IN the INTEREST OF: L.T. and D.T., Minor Children Adjudicated Dependent
No. 1032 WDA 2016 No. 1035 WDA 2016
Superior Court of Pennsylvania.
April 7, 2017
Appeal of: A.Z., Natural Mother
Argued January 10, 2017
Order vacated. Case remanded for further proceedings consistent with this opinion. Jurisdiction relinquished.
Steven E. George, Erie for D.T., appellee.
Alison M. Scarpitti, Erie, for L.T., appellee.
Kevin C. Jennings, Erie, for CYS, participating party.
BEFORE: BOWES, OLSON AND STRASSBURGER,* JJ.
OPINION BY BOWES, J.:
A.Z. (“Mother“) appeals from the respective orders entered on June 6, 2016, wherein the juvenile court changed the permanent placement goals of her two children, L.T. and D.T., from reunification to adoption.1 In addition, Mother appeals the June 16, 2016 order that awarded Erie County Office of Children and Youth Services (“CYS“) authority to make all medical determinations, including end of life decisions, relating to D.T.2 We reverse the permanency review order relating to L.T., dismiss the appeal from the order relating to D.T.‘s end of life decisions, and remand for further proceedings.
L.T. and D.T. were born during October 2014 and September 2015, respectively. D.T. died on July 15, 2016 as a result of non-accidental traumatic brain injuries sustained during February 2016, while in the care of N.T. (“Father“).3 Specifically, then-four-month-old D.T. sustained a skull fracture and hematoma on the right side of his brain. The child presented at UPMC
* Retired Senior Judge assigned to the Superior Court.
CYS obtained protective custody of the siblings and filed petitions alleging that L.T. and D.T. were dependent under
The court-ordered permanency goal was reunification, and the juvenile court granted Mother a pair of two-hour supervised visitations with L.T. per week at Grandmother‘s home. However, Mother, who was recovering from an automobile collision that Father intentionally caused, was prohibited from residing in the home with her daughter. Mother was granted visitation with D.T. “as often as she is able to visit” the medical facility. Dispositional Order, 4/8/16, at 3. Although the Commonwealth had not yet leveled criminal charges against Father, the juvenile court suspended Father‘s visitation with D.T. indefinitely and precluded Father from supervised visitation with L.T. until he demonstrated compliance with the sobriety and parenting components of the court-ordered services. Prior to making any progress toward the visitation prerequisite, Father was arrested in the underlying criminal case and confined to county jail. Given the seriousness of the dependency case, the juvenile court fashioned an abbreviated calendar and scheduled the first permanency review hearing on June 1, 2016, approximately thirty days from the date of the dispositional order.
At the outset of the June 2016 hearing, CYS noted the presence in the court room of an unidentified media outlet and objected to its participation in the closed juvenile proceeding. The respective guardians ad litem for both children, Mother, and Father all joined the agency‘s objection. The juvenile court overruled the collective objections noting that, “given the fact that this case already [garnered] a significant amount of media attention because of [Father‘s] criminal cases[,]” no compelling state interest existed to close the court room. N.T., 6/1/16, at 4. Accordingly, the juvenile court permitted the media to attend the permanency review hearing. Id. at 6.
Next, in addressing the proposed testimony of D.T.‘s nurse regarding the child‘s status, treatment, and prognosis, the trial court noted, sua sponte, that it was contemplating changing both children‘s permanency goals from reunification to adoption. Specifically, the court stated, “The agency is recommending a goal of reunification, but from what I‘m looking at in the
During the hearing, CYS presented the testimony of Patty Bush, the CYS caseworker assigned to the family, and Tina Ferraro, the director of Project First Step, the organization tasked with providing Mother reunification and visitation services. As noted supra, D.T.‘s nurse testified about his current condition, and Mother testified on her own behalf. Distilled to its essence, the combined testimony from the agency‘s two witnesses branded Mother as immature, possessing a mentality of entitlement, and dependent upon others for satisfying routine obligations. For example, expecting to be evicted from subsidized housing on the day of the hearing due to the non-payment of utilities, both witnesses stressed that Mother resided in squalor and lacked any concrete plans to obtain suitable housing. In sum, Mother did not demonstrate the urgency that Ms. Bush and Ms. Ferraro believed the situation demanded.
However, the witnesses both testified that, while Mother‘s current situation remained unacceptable, she had made an effort toward reunification during the brief period that they were involved in the case. Specifically, Ms. Bush stated that Mother started, but had not yet completed, a psychological evaluation and parenting and domestic violence programs. Indeed, CYS‘s petition for a permanency hearing and the summary that Ms. Bush prepared for the juvenile court in anticipation of that hearing recommended that the agency continue providing Mother reunification services. During the hearing, however, she expanded the recommendation to include “looking for an adoptive resource for [L.T.]” Id. at 38.
Similarly, Ms. Ferraro indicated that Mother had not progressed in the one month that she had been in the program. She had various interactions with Mother, including the intake interview and two supervised visitations with L.T. Ms. Ferraro characterized Mother‘s demeanor as agitated and defensive, and she noted her primary concern that Mother appeared to lack motivation. Nonetheless, Ms. Ferraro did not recommend terminating services at that juncture. To the contrary, she stated, “I will work with her as long as she‘s willing to work on herself.” Id. at 72.
