Kelli Schmidt, 15, was called by the grand jury as a witness in an investigation that could implicate her mother in a plot to murder her father. Kelli's mother hired a lawyer to represent both of them. The prosecutor moved to disqualify Kelli’s lawyer on the ground that anyone representing both Kelli and her mother has a conflict of interest and that Kelli, a minor in her mother’s custody, cannot intelligently consent to such a conflict. The district court agreed and disqualified Kelli’s lawyer on March 15, 1985. She immediately filed an appeal.
Our jurisdiction depends on the existence of a “final decision.” 28 U.S.C. § 1291. When a witness (as opposed to a party) is instructed to produce evidence, a final decision means an order holding the witness in either civil or criminal contempt for failure to testify.
United States v. Ryan,
402
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U.S. 530,
Four courts of appeals have held that orders disqualifying counsel for people subpoenaed to appear before grand juries are immediately appealable. See
In re February 1977 Grand Jury,
In the last two years, however, the Supreme Court has held that the collateral order doctrine does not permit immediate appeal of orders disqualifying counsel in either civil or criminal cases.
Richardson-Merrell, Inc. v. Koller,
— U.S.-
The positions are essentially the same, however. As the Court explained in
Richardson-Merrell,
if the order of disqualification is erroneous, there are two possibilities: any subsequent adverse judgment may be reversed automatically, or an adverse judgment may be reversed only if the party establishes that the lack of counsel of choice was prejudicial. If reversal is automatic, then the party’s interests are fully protected by the eventual appeal. If reversal is not automatic, then the order disqualifying counsel is not “independent” of the merits; it would be necessary to evaluate the merits in order to know whether to reverse. See
The only differences between civil cases and grand jury matters cut against immediate appeal.
Flanagan
emphasized the interest of speedy disposition of criminal cases, an interest undermined by multiple appeals. Seven months have passed since the district court disqualified Kelli’s lawyer. More delay lies ahead in sparring about any substantive objections to her testimony. Delay permits suspects to remain at large, memories to fade, and evidence to disappear. Prosecutions delayed are less likely to succeed; sometimes delay jeopard
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izes the legitimate interests of suspects; for those found guilty, punishment delayed is less of a deterrent. The public interest in prompt resolution of matters pending before a grand jury is more pressing even than that in wrapping up criminal cases. See
United States v. Calandra,
Many of the witnesses before the grand jury may be allied with the putative defendants and therefore have an interest in delay. Multiple appeals by multiple witnesses multiply delay. The rule that the witness must stand in contempt to obtain appellate review puts some interest on the other side of the balance. It “ensures that people raise only those claims that are sufficiently serious that they are willing to make a sacrifice to obtain appellate review. Self-interest cuts down dramatically on the number of appeals taken to obtain delay.”
In re Klein,
Although we conclude that the interest in prompt disposition of all claims in a single appeal is greater in a grand jury case than in
Flanagan,
the witness’s interest in retaining counsel of choice is less urgent. The disqualification of a defendant’s counsel implicates rights under the sixth amendment. But a witness before a grand jury has no right under the sixth amendment because he is not an “accused.”
Kirby v. Illinois,
At oral argument the (disqualified) counsel for Kelli Schmidt maintained that it did not make any difference whether a citation for contempt is essential to our jurisdiction. If it is, she asserted, Kelli will refuse to engage a new lawyer or to appear, leading to a citation for contempt; if we affirm that decision, she then will present other objections to the subpoena. That way, counsel asserted, there will be multiple appeals and extended delay no matter what we hold. Counsel misunderstands the function of a motion to compel a witness’s testimony or to hold a witness in contempt for failure to testify. Such a motion requires the witness to present all available defenses. Any defense omitted is lost forever. See
United States v. Rylander,
If this requires Kelli to retain new counsel while protesting the removal of her
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old one, that is an ordinary incident of the lack of an immediate appeal. District judges sometimes err; some errors are beyond effective appellate correction; but the possibility of error and the harm the error causes do not themselves allow appeal, because appellate jurisdiction depends on the
finality
of a decision, not the likelihood of error. See
Richardson-Merrell, supra,
One last matter. Although our decision obviously stands in some tension with
In re Special February 1977 Grand Jury,
we do not overrule that case. It held that the government may take an immediate appeal from the denial of a motion to disqualify a witness’s counsel. The denial of such a motion could not be raised in any fashion on appeal from a citation for contempt.
Flanagan
(
The appeal is dismissed for want of jurisdiction.
