Lead Opinion
MAJORITY OPINION
Earl Leroy Hoback appeals from a judgment terminating his parental rights to his daughter, K.M.H. On appeal, Hoback complains (1) the trial court erred in denying his request for a jury trial, (2) the trial court erred in denying counsel’s request to withdraw from representation, and (3) trial counsel was ineffective. We affirm.
FACTUAL AND PROCEDURAL BACKGROUND
Earl Hoback is the father, and Melissa Kite is the mother, of K.M.H., born April 8, 2003. Four days after her birth, K.M.H. was placed in protective custody. On April 14, 2003, the Brazoria County Children’s Protective Services Unit, Texas Department of Protective and Regulatory Services (“CPS”), filed a suit affecting the parent-child relationship in which CPS sought temporary conservatorship of the child and termination of the parent-child relationship between K.M.H. and both parents. After a bench trial, the trial court terminated both parents’ parental rights. Hoback files this appeal from the trial court’s judgment terminating his parental rights. The trial court filed findings of fact and conclusions of law; on appeal, Hoback does not challenge the findings of fact and conclusions of law.
The trial court’s findings and conclusions are excerpted below, in pertinent part:
Findings of Fact
1. The child who is the subject of this suit is [K.M.H.]
2. The mother of the child is [Kite] and the father of the child is [Ho-back].
3. [CPS] was named temporary managing conservator of the child on [the] 14[th of] April 2003.
4. [Kite] did not appear for trial and wholly made default.
5. [Hoback] did not appear for trial and wholly made default.
6. All counsel announced ready for . trial.
7. [Kite]- consumed alcohol and smoked marijuana regularly during her pregnancy with [K.M.H.]
8. On 04-12-03, [Kite] smoked marijuana and drank alcohol to the point of intoxication.
9. On' 04-12-03, [Kite] breast fed [K.M.H.] following her own usage of alcohol and marijuana.
10. On 04-12-03, [Kite] allowed [K.M.H.] to ride in a vehicle operated by [Hoback] who was operating the vehicle while he was intoxicated.
11. [Kite] used “crank” and cocaine during her pregnancy with [K.M.H.]
12. [Kite] knew that her use of alcohol, marijuana, “crank,” and cocaine during her pregnancy with [K.M.H.] endangered [K.M.H.]
13. [Hoback] was aware of [Kite’s] use - of alcohol, marijuana, and controlled substances during her pregnancy with [K.M.H.] and he used alcohol and drugs with her during the period of her pregnancy.
14. [Hoback] knew that [Kite’s] abuse of drugs and use of alcohol duringher pregnancy with [K.M.H.] endangered the child.
15. On 04-12-03, [Hoback] operated a motor vehicle while he was intoxicated while [K.M.H.] was a passenger in the vehicle.
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17. [Hoback] pleaded guilty to the offense of endangering a child by operating a motor vehicle while he was intoxicated on 04-12-03 endangering [K.M.H.]
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19. The temporary orders entered in this cause on 04-22-03 specifically established the following actions [Kite] and [Hoback] needed to accomplish to obtain the return of the child: submit to а psychological assessment and follow all recommendations of the psychologist; successfully complete counseling; submit to a complete drug and alcohol abuse assessment and to follow all I'eeommendations made by facility staff for further assessment or treatment; remain drug and alcohol free during the pendency of the suit; obtain and maintain a safe and stable home; and, comply with the service plans.
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22. [Hoback] failed to comply with and complete the foregoing actions necessary for him to obtain return of the child.
23. [Hoback] tested positive for marijuana on 04-23-03, 05-15-03, 06-18-03, 06-26-03, and 08-25-03.
24. [Hoback] did not exercise any visitation with [K.M.H.] from 08-29-03 through 03-15-04.
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26. [Hoback] did not obtain or maintain a safe and stable home during the pendency of the case.
27. CPS provided and made the court-ordered services available to [Ho-back] аnd [Kite].
28. CPS[’s] plans for the child are to pursue adoption of the child by the foster family with which she has been placed since she was placed into protective custody.
29. [K.M.H.]’s needs are being met in her current placement and she is provided with a safe and stable home.
Conclusions of Law
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6. CPS has had temporary managing conservatorship of [K.M.H.] in excess of nine months.
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9. [Hoback] engaged in conduct that endangered the physical or emotional well-being of [K.M.H.]
10. [Hoback] knowingly placed [K.M.H.] with a person who engaged in conduct that endangered the physical or emotional well-being of [K.M.H.]
