In this dеpendency action, we consider for the first time the obligation of the Commonwealth to promote family stability and to preserve the family unit pursuant to Public Law 96-272, June 17, 1980, the Adoption Assistance and Child Welfare Act of 1980. Under this Act the state is entitled to matching funds when it complies with federal requirements to make reasonable efforts to maintain the family unit when it tempоrarily or permanently removes the child from the home. In our Commonwealth, the services required by the federal act are implemented through the Department of Public Welfare and the County Children and Youth Services. In the present case, Monroe County Children and Youth Services (CYS) had a greater concern with the protection of their funding than the implementаtion of
Ultimately, the goal is to rehabilitate the family, reunite the child with his family or, after reasonable efforts over an appropriate period of time have failed, to terminate parental rights and free the child for adoption pursuant to the Adoption Act of 1980, Subchapter B, Involuntary Termination, 23 Pa.C.S. § 2511(a).
Fallaro v. Yeager,
These requirements are not mere formalities:
[I]t is clearly apparent that with the enormous social and legal implications involved in a finding of dependency, this can only be accomplished through the proceedings in Juvenile Court pursuant to a dependency petition, which calls into play the full panoply of services, safeguards and goals рrovided by federal and state laws and resources.
Fallaro v. Yeager,
Here, finding that the agency has neither made reasonable efforts to keep this family together nor presented evidence probative of dependency, we reverse and remand.
The regulations promulgated under 55 Pa.Code § 3130.65 require that a voluntary agreement may only be effective for 30 days and
must
contain a statement that the parent has a right to be represented by legal counsel, has a right to refuse to place the child and must contain a statement that the parent has a right to visit the child, to be consulted with respect to all medical or educational decisions and that the parent has the right to the immediate return of the child upon request unless the court orders the legal custody of the child to be transferred to the agency. As CYS has neither attached а copy of the voluntary agreement, stated why it was not accessible, nor set forth the provisions, we need not consider the voluntary agreement. Pa.R.C.P. 1019(h);
see Judges v. County of Washington,
In early February, Mother requested the return of her child. This request was denied by the agency. On February 16, 1988, the date of the hearing, Mother had been continuously requesting the return of her child for two weeks, was employed, earning $3.60 per hour, and was residing with the family of a friend. The stated reason for CYS’s refusal to return the child was that Mother needed to
On the basis of this testimony, the trial court not only made an initial determination of dependency but also made a specific finding that reasonable efforts were made by Monroе County CYS to prevent the placement. Counsel for CYS had requested such a finding:
[F]or funding and State administrative reasons, we’re required to proceed and present petitions in matters of this type, and what we’re requesting is a standard type of disposition, which is a finding of dependency which protects our funding and provides for proper state funding. It provides for placement with the agency and review at any time by any interested party.
N.T. 2/16/88 at 4-5.
Mother filed-a Notice of Appeal on March 16, 1988. On March 9, 1988 the trial court had scheduled a hearing for March 23, 1988 on a petition for reconsideration. This was the same hearing date established in the order entered February 17, 1988.
1
The trial court conducted its review
Mother maintains on appeal that CYS made no reasonable efforts to avoid the necessity of the child’s placement in foster care. She also contends that the initial determination of dependency made by the trial court was not supportеd by clear and convincing evidence. Mother asserts that no history of abuse or neglect was shown, nor was any evidence presented to show that the minor child had been deprived of proper care during the time she was in the custody of her mother. Mother insists that even if a child is adjudicated dependent she may nonetheless not be separated frоm her parent unless the separation is clearly necessary.
In re Donna W.,
The “clear necessity” standard is designed to ensure that family unity is “preserved whenever possible.” 42 Pa.C.S. § 6301(b)(1) and (3). The Juvenile Act defines a dependent child as one who is without proper parental care or control, subsistence, education as required by law, or other care or cоntrol necessary for his or her physical, mental, or emotional health or morals. 42 Pa.C.S. § 6302. Whether a child is considered to be lacking proper parental care or control, for purposes of determining whether a child is a “dependent child” within the meaning of 42 Pa.C.S. § 6302, encompasses two discrete questions. It must first be ascertained if the child is “at this moment withоut proper parental care or control.” If so, the court must then determine if
The attorney for the minor child asserts that CYS failed to offer evidence probative of either question. He further argues that in this case there was no evidence before the trial court that separation of this mother from her child should have been considered in the first place. He correctly maintains that separation of a child from a parent, even if the child is adjudicated dependent, is improper absent a showing that the separation is clearly necessary. Clear necessity is established when the court determines that alternatives to separation are unfeasible.
In the Interest of Ryan Michael C.,
Counsel for the minor child urges that we vacate the trial court order and return his client to her mother. Quoting respectively from
Stanley v. Illinois,
The evidence supporting the finding of reasonable efforts consisted entirely of the following testimony by the case worker:
Q. What assistance has been provided?
A. Well, housing of her child, getting [Mother] hooked up with Community Services, providing her bus pass and things so she can come visit with her child, getting her hooked up with the Salvation Army, which in turn put her up in a motel for a short time.
We have been working with her and encouraging her to get out to D.P.A., get on assistance, seek employment, and encouraging her to find her own place to live.
