102 Ala. 475 | Ala. | 1893
Lead Opinion
The American Press Association brought suit against the appellant before a j ustice of the
When a corporation is the party sued, there can not be a literal service of process on the defendant. Only some officer or agent can be summoned. Ib. And, inasmuch as the court can not judicially know who are officers or agents of the corporation, the return of the officer “executed,” or “served,” in such case, does not per se, prove that service has . been properly perfected. There must, in addition to the return of service, be independent proof made, that the person served was “president,” “secretary,” or “agent,” &c., as the case may 'be, to authorize a judgment by default. — Earbee v. Ware, 9 Por. 291; Norwood v. Riddle, 1 Ala. 195; Lyon v. Lorant, 3 Ala. 151; W. & C. R. R. Co. v. Cole, 6 Ala. 655; M. & C. R. R. Co.v. Whorley, 74 Ala. 264; Man. Fire Ins. Co. v. Fowler, 76 Ala. 372; Cen. R. R. & B. Co. v. Carr, Ib. 388.
The cases we have cited establish two propositions by thé uniform rulings of this court: First, That in suits against corporations, it is error to render judgment by default against the corporation on service effected on a person, as officer or agent of the corporation, without first making proof that he was such officer or agent. In the absence of such proof, it is not shown that service
Another argument — possibly a stronger one — against the contention that the judgment we are considering is void. Even after appeals to this court from judgments of the lower courts, if there has been a failure to make proof of service of process in cases requiring such proof, the courts appealed from have permitted proof of service to be made after the appeal was taken, and have amended the judgments nunc pro hone, showing that proof of service had been made. And this court, on having the amended judgment certified up in obedience to certiorari, has uniformly affirmed such judgments. Not the judgments as originally appealed from. They were erroneous,’ and would have been reversed. The judgments affirmed were the amended judgments; amended on proof made after the appeals were taken.— Moore v. Horn, 5 Ala. 234; West v. Galloway, 33 Ala. 306; Ware v. Brewer, 34 Ala. 114; Woodward v. Clegge, 8 Ala. 317; Cunningham, v. Fontaine, 25 Ala. 644; Harris v. Martin, 39 Ala. 556; Seymour v. T. H. Co., 81 Ala. 250. Could a stronger argument be made that judgments thus imperfectly entered are not void, but simply reversible?
The cases we have cited arose on appeals from judgments of circuit and chancery courts to this, the Supreme Court, while, in this case, the judgment complained of as imperfect was rendered by a justice of the peace. But this can make no difference in the principles
Let us present this argument in another form. . It can not be questioned that, in enacting this healing clause of the statute of 1819, the intention of the legislature was not to give greater potency and effect to errors committed in justices’ proceedings, than were awarded to similar errors committed by courts of record. On the contrary, .in declaring that, on appeals from judgments of justices of the peace, the cases should be tried de novo, without regard to any defect in the summons or other process or proceedings, the almost univeral want of le
What is common law certiorari, and in the absence of statute, what relief can be granted under it? “It is not a writ of right, except when made so by statute, or when issued at the instance of the sovereign power. * * It will not be granted unless required to do substantial justice. * * It does not lie when an appeal, writ of error, or other mode of review is given. * * This writ does not. lie to correct mere irregularities in the proceedings of the inferior jurisdictions.” — 3 Amer. & Eng. Encyc. of Law, pp. 63-4; 2 Wait Act. & Def., 136-7; City Council v. Belser, 53 Ala. 379. “The judgment on the hearing is that the proceedings below be either quashed or affirmed in whole orin part.” — 3 Amer. & Eng. Encyc. of Law, 66; Town of Camden v. Bloch, 65 Ala. 236; McAllilley v. Horton, 75 Ala. 491. “But a writ of common law certiorari can only be availed of to review erroneous decisions or proceedings of inferior courts or tribunals in cases where there is no other available remedy, and where otherwise injustice will be done.” — 2 Wait Act. &Def., 134-5; Dean v. State, 63 Ala. 153. In the new work, Harris on Certiorari, § 2, speaking of the grand of this writ, that author says : ‘ ‘The application is addressed to the sound j udicial discretion of the judge or court, who may grant or refuse it as to him may seem proper and right, upon the facts of the particular case as shown by the petitioner.” Before the statutory amendment, there was, under this common law writ, no power to correct or amend imperfections or defects. The judgment must be either an affirmance, or a quashal.
