective May 5, 1987. The apparent reason for this action was the reduction in EAL’s maintenance operation in Boston as part of a company-wide economy drive.
The IAM filed grievances questioning the layoffs because they were allegedly in violation of the collective bargaining agreement. The General Chairman of the IAM also contacted EAL management and challenged the layoffs as contrary to Article 20, Sections C and D (transfers because of geographic relocation of work),
2
Article 28, Section A (lateral transfer procedure) and Appendix No. 1 (job security and full utilization of employees)
3
of the collective
Without first exhausting the contractual grievance and arbitration procedures, the IAM filed an action in the United States District Court for Massachusetts seeking injunctive relief “to prevent [EAL] from changing the status quo in this ‘major dispute’ ” pending compliance with the RLA, and in the alternative, to maintain this status quo “pending the submission of this dispute to the System Board of Adjustment in order to prevent irreparable harm to the [IAM’s] members.” Complaint, ¶ I.
The district court, in an unpublished opinion, concluded that the controversy was in fact a minor dispute because it concerned “[disagreements over the ‘meaning or coverage’ of an existing contractual provision.”
International Association of Machinists and Aerospace Workers, et al. v. Eastern Air Lines, Inc.,
No. 87-1106-5, slip op. at 2 (D.Mass. May 4, 1987). Furthermore, the court concluded that it could not be said “that [EAL’s] position is so meritless as to constitute a unilateral rewriting of the collective bargaining agreement.”
Id.
However, relying on a series of cases, mainly from the Second Circuit,
5
the court ruled that notwithstanding that a minor dispute was involved, a preliminary injunction to maintain the status quo could be issued “if the union makes a showing of the traditional requirements for preliminary injunctive relief.”
See Planned Parenthood League of Massachusetts v. Bellotti,
The district court issued a preliminary injunction against EAL prohibiting it from laying off the 68 employees in question “pending disposition of the grievances growing out of the Work Force Reduction/Displacement program ... by the Systems Board of Adjustment.” It also enjoined EAL “from terminating any such employee’s option to relocate until a reasonable time after the decision of the Systems Board of Adjustment.”
We must vacate the district court’s issuance of the preliminary injunction for two reasons: (1) the district court improperly applied the standards established by Planned Parenthood for the issuance of such relief, and (2) the district court lacks jurisdiction over the subject matter of this suit pursuant to the proscriptions of the Norris-La Guardia Act, 29 U.S.C. §§ 101 et seq.
The misapplication of the Planned Parenthood standards
Although we would normally not comment upon this issue in view of our jurisdictional holding, post, it is important that we do so in this case to prevent incorrect application of the injunctive standards which we have established in this important area of the law.
It is patently anomalous that in issuing the preliminary injunction the district court on the one hand invoked compliance with the standards of
Planned Parenthood,
yet contemporaneously exempted the moving party to that proceeding from a most important imperative under those standards, that of showing that there was a likelihood of prevailing when the case is heard on the merits.
Planned Parenthood, supra,
It must be remembered that the granting of interlocutory injunctive relief is a drastic procedure. It is a temporary remedy allowed at a time when the parties have not had full opportunity to present their case to the court, nor has the court, conversely, had the benefit of a full trial and deliberation. It is thus very important that the standards of
Planned Parenthood,
which are designed to grant the parties a minimum of due process in a dynamic environment, be fully complied with. Without downgrading the other three requirements of
Planned Parenthood,
there can be little doubt that granting preliminary injunctive relief to a party whose chances of receiving permanent injunctive relief when the case
In this case, the likelihood of success 6 on the merits of the permanent injunction is nil, as the district court lacks subject matter jurisdiction. 29 U.S.C. § 101.
Minor disputes and the Norris-La Guardia Act
Because we have before us a “minor” dispute under the RLA, this in itself raises a strong presumption that it is the type of controversy mandated by Congress to be resolved outside the judicial system.
Atchison, Topeka and Santa Fe Ry. Co. v. Buell,
- U.S. -,
There are few situations in which Congress has been more explicit in depriving federal courts of subject matter jurisdiction than those involving the issuance of equitable relief in labor disputes. Thus, Section 1 of the Norris-La Guardia Act unequivocally states that:
No court of the United States ... shall have jurisdiction to issue any restraining order or temporary or permanent injunction in any case involving or growing out of a labor dispute, except in strict conformity with the provisions of this chapter; nor shall any such restraining order or temporary or permanent injunction be issued contrary to the public policy declared in this chapter.
