WILMER INTERIANO-LOPEZ, APPELLANT, V. TYSON FRESH MEATS, INC., SELF-INSURED EMPLOYER, APPELLEE.
No. S-15-722
Nebraska Supreme Court
August 26, 2016
294 Neb. 586
DANIEL R. FRIDRICH, Judge.
Nebraska Supreme Court Online Library www.nebraska.gov/apps-courts-epub/ 08/26/2016 02:10 PM CDT
294 NEBRASKA REPORTS
INTERIANO-LOPEZ v. TYSON FRESH MEATS
Cite as 294 Neb. 586
N.W.2d
Filed August 26, 2016. No. S-15-722.
- Workers’ Compensation: Appeal and Error. Pursuant to
Neb. Rev. Stat. § 48-185 (Cum. Supp. 2014), an appellate court may modify, reverse, or set aside a Workers’ Compensation Court decision only when (1) the compensation court acted without or in excess of its powers; (2) the judgment, order, or award was procured by fraud; (3) there is not sufficient competent evidence in the record to warrant the making of the order, judgment, or award; or (4) the findings of fact by the compensation court do not support the order or award. - _____: _____. Determinations by a trial judge of the Workers’ Compensation Court will not be disturbed on appeal unless they are contrary to law or depend on findings of fact which are clearly wrong in light of the evidence.
- Workers’ Compensation: Statutes: Appeal and Error. The meaning of a statute is a question of law, and an appellate court is obligated in workers’ compensation cases to make its own determinations as to questions of law.
- Statutes: Appeal and Error. Appellate courts give statutory language its plain and ordinary meaning and will not resort to interpretation to ascertain the meaning of statutory words which are plain, direct, and unambiguous.
- Workers’ Compensation: Jurisdiction: Statutes. The Workers’ Compensation Court, as a statutorily created court, has only such authority as has been conferred upon it by statute, and its power cannot extend beyond that expressed in statute.
- Workers’ Compensation: Dismissal and Nonsuit. The right of a plaintiff to dismiss his or her workers’ compensation action under
Neb. Rev. Stat. § 48-177 (Cum. Supp. 2014) is not a matter of judicial grace or discretion. _____: _____. Neb. Rev. Stat. § 48-177 (Cum. Supp. 2014) gives a workers’ compensation plaintiff the explicit right to dismiss the cause without prejudice so long as the plaintiff is represented by counsel and requests dismissal before the final submission of the case to the court.- Workers’ Compensation: Rules of Evidence. The Nebraska Workers’ Compensation Court is not bound by the usual common-law or statutory rules of evidence or by any technical or formal rules of procedure.
- Workers’ Compensation: Legislature: Intent: Employer and Employee. The Nebraska Workers’ Compensation Act was intended by the Legislature to simplify legal proceedings between injured employees and their employers.
- Workers’ Compensation: Legislature: Courts. Changes in the workers’ compensation laws, and in the public policies recognized in those laws, must emanate from the lawmaking powers of the Legislature and not from the courts.
- Pleadings: Dismissal and Nonsuit. An answer which merely alleges defenses to a petition and prays for the inverse of the relief sought by the petition does not survive after the petition is dismissed.
- Statutes. It is not within the province of a court to read a meaning into a statute that is not warranted by the language; neither is it within the province of a court to read anything plain, direct, or unambiguous out of a statute.
- Statutes: Legislature: Intent. In reading a statute, a court must determine and give effect to the purpose and intent of the Legislature as ascertained from the entire language of the statute considered in its plain, ordinary, and popular sense.
- _____: _____. Components of a series or collection of statutes pertaining to a certain subject matter are in pari materia and should be conjunctively considered and construed to determine the intent of the Legislature, so that different provisions are consistent, harmonious, and sensible.
- Jurisdiction. Parties cannot confer subject matter jurisdiction upon a judicial tribunal by either acquiescence or consent, nor may subject matter jurisdiction be created by waiver, estoppel, consent, or conduct of the parties.
Appeal from the Workers’ Compensation Court: DANIEL R. FRIDRICH, Judge. Vacated and remanded with directions.
Laura L. Pattermann, T.J. Pattermann, and Harry A. Hoch III, of Gallner & Pattermann, P.C., for appellant.
HEAVICAN, C.J., WRIGHT, CONNOLLY, MILLER-LERMAN, CASSEL, STACY, and KELCH, JJ.
STACY, J.
