In thе Matter of the Welfare of the Child of: H.G.D. and J.R.Q., Parents.
A20-1182
STATE OF MINNESOTA IN SUPREME COURT
Filed: August 4, 2021
McKeig, J.
Court of Appeals
John Fossum, Rice County Attorney, Terence Swihart, Chief Assistant Rice
Christos Jensen, Assistant Ramsey County Attorney, Saint Paul, Minnesota, and Lisa Michelle Thompson, Assistant Anoka County Attorney, Anoka, Minnesota, for amicus curiae Minnesota County Attorneys Association.
Anne Carlson, Saint Paul, Minnesota, and Emily Wall, New York, New York, for amicus curiae Center for Family Representation.
S Y L L A B U S
- Even when a parent fails to apрear for a noticed hearing in a juvenile protection proceeding, the allegations in the petition at issue in that proceeding must be proven by clear and convincing evidence. A petition alleging a child is in need of protection or services need not be entered into evidence for the district court to consider the allegations of that petition in deciding whether to grant the relief requested if evidence establishes the reliability of the allegations in the petition.
- The district court did not err in finding the child was in need of protection or services pursuant to
Minn. Stat. § 260C.007, subd. 6(3), (8)–(9) (2020) .
Reversed.
O P I N I O N
MCKEIG, Justice.
This appeal presents two legal questions related to juvenile protection proceedings: (1) whether a district court may consider the allegations in a petition to be deemed admitted if a parent fails to appear at a noticed hearing on the petition; and, (2) whether a petition must be entered into evidence to be considered in a district court‘s determination that a child is need of protection or services. Respondent H.D.G., the child‘s mother, failed to appear at a pretrial hearing and appellant Rice County Social Services requested to proceed by default pursuant to
On appeal, mother did not challenge the district court‘s decision to proceed by default; rather, she asserted that the allegations in the County‘s petition could not be considered in determining whether the County met its burden of proof. Then, she argued that, absent considering the County‘s petition, the evidence was insufficient to establish that the child was in need of protection or services. The court of appeals agreed with mother and reversed the district court‘s decision. Because we conclude that the district court properly considered the allegations of the petition in this case, and the County proved the allegations of the petition by clear and convincing evidence, we reverse.
FACTS
H.D.G. is the mother of I.D.-Q. On June 24, 2020, Rice County Social Services filed a Petition for Child in Need of Protection Services (CHIPS) on behalf of the child, who was 5 years old at the initiation of these proceedings. Before filing the petition, the County had received multiple child protection reports alleging neglect of the child, from January to May 2020. The County completed one family assessment and one child protection investigation before the petition was filed.1
The petition alleged that mother has a history of housing instability; for example, in the 3 months before the petition was filed, mother moved six times between four different addresses. In May 2020, the County received a report that mother had left the child with a relative for 3 weeks, with no follow up or contact by mother during that time. Mother had originally told the relative to watch the child for 1 week. After 3 weeks, the relative could no
The petition alleged that mother had unresolved mental health and chemical dependency issues. A few weeks before the petition was filed, a psychiatric evaluation showed that the mother was experiencing auditоry hallucinations or delusions, was positive for psychosis, and had stopped taking her medications despite being diagnosed with conditions that required her to do so. She had been diagnosed with alcohol and substance abuse disorders, ranging from moderate to severe. Although she had received substance abuse treatment, she had a history of noncompliance and was unable to remain sober.
The petition alleged incidents of violence and physical threats of danger that put the child‘s well-being at risk. For example, mother and the child had resided with a man who faced charges for domestic assault. In January 2020, mother was arrested after she assаulted the child‘s father, in the child‘s presence. In May 2020, mother went to her own mother‘s residence after midnight, with a knife and a replica BB gun in her purse, and threatened to kill her. As a condition of her release from jail on this charge, mother was prohibited from possessing or consuming alcohol. County investigators reported, however, that the child stated that mother was drinking too much and, on occasion, yelling at the child.
In late May 2020, a Steele County Deputy responded to a report that mother was wandering around neighborhoods, “having a hard time walking, carrying two bags and possibly a razor.” The deputy found her walking through a wooded area on a muddy path, smelling strongly of аlcohol. The deputy described mother as “very emotional and irrational.”
The County‘s petition was filed in Rice County District Court on June 24, 2020, alleging that the child was in need of protection or services pursuant to
At the continued EPC hearing on July 6, 2020, the district court granted mother‘s request to return the child to her care if, after inspection, the County determined that mother‘s residence was safe and appropriate for the child. Mother also had to demonstrate her sobriety through a urinalysis test and continue to submit to chemical testing at the Cоunty‘s request. The district court combined the EPC hearing with the admit/deny hearing, see
On July 8, 2020, mother received notice of the pretrial hearing that was scheduled for August 14, 2020. The notice stated that the mother was “expected to appear” at the hearing “fully prepared.” If she did not appear, the notice stated that the district court could “conduct the hearing without” her, “find that the factual allegations and statutory grounds set forth in the Petition have been proved,” and grant “the relief requested in the Petition.”