11. [Hoback] failed to comply with the provisions of the temporary orders in this cause which specifically established the actions he needed to take to obtain return of [K.M.H.]
12. [Hoback] failed to regularly visit or maintain significant contact with [K.M.H.]
13. CPS made reasonаble efforts to return [K.M.H.] to Hoback.
14. [Hoback] has demonstrated an inability to provide the child with a safe environment.
15. Termination of the parent-child relationship between [Hoback] and[K.M.H.] would be in the best interests of the child.
16. It would be in the best interests of [K.M.H.] for CPS to be named the managing conservator of the child.
DISCUSSION
I. Denial of Request for Jury Trial and Denial of Motion to Withdraw
In his first and second points of error, Hoback argues the trial court erred in denying his request for a jury trial and in denying trial counsel’s motion to withdraw. At oral argument before this court, Ho-back orally waived these two points on appeal. Thus, we do not address the arguments made under these two points.
II. Ineffective Assistance of Counsel
In his third point of error, Hoback argues trial counsel failed to provide him competent representation both during and after the termination proceedings, in violation of his right to due process of law. Specifically, Hoback complains counsel was ineffective in (1) failing to preserve legal and factual sufficiency points of error, (2) failing to timely request a trial by jury, (3) failing to make any requests for discovery, (4) failing to ensure a complete record was made during significant pretrial motions, (5) failing to timely withdraw from dual representation, and (6) failing to ensure Hoback was present for trial.
A. Standard of Review
The statutory right to counsel in parental-rights termination cases embodies the right to effective counsel. See In re M.S.,
First, the defendant must show that counsel’s performance was deficient. This requires showing that counsel made errors so serious that counsel was not functioning as the “counsel” guaranteed the defеndant by the Sixth Amendment. Second, the defendant must show that the deficient performance prejudiced the defense. This requires showing that counsel’s errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable.
“With respect to whether counsel’s performance in a particular case is deficient, we must take into account all of the circumstances surrounding, the case, and must primarily focus on whether counsel performed in a ‘reasonably effective’ manner.” In re M.S.,
With respect to the requirement under Strickland that an appellant must show counsel’s deficient performance prejudiced his defense, as explained in Mitchell v. Stale, “[t]his means that the appellant must show a reasonable probability that, but for his counsel’s unprofessional errors, the result of the proceeding would have been different.”
Keeping the Strickland guidelines in mind, we review Hoback’s ineffective assistance complaints.
B. Preservation of Legal and Factual Sufficiency Points of Error
Hoback complains counsel was ineffective because she failed to preserve legal and factual sufficiency points of error by neglecting to file the appropriate motions during and after trial.
Hoback’s assertion conflicts with the record. The record shows Hoback’s counsel timely filed a motion for new trial on his behalf challenging both the legal and factual sufficiency of the evidence. Moreover, in non-jury trials, it is not necessary to preserve in the trial court a complaint about the legal and/or factual sufficiency of the evidence because such a complaint may be raised for the first time on appeal. See TEX. R. APP. P. 33.1(d). Thus, Hoback was not barred from challenging the legal and factual sufficiency of the evidence in this appeal, and counsel was not ineffective in this regard.
C. Request for Jury Trial
The Family Code provides for trial by jury upon request. See TEX. FAM. CODE ANN. § 105.002 (Vernon Supp. 2005). Unlike in criminal cases, the Family Code does not require an express waiver of trial by jury. See TEX. CODE CRIM. PROC.'ANN. art. 1.13 (Vernon 2005). Under Texas Rule of Civil Procedure 216, to make a proper request fоr a jury trial, a party must make a written request for a jury trial and pay the jury fee at least thirty days before the date trial is set. See TEX. R. CIV. P. 216 (“No jury trial shall be had in any civil suit, unless a written request for a jury trial is filed with the clerk of the court a reason* able time before the date set for trial of the cause on the non jury docket, but not less than thirty days in advance.”); In re V.R.W.,
The record shows Kite and Hoback’s first appointed trial counsel filed an original answer on their behalf on January 20, 2004, but she did not file a request for a jury trial. When Kite and Hoback’s first appointed counsel later withdrew from representation, the trial court appointed a second attorney to represent Kite and Ho-back. The reporter’s record shows that at a hearing on March 9, 2004, Kite and Hoback’s second appointed trial counsel renewed an earlier oral request for a jury trial which the trial court had denied at a prior hearing (there is no record of the prior hearing). In accordance with counsel’s previous oral request for a jury trial, cоunsel stated at the March 9 hearing she was submitting a written request for a jury trial. The only written request for a jury trial in the record was filed on February 27, 2003, on Kite’s behalf, and the request was untimely because it was filed less than thirty days before trial. See TEX. R. CIV. P. 216. Second appointed trial counsel did not make a request for a jury trial on Hoback’s behalf.
