76 F. 981 | U.S. Circuit Court for the District of Southern Ohio | 1896
This suit is for infringement of patent No. 432,754, granted July 22,1890, — application filed March 31,1890, — for mining machine to F. M. Lechner, assignor to the Electric Mining Machine Company of Columbus, Ohio, under which company by mesne assignments, complainant claims title. It describes a single chain cutter breast machine mounted on a traveling frame, which in operation is moved outwardly from the main or bed frame, and, as it is advanced, an endless belt cutter makes an incision, or kerf, extending into the vein or seam of coal to the desired distance. To hold the traveling frame against lateral movement in the operation of the cutting device, when the frame has been moved outwardly from the main frame, the specification sets forth that an additional or auxiliary cutter is provided, which is adapted to cut a channel immediately above the incision or kerf made by the endless belt cutter, and furnish on the traveling frame a holding projection, adapted to'engage in said channel as the frame is advanced, and thus prevent any side or lateral movement of the traveling frame. This is preferably accomplished by placing, immediately above and slightly back of the line or cut of the endless belt cutter, a cutter or chisel, having a bearing near its outer end in a bearing box, through which it is adapted to reciprocate, — the bearing box being-preferably formed rectangular in cross section, and of a size substantially equal to or slightly less than that of the reciprocating cutter, — to which a reciprocating motion is given by means of a connecting rod, which extends backwardly through a supporting stand, and is connected to an eccentric on the vertical shaft on the traveling frame. As the vertical shaft revolves to impart motion to the endless chain cutter, a reciprocating motion' is imparted to the reciprocating cutter through the medium of the eccentric. This cutter, operating against the seam or vein immediately above the kerf or incision formed by the endless belt cutter, produces a channel substantially rectangular
“By the use of the supplemental cutter and the holding projection, adapted to follow in a channel made by said cutter, I am enabled to produce a machine in which a single endless cutting belt is adapted to perform all the operation of cutting.”
Complainant’s title to the patent is denied, upon the ground that it is within the terms of a contract made by F. M. Lechner, the inventor, on the 21st of October, 1876, with the defendants Francis 0. Sessions and Joseph A. Jeffrey, whereby he transferred to them 13/24 of his patent, No. 172,637, dated January 25, 1876, for an improvement in mining machines, and 1V24 of any a.nd all improvements which he might thereafter make, acquire, or invent, and patent, in “connection and in any way appertaining to the aforesaid improvement in mining machines.” By contract dated July 24, 1877, he assigned, transferred, and set over to the Lechner Mining Machine Company t70/iao of all his right, title, and interest in and to the same patented invention (which left to him r,0A>¡o), and in and to any further improvement (hat he might make or acquire. Each of these assignments was duly recorded in the patent office at Washington. The name "of the Lechner Mining Machine Company was subsequently changed to Jeffrey Manufacturing Company, one of the defendants herein. It appears, therefore, that whatever title either of these instruments conveyed is the property of one or the other of the defendants in this case.
The machine of patent No. 172,687 was a cutter-bar machine, by which the kerf or drift in the vein of coal was made by means of a horizontal cutter shaft, preferably square, — except where rounded to form bearings to turn in the metallic shoes, — and armed with cutting- teeth, the shanks of which were adjustably secured in the shaft by means of set screws. These teeth were of such width, upon their cutting edges, that, as the shaft revolved, and was advanced, there were but thin walls of coal left between them. To break these down in front of the bearings of the shaft, each shoe was armed at its lower side with a sharp, projecting, cutting spur. Tn operation, a rotary motion was imparted to the cutting teeth as they were forced directly forward into the coal. That machine had no cutting chains, had no lateral tendency, and needed no holding device to prevent lateral motion. In each of these respects it was radically different: from complainant’s machine, which is an entirely distinct machine, and not merely an improvement on (he machine covered by patent No. 172,637. To hold that the assignments in question would pass all of Lechner’s future mining machine patents would, as counsel for complainant suggests, “be equivalent to hold
The patent in suit, as has already been stated, was issued to the Lechner Electric Machine Mining Company as the assignee of Lechner. Mr. Slade, the president of that company, acting in his official capacity, notified the defendants that his company would sue them for infringement if they manufactured the chain machines covered by the patent, as they were contemplating under their verbal arrangement with Lechner. The defendants claimed no interest in the invention, nor did they give Slade any notice thereof. The Lechner Electric Mining Machine Company failed. The patent was assigned to Dyer, and sold by him, as assignee, to Slade, for a valuable consideration, without notice of any claim on the part of the defendants, and he sold it to the complainant for a valuable consideration. It would seem that, under such circumstances, the defendants should be estopped from setting »up, as against the complainant, any claim of title to said letters patent by application of the rule that, if one was silent when it was his duty to speak, he shall not be permitted to speak when he should be silent. Pickard v. Sears, 6 Adol. & E. 469.