Mother did not appear for the pretrial hearing held on August 14, 2020. Mother‘s attorney explained on the record that she spoke to mother three times the previous day, that the instructions for the hearing (which was held by Zoom) were sent to mother, and she knew that mother intended to appear at the hearing. However, mother‘s attorney stated that her phone calls that morning were “going straight to voicemail” and she did not know mother‘s whereabouts.
The County expressed concern about mother‘s absence from the hearing, noting that the child had been returned to mother as directed at the July 6 hearing. Thus, the County asked the district court to proceed by default pursuant to
The County called two witnesses to testify. A Rice County social worker testified under oath that he prepared and signed the petition. He also testified that he had participated in a family assessment and an investigation, both in 2020, regarding mother and her child. He testified that the petition included the “numerous contacts” he had with mother in 2020. Finally, he testified that everything stated in the petition was true and correct, and based on all of the information in the petition hе believed the child was in need of protection or services. Mother‘s attorney did not object to this testimony or cross examine the witness.
The next witness, the mother‘s Rice County case manager, confirmed that the child was returned to mother‘s care on July 9, 2020, after the home was inspected and determined to be safe, and after mother provided a negative urinalysis test. Thereafter, the witness testified, mother had been inconsistent in her disclosures to the County, difficult to contact, and unwilling to meet with the County. For example, mother disclosed an incident of potential violence involving the child‘s father, which occurred while the child was present, but mother would not сommit to a date and time on which the County could see the child. Mother also reported to the case manager that she had moved most of her belongings to a new residence, but would not provide her new address. The witness also testified that mother had missed two appointments with her probation officer for urinalysis tests. Mother‘s attorney did not cross-examine this witness.
The County then rested its case. Mother‘s attorney did not present any witnesses or any evidence.
After hearing closing arguments, the district court found that the County “proved by clear and convincing and uncontroverted
Mother appealed to the court of appeals. She asserted that the testimony of the County‘s witnesses was insufficient to demonstrate by clear and convincing evidence that the child was in need of protection or services. The County contended that the evidence before the district court included its petition and that, because mother failed to appear for pretrial hearing, the allegations in the petition were effectively admitted. In response, mother argued that the district court could not consider the allegations in the petition because the petition itself was not entered into evidence.
The court of appeals agreed with the mother, holding that the juvenile protection rules do not allow for relief in a default proceeding “based solely on the pleadings,” and the County must still prove the allegations of a petition by clear and convincing evidence. In re Welfare of Child of H.G.D., 953 N.W.2d 735, 740 (Minn. App. 2021). It also held the district court could not consider the allegations in the petition as true when deciding whether the County had shown by clear and convincing evidence that the child is in need of protеction or services. Id. at 741. Because it found that the district court could not consider the allegations of the petition in its decision, the court of appeals concluded that the evidence was insufficient to adjudicate the child in need of protection or services. Id. at 741–43. Accordingly, the court of appeals reversed the district court. Id. at 743.
We granted the County‘s petition for review.
ANALYSIS
The primary issue presented by this appeal is whether there is sufficient evidence to support the district court‘s determination that the child is in need of protection or services. Mother concedes that the district court did not err by proceeding in default based on her failure to appear at thе pretrial hearing. But to determine whether the evidence is sufficient, we must first resolve the parties’ dispute over the relevance of the County‘s petition to the district court‘s decision.
I.
Before the court of appeals, the County asserted that mother‘s failure to appear allowed the district court, once it proceeded by default, to consider the allegations of the petition deemed admitted. In the appeal to our court, the County asks us to adopt a rule of law that “when a district court proceeds by default in a juvenile protection matter, the defaulting party is deemed to have admitted the facts in the petition by virtue of their default.”
Mother disagrees. She asserts that even when a parent does not appear at a noticed hearing, the County‘s burden of proof is unchanged: the allegations of a petition must be shown by clear and convincing evidence. Further, she argues that the district court could not consider the County‘s petition in this case because it was never offered into evidence.
A.
