Lead Opinion
delivered the opinion of the Court.
When the State seeks to sever permanently the relationship between a parent and a child, it must first observe fundamentally fair procedures.
But that does not end our inquiry. A parental rights termination proceeding encumbers a value “far more precious than any property right”
We reverse the court of appeals’ judgment affirming the termination of parental rights. We remand the case to the trial court to determine whether the mother unreasonably failed to act after knowing that a final judgment had taken away her children, and if so, whether granting relief would impair another person’s substantial interest in reliance on that judgment.
I. Background
Several months after removing L.R.’s four children from her home and becoming their temporary managing conservator, the Department of Family Protective Services petitioned the trial court to terminate L.R.’s parental rights. After an unsuccessful attempt at personal service, the Department decided to serve L.R. by publication. Felicia Chidozie, the caseworker, prepared an affidavit summarizing her attempts to locate L.R. Although she had L.R.’s phone number, Chidozie said that L.R. told her that she was in the process of moving and did not have a permanent address. Chidozie ran a background check through IMPACT, which confirmed the address Chidozie already possessed. Chidozie also checked a website, www. anywho.com, and found no listing. Chido-zie’s call to the Texas Vine System was fruitless, and the Salvation Army refused on confidentiality grounds to answer her
The Department published the citation,
Finley testified that the children had been living with her for approximately six months, that they were happy, and that she planned to adopt them. Joe Rosen-field, the children’s guardian ad litem, stated that Finley wanted the children, and they were doing well under her care. He opined that termination would be in the children’s best interest.
Brenda Hull Thompson, who appeared as “publication attorney,”
The Department argued that L.R.’s motion was untimely because it was filed beyond Rule 329’s two-year deadline.
In her appellate brief, L.R. included a footnote citing Family Code section 161.211 but argued that the matter was an affirmative defense that the Department waived by failing to raise it in the trial court, citing In re Bullock,
Three months after briefing had been completed, the Department filed an amended brief, now arguing that section 161.211 absolutely barred challenges made more than six months after the order was signed, and that the court of appeals should not reach the merits because L.R.’s motion was untimely.
A divided court of appeals agreed.
The dissent concluded that the six-month deadline applied only to people who were validly served by publication. Id. at 827 (Murphy, J., dissenting). Because service on L.R. was invalid, the deadline was inapplicable:
While I agree that this State’s policy is to provide stability and finality for children, see Tex. Fam.Code Ann. § 158.001(a)(2), the legislature’s intent could not be — especially when no clear language suggests — effectively to create a presumption under subsection 161.211(b) that it is always in the best interest of the child to terminate parental rights after the expiration of six months regardless of whether the trial court ever acquired jurisdiction over the parent. Given the plain and specific language of subsection 161.211(b), the presumption the legislature intended the statute to comply with the Texas and United States Constitutions, and our obligation to construe statutes to avoid constitutional infirmities, I would conclude it was the intent of the legislature in enacting subsection 161.211(b) to bar attacks on parental termination orders only in situations where the parent was actually “served.”
Id. at 829. The dissent determined that L.R. was never validly served by publication because the Department had L.R.’s working phone number and a contact address, the caseworker met with L.R. during the time service by publication was being pursued, the Department knew the whereabouts of at least one relative, and Chidozie’s affidavit was inconsistent with her live testimony. Id. at 832.
We granted L.R.’s petition for review.
II. Citation by Publication
A. History
Citation by publication is a form of substituted service that, through a small notice published in the classified section of a local newspaper, is meant to apprise a defendant that her rights are at stake. Courts have accepted this method for more than a century. See, e.g., Pennoyer v. Neff,
Mullane involved a common trust fund, a mechanism for pooling small trusts to
The Supreme Court agreed. The Court observed that “[m]any controversies have raged about the cryptic and abstract words of the Due Process Clause but there can be no doubt that at a minimum they require that deprivation of life, liberty or property by adjudication be preceded by notice and opportunity for hearing appropriate to the nature of the case.” Id. at 313,
It would be idle to pretend that publication alone ... is a reliable means of acquainting interested parties of the fact that their rights are before the courts. It is not an accident that the greater number of cases reaching this Court on the question of adequacy of notice have been concerned with actions founded on process constructively served through local newspapers. Chance alone brings to the attention of even a local resident an advertisement in small type inserted in the back pages of a newspaper, and if he makes his home outside the area of the newspaper’s normal circulation the odds that the information will never reach him are large indeed ... In weighing its sufficiency on the basis of equivalence with actual notice, we are unable to regard this as more than a feint.