Defendants also produced in evidence a transcript of the proceedings in Brisbin v. Lechner, in the circuit court of the United States for the Western district of Pennsylvania, a suit which grew out of certain contracts between Brisbin and F. M. Lechner relating to certain improvements, invented by him, for mounting an electric motor with the operative mechanism of a mining machine by belt or like device, and adjusting the position of the motor to the machine, and in the apparatus employed in practicing said invention. Lechner agreed to convey a one-half interest in and to the several inventions referred to, and in “any improvement or improvements thereon thereafter made by him, and in any application or applications made in any letters patent of the United States granted for said several inventions, or for any such improvement thereon.” Subsequently, December 19, 1888, Brisbin and Lechner made a second agreement, in writing, by which Brisbin was to
At the close of the evidence in chief for the complainant, its counsel gave notice, as appears of record, that the complainant would rely on the first claim of the patent, which reads as follows:
“The combination, with a traveling frame and an endless belt cutter, of an auxiliary cutter, operating in a different plane from said endless belt cutter, and a bolding projection, adapted to follow said auxiliary cutter into the kerf or incision made thereby, to form a holder to operate against the thrust or force of the, endless belt cutter, substantially as specified.”
With reference to this claim the defendants insist:
First. That, even when liberally construed, it is not tenable, and is invalid in view of the facts of record concerning the earlier art and the conduct of the patentee.
Second. That, irrespective of the question of validity, it is not infringed by the construction of the defendants because (1) the claim was intended to exclude such devices, and (2) the structure of the claim and that of the defendants are radically different.
More than 75 patents for devices which, it is contended, anticipate the complainant’s, have been offered in evidence. They may be divided into the following classes: Plows, power coal-mining picks, coal-tunneling machines, coal-mining machines having coal-cutting cutter saws, coal-mining machines having coal-cutting cutter bars, coal-mining machines having long wall-cutting chains, breast coal-mining machines having two chains, coal-mining machines hawing reaper-bar cutters, single-chain breast hand coal-mining machines, and double-chain breast mining disk-holder machines. Incidental to the operation of every mining machine is a reaction or thrust, exerted by the carriage upon the cutters, and in direction opposite to their operating motion. Every “heading” or “breast” machine, whether “bar,” “saw,” “chain,” or what not. has a bed frame, a sliding carriage, and a cutting apparatus ai the front of the carriage. It has always been necessary to provide for each machine two “jacks,” — one at the front, and one at the rear of the bed frame. The rear jack engages with the mine roof,
“Tbe top of the machine is guided by two wheels, m, which have two'sharp-edged flanges [in front and one at each side], which cut into the top of the. tunnel, and prevent any lateral motion of the machine.”