It will be observed that in this motion it is not denied, but is impliedly admitted that there was service of the summons, and that it was served on the proper person. The only complaint is that no proof was made of the service, and for that reason it was alleged that the judgment was void. In the sworn petition for certiorari, filed April 4, 1888, the defect complained of is thus expressed : “Petitioner avers that said judgment was render ed by default, and without any proof of service upon said corporation, as the law directs and requires; and petitioner avers that it did not enter any appearance in said cause, by attorney or otherwise, and petitioner further avers that no summons was served upon any officer or agent of said company as required by law.” We may well inquire, why this difference of language between the motion made before the justice to set aside the judgment, and the sworn application to the court for the writ of certiorari? In the motion, the complaint was, not that there had been no service, but that no proof had been made of the service. Was not that an implied admission that service had been made? Nor does the application for the writ deny categorically, or by fair interpretation, that service had been made. Its language is,‘ ‘petitioner further avers that no summons was served upon any officer or agent of said company as required by law.” Is this a denial that service had been made ? Is it not simply an averment that service was not made in a lawful manner, thus undertaking to aver a legal conclusion, without stating wherein it fell short of legal requirements ? If the last four words — ‘ ‘ as required bylaw” — had been omitted, the sentence would be complete, and would contain a denial that any officer or agent of the company had been served or notified. The averment is insufficient, and would be bad in any form of pleading. — 18 Amer. & Eng. Encyc. of Law, 567 ; 2 Brick. Dig. 332, § 32.
It is a cardinal rule in granting or withholding com
The circuit court dismissed the certiorari, in response to the motion made therefor, and it is our duty to presume that he rightly ruled, unless error is affirmatively shown. In Harris on Certiorari, § 15, is this language : “Where the writ is applied for, and it appears by the showing made by the applicant that no inj ustice has been done, or is likely to be done, the writ should be refused; although there may be irregularity in the proceedings.” Section 55 : “The issuance or the refusal to issue the common law writ of certiorari is a matter entirely within the discretion of the court or judge to whom the application is made, and the courts of New York adhere to this rule with commendable tenacity ; and when the Supreme Court exei'cises this discretion, either in refusing to grant the writ, or in quashing the same, the discretion will not be reviewed on appeal.” Section 138: “But in the exercise of that discretion the court will examine all the circumstances, and if it appears that substantial justice has been done, without violating any important rules of proceedings, they will refuse to grant the certiorari, although there exist some technical or formal errors and unimportant departures from the regular rules of practice. And upon such inquiry the court may receive extrinsic evidence, not for the purpose of contradicting the record — if that contains affirmative defects, it is incurable — but to supply omissions, and to show that there was a more perfect compliance with the rules of law than the record shows, and that real justice has been done between the parties.” Section 81: “This motion [a motion to dismiss] may be interposed at any stage of the proceedings in the superior court, that court having jurisdiction of its own writ, and having a discretion to grant or refuse the writ; it is a continuing discretion
The principles last aboye quoted are fully sustained by decisions in Massachusetts and New York, two States confessedly among the foremost in reputation for judicial eminence. I think them alike conservative and sound, and believe they furnish a precedent it would be wise to follow. I think it would be eminently safe for us, like Massachusetts, to hold that on trials under the writ of common law certiorari, proof may be received, not to disprove the truth of recited facts in the return made, ‘ 'but to supply omissions and to show that there was a more perfect compliance with the rules of law than the record shows.”
"While this proceeding in certiorari was pending in the circuit court, the justice of the peace who had rendered the judgment attempted to remedy the imperfection in the judgment entry, but it does not appear that any notice was given to the Independent Publishing Co. of such intended action. He did amend the entry on his docket by causing it to affirm that the summons "was served on R. E. Pettus, president of the Independent Publishing Company.” He also so altered it as to make it declare that on the day set for the trial — March 28, 1893 — the Independent Publishing Company appeared by counsel, and moved for a continuance on account of the absence of M. H., its leading counsel. He certified these amended entries to the circuit court, but the court disallowed the amended return, possibly because the amendment had been made without notice to the adversary party.
