IN THE MATTER OF I.T.S., I.M.S., аnd R.E.S., Deprived Children, STATE OF OKLAHOMA, Petitioner/Appellee, v. IRIS M. STACY, Respondent/Appellant.
Case Number: 117827
THE SUPREME COURT OF THE STATE OF OKLAHOMA
Decided: 06/22/2021
2021 OK 38
NOTICE: THIS OPINION HAS NOT BEEN RELEASED FOR PUBLICATION. UNTIL RELEASED, IT IS SUBJECT TO REVISION OR WITHDRAWAL.
ON CERTIORARI TO THE COURT OF CIVIL APPEALS, DIVISION IV
Honorable Rocky Powers, Trial Judge
¶0 Appellant Iris M. Stacy (Mother) appealed a trial court judgment entered on a jury verdict terminating her parental rights for failure to correct the conditions which led to the deprived adjudication of I.T.S., I.M.S., and R.E.S. The Court of Civil Appeals (COCA), Div. IV, affirmed the judgment by unpublished opinion. Mother‘s petition for certiorari seeks examination of COCA‘s decision that the trial court committed no reversible error by discharging Mother‘s court-appointed counsel at the conclusion of the dispоsition hearing, which left her without legal representation until counsel was reappointed following the filing of State‘s petition to terminate her parental rights over two years later. We granted certiorari to address a question of first impression: Upon request by an Indian child‘s parent for counsel in a deprived child proceeding, and a finding of indigency, whether the federal Indian Child Welfare Act (ICWA),
CERTIORARI PREVIOUSLY GRANTED; COURT OF CIVIL APPEALS’ OPINION VACATED; TRIAL COURT JUDGMENT REVERSED; CAUSE REMANDED.
Chris D. Jones, JONES LAW FIRM, Durant, Oklahoma, Attorney for Respondent/Appellant Iris M. Stacy,
Whitney Paige Kerr, BRYAN COUNTY DISTRICT ATTORNEY‘S OFFICE, Durant, Oklahoma, Attorney for Petitioner/Appellee State of Oklahoma,
D. Michael Haggerty, II, HAGGERTY LAW OFFICE, PLLC, 716 W. Evergreen Street, Durant, Oklahoma, Attorney for Minor Children
¶1 Appellant Iris M. Stacy (Mother) seeks certiorari review of an unpublished opinion by the Court of Civil Appeals (COCA) that affirmed the trial court‘s judgment terminating her parental rights to I.T.S., I.M.S., and R.E.S. (Children). At issue is the trial court‘s sua sponte discharge of Mother‘s court-appointed counsel at the conclusion of the disposition hearing, which left her without representation until State filed its petition to terminate her parental rights over two years later.1 She argues the trial court‘s failure to provide her legal representation between the disposition and the filing of the petition to terminate her parental rights—a time period of 798 days—is contrary to the federal Indian Child Welfare Act (ICWA),
I. RELEVANT FACTS
¶2 This deprived child proceeding began in April 2015, when the children‘s school counselor reported they had expressed fears of their father, whom Mother had recently allowed to return to their home in Durant, Oklahoma. Child Welfare Services of the Oklahoma Department of Human Services (DHS) confirmed the
¶3 State filed a petition alleging Children were deprived due to domestic violence, exposure to substance abuse, and their parents’ failure to provide a safe and stable home. Children were subsequently adjudicated deprived as to their father based on his stipulation to State‘s deprived petition. On June 18, 2015, five days before the hearing to adjudicate the children deprived as to Mother, she applied for a court-appointed attorney. The trial court appointed counsel for Mother on June 22, 2015. Mother stipulated to State‘s deprived petition, and the trial court adjudicated the children deprived on June 23, 2015. Following the disposition hearing held the same day, the trial court‘s order states, in relevant part, “Counsel discharged, subject to re-app[ointmen]t.”5
¶5 In August of 2017, a caseworker went to Mother‘s home to check on her daughters’ absence from school. The daughters told the worker their Mother was not home, she had used their school clothes money to bail their father out of jail, and since that time, she had allowed father to stay in their home. DHS ended the trial reunification August 23, 2017.
¶6 State filed a petition to terminate the parental rights of Mother and Father on August 29, 2017. The petition alleged two termination grounds against both parents—
¶7 The jury trial on State‘s petition to terminatе Mother‘s parental rights was held January 29-30, 2018. The jury rendered separate verdicts finding that termination of Mother‘s parental rights was in the children‘s best interest because she had failed to correct the conditions that led to their deprived status. The jury identified the conditions that were not corrected as “[u]nsafe, unstable and inappropriate home environment, substance abuse, and domestic violence” by checkmarks on all three verdicts.
¶8 The journal entry of judgment terminating Mother‘s parental rights, the preparation of which was delayed for a full year, was filed on January 30, 2019. On February 28, 2019, an amended judgment terminating Mother‘s parental rights was filed. Mother filed her appeal on the same date.8 The appeal was assigned to Division IV of the Oklahoma Court of Civil Appeals, which affirmed the amended judgment but remanded with directions.9 This Court granted Mother‘s Petition for Certiorari on May 4, 2020.