On the first day of trial, March 15, 2004, second appointed counsel for Hoback and
Hoback argues counsel’s failure to timely request a jury trial on his behalf constitutes ineffective assistance. Hoback relies on In re J.C.,
We may not reverse for ineffective assistance “when counsel’s actions or omissions may have been based upon tactical decisions, but the record contains no specific explanation for counsel’s decisions.” Bone v. State,
D. Lack of Discovery
Hoback next argues ineffective assistance of counsel is shown by trial counsel not filing any motions for discovery or motions for disclosure in this case. Ho-back claims responses to the discovery may have disclosed whether a conflict of interest arose from trial counsel’s dual representation of both Hoback and Kite.
On appeal, Hoback does not cite any authority in support of this cоntention. Hoback also has not shown evidence of anything his trial counsel failed to discover, and he does not explain how formal discovery would have disclosed a conflict or how it might have benefitted him. Moreover, the record does not reveal whether informal discovery by counsel had been conducted, and there is no showing in the record that discovery directed to CPS would have factually changed any of the proof at trial.
Hoback’s complaint is not firmly founded in the record; we may only speculate why counsel did not conduct formal discov
E. Record of Pretrial Hearings
Hoback next complains counsel was ineffective in not hаving three pre-trial hearings transcribed. He asserts the record does not indicate an agreement by the parties that no record be made of three pretrial hearings held on January 20, 2004, February 10, 2004, and March 3, 2004. Hoback claims he was harmed by counsel’s failure to have a record made of the hearings on these dates because he now has no evidence of any mistakes trial counsel may have made; he argues that because he cannot show harm, he was harmed.
Texas Rule of Appellate Procedure 13.1(a) requires a court reporter to attend court sessions and make a full record of the proceedings, “unless excused by agreement of the parties.” TEX. R. APP. P. 13.1(a). Here, the record does not show the parties agreed to the absence of the court reporter, but the record also does not show either party objected to the court reporter’s absence. Thus,-the record does not show whether the parties may have agreed not to have a record made of the three pretrial hearings.
We may only consider the record presented to us, and we cannot speculate on what might or might not be in the missing portions of the record. See In re M.S.,
Hoback argues that if a record had been made of the January 20, 2004 permanency hearing, the “errors that would have been recorded would have been the evidence that Kite and Hoback were separated and each of their plans which was evidence of a conflict in representation” and “evidence as to whether CPS was planning to move for permanent managing conservatorship instead of termination.” Hoback does not explain how the couple’s separation creates a conflict of interest, and his other arguments as to what would have been recorded if a record had been made are not firmly founded in thе record. We may not speculate as to what may have occurred during the January 20, February 10, and March 3 pretrial hearings and why the hearings were not transcribed. See In re M.S.,
Hoback has not shown counsel’s performance in not ensuring the three pretrial hearings were recorded was deficient and that the deficient performance prejudiced his defense. See In re M.S.,
F. Dual Representation
Hoback argues counsel was ineffective due to an alleged conflict in counsel’s dual representation of both Hoback and Kite. Hoback asserts the interests of Kite
On March 5, 2004,
Section 107.013(b) of the Texas Family Code provides that indigent parents who are defendants in the same termination lawsuit are entitled to non-conflicted counsel. TEX. FAM. CODE ANN. § 107.013(b) (Vernon Supp.2005). In deciding whether there is a conflict of interest between parents opposing termination in a single lawsuit, the trial court must determine whether there is a substantial risk that counsel’s obligations to one parent would materially and adversely affect his or her obligations to the other parent. In re B.L.D.,
Hoback argues ineffectiveness is shown by trial counsel’s failure to file pre-trial motions on his behalf and her failure to explain to the trial court why she needed to withdraw from representation of Ho-back at the March 9 pre-trial hearing and on March 15, the first day of trial.
A review of the pre-trial record in this case shows no substantial risk that trial counsel’s obligations to Kite would materially and adversely affect her representation of Hoback. The petition for termi
In her counterpetition, filed January 20, 2004, Kite alleged she and Hoback “are or will be separated” and the “appointment of the parents as joint managing conservators would not be in the best interest of the child.” Kite further alleged that it would be in the best interest of the child that she be appointed sole managing conservator of the child. On January 20,- counsel filed a joint original answer on behalf of both Hoback and Kite wherein both parents entered a general denial.