At the close of evidence, the juvenile court invited brief argument about the children‘s permanency goals. It stated, “I‘m certainly not leaving the goal of reunification.” Id. at 101. Mother and Father persisted in arguing that reunification was an appropriate goal in light of the fact that the family had only been in service for two and one-half months. Similarly, L.T.‘s guardian ad litem recommended concurrent goals of reunification and adoption because the dependency proceeding was in an early stage. Id. at 105 (“Having said that, we are only two and a half months in[.]“). D.T.‘s guardian ad litem advocated changing the goals to adoption. Id. at 105. Likewise, while CYS‘s pre-hearing filings recommended continuing the goals of reunification, following the hearing, the agency argued to change the goals to adoption. Thereafter, the trial court announced its intention to change the children‘s permanency goals to adoption. Two days later, the juvenile court entered a permanency review order memorializing the goal change and directing CYS to cease its services to Mother, including visitations, and to pursue the termination of parental rights. Mother filed a timely appeal and a concomitant statement of errors complained of on appeal pursuant to
At the close of the hearing, the juvenile court entered an order confirming that the prior award of legal custody in favor of CYS included the responsibility over “all medical decisions, ... including end-of-life decisions, in the best interest of the dependent child, [D.T.].” Trial Court Order, 6/16/16, (unnumbered at 2). The juvenile court reasserted that Mother was not only prohibited from contacting D.T. directly, but that she also was precluded from contacting Children‘s Hospital for updates on his condition. Eventually, the juvenile court relented and permitted Mother one final visitation with her son prior to his death. Trial Court Order, 7/14/16. Mother filed a timely appeal from the June 16, 2016 order, which we consolidated with her earlier appeal from the order changing the children‘s permanency goals to adoption.
Mother presents five issues for our review:..
A. Whether the juvenile court committed an abuse of discretion and/or error of law when it permitted, over unanimous objection, the presence of the media at the permanency review hearing held on June 1, 2016.
B. Whether the juvenile court committed an abuse of discretion and/or error of law when the agency petitioned for a change of goal and the juvenile court considered the change of goal without providing adequate notice to the parties that a change of goal was to be contemplated at the permanency review hearing held on June 1, 2016.
C. Whether the juvenile court committed an abuse of discretion and/or error of law when it determined the current permanency goal of reunification was no longer feasible and dispensed with the goal of reunification after only one (1) month and twenty-seven (27) days when the record failed to support a conclusion that it was in the best interest of the minor child to change the goal.
D. Whether the juvenile court committed an abuse of discretion and/or error of law when it determined that visitation should cease between the appellant and the minor children following the change of goal to adoption when the record failed to support a conclusion that it was in the best interests of the minor chil-
dren to no longer have visitation with their mother.
E. Whether the juvenile court committed an abuse of discretion and/or error of law when it denied the appellant the opportunity to participate in the medical decision making for the minor children. In the alternative, whether the juvenile court was manifestly unreasonable when it denied the appellant the opportunity to participate in the medical decision making for the minor children. In the alternative, whether the juvenile court deprived the appellant of her rights under the United States and Pennsylvania constitutions when it denied her the right to participate in the care and control of her minor children in violation of due process of law.
Mother‘s brief at 3.
At the outset, we address whether the trial court erred in permitting the media to attend the June 1, 2016 permanency review hearing. We review the juvenile court‘s decision for an abuse of discretion. In re M.B., 819 A.2d 59, 61 (Pa.Super. 2003) (“When an appeal challenges a trial court‘s decision to grant or deny access to judicial proceedings, we will reverse only if we find that the trial court abused its discretion.“).
Pursuant to
In In re M.B., supra, this Court addressed whether the press could access a dependency proceeding. Citing the Juvenile Act approvingly, we found that
We explained the applicable resolution of the contrasting dynamics between the
In this case, where the constitutional presumption of openness applies and where the trial court has exercised its discretion to close the proceedings, we employ a constitutional analysis [to determine whether the court‘s decision was an abuse of discretion]. Once an interested party, such as the press, seeks access to such proceedings, the party seeking to keep the proceedings closed may rebut the presumption of openness by demonstrating that: (1) the denial of public access serves an important governmental interest, and (2) no less restrictive means to serve that interest exists. To satisfy these requirements, the party seeking closure must demonstrate that the material is the kind of information that the courts will protect and that there is good cause for the order to issue. A party establishes good cause by showing that opening the proceedings will work a clearly defined and serious injury to the party seeking closure. We have emphasized that only a compelling government interest justifies closure and then only by a means narrowly tailored to serve that interest. Ultimately, the decision whether to grant or deny public access is within the sound discretion of the trial court.
Id. at 63-64 (internal citations and quotations omitted). In sum, we concluded that the protection of minors from psychological and emotional harm and the trauma and embarrassment associated with testifying in public were compelling interests that militated in favor of privacy concerns. Id. at 64, 65. We also reasoned that, unlike delinquency proceedings, dependent children have not brought attention upon themselves and therefore “the public‘s interest is less keen than it is in delinquency proceedings.” Id. at 65 n.5. In addition, this Court observed the informal and non-adversarial nature of dependency hearings and highlighted the chilling effect that publicity associated with open proceedings would have upon the testimony of caseworkers and service providers. Id. at 64.