NATURE OF CASE
This is an appeal from a decision of the Nebraska Workers’ Compensation Court. Appellant, Wilmer Interiano-Lopez, filed a petition seeking benefits, and appellee, Tyson Fresh Meats, Inc. (Tyson), filed an answer which included a purported counterclaim. Shortly thereafter, Interiano-Lopez moved to dismiss the action. The compensation court dismissed the petition but proceeded to trial on Tyson‘s counterclaim and found Interiano-Lopez had failed to prove a workplace injury. Interiano-Lopez appeals. Because we conclude the compensation court acted without authority and in excess of its powers by proceeding to trial rather than dismissing the cause, we vacate the judgment of the court and remand the cause with directions to dismiss.
FACTUAL BACKGROUND
In 2013, Interiano-Lopez was living in Sioux City, Iowa, and working for Tyson at a meatpacking plant in Dakota City, Nebraska. One of his jobs involved cutting the stomach or “paunch” of cows to allow the contents to fall out as they were processed on the “dump paunch line.”
On October 7, 2013, Interiano-Lopez was working with a trainee. According to Interiano-Lopez, the trainee was hanging meat incorrectly and it was falling off the hooks as it passed down the dump paunch line. Interiano-Lopez had to lift and place the meat back on the hooks to complete his work, and his hands and arms became increasingly fatigued. At one point, a paunch fell from the hook and hit Interiano-Lopez on the right shoulder. He felt a pop in his shoulder and began experiencing severe pain and loss of strength in his arm. Interiano-Lopez
In March 2014, Interiano-Lopez, through counsel, filed a petition in the Nebraska Workers’ Compensation Court seeking a determination of the rights and liabilities of the parties regarding the accident of October 7, 2013. Interiano-Lopez sought to be declared permanently and totally disabled or, in the alternative, to be awarded temporary total disability benefits, ongoing medical benefits, and vocational rehabilitation training.
In April 2014, Tyson filed an answer which included what it characterizes as a counterclaim. Tyson‘s answer denied liability, alleged Interiano-Lopez’ physical problems were caused by a preexisting condition, and alleged Interiano-Lopez had “received some workers’ compensation benefits for which [Tyson] is entitled to a credit.” In its counterclaim, Tyson reiterated allegations set forth in the answer and included a request that “the Court determine [Tyson‘s] liabilities, if any, and rights with respect to the alleged October 7, 2013 accident at issue in this matter.”
Two weeks after Tyson filed its answer, the attorney for Interiano-Lopez filed a motion to dismiss the action without prejudice. The court subsequently entered an order of dismissal which provided “[Interiano-Lopez‘] Petition is dismissed without prejudice.” After the dismissal was entered, Interiano-Lopez filed a claim with the Iowa Workers’ Compensation Commissioner regarding the October 7, 2013, injury. The record indicates both parties considered Iowa‘s workers’ compensation law regarding shoulder injuries to be more favorable to Interiano-Lopez than Nebraska‘s law.
Despite the dismissal, Tyson proceeded with discovery on its counterclaim and, when Interiano-Lopez did not answer the discovery, Tyson filed a motion to compel in the Nebraska Workers’ Compensation Court. Interiano-Lopez opposed the motion to compel, arguing the Nebraska action had been
In July 2014, the Nebraska Workers’ Compensation Court issued notice that “a trial in the above cause” was set for October 29, 2014. The court subsequently continued trial to January 12, 2015, and ordered the parties to exchange witness and exhibit lists and file pretrial statements.
In December 2014, Interiano-Lopez filed a motion seeking to stay the Nebraska proceedings pending resolution of the Iowa proceedings. Interiano-Lopez again argued that his motion to dismiss without prejudice had been granted by the court and also alleged:
The remaining proceedings in this action are for a claim by [Tyson] for repayment of overpaid benefits. This can only be determined once Iowa has determined if the injury was work related and the appropriate benefits to be paid to . . . Interiano-Lopez. The action here is for the same accident and injury pending in Iowa and . . . justice would dictate these proceedings be stayed without prejudice, pending resolution of the Iowa action.
Tyson resisted the motion to stay, alleging:
Tyson is entitled to a determination of [Interiano-Lopez‘] rights and liabilities pursuant to the Nebraska Workers’ Compensation Act [and Interiano-Lopez] should not be allowed to claim prejudice or controversy by subsequently initiating proceedings in the state of Iowa in an attempt to disgorge Tyson of its right to a determination under the Nebraska Workers’ Compensation Act.