The circuit court dismissed the certiorari, in response, to a motion made therefor, but the particular ground stated above was not specially assigned as a reason therefor. It is, however, embraced in the second of the grounds — "Because said writ of certiorari was granted in a case not authorized by law.” As I understand and interpret the language of the petition, it fails to make a case which calls for a writ of common law certiorari.
True, we have a statute which requires that when demurrers are interposed, special grounds must be assigned, and only the grounds assigned can be considered. We have no such statute in reference to motions. And when a motion is granted which would have been
My own opinion is, that the circuit court, in the exercise of a sound discretion, rightly dismissed the certiorari for the following reasons :
First. The petition does not aver positively, or by fair interpretation, that the summons was not in fact served, and served on the proper agent, or officer of the defendant corporation.
Second. It is not claimed or averred that the defendant did not have notice of the suit, and of the time set for its trial; nor is it denied that defendant owed the debt for which the judgment was -rendered. These should have been averred positively ; and in the absence of such positive averment the petition failed to make a case for which the judge in his discretion should have awarded or entertained a certiorari.
Third. If the judgment was unjust, or for too great an amount, the defendant could have obtained ample redress by an appeal to a higher court, when and where he would have been entitled to a trial de novo on the merits of the case.
Fourth. I maintain that the statute of 1819 — Code of 1886, § 3405 — had a broader policy and aim than simply to prescribe that appeal causes from justices’ judgments should “be tried de novo and according to equity and justice, without regard to any defect in the summons or other process or proceedings before the justice.” Its purpose was to deal charitably with that necessary body of magistracy, because of their known, or presumed, want of knowledge of the law, and to overlook all defects in their proceedings, provided the ends of justice and equity have been accomplished. I can not assent to the proposition that because the legislature took away. all right to raise such questions on appeal from justices’ judgments, they thereby intended to arm, and did arm suitors in those inferior courts with the power, by the supervisory writ of certiorari, not to reverse and correct the erroneous rulings, but to quash and annul them, for
It is objected to the summation of principles I have declared, Nos. 1 and 2, that the defect in the petition for certiorari were not assigned, in the motion, as grounds for quashing or dismissing the certiorari, and that for this reason the circuit court erred in granting the motion. I think there is nothing in this objection. When an order is made by the court which is correct in itself, having a sufficient fact to rest oh, it does not matter whether any reason, or even an insufficient or erroneous reason, is assigned for the ruling. This is the rule when the order is granted. It will not be reversed. — Green v. Casey, 70 Ala. 417; Sessions v. Boykin, 78 Ala. 328; Ezell v. The State, ante, p. 101.
When, however, the motion is denied, or overruled, the rule is different. The court is not bound to look beyond the grounds specified in the motion, in search of some ground on which to base affirmative action. If the specified grounds contain no merit, the court need not look beyond them, but may overrule the motion. In such case it is the fault of the movant that he does not direct the attention of the court to the true ground which entitles him to relief. To hold otherwise might lead to a reversal on a ground which the court never considered, or even thought of. — Sessions v. Boykin, 78 Ala. 328; Baker v. Boon, 100 Ala. 622; 3 Brick. Dig. 389, § 364.
If relief be granted in this case, it will establish a precedent which, in my judgment, will-lead to very disastrous results. There is no estimating the number of judgments rendered by justices of the peace, which are so incomplete in some respects as that under the principles of the common law writ of certiorari, if permitted to be invoked in their severity, they would be 'quashed. Shall we establish such precedent? Can we afford to announce such doctrine as the solemn judgment of this court ?
Some expressions in Memphis & Charleston R. R. Co. v. Brannum, 96 Ala. 461, are not reconcilable with some expressions in the foregoing opinion. The correctness of the judgment pronounced by this court in that case need not be controverted. The suit was brought against Morrow, agent, and the judgment was by default, and against the railroad company ; an entire change of par
My own opinion is that the judgment of the circuit court ought to be affirmed.