In addressing this issue in its
The juvenile court‘s rationale demonstrates its misapprehension of the relevant concerns regarding the children‘s interests that we stressed in In re M.B., supra. First, despite the juvenile court‘s suggestion to the contrary, Mother was not required to assert that she would suffer harm as a result of opening the proceedings. As we explained supra, the focus of the constitutional analysis is the effect of the media‘s intrusion upon the children. Therefore, any reference to Mother‘s privacy rights is misplaced. Second, regardless of the dependency adjudication, Mother‘s parental rights remained intact. Thus, she retained a fundamental interest in the care, custody, and control of L.T. and D.T., including the preservation of privacy concerns and the prevention of psychological and emotional harm flowing from the invasion of their privacy rights. Hence, we reject the juvenile court‘s conclusion that Mother lacked standing to object to the media‘s presence at the dependency hearing.
Preliminarily, we note that this case is procedurally defective. Typically, in situations involving hearings that are closed to the public by statute, the party seeking access to the closed proceedings files a petition to open the hearing, and upon notice of the petition, the party seeking to keep the record closed is tasked with rebutting the presumption of openness under the two-pronged test we discussed supra. See e.g., In re M.B., supra; In re J.B., 39 A.3d 421 (Pa.Super 2012). This procedure did not occur in the case at bar.
Presently, the still unidentified media outlet neglected to file a petition announcing its request to open the closed proceeding. It just appeared at the scheduled permanency review hearing. Then, without prior notice to the parties, the juvenile court acknowledged the media‘s presence and asked the parties if they wanted to address that issue. Thereafter, the parties uniformly objected to the media‘s participation, and the court questioned, “How do we know really know that the media is going to invade the privacy of the children... [?]” N.T., 6/1/16, at 5. Then, after rebuffing an attempt by the guardian ad litem for L.T. to explain the legislatures’ interest in enacting the confidentiality component of
The procedural defects in this case are manifest. By failing to require the media to provide a written petition to open the dependency hearing, or even issue notice of its request, the juvenile court denied the parties to the dependency proceeding an opportunity to prepare a measured response that addressed the relevant aspects of the constitutional analysis. The juvenile court‘s abridged, impromptu discussion regarding the merits of opening the dependency hearing to the media was insufficient in light of the nuanced evaluation of the countervailing interests that we outlined in In re M.B., and ultimately proved to be a disservice to the children‘s privacy interest.
Moreover, we reject the juvenile court‘s argument that publicizing the dependency proceedings was harmless due to potential dissemination of information during Father‘s corresponding criminal matter. At its core, the trial court‘s reasoning is premised upon the notion that the related criminal case had revealed all of the facts
Father‘s criminal case, which the juvenile court cited as the main reason for permitting the media‘s participation in the dependency proceedings, would not reveal these confidential aspects of L.T.‘s and D.T.‘s lives because they are irrelevant to the criminal matter. As Mother accurately notes, this Court rejected the juvenile court‘s precise rationale regarding the superseding effect of concomitant open criminal proceedings on a dependent child‘s privacy rights, and it characterized the assertion as “spurious.” In re M.B., supra at 64. We explained, “While it is true that the children‘s names and certain details about their family life have been publicized, we believe ... that the fact that they have received some publicity enhances their need for privacy now.” Id. In addition we endorsed the trial court‘s observation, “the more information that is revealed, the more stress the children experience, the more they are stigmatized, embarrassed, and subject to whispers and speculation.” Id. at 65 (citation omitted).
Stated plainly, the existence of a related criminal matter is not the dispositive consideration. As noted, few of the highly personal facts that are essential to the permanency review determination in this case would be subject to disclosure during Father‘s criminal proceedings. Furthermore, the harm stemming from the continued dissemination of this delicate information in open dependency proceedings overrides the public‘s interest in disclosure. We stressed this latter concept in outlining the parameters of the two-prong constitutional analysis in In re M.B., supra at 64 quoting In re T.R., 52 Ohio St.3d 6, 556 N.E.2d 439, 451 (1990), “Intense publicity surrounding the events which have brought a child into the juvenile court may psychologically harm the child, making it more difficult, if not impossible, for the child to recover from those events.” In addition to highlighting the chilling effect that open dependency hearings would have upon a witness‘s willingness to speak candidly about the child‘s best interest, this Court noted that publicity “is inconsistent with the nonadversarial nature of juvenile proceedings.” Id. at 64 (quoting San Bernardino County Dep‘t. of Pub. Social Servs. v. Superior Ct., 232 Cal.App.3d 188, 283 Cal.Rptr. 332 (1991) (“Private hearings were not intended to simply avoid publicity and its resulting stigma, but were also part and parcel of the informal and nonadversarial nature of juvenile court hearings.“)); see also T.R., 556 N.E.2d at 448-49 (juvenile courts differ from courts of general jurisdiction in that “[h]earings are informal, and based on an inquisitorial model rather than an adversarial one“).
Next, we address Mother‘s contention that the trial court erred in changing the children‘s permanent placement goals from reunification to adoption. The appropriate standard of review of a juvenile court‘s permanency determination is as follows:
In cases involving a court‘s order changing the [court-ordered] goal ... to adoption, our standard of review is abuse of discretion. To hold that the trial court abused its discretion, we must determine its judgment was manifestly unreasonable, that the court disregarded the law, or that its action was a result of partiality, prejudice, bias or ill will. While this6 Court is bound by the facts determined in the trial court, we are not tied to the court‘s inferences, deductions and conclusions; we have a responsibility to ensure that the record represents a comprehensive inquiry and that the hearing judge has applied the appropriate legal principles to that record. Therefore, our scope of review is broad.