Then comes the disk holder as in United States patent No. 340,791, to V. A. & S. C. Lechner in 1886. That machine had two chain cutters which moved in opposite directions. To prevent lateral movement, by reason of one of the chains working against harder material than the other, or from any other cause, a vertical cutter was provided of a diameter somewhat in excess of the height of the kerf cut by the horizontal chain cutters so as to make a guiding groove or crease in the bottom or top, or both in the bottom or top, of the kerf. So cutting and holding wheels have been used in plows, as in reissue patent No. 10,641, to St. John, in 1885, which shows a revolving bk de or disk placed above the cutting edge or skin of the mold board, and employed as a landslide to prevent the plow from crowding to land in getting or in running the furrow; the side pressure being borne, ordinarily, by a very small portion of the disk and at the point of least resistance. A wheel holder is shown in United States patent to Brown, No. 197,090,— 1877, — to prevent the chain from drawing the carriage inward. The Brunton patent shows also a rib-like device on the movable carriage or frame, provided with a cutter at its front end and “keel pieces” to “plow up a groove in. the interior surface of the tunnel, for their own passage, and in which they may be imbedded, to resist the
Of these patents, No. 340,791, to Van Amberg Lechner and F. C. Lechner, is the only one showing a chain breast machine provided with any sort of device proposing to “keep the machine from being moved laterally by reason of one of the chains working against harder material than the oilier, or from any other cause.” That was a double-chain machine, and the chains were driven in opposite directions, which, it was supposed, would equalize the strain on the machine, and reduce to the minimum the amount of bracing necessary to hold it to its work, and the vertical cutter or disk was intended'to prevent lateral motion when the cutters on one of the chains might encounter harder material than the other. The drawings show a disk having cutters projecting radially beyond its periphery, and laterally beyond its sides. The channel which they cut was of necessity both wider and deeper than the
The German patent to Weber is for a hand machine having a single chain journaled on the opposite ends of a cross bar, and driven by a spindle operated by hand wheel by means of beveled gear wheels. The rear end of the spindle is provided with a sleeve nut, having a point for bearing against a post, and the front end is provided with an auger bit, which projects beyond the front side of the cutter chain, and is supposed to bore into the coal as the spindle is turned by the hand wheel. . This machine, which was, at best, feeble and ineffective, Operated as it was by manual power, was not liable to vibrations, nor to any serious lateral tendency. It had no holding device, because the bearing of its spindle was less than one-half the width of the auger bit, and consequently would not come into contact with the sides of the hole bored by the auger bit, nor have any holding action.
There are also in the record two double-chain breast machines, — patents No. 287,032 to S. C. Lechner, and No. 295,183 to Van Am-berg Lechner; but neither of these patents shows a holding device. They are provided with double chains, moving horizontally in opposite directions, and were constructed upon the theory that the chains, thus moving, would balance the machine, and hence no other or special provision was made against lateral motion.
Patent No. 428,920, to Francis M. Lechner (inventor of complainant's machine), is also relied upon against the validity of complainant’s patent. This patent is known as the “Lechner Auger Patent.” It was applied for December 10, 1889. The patent in suit was applied for March 31, 1890. The auger patent was issued May 27, 1890, and the patent in suit July 22, 1890. The two applications were pending at the same time. The auger patent describes and claims an auger, or drill, with bearings, as a holder against lateral motion. The complainant’s patent describes and claims a reciprocating cutter or chisel for the same purpose. Generally, what is shown or described in a patent, but not: claimed therein, is dedicated to the public. Miller v. Brass Co., 104 U. S. 350. But if, at the date of the issue of such patent, the patentee has another application pending, which describes and claims what he describes, but does not claim, in the patent issued, the presumption of dedication to the public does not arise. In Suffolk Co. v. Hayden, 3 Wall. 315, the supreme court said:
“The first point of the plaintiff in error is lliat the description, in the patent of March, of the improvement patented the December following, and on which the present suit is brought, and omission to claim It on such earlier patent, ‘operated as an abandonment or dedication of it to the public,’ and that for this reason the subsequent patent of December 1st was void. But the answer to this ground of defense is that it appeared that Hayden, the patentee, had pending before the commissioner of patents an application for this same improvement at the time he described it in the specification of March 17th, which was, doubtless, the reason for*990 not claiming it in this patent. The description in no sense affected this application thus pending before the commissioner, and, while it remained before him, repelled any inference of abandonment or dedication from the omission to again claim it.”
In the case of Singer v. Braunsdorf, 7 Blatchf. 521, 535, 22 Fed. Cas. 201, Judge Blatchford said:
“A patent is not invalidated by the fact that the invention claimed in it was described, but not claimed, in- a patent granted subsequently to the making of the application for the patent secondly issued, but before it was granted.”
In Railway Register Manuf’g Co. v. Broadway & S. A. R. Co., 22 Fed. 655, Judge Wheeler said:
“The application for this patent was on file when the prior patent to this invention was granted, and therefore the description of this invention in that patent would not affect at all the validity of this one.”
In Holmes Electric Protective Co. v. Metropolitan Burglar Alarm Co., 33 Fed. 258, in which the patent in suit was held to be invalid because the invention was disclosed in a prior patent to the same inventor, Judge Coxe said:
“This is not the case of a patentee who has made application for the second patent before the first is issued.”