Hoback has not shown his and Kite’s interests conflicted to create a substantial risk that counsel could not effectively represent each of them in the same trial. Other than the general statement in trial counsel’s motion to withdraw that Hoback and Kite had differences in how this case should be resolved, there is no evidence in the record showing Hoback’s interests were adverse to Kite’s and no evidence of an actual conflict. Moreover, even if we were to assume counsel was deficient in these regards, Hoback has not shown counsel’s errors were so serious as to deprive him of a fair trial.
Therefore, based on the record before us, we conclude appointed counsel’s obligations to Kite did not materially and adversely effect counsel’s obligations to Ho-back, and counsel’s dual representation did not constitute ineffective assistance.
G. Hoback’s Presence at Trial
Lastly, Hoback complains trial counsel was ineffective in failing to make arrangements for him to be present at trial. On the date of trial, Hoback was in boot camp in San Antonio. Hobaсk argues trial counsel’s failure to request a bench warrant resulted in the trial court being unable to consider whether Hoback was entitled to be present at trial.
Hoback concedes an inmate does not have an absolute right to appear in person in every court proceeding. See In re Z.L.T.,
Here, Hoback was represented by counsel, and he has not shown he was denied an opportunity to communicate with counsel. Hoback also has not shown the substance of any testimony he would have given, or how such testimony would have affected the trial court’s decision.
There is no explanation in the record for counsel’s actions in not requesting a bench warrant, which could have been tactical. Thus, there has been no showing defeating the presumption counsel provided effective assistance. Additionally, Hoback has not shown counsel’s failure to request a bench warrant prejudiced his defense. We conclude counsel’s failure to request a bench warrant did not constitute ineffective assistance.
We overrule point of error three.
CONCLUSION
We have carefully studied Hoback’s brief and the record and it has not been demonstrated to us that, but for the alleged errors of trial counsel, the result of the proceeding would have been different. CPS provided a solid case for the termination of Hoback’s parental rights.
Hoback has not shown that his trial counsel’s representation was deficient; that is, it fell below an objective standard of reasonableness based on prevailing professional norms. Strickland,
The judgment of the trial court is affirmed.
YATES, J., concurs and files a concurring opinion in which HUDSON, J. joins.
Notes
. In a supplemental brief filed after submission and oral argument, Hoback further argues counsel was ineffective in failing to move for a continuance on the grounds of lack of forty-five days notice for trial. Hoback contends he did not receive forty-five days notice of the March 15, 2004 trial setting pursuant to Texas Rule of Civil Procedure 245. See Tex. R. Civ. P. 245 (providing the trial court "may set contested cases on written request of any party, or on the court’s own motion, with reasonable notice of not less than forty five days to the parties of a first setting for trial, or by agreement of the parties; provided, however, that when a case previously has been set for trial, the Court may reset said contested case to a later date on any reasonable notice to the parties or by agreement of the parties."). The record shows that on September 30, 2003, the trial court signеd an "initial permanency hearing” order notifying the parties the case was set for trial on March 16, 2004. The trial court later signed a "subsequent permanency hearing order” on January 20, 2004, again notifying the parties the case was set for trial on March 16, 2004. However, the trial actually took place a day earlier, on March 15, 2004. It is unclear from the record when the date for trial was changed from March 16 to March 15. A motion for withdrawal of counsel filed by Hoback’s attorney on March 5, 2004 references a March 15 trial setting. In addition, at the conclusion of a March 9, 2004 pretrial hearing, the trial court announced the bench trial would proceed March 15, 2004. The record does not show any party objected to the March 15, 2004 trial setting.
Where the record is silent regarding counsel’s strategy or tactics, we will not speculate as to the basis for counsel’s decision. See Jackson v. State,
. Second appointed trial counsel untimely filed a jury trial request on Kite’s behalf, not his. .The trial court denied Kite's request for a jury trial due to the untimeliness of the request, as it was made less than thirty days before trial.
. The record shows that on March 5, counsel filed a motion to withdraw as counsel for Hoback; thus, her statement at the March 9, 2003 hearing that she was unaware she represented Hoback conflicts with the fact she filed a motion to withdraw from representation of Hoback four days earlier.
. On February 10, 2004, the trial court permitted Hoback and Kite’s first appointed trial counsel, M. Lesa Trombley, to withdraw as counsel of rеcord, and Mirenda Moorhead was appointed counsel of record for Hoback and Kite.