In re S.B., 208 Pa.Super. 21, 943 A.2d 973, 977 (2008) (citations omitted); see also In re R.J.T., 608 Pa. 9, 9 A.3d 1179, 1190 (2010).
In In re A.K., 936 A.2d 528, 534 (Pa.Super. 2007), this Court stressed that the focus of dependency proceedings is upon the best interest of the children and that those considerations supersede all other concerns, “including the conduct and the rights of the parent.” Again, in Interest of D.P., 972 A.2d 1221, 1227 (Pa.Super. 2009), we explained, “In a change of goal proceeding, the best interests of the child, and not the interests of the parent, must guide the trial court, and the parent‘s rights are secondary.” Id. Likewise, this Court has held, “a child‘s life simply cannot be put on hold in the hope that the parent will summon the ability to handle the responsibilities of parenting.” In re N.C., 909 A.2d 818, 824 (Pa.Super. 2006) (quoting In re Adoption of M.E.P., 825 A.2d 1266, 1276 (Pa.Super. 2003)).
With those principles in mind, we outline the relevant considerations set forth in the Juvenile Act regarding permanency planning:
Pursuant to
In re A.B., 19 A.3d 1084, 1088-89 (Pa.Super. 2011). Additionally, courts must consider whether reasonable efforts were made to finalize the permanency plan in effect. See
Mother‘s first challenge to the goal change order asserts trial court error in failing to provide formal notice that the court was considering changing the permanency goals to adoption. Relying upon select segments of the Pennsylvania Dependency Benchbook (“Dependency Benchbook“)7, she argues that the juvenile court should have first waited for CYS to file a petition for goal change and then provide notice to the parties that the petition would be addressed at the ensuing permanency review hearing. Mother relies primarily upon the following passage:
(1) If and when the child will be returned to the child‘s parent, guardian or custodian in cases where the return of the child is best suited to the safety, protection and physical, mental and moral welfare of the child.
(2) If and when the child will be placed for adoption, and the county agency will file for termination of parental rights in cases where return to the child‘s parent, guardian or custodian is not best suited to the safety, protection and physical, mental and moral welfare of the child.
....
(g) Court order.—On the basis of the determination made under subsection (f.1), the court shall order the continuation, modification or termination of placement or other disposition which is best suited to the safety, protection and physical, mental and moral welfare of the child.
(2) The appropriateness, feasibility and extent of compliance with the permanency plan developed for the child.
(3) The extent of progress made toward alleviating the circumstances which necessitated the original placement.
(4) The appropriateness and feasibility of the current placement goal for the child.
(5) The likely date by which the placement goal for the child might be achieved.
(5.1) Whether reasonable efforts were made to finalize the permanency plan in effect.
(6) Whether the child is safe.
....
(9) If the child has been in placement for at least 15 of the last 22 months or the court has determined that aggravated circumstances exist and that reasonable efforts to prevent or eliminate the need to remove the child from the child‘s parent, guardian or custodian or to preserve and reunify the family need not be made or continue to be made, whether the county agency has filed or sought to join a petition to terminate parental rights and to identify, recruit, process and approve a qualified family to adopt the child[.]
....
(f.1) Additional determination.—Based upon the determinations made under subsection (f) and all relevant evidence presented at the hearing, the court shall determine one of the following:
“Best Practice—Goal Change Initiation”
While not required by Pennsylvania statute or rule of court, the request to change a goal can come in many forms. The official change in goal by the court is most commonly initiated by the agency. This is typically done by the agency petitioning the court for a permanency hearing with notice they are requesting a goal change.
Additionally, nothing precludes the court from initiating a change of goal. In some counties the judge informs all the parties at the Permanency Hearing that a hearing to change the goal will occur at the next scheduled Permanency Hearing. It is particularly beneficial to provide all parties with the date of the upcoming goal change hearing to prevent any issues of parties not receiving appropriate notice.
See Pennsylvania Dependency Benchbook 2nd at § 13-3, Office of Children and Families in the Courts (2014).
Mother asserts that, since neither of the foregoing scenarios outlined in the “Best Practices” notation occurred herein, the juvenile court failed to provide adequate notice that a goal change was contemplated and that it was error to change the children‘s goals with deficient notice. We disagree.
It is irrelevant that the juvenile court‘s decision to change the permanency goals did not follow a typical procedural course. As the notation that Mother seeks to invoke states explicitly, there is no statutory requirement that a juvenile court must provide express notice that it is contemplating a goal change. Indeed, while Mother is correct in noting that the Dependency Benchbook refers to goal change hearings, the Juvenile Act does not discuss goal change hearings or mention the phrase “goal change” at all. In In re R.J.T., supra at 1183 n.6, our Supreme Court highlighted that the phrase “goal change,” is used as a term of art that is synonymous with the juvenile court‘s mandated determination regarding “the continuation, modification or termination of placement” that a juvenile court must render pursuant to
Moreover, while Mother concedes that the Juvenile Act authorizes juvenile courts to alter permanency goals sua sponte, she focuses on the Dependency Benchbook‘s notation that, having initiated the issue, some judges elect to schedule a goal change hearing during the next scheduled permanency review hearing. She reasons that, since the juvenile court did not provide advance notice that it was going to contemplate the goal change at the June 2016 hearing, the court erred in addressing that issue. Mother is mistaken. While it is clear from the foregoing notation that the authors of the Dependency Benchbook recommend that trial courts issue prior notice of a goal change, the statute forewarns the parties that the issue will be addressed as a matter of course during every permanency review hearing.