29 U.S.C. § 101. The policy against judicial involvement in labor disputes by way of injunctive relief is so strong that not even the specter of a national paralysis of the railroads by reason of secondary boycotts was considered sufficient to overcome Congress’ withdrawal of jurisdiction. Burlington Northern R. Co. v. Brotherhood of Maintenance of Way Employees, supra; Broth. of Maintenance of Way v. Guilford Transp., supra.
In examining the issue at hand we must keep in mind that the Norris-La Guardia Act defines “labor dispute” to include “any controversy concerning terms or conditions of employment,” 29 U.S.C. § 113(c). This expression is to be broadly and liberally construed.
See Corporate Printing Co., Inc. v. New York Typographical Union No. 6, etc.,
Statutory exceptions to the withdrawal of injunctive jurisdiction, such as those contained in Section 7 of Norris-La Guardia, 29 U.S.C. § 107 (concerning mostly uncontrollable unlawful acts), those found in Section 10 of the National Labor Relations Act, 29 U.S.C. § 160 (prevention of unfair labor practices),
8
and those in the statute authorizing injunctions during national emergencies, 29 U.S.C. § 178,
9
are not common. Judicially created exceptions to the anti-injunction ban are equally rare. In disputes governed by Section 301(a) of the Taft-Hartley Act, 29 U.S.C. § 185(a), injunctions may be issued to compel arbitration,
Textile Workers v. Lincoln Mills,
The action of the district court contravenes what we recently said in
Broth. of Loco. Eng. v. Boston & Maine Corp.,
First, we have already indicated that the Norris-La Guardia Act has withdrawn from courts of the United States the power to issue “a traditional preliminary injunction in equity” in the context of a labor dispute. See ante. In the case of a labor dispute a court of the United States has no traditional preliminary injunctive power.
Even less on point, however, is the district court’s characterization of what this court did in Boston & Maine. The union there, as in the present case, sought declaratory and injunctive relief claiming that a “major” dispute existed because of operational changes instituted by the railroad. The district court dismissed for want of subject matter jurisdiction, deciding that the union had not raised a “major” dispute under the RLA. In ruling upon this question on appeal, we agreed with the conclusion of the district court that this was a minor dispute. Id. at 797. The previously quoted language to the effect that district courts lacked jurisdiction to issue status quo injunctions in minor disputes, followed. Our citation reference to Carbone does not warrant the district court’s limited interpretation of our decision, particularly in view of the footnote which is part of the citation, indicating that “[a] carrier may therefore continue to apply its interpretation of the agreement during the pendency of a minor dispute ...” Id. at 797 n. 5. Thus taken in its full context, Boston & Maine stands for the proposition that if there is a difference in contract interpretation between a union and a carrier, such a “minor” dispute can only be submitted to decision by the systems adjustment board, and during the pendency of arbitration, the courts lack jurisdiction to prevent the carrier from continuing to act as it understands the contract. 10
The district court’s interpretation of
Car-bone
is also somewhat misplaced. In
Car-bone,
the Union, alleging that the carrier’s personnel reduction constituted a breach of the parties’ collective bargaining agreement, obtained a preliminary injunction in the district court, requiring the carrier to reestablish the position that had been eliminated.
Carbone, supra,
[T]here may be a violation of the contract, but this is a question of interpretation, and as such is outside of our jurisdiction. Were it otherwise, “the arbitration machinery mandated by the Railway Labor Act [would] be dealt a crippling blow.”
Id. at 100 (citations omitted).
We concede that the district court’s error was probably induced by dicta in
Carbone
which could be interpreted to mean that, even in a “minor” dispute, a status quo injunction can issue upon a showing of irreparable harm prior to the arbitration taking place.
11
But the court in
Carbone
cited
Order of Railway Conductors v. Pitney,
Certainly the extraordinary relief of an injunction should be withheld, at least, until then. Only after the Adjustment Board acts, but not until then, can it plainly appear that such relief is necessary to insure compliance with the statute. Until such time, [the moving party] cannot show irreparable loss and inadequacy of the legal remedy. The court of equity should, therefore, in the exercise of its discretion stay its hand.
Id. at 567 (emphasis supplied, citations omitted). 12 Issuing injunctive relief to enforce an award is, of course, a totally different proposition than issuing an injunction pendente lite. The latter cannot take place in case of a “minor” dispute.