. Hoback argues in a supplemental brief filed after both submission of the case and oral argument that counsel was ineffective in not having him testify at the hearing on his motion for new trial. Hoback’s counsel argued at the motion for new trial hearing that appellant "is available for a hearing,” but she did not state he was present in the courtroom and there is no record of what Hoback would have said. No evidence was introduced during the hearing. We may only speculate why counsel did not call him to testify at the hearing, whether he was present or not; her reasons may have been strategic. When the record is silent as to possible trial strategies undertaken by defense counsel, we will not speculate on the reasons for those strategies. See Jackson v. State,
Concurrence Opinion
concurring.
I agree with the majority’s conclusion that Hoback failed to prove ineffective assistance of counsel in this case. However, I write separately to express my disagreement with the majority’s analysis in reaching that conclusion.
Request for Jury Trial
The majority simply states that Hoback’s second appointed trial counsel did not request a jury on his behalf. I do not think it is clear that no such request was made. The record shows that on Feb
“The right to jury trial is one of our most precious rights, holding ‘a sacred place in English and American history.’ ” Gen. Motors Corp. v. Gayle,
Though whether to try a case to а judge or jury is a strategic choice, once the decision is made to request a jury, it should be done timely. Making an untimely jury demand is not a reasonable strategic choice. Cf. Batiste v. State,
Having found deficient performance, I would next analyze whether Hoback was harmed by the deficiency. Strickland,
Even under this standard, I would conclude that Hoback has not shown harm. He does not explain how he was prejudiced by the failure to request a jury, stating only that “Hoback should not have been terminated without the benefit of a jury trial.” That is insufficient to undermine confidence in the outcome of the proceeding. Thus, I agree with the majority’s ultimate conclusion that Hoback has not shown ineffective assistance of counsel based on counsel’s untimely request for a jury trial.
Presence at Trial
The majority analyzes an inmate’s right to appear at a termination hearing under the typical standard for granting оr denying a request for a bench warrant. I believe this standard does not adequately protect the rights of the parent and thus does not apply in the termination context.
The absence of a parent at the trial to terminate his or her parental rights is prejudicial to the parent. The parent’s absence could leave the fact-finder with the impression that the proceeding is not important to the parent. Furthermore, because of the obvious negative connotations associated with a parent who is incarcerated, it is important for the fact-finder to witness the demeanor and credibility of the parent. In short, the presence, or nonpresence, of the parent in the courtroom at his or her termination hearing is vital to the fact-finder’s decision to terminate a parent’s rights to his or her child.
In re J.D.S.,
Despite the importance of a parent’s presence at a termination hearing, a strategic choice not to appear is possible. In the motion for new trial hearing, Hoback’s counsel seemed to imply that her failure to secure Hoback’s presence was an oversight or mistake. However, CPS pointed out that the record actually was silent on whether this was a tаctical decision, and Hoback’s counsel did not put on any evidence to the contrary or respond to that argument in any way, though having the opportunity to do so. At best, the record conflicts regarding whether the failure to request a bench warrant was strategy or mistake, and in reviewing allegations of ineffective assistance of counsel, we presume competent performance. In re M.S.,
. The Court of Criminal Appeals has held that structural defects are only those so labeled by the United States Supreme Court, which does not include the errors аt issue in this case. See Johnson,
. The case the majority relies upon, In re Z.L.T.,
Lead Opinion
In our original opinion, we concluded that Hoback’s counsel had waived Hobaek’s first two issues at oral argument. Hoback’s counsel then filed a motion for rehearing, stating that she did not intentionally waive these issues and intended only to waive oral argument and have the court rely on her brief. Rule 47.1 of the Texas Rules of Appellate Procedure provides that we “must ... address[ ] every issue raised and necessary to the final disposition of the appeal.” Tex.R.App. P. 47.1 (emphasis added). If it is unclear whether a party has waived an issue at oral argument, we should address it. See CSR Ltd. v. Link,
In his first issue, Hoback contends the trial court erred in denying his request for a jury trial. In reviewing Hoback’s claim that his counsel was ineffective in failing to make a timely jury demand, the majority and concurrence disagrеed as to whether Hoback’s counsel actually requested a jury trial. However, even if there was a proper jury request, Hoback waived any error because he failed to object when the trial court proceeded with a bench trial. See In re D.R.,
In his second issue, Hoback complains the trial court erred in denying counsel’s request to withdraw from representation of one of the parties based on a conflict of interest. In determining whether a conflict of interest exists between parents in a termination suit, the trial court must decide “whether there is a substantial risk that the appointed counsel’s obligations to one parent would materially and adversely affect his or her obligations to the other parent.” In re B.L.D.,
ANDERSON, J. would deny motion for rehearing.