II. STANDARD OF REVIEW
¶9 Mother‘s certiorari petition challenges COCA‘s interpretation of ICWA regarding appointment of counsel for an indigent parent of an Indian child. A legal question involving statutory interpretation is subject to de novo review. Casey v. Casey, 2005 OK 13, ¶ 7, 109 P.3d 345, 348. “Under the de novo standard, this Court examines legal issues indeрendently, without deference
III. ANALYSIS
¶10 ICWA‘s application in this case is undisputed.10 When ICWA applies, the Oklahoma Indian Child Welfare Act (OICWA),
IV. SECTION 1912(b) OF THE INDIAN CHILD WELFARE ACT
¶11 The applicable ICWA statute is
In any case in which the court determines indigency, the parent or Indian custodian shall have the right to court-appointed counsel in any removal, placement, or termination proceeding. The court may, in its discretion, appoint counsel for the child upon finding that such appointment is in the best interest of the child. Where State law makes no provision for appointment of counsel in such proceedings, the court shall promptly notify the Secretary upon appointment of counsel, and the Secretary, upon certification of the presiding judge, shall pay reasonable fees and expenses out of funds which may be appropriated pursuant to section 13 of this title.12
The record establishes Mother filed separate applications requesting court-appointed counsel—some 26 months apart (five days before the date set for her disposition hearing and a month after State filed its petition to terminate her parental rights). The trial court granted both applications.13 For purpоses of this review, the indigency findings are presumed from the orders appointing counsel.
¶12 COCA concluded
¶13 “[B]y virtue of the Supremacy Clause, ‘we are governed by the decisions of the United States Supreme Court with respect to the federal constitution and federal law, and we must pronounce rules of law that conform to extant Supreme Court jurisprudencе.‘” Sparks v. Old Republic Home Prot. Co., 2020 OK 42, ¶ 20, 467 P.3d 680, 687 (quoting Hollaway v. UNUM Life Ins. Co. of Am., 2003 OK 90, ¶ 15, 89 P.3d 1022, 1027).
¶14 “The fundamental rule of statutory construction is to ascertain and give effect to the legislative intent, and that intent is first sought in the language of a statute.” Fanning v. Brown, 2004 OK 7, ¶ 10, 85 P.3d 841, 845. “Courts will give the words of a statute a plain and ordinary meaning, unless it is clear from the statute that a different meaning was intended by the Legislature.” Id. at 845-46. “When the language of a statute is plain and unambiguous, no occasion exists for apрlication of rules of construction, and the statute will be accorded meaning as expressed by the language employed.” In re City of Durant, 2002 OK 52, ¶ 13, 50 P.3d 218, 221. We must consider the statute as a whole, not just individual words or provisions. These same rules apply when interpreting ICWA. See In re M.S., 2010 OK 46, ¶¶ 13-14, 237 P.3d 161, 165-66 (finding ICWA
¶15 We find no opinions in which the U.S. Supreme Court interpreted
¶16 For purposes of deciding whether ICWA‘s mandate includes court-appointed counsel for a parent of an Indian child between the disposition and parental rights termination hearings, we conclude the text of
¶17 The next term, “any,” is used as an adjective to modify the three objects of the preposition “in“—removal, placement, or termination proceeding. When used in a statute, “аny” is equivalent and has the force of “every” and “all.” State ex rel. Porter v. Ferrell, 1998 OK 41, ¶ 9, 959 P.2d 576, 578. The use of the conjunction “or” to connect the three terms indicates they are alternatives to each other.16 It also identifies that “any removal” and “any placement” are in the same class as a “termination proceeding.”
¶18 ICWA provides the meaning of
¶19 The terms “placement” and “termination proceeding” refer to proceedings included in ICWA‘s definition of “child custody proceeding“—foster care placement, termination of parental rights, adoptive placement, and preadoptive placement. See
¶20 The definition of “foster care placement” is further determinative of the question presented to this court. Pursuant to
“foster care placement” which shall mean any action removing an Indian child from its parent or Indian custodian for temporary placement in a foster home or institution or the home of a guardian or conservator where the parent or Indian custodian cannot have the child returned upon demand, but where parental rights have not beеn terminated;
This definition includes the period at issue in this review proceeding—between the disposition hearing and the petition to terminate parental rights. Further, a “foster care placement” requires the following four elements: 1) removing an Indian child from a parent or Indian custodian, 2) temporary placement in a foster home or institution, 3) the parent or Indian custodian cannot demand the children‘s return, and 4) parental rights have not been terminated. The facts here satisfy all four elements. The subject children were removed from the custody of Mother and the father in an involuntary proceeding and placed in DHS custody for temporary placement in a foster home. Further, the parents could not demand the children‘s return, and State had not petitioned to terminate parents’ parental rights.