The present case is practically identical to
Boston & Maine
and
Carbone.
The Union seeks an injunction to prevent the employer from taking action. The effect of the status quo injunction would be a preliminary decision on the merits of that dispute, because the injunction would mean that the Union’s view would prevail pending the outcome of the arbitration. This is not only totally foreign to traditional labor relations
(i.e.,
employer acts, union files grievance, arbitrator decides), but also places the employer in an untenable position. If the Union wins the grievance before the systems board, the board has full authority to make all of the affected employees whole.
Cf. Walsh v. Union Pacific Railroad Co.,
The inconveniences and delays suffered by the grievants, which are undeniably real, are those to be expected in any litigation. On the other hand, if the grievance is won by the company while enjoined from acting, the losses suffered by reason of the judicial interference will remain uncompensated. Injunctive relief pending arbitration of a minor dispute does not maintain the status quo because the status quo of labor relations is that which allows the grievance to be litigated
after
action by the employee.
See Railway Labor Executives Ass’n, supra,
The granting of the preliminary injunction in this case gave the IAM an advantage that neither the law, the collective bargaining agreement, nor labor relations practice contemplates.
Order of R. Telegraphers v. Leighty,
Each of the plaintiffs is processing his grievance through the appropriate administrative procedures. Each has the opportunity to pursue these procedures further. Plaintiffs argue, however, that review of their claims by the Adjustment Board is a lengthy and cumbersome proceeding with delays of two years or more. That such delays exist, if in fact they do, is regrettable. But such matters are properly the subject of congressional concern. It would be unsound for this court to make the question whether plaintiffs can maintain this action in the federal courts depend upon our determination as to how effectively the Adjustment Board is performing its congressionally mandated task.
Id. at 256 (citations omitted).
The district court and the IAM relied on several cases to sustain the validity of this injunctive relief. Because of the importance of this case we will explain why we find those cases inapposite.
We commence with
Brotherhood of Railway Trainmen v. Chicago River & Indiana Railroad Co.,
Locomotive Engineers v. Missouri-Kansas-Texas Railroad Co.,
We do not decide here, whether a federal court can, during the pendency of a dispute before the Board, enjoin a carrier from effectuating the changes which gave rise to and constitute the subject matter of the dispute, independently of any suit by the railroad for equitable relief ...
Id.
It may be “illogical,” as the district court and appellee claim, to grant this relief only when a union has struck and not otherwise,
As previously indicated there are some circuit court decisions which, mostly in dicta, have sympathized with appellee’s position. These include our own
International Association of Machinists v. Northeastern Air Lines, Inc.,
The dicta in
Westchester Lodge 2186 v. Railway Express Agency, Inc.,
[Ijnjunctive relief is inappropriate in a “minor” dispute case, because the statutorily established grievance procedures are mandatory and exclusive. See Andrews v. Louisville & Nashville Railroad Company,406 U.S. 320 , 322-25,92 S.Ct. 1562 , 1564-65,32 L.Ed.2d 95 (1972). The Act contains “no general provision prohibiting a party from acting unilaterally upon its interpretation of the contract pending exhaustion of the grievance procedures,” if indeed the dispute is a “minor” one involving disagreement on the interpretation of a collective bargaining agreement, as to which strike action interrupting commerce is precluded by the statutory scheme. Brotherhood of Locomotive Firemen and Enginemen v. Southern Pacific Company,447 F.2d 1127 , 1132 (5th Cir.1971). See also Switchmen’s Union of North America v. Central of Georgia Railway Company,341 F.2d 213 , 216-17 (5th Cir.), cert. denied,382 U.S. 841 ,86 S.Ct. 41 ,15 L.Ed.2d 82 (1965). For resolution of these minor disputes relating to the application or interpretation of an existing contract, the parties must resort to the mandatory and exclusive grievance procedures established by the Act. Id. Accordingly, a union may not sue for an injunction or damages concerning a “minor” dispute until after such dispute has been fully processed and disposed of in accordance with the grievance procedures established under the Act. Andrews, supra,406 U.S. 320 ,92 S.Ct. 1562 ,32 L.Ed.2d 95 ; Switchmen’s Union, supra,341 F.2d at 217 .