Regardless of the Dependency Benchbook‘s observation concerning the scheduling preferences of “some” judges, the Juvenile Act remains the dispositive authority in dependency cases. As we discussed, supra,
Having found no error regarding notice, we address the merits of Mother‘s assertion that the trial court erred in changing L.T.‘s permanency goal from reunification to adoption after only approximately two months of services. She contends that the decision to change L.T.‘s permanency goals ran contrary to the Juvenile Act‘s foremost purpose “to preserve the unity of the family whenever possible[.]”
Similarly, invoking the Dependency Benchbook‘s discussion concerning early stages of dependency, Mother asserts that the juvenile court should have utilized the June 2016 permanency review hearing to consider her initial progress and to make minor adjustments to the permanency plan. In addition, highlighting the May 19, 2016 court summary that Ms. Bush prepared and CYS submitted in anticipation of the permanency hearing, Mother observed that she was compliant with the plan and had initiated the recommended services. Furthermore, the agency recommended the continuation of her reunification efforts. Hence, she concludes the juvenile court‘s decision to change L.T.‘s permanency goal to adoption after only two months was hasty. For the reasons that follow, we reverse the juvenile court order changing the goal from reunification to adoption.
In addressing these issues, the juvenile court first correctly highlighted that Mother‘s reliance upon the fifteen-to-twenty-two-month period is misplaced in that the Juvenile Act does not prohibit it from altering a child‘s permanency goal at any time that the court determines that reunification is no longer viable and that another more appropriate goal exists. Next, the court attempted to bolster its position by citing to In re D.P., supra and In re M.S., 980 A.2d 612 (Pa.Super. 2009), two cases where this Court affirmed juvenile court goal change orders at the dispositional phase.
First, we agree with the trial court‘s characterization of the Juvenile Act‘s timing requirements. It is beyond cavil that the fifteen-to-twenty-month period outlined in
Nevertheless, the juvenile court‘s reliance upon In re D.P. and In re M.S. is plainly misplaced. In re D.P. involved an extensive procedural history spanning ten years between the agency‘s initial involve-
Our holding in In re M.S., supra, may appear to support the juvenile court‘s position insofar as we affirmed a juvenile court‘s order establishing adoption as the initial permanency goal. However, upon closer inspection, the perceived support is ephemeral. Like the facts underlying our review of In re D.P., supra, the pertinent aspects of In re M.S., supra, included “a longstanding relationship... going back approximately 12 years” as well as the trial court‘s implicit finding that Mother‘s failure to protect the child from repeated sexual assaults “by at least one but in all likelihood more than one of her brothers” constituted aggravated circumstances that warranted setting adoption as the initial permanency goal for the 12-year-old child. Id. at 613, 614-615.
More importantly, unlike the case at bar, our review of the certified record in In re M.S. supported the juvenile court‘s finding. We explained that the mother‘s “apathy and indolence in taking corrective measures [were] the root problems of [that] case, [and that her inaction] smack[ed] squarely in the face of achieving M.S.‘s best interests.” Id. at 618. Indeed, our citation to the In re D.P. Court‘s reasoning in In re M.S. provides a conspicuous illustration of why the juvenile court‘s reliance upon those cases is misplaced herein. In affirming the court‘s purportedly abrupt invocation of adoption in In re M.S., this Court recounted approvingly, “It is not reasonable to suggest that after many fruitless years of providing services to Mother that the Agency should be expected to continue providing the same services over and over again.” Id. quoting In re D.P., supra at 1231. Instantly, however, as we explain, infra, the facts do not demonstrate the futility of CYS‘s reunification efforts, and more importantly, it does not reveal a prolonged exhaustion of reunification resources. To the contrary, CYS provided Mother services for no more than three months. Thus, neither of these cases supports the legal principle for which they were cited, i.e., that this Court routinely affirms goal change order following truncated reunification efforts.
As indicated in the preceding discussion, our review of the record sustains neither the juvenile court‘s finding that “[r]eunification is not a viable option in this case” nor its determination that “the safety and wellbeing of L.T. is seriously threatened by Appellant‘s inability to take responsibility for herself, her failure to address problems with domestic violence, her homelessness and deplorable home conditions when she did have housing.” Trial Court Opinion, 8/10/16, at 21.
In rendering its decision, the trial court focused primarily on the brutality of D.T.‘s severe physical injuries, Mother‘s belief that Father was not capable of inflicting the savage beating upon their infant son, and the immaturity and perceived lack of urgency that twenty-one-year-old Mother revealed during the hearing. The trial court discounted Mother‘s compliance with the agency‘s plan and the progress that she achieved during the short-lived period that she received reunification services. More importantly, the juvenile court disregarded the undisputed evidence that L.T. thrived during the brief period that she
The record bears out Mother‘s compliance in light of the circumstances that she faced in this case. Recall that Mother was required to: 1) participate in a psychological evaluation to determine any mental health deficiencies and follow treatment recommendations; 2) complete an approved parenting program; 3) attend medical appointments; 4) attend visitations regularly and demonstrate appropriate parenting; 5) complete a domestic violence program; 6) maintain safe and stable housing; and 7) execute necessary releases.