¶21 It is also during this time of the involuntary proceeding that the parents’ actions either accumulate in favor of termination or in favor of reunification; as such, the need for counsel is of paramount importance. The record demonstrates Mother began working her ISP, obtained employment, and visited her children. Her initial success with completing her ISP to the point of trial reunification does not negate her statutory right under ICWA to court-appointed counsel for the entirety of the proceeding.
¶22 The trial court‘s discharge of Mother‘s court-appointed counsel left her without legal representation: 1) during her twin daughters’ removal from one relative foster home to another; 2) at all of the court-ordered ISP review/permanency hearings, which the record establishes she regularly attended; 3) during the Post-Adjudication Review Board (PARB) meeting held Januаry 2017, when the Board advised Mother “to obtain legal aid to obtain custody of her children” and “DHS to help her complete this application“;19 and 4) at the August 23, 2017 hearing, during which the trial court approved DHS’ termination of trial reunification. Based on our interpretation of
Any party seeking to effect a foster care placement of, or termination of parental rights to, an Indian child under State law shall satisfy the court that active efforts have been made to provide remedial services and rehabilitative programs designed to prevent the breakup of the Indian family and that these efforts have proved unsuccessful.
(emphasis added). The first step to fulfill ICWA‘s mandate to protect Indian children, their parents, and the Indian tribe, including active efforts under
V. REQUESTED RELIEF
¶24 Mother was deprived of her ICWA-guaranteed right to counsel. Before we can grant her requested relief, however, we must take cognizance of facts arising during the pendency of this appeal.20 First, due to pre-appeal delays and other extenuating circumstances, two of Mother‘s three children have now reached the age of emancipation, and the third child is closely approaching the age of emancipation, raising questions as to what relief may be granted.21 “It is a long-established rule that this Court will not consume its time by deciding abstract propositions of law or moot issues.” Baby F. v. Okla. Cty. Dist. Court, 2015 OK 24, ¶ 11, 348 P.3d 1080, 1084.
¶25 We have previously refused to find an issue moot when the underlying defect cannot be cured, if the complaining party faces ongoing collateral consequences. For example, in In re D.B.W., 1980 OK 125, 616 P.2d 1149, the appellant challenged a trial court order involuntarily committing him to the hospital for mental health treatment. The appellee claimed the case was moot because the appellant had since been discharged from the hospital. Id. ¶ 4, 616 P.2d at 1150. We rejected this argument, recognizing that the appellant faced ongoing collateral consequences in the form of legal disabilities and social stigma resulting from his involuntary commitment. Id. ¶ 4, 616 P.2d at 1150-51. Here, Mother also faces ongoing collateral consequences as result of having her parental rights terminated. See
¶26 Additionally, even if the issue is moot, we may, nevertheless, address it if (1) the appeal presents a question of broad public interest, or (2) the challenged аction is capable of repetition, yet likely to evade review. Baby F., 2015 OK 24, ¶ 12, 348 P.3d at 1084 (citing Scott v. Okla. Secondary School Activities Ass‘n, 2013 OK 84, ¶ 14, 313 P.3d 891, 895; State of Oklahoma. ex rel. Okla. Firefighters Pension & Ret. Sys. v. City of Spencer, 2009 OK 73, ¶ 4, 237 P.3d 125, 129; Payne v. Jones, 1944 OK 86, ¶¶ 3-5, 146 P.2d 113, 116).
¶27 The present case falls squarely within both recognized exceptions to the mootness doctrine. Treatment of the statutory provisions in question is a matter of broad public interest, as it implicates the fundamental rights of Indian parents and children. Additionally, there is a high likelihood that future cases could unfold in a similar manner without garnering any scrutiny on appeal. The trial court granted Mother‘s requests for counsel at the deprived adjudication and disposition hearing and the trial on terminating
¶28 As relief is warranted in this case, we must now address what form it should take. We note
Any Indian child who is the subject of any action for foster care placement or termination of parental rights under State law, any parent or Indian custodian from whose custody such child was removed, and the Indian child‘s tribe may petition any court of competent jurisdiction to invalidate such action upon a showing that such action violated any provision of sections 1911, 1912, and 1913 of this title.
¶29 In Oklahoma, there are three legal prerequisites in an action terminating parental rights based on the sole ground submitted to the jury in this matter—
VI. CONCLUSION
¶30 The trial court‘s discharge of Mother‘s counsel between the disposition hearing and the filing of the petition to terminate was reversible error. ICWA requires court-appointed counsel during all phases of a deprived child proceeding involving an Indiаn child or Indian children.22 The Court of Civil Appeals’ opinion is vacated. The district court‘s judgment is reversed and the cause remanded.
COURT OF CIVIL APPEALS’ OPINION VACATED; TRIAL COURT‘S JUDGMENT REVERSED; CAUSE REMANDED.
Darby, C.J., Winchester, Edmondson, Combs, Gurich and Rowe, JJ., concur;
Kane, V.C.J., and Kauger, J., concur in result.