The suit began in a justice court against appellant, a corporation. The return made by the officer executing the summons is as follows : “Executed by summons on Mar. 15th, 1888.” Signed, “J. Watkins, Con.” Judgment by default was rendered by the justice against the corporation, but there is no entry showing who was served with notice, or that the person served, if any, “was president or other head thereof, secretary, cashier, station agent, or any other agent thereof,” as required by section 2657 of the Code. The defendant applied by petition to the circuit court for the common law writ of certiorari, and prayed that the judgment be quashed. There are many decisions in our court where from like irregularities cases were brought to this court by appeal, and in every instance, unless the defect was remedied in the trial court by amendment nunc pro tunc, the case was reversed and remanded, although the error was apparent on the record. On appeal to this court a judgment merely reversing the cause was the proper judgment. See following authorities: Lyon v. Lorant, 3 Ala. 151; W. & C. R. R. Co. v. Cole, 6 Ala. 655; M. & C. R. R. Co. v. Whorley, 74 Ala. 264; Fire Ins. Co. v. Fowler, 76 Ala. 373; Cen. R. R. & B. Co. v. Carr, Ib. 388. In no case reported, which we have been able to find, where the defendant resorted to the common law writ of certiorari to redress the error, was there a judgment of reversal. The proper and only judgment which could be rendered where the cases were brought up by the common law writ of certiorari, instead of by appeal, would be a judgment of affirmance, or one quashing the judgment. The cases cited in which the remedy invoked was by appeal are not authority to show that a like judgment of reversal merely would have been rendered, if the common law writ of certiorari had been invoked.
It needs no argument to show, in fact the proposition
It has never been held in this State, that a trial de novo, upon the merits of the case, or extrinsic evidence, was permissible to supply an omission or cure an irregularity apparent upon the record in a case brought up to
If it be conceded that a person has no right to the common law writ of certiorari, when he has a complete remedy by appeal or by the statutory certiorari, we hold in the present case, that rule would not apply, for this reason : For the defect in the-record, at common law, the petitioner had the right to have the judgment of the supervisory court quashing the judgment of the lower court. He was not required to resort to any supposed remedy, the result of which necessarily destroyed this legal right. The common law writ of certiorari was the only remedy left to him, by which the defect in the judgment could be reached, and a judgment quashing it could be rendered. If he resorted .to an appeal, he made himself a party, brought himself into court, and after being compelled to secure the debt by his appeal bond in order to obtain the appeal, must then submit to a trial de novo, without having a judgment, void for want of legal notice, quashed.
So long as the return made by the officer executing the writ of summons in the justice court remained as it was, and there was no proof showing the party served was a person mentioned in the statute, as a proper person upon whom service could be rendered, it is apparent upon the record that the justice court did not have jurisdiction of the defendant, and the judgment was im- • properly rendered. There was no power in the circuit court to amend the record brought up by the common law writ of certiorari, or to hear parol proof to supply the omission or cure the defect. The circuit court should have granted the petition, and quashed the judgment of the justice court. The same principle was settled in the case of Memphis & Charleston R. R. Co. v. Brannum, 96 Ala. 461, and we adhere to the conclusion reached in that case.
As to the discretion of the court to grant or refuse the writ, this discretion was exercised when the writ was issued. After the case had been brought before the court, the petition was for adjudication upon its merits, as shown by the transcript and record from the magistrate’s court.
In the case of Myra Walden v. The Imperial Life Ins. Co., a corporation, appealed from Dale circuit court, the record shows that Myra Walden sued the defendant, a corporation, upon an insurance policy. The return of this sheriff is as follows : “Executed by serving a copy of the within summons and complaint on defendant this 7th day of June, 1892.” At the Spring term 1893, the plaintiff obtained judgment by default for $2,333.35. At the following term of the circuit court, the defendant appeared and moved the court to set aside and annul the judgment, because the defendant had not been served with a copy of the summons and complaint as required by laio, and had no notice of the pendency of the suit. This motion was granted by the court, and the judgment set aside and annulled. The plaintiff appealed the case to this court for revision, and submitted also a motion for the writ of mandamus to require the circuit court to set aside and annul the order by which the judgment in favor of the plaintiff had been set aside and annulled, and tore-instate the judgment. Upon motion of the appellee this court dismissed the appeal, and denied the motion for the writ of mandamus. The facts of the case cited and the ruling of this court, adjudicated the questions before us. If the judgment by default was merely irregular and not void, the circuit court had
There was no demurrer or objection for insufficiency, and no motion-to dismiss or quash the writ as having been improvidently granted. .No such question was before the court. The writ was dismissed for some one of the reasons assigned in the motion, and there was but one entitled to any consideration and that is,, that the Publishing Company had the right to appeal. We have shown that this motion ought not to prevail. This court will, therefore, render the judgment the circuit court should have rendered, and set aside and vacate the judgment rendered by the justice of the peace.