In Graham v. McCormick, 11 Fed. 859, a prior patent was issued on July 23, 1867, upon an application filed December 2, 1865. The patent in suit was issued February 11, 1868, upon an application filed February 11, 1867. As to the contention that the second patent was invalid by reason of the issue of the first patent, Judge Drummond said:
“It is to be borne in mind that the application for the second patent, that of 1868, the one in controversy here, was made while that for the previous patent was pending, and before the prior patent had been issued. There were thus pending before the patent office two applications at the same time, where the claims were different, and we understand it to be in accordance with the practice of the patent office to allow applications to be made at the same time, by the same party, for different parts of the same machine.”
The foregoing was followed in the case of Graham v. Manufacturing Co., 11 Fed. 138.
In Swift v. Jenks, 29 Fed. 642, Judge Coxe said:
“The conclusion cannot be resisted that the claims in question are invalid, for the reason that the invention covered thereby was disclosed in a previous patent, and belonged to the public when the application was filed.”
In Electrical Accumulator Co. v. Brush Electric Co., 2 C. C. A. 682, 52 Fed. 130, the court of appeals held that the prior issue of a patent for a subordinate invention did not invalidate a subsequently issued patent for the broad claims, the application for which was pending in the pa tent office at the time the first patent was issued. This decision was also followed by the same court in the case of the Thomson-Houston Electric Co. v. Elmira & H. Ry. Co., 18 C. C. A. 145, 71 Fed. 396.
The complainant’s patent is not invalidated or impaired by Lechner patent No. 428,920.
An attempt was made by defendants to show that the Lechner auger machine was old, or in public use for more than two years prior to the date of the application for the complainant’s patent; but it appears, from the testimony, that all that was accomplished
It is contended, also, that a machine made by Lechner on the lines of the patent in suit did not work successfully, and was a failure. There is no contention that there was any defect in that machine on account of its principle. It appears that, while Lechner was a great inventor, he was a, poor mechanic. The machine upon the construction of which the contention is made was not strong enough to do any work, and, irrespective of the holding device, it would have been unsatisfactory. The defendants have not shown that the failure was due to the holding device, and the burden was on them. The device of the complainant’s patent can be put. into proportions to make it successful, and this has been done by complainant. Moreover, the inventor is not required to bring Ms device into absolute perfection in order to make his patent good. The Telephone Cases, 126 U. S. 1, 8 Sup. Ct. 778.
“While his device is somewhat crude as compared with the improved style of trunk fasteners now in use, it contains the underlying principle of all of them. In short, we find no difficulty in holding that there is a patentable novelty in the Taylor fastener, and that it is not anticipated by any of the devices put in evidence.” Sessions v. Romadka, 145 U. S. 29, 12 Sup. Ct. 799.
That the drawings of a patent need not be the working drawings, or on an operative scale, see American Hide & Leather Splitting & Dressing Mach. Co. v. American Tool & Mach. Co., 4 Fish. Pat. Cas. 284, Fed. Cas. No. 302. That the patent is not limited to its exact form or dimensions of parts, see Winans v. Denmead, 15 How. 330.
With reference to infringement, defendants’ device is within the scope of complainant’s patent. It consists of a metal plate adapted to be permanently secured to the front end of the movable frame, and provided with a series of cutting teeth or chisels which rise at one side of the plate;, are successively of greater height, and always so arranged as to present a vertical face on the side, which is to bear upon the channel cut by the teeth, and with clearance slots on the opposite side between the teeth. It is constructed, and it operates, upon precisely the principle of complainant’s device, excepting that the teeth are not independently reciprocated, which relieves against infringement of the second claim of complainant’s patent, but not against infringement of the first claim. The contention that the holding function of their device is performed by the continuous engagement of the teeth of their cutters with the coal in front of them, and not by reason of their engagement with the side or wall of the channel, is not tenable. Their proposition, that, if their holder were reciprocated, it would be worthless, just as if the complainant's cutter were made stationary, is fallacious, for the reason that, in fact and in operation, it is shown, by the evidence, that defendants’ cutter does act recip
Upon all the points considered, the equity of this cause is with the complainant, and the decree will he accordingly.