N.T. 2/16/88 at 10. The reasonable efforts requirement of the adoption Assistance *nd Child Welfare Act of 1980, PL 96-272 is twofold. First, states must include in their Title IV-E state plan a commitment that reasonable efforts will be made to prevent unnecessary placement of children in foster homes, and to return foster children to their homes. The relevant state plan requirement provides:
§ 671(a) In order for a State to be eligible for payments under this part, it shall have a plan approved by the Secretary which ...
(15) effective October 1, 1983, provides that, in each case, reasonable efforts will be made (A) prior to the placement of a child in foster care, to prevent or eliminate the need for removal of a child from his home, and (B) to make it possible for the child to return to his home.
42 U.S.C. § 671(a)(15) (1986). Second, for each child entering рlacement after October 1, 1983, there must be a judicial determination that reasonable efforts were made to prevent removal in order for the state to be eligible for federal foster care funds under Title IY-E. The state will be eligible only if:
The removal of the child from the home was the result of a judicial determination to the effect that ... reasonаble efforts of the type described in section 671(a)(15) have been made.
42 U.S.C. § 672 (1986).
With the adoption of this legislation in 1980, Congress decided to shift the emphasis in federal programs toward providing preventive services to allow abused or neglected
The federal regulations require each state to designate in a plan which preventive and reunification services are available. While every state is not required to provide a specific set of services, a list of suggested services is provided:
(2) The services specified may include: twenty-four hour emergency caretaker, and homemaker services; day care; crisis counseling; individual and family counseling; emergency shelters; procedures and arrangements for access to available emergency financial assistance; arrangements for the provision of temporary child care to provide respite to the family for a brief period, as part of a plan for preventing children’s removal from home; other services which the agency identifies as necessary and appropriate such as home-based family services, self-help groups, services to unmarried parents, provision of, or arrangements for, mental health, drug and alcohol abuse counseling, vocational counseling or vocаtional rehabilitation; and post-adoption services.
95 C.F.R. § 1357.15(e)(2) (1986).
Under the reasonable efforts requirement, agencies can be required to provide services that are normally the province of other agencies. Samuel B. Magdovitz with Lisa M. Colautti and Robert G. Schwartz,
A Guide to Judicial Decisions Affecting Dependent Children,
p. 11 (Juvenile
[SJhould emphasize to the agency the high financial and psychological cost of maintaining a child in out-of-home care compared to the minimal cost of paying the family’s initial rent, security deposit or utility bill.
The court should use the power it has under federal law to require the agency to provide services that are not routinely available or to forgo federal reimbursement for the cost of placement.
Making Reasonable Efforts: Steps for Keeping Families Together, published by the National Council of Juvenile and Family Court Judges, the Child Welfare League of America, the Youth Law Center and the National Center for Youth Law (no publication date) at 59. 2 This same publication also suggests that:
When the child welfare agency uses the services of other public agencies to meet its responsibility for making reasonable efforts, it should not simply refer families to other agencies and assume that the obligation has been met. Unless responsibility for a child’s or family’s case has clearly been delegated to the other agency and a mechanism for accountability has been established, the referring child welfare agеncy should retain responsibility for the case and for ensuring that the family receives the appropriate services.
Id. at 79.
The legislature has placed primacy on the right of parents to raise their own children and the desirability of children to be raised by their natural parents. In the present case, the onus was on CYS to address and support the claims in the dependency petition which it filed with clear and convincing evidence. This standard means that the testimony must be so direct and unambiguous so as to enable the trier of fact to come to a sure determination, without conjecture, of the
Our review of the record reveals a very young, unwed mother, lacking financial resources and housing who was unemployed. The mother, in a responsible fashion, turned to CYS to obtain assistance to provide and care for her child. There is no evidence that this young mother in any way neglected or abused her child. CYS has failed to present clear and convincing evidence to establish dependency and has failed to make reasonable efforts to prevent the separation of the mother and child.
A fundamental purpose of the Juvenile Act is to preserve family unity whenever possible. The Act limits the Commonwealth’s course of interference with the family unit to those cases where the parents have not provided a minimum standard of care for the child’s physical, intellectual and moral well-being.
In Interest of Pernishek,
Finding that the decision of the trial court constitutes an abuse of discretion, we reverse the order entered February 17, 1988 declaring the minor child to be dependent and remand with instructions that the child is to be returned to her natural mother.
REVERSED AND REMANDED.
Notes
. Initially, CYS challenges the propriety of this appeal, contending that the aрpeal is premature, not being an appeal from a final order, because the February 17, 1988 Order specifically set March 23, 1988 as the date for a review hearing. Contrary to the contention of CYS, the hearing set by the February 17, 1988 Order whs intended by the trial court to be a periodic placement review anticipated by the Juvenile Act. The February 17, 1988 Order of thе trial court vested custody of the child in CYS
for appropriate placement
after determining the child to be dependent. The scheduling of such periodic reviews does not vitiate the finality of an adjudication of dependency which is accompanied by a disposition of the child.
See In Interest of C.A.M.,
264
. This publication is available without charge from The Youth Law Center, 1663 Mission Street, San Francisco, California 94103, (415) 543-3373.