The Court granted [Interiano-Lopez‘] motion because the Court believed [Interiano-Lopez] presented sufficient reason to continue the trial scheduled for January 12, 2015. [Interiano-Lopez] seeks to try this matter in Iowa and is concerned that a judgment rendered in Nebraska could be used as a weapon to prevent a decision being rendered in Iowa pursuant to
Iowa Code § 85.72 . It is clear that there is concurrent jurisdiction between both Iowa and Nebraska. Each state could render a decision on the merits of the case but only Iowa has a statute that would prevent a decision being rendered in Iowa if a decision is first rendered in Nebraska. This Court could still render a decision in this case if Iowa were to render a decision first. That being the case, the Court sees no reason it should not at least grant [Interiano-Lopez] an opportunity to try this case first in Iowa. That opportunity will continue not in ad infinitum.
The Nebraska Workers’ Compensation Court then continued the matter and set trial for May 27, 2015.
In March 2015, Interiano-Lopez filed a second motion to continue trial. He asserted his Iowa workers’ compensation claim was scheduled to be tried approximately 2 months after the Nebraska matter. The Nebraska court overruled the motion to continue trial, reasoning that the matter already had been continued twice already and that “[t]he progression of litigation here in Nebraska cannot be unduly dependent upon the progression of the litigation in Iowa.”
Trial was held on May 27, 2015. At the start of trial, Interiano-Lopez renewed his motion to dismiss, arguing that pursuant to
On July 15, 2015, the Nebraska Workers’ Compensation Court entered a written “Order on [Tyson‘s] Counterclaim.” Before addressing the merits, the court made an express finding that “[Tyson‘s] counterclaim survived the dismissal of [Interiano-Lopez‘] petition.” The court reasoned:
[Tyson] has a right to file an action to adjudicate the rights and liabilities of the parties under the Nebraska Workers’ Compensation Act. See
Neb. Rev. Stat. § 48-173 . Importantly,Neb. Rev. Stat. § 25-603 provides that “[i]n any case where a setoff or counterclaim has been presented, the defendant shall have the right of proceeding to the trial of his claim, although the plaintiff may have dismissed the action or failed to appear.” Based upon the clear language of§ 25-603 , [Interiano-Lopez‘] motion to dismiss is hereby overruled.
The court then proceeded to the merits of Tyson‘s counterclaim. It observed, “The central issue in this case is whether [Interiano-Lopez] suffered an accident and resulting injury to his right shoulder in an accident on October 7, 2013 that arose out of and in the course of his employment with [Tyson].” The court noted the “operative pleading” was Tyson‘s counterclaim “and not a petition for benefits filed by [Interiano-Lopez],” but it nevertheless concluded “the burden of proof lies with [Interiano-Lopez].” After summarizing the evidence, the court concluded Interiano-Lopez had failed to meet his burden of proving a work-related accident on October 7, 2013, and concluded Tyson “owe[d] no benefits under the Nebraska Workers’ Compensation Act.” Interiano-Lopez timely appeals.
ASSIGNMENTS OF ERROR
Interiano-Lopez assigns, restated, that the Workers’ Compensation Court erred in (1) failing to dismiss the cause,
STANDARD OF REVIEW
[1] Pursuant to
[2] Determinations by a trial judge of the Workers’ Compensation Court will not be disturbed on appeal unless they are contrary to law or depend on findings of fact which are clearly wrong in light of the evidence.2
ANALYSIS
[3] Interiano-Lopez’ first assignment of error concerns the court‘s ruling on his motion to dismiss without prejudice and requires interpretation of the workers’ compensation statute governing such dismissals.3 The meaning of a statute is a question of law, and an appellate court is obligated in workers’ compensation cases to make its own determinations as to questions of law.4 Appellate courts give statutory language its plain and ordinary meaning and will not resort to interpretation
Section
(1) At the time a petition or motion is filed, one of the judges of the Nebraska Workers’ Compensation Court shall be assigned to hear the cause. . . .
(2) Any such cause may be dismissed without prejudice to a future action (a) by the plaintiff, if represented by legal counsel, before the final submission of the case to the compensation court or (b) by the compensation court upon a stipulation of the parties that a dispute between the parties no longer exists.