Unfortunately for Mother, she struggled to maintain safe and stable housing. The record confirms that Mother has lived in squalor for the duration of the agency‘s involvement with the family and that she anticipated being evicted from her subsidized residence on the date of the permanency review hearing. On the verge of homelessness, Mother still rebuffed Ms. Ferraro‘s attempts to register her into a temporary shelter, apparently because she did not want to be confined to the city of Erie without access to transportation. Mother informed both caseworkers that she intended to reside with a neighbor temporarily until she and her new boyfriend could obtain a residence together. Along with the severity of D.T.‘s injuries and its interpretation of Mother‘s poor attitude, Mother‘s housing predicament was among the juvenile court‘s primary motivations for the goal change.
While the certified record plainly supports the juvenile court‘s finding that Mother failed to satisfy the housing requirement, the court‘s rationale discounted Mother‘s physical limitations due to injuries stemming from a recent automobile collision. Ms. Bush testified during the hearing that Mother suffered extensive injuries, some of which required surgery, to her collar bone, ribs, and shoulder from the car accident. Id. at 44. The injuries limited the use of one arm and affected her ability to clean her home without assistance. Id. In fact, Ms. Bush testified that Mother had complained that she could barely care for herself with the use of only one arm. Id. Rather than appreciate the reality of Mother‘s physical impairment, the juvenile court twice chastised Mother for blaming Grandmother‘s inability to help her with housekeeping for the condition of the home. Trial Court Opinion, 8/10/16, at 8. Likewise, while Mother‘s makeshift housing arrangement was inadequate and her plan for stable housing was still uncertain, those deficiencies did not demonstrate Mother‘s long-term inability to reunite with L.T. Thus, although the record supports this aspect of the juvenile court‘s finding, under the circumstances of this case, we do not believe that Mother‘s housing predicament is a basis to change the dependency goal from reunification to adoption.
With regard to the remaining objectives, Mother made moderate progress during the two months that she received services. She executed the necessary releases and regularly attended supervised visitations with L.T. N.T., 6/1/16, at 40. Mother demonstrated appropriate parenting behavior, and even though L.T. recognized Grandmother as the primary caretaker, Mother‘s bond with her daughter was evident. Id. at 41, 53-54, 65. Hence, those aspects of the plan were satisfied.
In addition to satisfying the visitation and clerical components of the goals that we documented above, Mother completed the initial portion of her psychological evaluation on May 10, 2016. However, as Ms. Bush explained during the evidentiary
Likewise, Mother was compliant with the domestic violence component. Ms. Bush indicated that Mother enrolled in a twenty-four week domestic violence program and attended the first three classes. Id. at 35; CYS Case Summary, 5/19/16, at 8. Further, Ms. Bush testified that Mother advised her that she recognized that her relationship with Father was toxic and that she terminated it. N.T., 6/1/16, at 32.
Mother also satisfied her obligation to enroll in a parenting education program. She began Project First Step on May 5, 2016. While Mother‘s personality initially clashed with the assigned caseworker, Ms. Ferraro, who found mother defensive, agitated and resistant to independence, she had completed approximately one month in the program prior to the hearing. Significantly, although Ms. Ferraro stressed Mother‘s deficiencies, she did not recommend terminating services and stated that she was committed to work with Mother as long as she stayed committed to the program. Id. at 72.
In sum, notwithstanding Mother‘s well-documented parenting deficiencies, she complied with services during the brief reunification period and her bond with L.T. was further evidence that continued reunification efforts were in the child‘s best interest. As the guardian ad litem for L.T. opined in her brief in support of Mother‘s position,
As Guardian Ad Litem for the minor child, I am not clearly convinced that reunification is not a viable option in this case. Mother had made some progress in the two months between the Dispositional Hearing and the Permanency Hearing, and it is worth noting that during those two months, she herself was injured and she was struggling to cope with a traumatically injured child.
Given the circumstances, I cannot, as Guardian Ad Litem state that changing the goal to adoption is in the child‘s best interests. That is a determination that will come with time; adequate time to determine whether Mother is genuinely motivated and capable. Two months is simply not enough time to make that determination.
L.T.‘s Brief at 13-14.
We agree with the foregoing insofar as the juvenile court‘s decision to change L.T.‘s permanency goal from reunification to adoption after only two months under the facts of this case is tantamount to abuse of discretion. While the juvenile court branded Mother as an immature 21-year old who has yet to exhibit self-reliance or independence, the certified record is more revealing. Mother is no longer romantically involved with Father, and through her domestic violence program, she recognized that the children did not deserve to be victimized by Father‘s aggression. Likewise, the certified record confirms that Mother maintained a loving relationship with both children and exhibited appropriate parenting skills during the supervised visitations with D.T. and L.T.