Relying on Thorp Loan & Thrift Co. v. Morse, 451 N.W.2d 361 (Minn. App. 1990), rev. denied (Minn. Apr. 13, 1990), the County argues that on appeal from a default judgment, the appellant “may not
The County asks us to adopt the rule of law stated in Thorp Loan & Thrift Co., asserting that the court of appeals has consistently applied this rule in appeals from default orders in juvеnile protection matters. The County also notes that the petition is part of the record on appeal, see
The Rules of Juvenile Protection Procedure govern child protection cases. See
We have applied the rules of civil procedure on occasion in juvenile protection matters, including in the context of proceedings in which a parent has defaulted by failing to appear.4 See In re Welfare of Children of Coats, 633 N.W.2d 505, 510 (Minn. 2001) (considering whether the district court erred in denying a parent‘s motion under
Under the Rules of Civil Procedure, when a party fails to appear, plead, or otherwise defend against a claim for which “affirmative relief is sought,” a default judgment is entered if the failure to appear or defend is shown by affidavit.
By contrast, Rule 18 of the Rules of Juvenile Protection Procedure does not permit entry of judgment based solely on a failure to appear. Instead, if a parent fails to appear, the court “may receive evidence in support of the petition,” and if it does so, “may enter an order granting the relief sought in the petition” if the allegations of the petition are “proved by the applicable standard of proof.”
The default at issue here is a failure to appear for a noticed hearing, see
Accordingly, we agree with the court of appeals that the district court could not simply accept the allegations in the County‘s petition as true when mother failed to appear for the pretrial hearing. Even when a district court decides to proceed by default pursuant to Rule 18, the County is required to prove the allegations of the petition by clear and convincing evidence.
B.
We next consider whether the district court could consider the allegations of the County‘s petition once evidence was received in support of that petition. In other words, even if the allegations of the petition are not deemed true simply because mother failed to appear, are those allegations nonetheless part of the record of information that supports the County‘s request to determine that the child is in need of protection or services?
The court of appeals concluded that the “district court could not rely on the allegations” in the County‘s petition, and thus considered whether the County met its burden of proof by looking “only to the evidence presented at” the hearing. In re Welfare of Child of H.G.D., 953 N.W.2d at 741. The County argues that the court erred in this narrowed focus because a witness for the County testified under oath
We start with the court of appeals’ statement that the County did not “present evidence to prove the allegations in the petition.” In re Welfare of Child of H.G.D., 953 N.W.2d at 740–41. Under the Rules of Juvenile Protection Procedure, “[a] сhild in need of protection or services matter is commenced by filing a petition with the court.”
The County alleged three separate grounds on which the child was in need of protection or services: first, the child was “without necessary food, clothing, shelter, education, or other required care for the child‘s physical or mental health or morals because the child‘s parent . . . is unable or unwilling to provide that care,”
Before the pretrial hearing, the district court found that the County‘s petition established a prima facie case that the child was in need of protection or services. Mother, as noted above, had entered a denial of the allegations in that petition. Then, at the pretrial hearing, the social worker who prepared the petition testified that he had participated in a family assessment and protection investigation, and that the petition recited his numerous contacts with mother and the child. He also testified that everything stated in the petition was true and correct. Finally, he testified that based on the allegations in the petition, he believed the child is in need of protection or services. Mother‘s attorney did not object to this testimony, nor did she cross-examine him.
A second witness for the County testified that mother had been “very inconsistent” in her disclosures to the County regarding her housing and location after the child was returned to her care, and thеre were concerns regarding the child‘s safety given a recent report of violence between the parents. The witness testified that it was difficult to contact mother, and “there‘s always a reason she is unable to
Thus, before the pretrial heаring, the allegations in the petition were just that: allegations. Further, to be clear, the petition was not evidence because it was not offered or admitted into evidence. Cf.
Therefore, a petition alleging a child is in need of protection or services need not be entered into evidence for the district court to consider the allegations of that petition in its determination. Rather, we hold that the district court can consider the allegations of that petition if evidence establishes the reliability of those allegations. Here, the unrebutted witness testimony presented at the hearing established
II.
We now turn to whether the district court erred in finding that the child is in need of protection or services. To adjudicate a child in need of protection or services, the county must prove, by clear and convincing evidence, the existence of one of the statutory child protection grounds under
The district court held that the child is in need of protection or services pursuant to
We start with the first basis for the County‘s petition: that the child “is without necessary food, clothing, shelter, education, or other required care for the child‘s physical or mental health or morals because the child‘s parent . . . is unable or unwilling to provide that care.”
As a second basis, the County alleged that the child “is without proper parental care because of the emotional, mental, or physical disability, or state of immaturity of the child‘s parent.”
Finally, the petition alleged that the child‘s “behavior, condition, or environment is such as to be injurious or dangerous to the child or others.”
Based on our analysis, we hold that the district court did not err in finding that the child is in need of protection or services pursuant to
CONCLUSION
For the foregoing reasons, we reverse the decision of the court of appeals.
Reversed.