Reversed and rendered.
Concurrence Opinion
I concur in the opinion of the Chief Justice, that a person seeking, by common law certiorari, to avoid a judgment obtained against him, in a case like the present, should show, in his application for the writ that he has a meritorious defense to the action which he had no opportunity to make. My position is this : Certiorari is a discretionary writ designed to accomplish justice; and although the proceedings of the inferior tribunal, sought to be reviewed, which resulted in the judgment complained of, abound in errors and irregularities which it is the nature of this remedy to redress,
It is insisted, in the opinion of the Chief Justice, that a j udgment against a corporation, • rendered upon the sheriff’s or constable’s return, without proof being made before the court that the person served was, at the time, an agent or officer of the corporation, authorized by law to receive service, is voidable merely, and not void. But for the peculiar rule obtaining in Alabama, and no where else, of which I am aware, which requires such proof to be made.before the court, in aid of the officer’s return, such a status as a return of service of mesne process, voidable on the face of the record, is not conceivable. The purpose of service, and return thereof, is sole. It is to confer jurisdiction of the person of the party sued upon the court. When the return is made, it is the record upon which rests the evidence of the court’s jurisdiction of the person. It imports the same verity, and is as conclusive, as any other part of the record. To confer jurisdiction the return must, of course, show with reasonable certainty the facts, and all the facts, essential to such jurisdiction. If it fails in this, even in the slightest material particular, the court can not accept it as evidence of jurisdiction. It is a nullity. A judgment by default rendered upon it is void upon the face of the record. On the other hand, if it shows all the essential facts, jurisdiction is conferred, and the sole purpose accomplished. There is no middle ground. The return, on the face of the record, is, necessarily, complete and perfect, or an absolute nullity. Whether the suggestion of the Chief Justice that the omission of the record to show that the peculiar Alabama rule in respect of the proof required to be made in aid of the return, was complied with, renders the judgment voidable merely, I do not think it necessary to decide in this case ; for, I understand, the writ of certiorari is grantable, as well when the court proceeded irregularly to judgment, as when it was without j urisdiction. It is a question of much im
But we come to the Alabama rule. It began with the case of Planters & Merchants Bank v. Walker, Minor, 391. By statute, a bank was liable to summary judgment on motion for the amount of its bank notes, payment of which had been refused on presentation. The statute made service of notice of the motion on the president or cashier of the bank sufficient to make the bank a party defendant. The sheriff returned, in proper form, that he had served the notice on“¥m. 0. Hill, cashier of the
The error of the conclusion of the majority, it seems to me, obvious. It is not only opposed to the authorities to which I have referred, which accord verity to the return showing service upon the proper agent of the corporation, and which exclude extrinsic proof that such person was not the agent, but to reason also. When a suit is instituted j urisdiction of the person of the defendant must, in some way, be obtained. The law charges the sheriff or constable, as the case may be, with that duty. That officer is thus authorized, and it is his official duty, to investigate and ascertain who the defendant — who the party intended to be sued — is ; to identify him as the real defendant and serve the process upon him ; and when he performs that duty and makes return, in proper form, he thereby makes a record as unassailable as any record the judge can make. The evils of a false return, suggested by Judge Gayle, may as readily occur in a suit against an individual as a corporation. Suppose a suit against John Smith, for instance, and there are a dozen persons by that name in the county. .The sheriff, by mistake, serves the process on a John Smith other than the person really sued, and returns
The rule was next declared in St. John v. Tombeckbee Bank, 3 Stew. 146, where Judge Crenshaw simply followed the former decision without further discussion.
It was next declared in Lyon v. Lorant, 3 Ala. 151, without discussion or the citation of authorities, but evidently following the former cases.
Then, in W. & C. R. R. Co. v. Cole, 6 Ala. 655; Oxford Iron Co. v. Spradley, 42 Ala. 24, and many subsequent cases down to the present day, it has been treated as the settled rule, upon the authority of these cases, without being discussed or questioned ; until it must now be regarded as a settled rule of practice in this State. But, the question raised by the Chief Justice, whether the omission from the record of the required proof, renders the judgment void or merely erroneous and reversibly, is an open question. Will it be regarded as an essen