Despite lacking a driver‘s license she secured transportation from Erie County to Pittsburgh to sit with D.T. regularly while he was in Children‘s Hospital. Even after Father demolished the family vehicle, Mother persisted, cobbled together resources, and with the assistance of CYS, family, and friends, she continued to make the two-hour trek to Pittsburgh to visit her
Next, Mother assails the juvenile court‘s decision to terminate her supervised visitations with L.T. She argues that the record does not sustain the trial court‘s finding that the abrupt cessation of visitation was in her daughter‘s best interest. Mother asserts that the trial court‘s rationale in support of its decision ignored the relevant best-interest factors that it was required to consider pursuant to our discussion in In the Interest of M.B., 449 Pa.Super. 507, 674 A.2d 702 (1996).9
Our standard of reviewing a juvenile court‘s visitation order depends on the child‘s goal. When reunification is contemplated, a juvenile court cannot deny or reduce visitation absent a “grave threat” to the dependent child. Id. at 705 (“As a usual rule, parental visitation is not denied except where a grave threat to the child can be shown“). This standard “underscores the importance of each parent‘s maintaining a meaningful and sustaining relationship with the child.” Id. In contrast, when the goal is an alternative to reunification, the juvenile court may limit or deny visitation as long as the reduction satisfies the best interest of the child. This alternative standard recognizes that when reunification is unlikely, the parent-child relationship is no longer paramount. Id. We have indicated that “The ‘best interests’ standard, in this context, is less protective of parents’ visitation rights than the ‘grave threat’ standard.” In re L.V., 127 A.3d 831 (Pa.Super. 2015) (quoting In re C.J., 729 A.2d 89, 95 (Pa.Super. 1999)).
We explained this dichotomy as follows:
When the child is in foster care, the grave threat standard supports the goal of family reunification as provided in the Juvenile Act. Allowing visitation except in extreme circumstances encourages continued parental interest and contact in order to prepare the child and family for eventual reunification.
However, when the court finds that reunification is no longer the goal, the grave threat standard is not a proper guide, and must be replaced by a standard that recognizes that the natural family is not likely to be a viable entity.
Id. at 705-706 (citation omitted).
In light of our finding that the juvenile court erred in altering the permanency goal from reunification to adoption, we do not confront the merits of Mother‘s assertion that the court was required to address the best-interest factors outlined in In the Interest of M.B. Instead, we remand the
Mother‘s final issue challenges the juvenile court‘s June 16, 2016 order confirming CYS‘s authority, as the legal and physical custodian pursuant to
The guardian ad litem for D.T. attempts to counter Mother‘s elusive constitutional challenges; however, CYS and the trial court both contend that the issue regarding the agency‘s authority to make end-of-life medical decisions for D.T. is moot because the infant is deceased. The guardian ad litem for L.T. declined to address the issue, presumably because she understood that the order did not apply to L.T.
Upon review, we find the appeal docketed at 1035 WDA 2016 is moot. In In re J.A., 107 A.3d 799 (Pa.Super. 2015) we recently reiterated the relevant legal framework as follows:
As a general rule, an actual case or controversy must exist at all stages of the judicial process, or a case will be dismissed as moot. An issue can become moot during the pendency of an appeal due to an intervening change in the facts of the case or due to an intervening change in the applicable law. In that case, an opinion of this Court is rendered advisory in nature. An issue before a court is moot if in ruling upon the issue the court cannot enter an order that has any legal force or effect.
Id. at 811 quoting In re D.A., 801 A.2d 614, 616 (Pa.Super. 2002) (en banc).
Presently, the appeal is moot because the only child that was subject to the order is now deceased. Thus, any decision rendered in this appeal would be entirely advisory. Mother and the guardian ad litem for D.T. recognize that the appeal is technically moot, but relying upon our discussion in In re J.A., supra, they both assert that the appeal is excepted from the mootness doctrine because it raises an issue that is prone to repetition yet likely to evade review. We disagree.
In In re J.A., we confronted a pair of technically moot appeals and found that they were excepted from the mootness doctrine. The first appeal was from a juvenile court order that appointed KidsVoice as the medical guardian of a dependent child. However, after the child‘s mother filed her notice of appeal, the juvenile court entered a subsequent order terminating the appointment. Hence, as we pointed out in In re J.A., supra at 811, “[t]he juvenile court‘s [latter] order ... effectively granted the relief requested [in Mother‘s appeal.]” Thus, it was moot.
Nevertheless, reasoning that the juvenile court could reverse its course and reappoint KidsVoice as the child‘s medical guardian, we found the issue capable of repetition. Id. at 812. Similarly, noting the fluidity of the child‘s best interest throughout the juvenile court proceedings, we determined that the issue of whether the appointment of a medical guardian was in the best interest of the child at any given time was apt to evade review. Id.
We employed a similar analysis to the second appeal, which pertained to an order entered before the court reversed itself. During an evidentiary hearing, the juvenile court precluded mother from presenting testimony in support of her desire to regaining medical decision-making rights from KidsVoice. Invoking
As noted, both Mother and the guardian ad litem for D.T. seek to apply this rationale in order to circumvent the mootness doctrine. The crux of our reasoning in In re J.A., was that best-interest determinations are dependent upon up-to-date facts that are fluid over the course of the dependency proceedings and are therefore necessarily apt to evade review. See id. at 812 (“the question of what is in a child‘s best interest is a fluid concept, potentially changing throughout the life of a dependency case“). This reasoning is misplaced herein.
Unlike the fact-based determinations regarding a child‘s best interest that we found to be apt to evade review in In re J.A., the issue in the case at bar involves the functional determination of the juvenile court‘s statutory authority to empower CYS to make end-of-life decisions under
Additionally, we observe that the issue also is not likely to evade review under a typical mootness analysis. Instantly, Mother neglected to file in the juvenile court either a petition to stay the court‘s June 16, 2016 order pending her appeal or an injunction prohibiting CYS from making a final end-of-life determination for the child. Pointedly, subject to limited circumstances that are not applicable herein, “[a]n order that grants or denies, ... an injunction” may be appealed as of right. See
Similarly, even after filing her notice of appeal, Mother could have, but did not, petition this Court for a writ of supersedeas. Mother even declined to seek any form of stay upon receiving notice of CYS‘s ultimate decision to remove D.T. from the ventilator. If granted, these entreaties would have enabled appellate review of the issue while an actual case or controversy still existed. Thus, contrary to the arguments leveled by Mother and the guardian ad litem for D.T., this issue is not prone to repetition yet likely to evade review. Indeed, Mother‘s inaction, rather than some latent difficulty with the appellate process, is the principal reason that the July 16, 2016 order is now moot.