The Legislature has amended
In Grady v. Visiting Nurse Assn., 246 Neb. 1013, 524 N.W.2d 559 (1994), we considered language in
In 2005, the Legislature amended
In 2011, the Legislature again amended
Interiano-Lopez argues it was error for the court to dismiss his petition but proceed to trial on Tyson‘s counterclaim. He contends that under
[5,6] Before addressing the contentions of the parties, we emphasize the familiar proposition that the Workers’ Compensation Court, as a statutorily created court, has only such authority as has been conferred upon it by statute, and its power cannot extend beyond that expressed in statute.16 We also note generally that the right of a plaintiff to dismiss his or her workers’ compensation action under
[7] Section
But after granting Interiano-Lopez’ motion to dismiss, the compensation court proceeded to trial on what Tyson characterized as a counterclaim. The compensation court relied on
Tyson presents several arguments in support of its contention that the Workers’ Compensation Court had the statutory authority to proceed to trial on Tyson‘s counterclaim despite Interiano-Lopez’ repeated requests to dismiss the entire cause. First, Tyson argues that counterclaims are permitted in civil cases and should be permitted in workers’ compensation cases as well. Next, Tyson argues that its counterclaim was a permissible pleading because it was made part of its answer. Finally, Tyson argues its counterclaim was permissible because it was the functional equivalent of a petition under
CIVIL PLEADING RULES DO NOT APPLY
[8,9] Tyson devotes a significant portion of its brief on appeal to arguing that counterclaims are statutorily permitted in civil cases and so should be permitted in workers’ compensation cases too. It is true that the Legislature has expressly authorized counterclaims, cross-claims, and third-party claims
[10] Tyson‘s argument to this court that counterclaims should be permitted under the Nebraska Workers’ Compensation Act is a recommendation more appropriately presented to the Legislature. Changes in the workers’ compensation laws, and in the public policies recognized in those laws, must emanate from the lawmaking powers of the Legislature and not from the courts.26 We decline the invitation to judicially expand the basic pleading structure enacted by the Legislature in workers’ compensation cases.
TYSON‘S COUNTERCLAIM WAS NOT ANSWER
Tyson argues the compensation court had authority to proceed to trial on its counterclaim because it was asserted as
[11] Even if we construe Tyson‘s pleading as an answer under
TYSON‘S COUNTERCLAIM WAS NOT FUNCTIONAL EQUIVALENT OF PETITION UNDER § 48-173
Finally, Tyson argues the Workers’ Compensation Court was acting within its authority to proceed to trial on Tyson‘s counterclaim, because the counterclaim was the functional equivalent of a petition under
In light of this, Tyson asks this court to conclude as a matter of statutory construction that an employer‘s right to file a petition under
[12-14] In considering Tyson‘s argument, we are guided by familiar rules of statutory construction. It is not within the province of a court to read a meaning into a statute that is not warranted by the language; neither is it within the province of a court to read anything plain, direct, or unambiguous out of a statute.30 In reading a statute, a court must determine and give effect to the purpose and intent of the Legislature as ascertained from the entire language of the statute considered in its plain, ordinary, and popular sense.31 Components of a series or collection of statutes pertaining to a certain subject matter are in pari materia and should be conjunctively considered and construed to determine the intent of the Legislature, so that different provisions are consistent, harmonious, and sensible.32
Moreover, construing
INTERIANO-LOPEZ DID NOT WAIVE HIS OBJECTION TO COMPENSATION COURT‘S AUTHORITY
For the sake of completeness, we address Tyson‘s argument that Interiano-Lopez waived any objection to the court‘s authority to proceed to trial on Tyson‘s counterclaim by participating in the trial and asking the court to find in his favor. We conclude Interiano-Lopez did not waive his objection to the court‘s authority. Rather, the record clearly shows he consistently challenged the compensation court‘s authority to proceed to trial after dismissing his petition. Moreover, we reject the suggestion that the authority of the Workers’ Compensation Court can be expanded by waiver or agreement.
[15] Even if Interiano-Lopez’ participation in the trial could be viewed as voluntary, his participation cannot confer authority on the Workers’ Compensation Court if it did not otherwise exist. As a statutorily created court, the Workers’ Compensation Court is a tribunal of limited and special jurisdiction and has only such authority as has been conferred on it by statute.35 Parties cannot confer subject matter jurisdiction upon a judicial tribunal by either acquiescence or consent, nor may subject matter jurisdiction be created by waiver, estoppel, consent, or conduct of the parties.36 As such, the voluntary participation of the parties is immaterial to the central question on appeal—whether the Workers’ Compensation Court had the authority to proceed to trial after a represented plaintiff asked to dismiss the action without prejudice.
CONCLUSION
Through a variety of arguments, Tyson urges this court to construe
We conclude the Workers’ Compensation Court acted without authority and in excess of its powers in proceeding to trial after Interiano-Lopez exercised his right to dismiss the cause without prejudice. Accordingly, we vacate the decision of the Workers’ Compensation Court and remand the cause with directions to dismiss the cause without prejudice.37
VACATED AND REMANDED WITH DIRECTIONS.