Upon careful consideration of the issues raised, we conclude that the district court committed error in issuing injunctive relief to maintain the status quo in a “minor” dispute pending the resolution of the merits of this controversy before exhaustion of the arbitration procedures mandated by the Railway Labor Act and the collective bargaining agreement.
Reversed and remanded for action consistent with this opinion.
Notes
. A "minor” dispute is one concerning the resolution of grievances regarding the interpretation or application of an existing collective agreement, in contrast to a “major" dispute which is one arising from the formation or negotiation of changes to such contracts.
Railway Labor Executives Ass'n v. Boston & Maine Corp.,
. Article 20:
C. In transferring an employee hereunder from one station to another, the Company shall furnish space available transportation to extent permitted by law for the employee affected, and for members of his immediate family, from the point on the system where he is at that time located to point to which he is transferring, and shall pay moving expenses for household goods and personal belongings, subject to the maximum established by the Company. If the employee is traveling by car, the Company shall pay for meals and lodging, and for gas and oil for the employee’s car while en route, subject to the maximum established by the Company. An employee shall not be required to travel by car more than 350 miles per day.
D. In the event of the geographical relocation in whole or in part of the work performed by employees covered by this Agreement, representatives of the Company and the Union will meet without delay to negotiate for the transfer of employees affected.
Employees who are required to change geographical locations as the result of the Company’s relocating their work shall be reimbursed for moving expenses to their new locations in accordance with the maximum allowable by Standard Practice 50-407, dated December 5, 1978, or any improvement thereto. In any such geographical relocation of work, senior qualified employees at the affected location will be afforded an opportunity to transfer to the new location and shall be reimbursed for moving expenses hereunder. In the event the number of senior qualified volunteers is not sufficient, the junior qualified employees will be reassigned to the new geographical location. In the event the junior employee(s) decline such relocation, he (they) will be placed in lay-off status in accordance with the provisions of the EAL-IAM Agreement.
. Appendix No. 1 reads in part:
A. Any restructuring of work rules or productivity gains resulting from the current negotiations of the EAL-IAM Agreement will not result in loss of jobs for current employees.
B. The Company agrees not to lay off any employee who has completed one (1) year with the Company on the date of ratification.This commitment will not prevent the Company from making normal seasonal adjustments in Sales and Services station manpower requirements provided that employees so affected have an opportunity to continue in active employment by exercising their seniority at other locations and/or voluntarily stepping back into a lower classification.
Layoffs resulting from a strike, government action or any other circumstance over which the Company has no control will nullify the above during the period that such a circumstance is in effect.
C. The Company further agrees that where any change in market presence substantially reduces flights at a station on a long-term basis, the Company will put into place an incentive relocation plan in accordance with the plan used during 1984 in Houston to assist employees laid off, to defray moving expenses.
D. Where the Company contemplates a need to reduce personnel or a need to accommodate reassignment of surplus personnel, a one-time offer as provided below is agreed to by the Company and Union: ...
. The layoff notice made reference to these rights and how they could be exercised.
.
Local 533, Transport Workers Union of America, AFL-CIO v. Eastern Air Lines, Inc.,
. This standard has been variously labeled by other courts outside the First Circuit as "reasonable certainty,"
Sierra Club v. Hickel,
.
Contra, Hilbert v. Pennsylvania Railroad Company,
. Section 10(h), 29 U.S.C. § 160(h), specifically exempts application of the Norris-La Guardia Act.
. These injunctions are also specifically excluded from Norris-La Guardia coverage. 29 U.S.C. § 178(b).
. Unless the carrier’s interpretation is so insubstantial as to warrant the inference that it constitutes a unilateral amendment to the contract without compliance with RLA procedures.
See Airlines Stewards & Stewardesses Ass’n v. Caribbean Atlantic Airlines, Inc.,
. The precise language in
Carbone
which may be considered somewhat misleading is found at
No injunction may issue without the traditional showing of irreparable harm. Order of Railway Conductors v. Pitney,326 U.S. 561 , 567,66 S.Ct. 322 , 325,90 L.Ed. 318 (1946); United Transportation Union v. Burlington Northern Inc., ante,458 F.2d at 357 .
The
Carbone
dicta led to additional dicta in
Boston & Maine Corp. v. Lenfest,
. The court also cited
United Transportation Union v. Burlington Northern Inc.,
. Of course, because of financial difficulties, if the merger failed, this result was also a possibility.
. See also footnote 11 ante regarding Boston & Maine Corp. v. Lenfest, supra.