For all of the foregoing reasons, we reverse the juvenile court order appealed at 1032 WDA 2016 that changes L.T.‘s placement goals from reunification to
Judge Olson joins the opinion.
Judge Strassburger files a concurring and dissenting opinion.
CONCURRING AND DISSENTING OPINION BY STRASSBURGER, J.:
As set forth in the Majority opinion, Mother raises five issues:
A. Whether the juvenile court committed an abuse of discretion and/or error of law when it permitted, over unanimous objection, the presence of the media at the permanency review hearing held on June 1, 2016.
B. Whether the juvenile court committed an abuse of discretion and/or error of law when the agency petitioned for a change of goal and the juvenile court considered the change of goal without providing adequate notice to the parties that a change of goal was to be contemplated at the permanency review hearing held on June 1, 2016.
C. Whether the juvenile court committed an abuse of discretion and/or error of law when it determined the current permanency goal of reunification was no longer feasible and dispensed with the goal of reunification after only one (1) month and twenty-seven (27) days when the record failed to support a conclusion that it was in the best interest of the minor child to change the goal.
D. Whether the juvenile court committed an abuse of discretion and/or error of law when it determined that visitation should cease between the appellant and the minor children following the change of goal to adoption when the record failed to support a conclusion that it was in the best interests of the minor children to no longer have visitation with their mother.
E. Whether the juvenile court committed an abuse of discretion and/or error of law when it denied the appellant the opportunity to participate in the medical decision making for the minor children. In the alternative, whether the juvenile court was manifestly unreasonable when it denied the appellant the opportunity to participate in the medical decision making for the minor children. In the alternative, whether the juvenile court deprived the appellant of her rights under the United States and Pennsylvania constitutions when it denied her the right to participate in the care and control of her minor children in violation of due process of law.
Majority Opinion at 1271 (quoting Mother‘s Brief at 3).
Issues B and C are interrelated. In Issue B, Mother argues that the trial court erred in addressing the change of goal without proper notice to Mother. The Majority concludes that Mother should have been ready for such an issue to arise because the Juvenile Act,
In the first place, such a determination is not a goal change. Nor, at least in Allegheny County, has it been the practice to consider a goal change without advance notice from CYF. Finally, such a procedure is thoroughly ill-advised. To require overworked and underpaid caseworkers, GALs, parents, and the multitude of attorneys representing all the parties to a dependency proceeding to prepare for a
I agree with the Majority that the trial judge, having reached the issue of goal change, erred in his determination.
Issue C is what I consider the essence of this case. That is, recognizing the importance of achieving permanency as quickly as possible, the change of goal to adoption in this case was simply too fast. The Majority quotes with approval a portion of the brief filed by L.T.‘s GAL:
As Guardian Ad Litem for the minor child, I am not clearly convinced that reunification is not a viable option in this case. Mother had made some progress in the two months between the Dispositional Hearing and the Permanency Hearing, and it is worth noting that during those two months, she herself was injured and she was struggling to cope with a traumatically injured child.
Given the circumstances, I cannot, as Guardian Ad Litem state that changing the goal to adoption is in the child‘s best interests. That is a determination that will come with time; adequate time to determine whether Mother is genuinely motivated and capable. Two months is simply not enough time to make that determination.
Majority Opinion at 1282 (quoting L.T.‘s Brief at 13-14). Like the Majority, I fully agree with that.
I also agree with the Majority regarding Issue D. The termination of Mother‘s visitation with L.T. under a best interest standard was a consequence of the trial court‘s erroneous determination that the goal should be changed to adoption. Since this Court has reversed that determination, we must concomitantly remand for reconsideration of the visitation under a “grave threat” standard.
I turn now to Issues A and E, both of which involve the mootness doctrine. In Issue E, the Majority holds that the issue of whether the trial court erred when it deprived Mother of input into the end-of-life decision regarding D.T. is moot. Since D.T. has died, I agree that this issue is moot. While the issue is capable of repetition, it will not evade review.
Finally, I turn to Issue A. Over the objection of all parties, the trial judge declined to close the courtroom to the media. The Majority holds this was error. I would not address this issue. Because the hearing has taken place, this issue is moot. In footnote 5, the Majority rejects such a result. It holds that because there will be permanency review hearings at least every six months, we should decide the issue now. Yet six months from now, the issue may be entirely different. We know that one major difference is that D.T. has died. There may be other differences. We should not be in the business of rendering advisory opinions. See Majority Opinion at 1284 (“[A]ny decision rendered in this appeal would be entirely advisory.“).
COMMONWEALTH of Pennsylvania v. Danielle BALDWIN, Appellant
No. 2719 EDA 2015
Superior Court of Pennsylvania.
Submitted November 14, 2016
Filed April 10, 2017
Notes
(f) Matters to be determined at permanency hearing.—
At each permanency hearing, a court shall determine all of the following:
(1) The continuing necessity for and appropriateness of the placement.