Id. For missing or unknown persons, service by this “indirect and even ... probably futile” means did not raise due process concerns. Id. at 317,
The Court revisited Mullane thirty-three years later in Mennonite Board of Missions v. Adams,
In a similar vein, the Supreme Court has rejected publication notice to known creditors or those whose identities are “reasonably ascertainable”
From these decisions, we can distill a common principle: when a defendant’s identity is known, service by publication is generally inadequate. See, e.g., 1 Restatement (Second) of Judgments § 2, reporter’s note cmt. a (1982) (“Some courts still do not seem to have appreciated the thrust
Notice by publication, constitutionally suspect in 1950, is even more vulnerable today, given the precipitous decline in newspaper readership. See Jennifer Lee Case, Note, Extra! Read All About It: Why Notice by Newspaper Publication Fails to Meet Mullane’s Desire-to-Inform Standard and How Modem Technology Provides a Viable Alternative, 45 Ga. L.Rev. 1095, 1097 (2011) (observing that, when Mullane was decided, over 80% of American adults read a weekday newspaper; today that number is 50%). One thing is clear: service by publication should be a last resort, not an expedient replacement for personal service.
B. A State law time limit is unenforceable when it violates due process.
Mullane ’s due process requirements displace state statutes that restrict the time for challenging a judgment. In Tulsa Professional Collection Services, Inc. v. Pope,
The U.S. Supreme Court reversed. Tulsa Prof'l,
Most state courts that have considered the issue have reached a similar conclusion: due process prevails over a state law time limit, even one imposed on challenges to termination of parental rights or adoptions.
With these principles in mind, we examine whether citation by publication was proper in this case. Parental rights are “far more precious than any property right,” and when the State initiates a termination proceeding, “it seeks not merely to infringe that fundamental liberty interest, but to end it.” Santosky v. Kramer,
Personal jurisdiction, a vital component of a valid judgment, is dependent “upon citation issued and served in a manner provided for by law.” Wilson v. Dunn,
We have said that “[i]f personal service can be effected by the exercise of reasonable diligence, substituted service is not to be resorted to.” Sgitcovich v. Sgitcovich,
The Iowa Supreme Court reached a similar conclusion, where an investigator “failed to exhaust all reasonable means to discover [the father’s] whereabouts to ensure that he did receive notice of the termination proceeding.” In the Interest of S.P.,
The Nebraska Supreme Court reached the same result. In re Interest of A.W.,
Similarly, a Georgia appellate court recently concluded that service by publication was improper in a parental rights termination case. See Taylor v. Padgett,
We agree with the principles stated in these cases. A diligent search must include inquiries that someone who really wants to find the defendant would make,
D. Because service was invalid, Family Code section 161.211 does not bar L.R.’s claim.
We must next decide the effect of the failure to provide adequate notice. Family Code section 161.211 provides that “the validity of an order terminating the parental rights of a person who is served by citation by publication is not subject to collateral or direct attack after the sixth month after the date the order was signed.” Tex. Fam.Code § 161.211(b). L.R. contends — as did the dissent below— that this bar applies only to parents for whom service by publication is valid. Failing that, L.R. argues that the statute is unconstitutional as applied to her.
Whether we conclude that the statute applies only if service was valid or that the statute is unconstitutional as applied to L.R., the reasoning and result are the same in this case. A complete failure of service deprives a litigant of due process and a trial court of personal jurisdiction; the resulting judgment is void and may be challenged at any time. See Tulsa Prof'l,
We appreciate the policy concerns the Department identifies. It, the parent, and the child share an interest in a quick and final decision. In the Interest of M.S.,
III. A parent who learns that her rights have been terminated cannot unreasonably delay in seeking to have them reinstated, if vacating the judgment would impair another party’s substantial interest in reliance on that judgment.
While actual notice of ongoing proceedings cannot substitute for proper service,
The right to avoid a judgment subject to the infirmities referred to in this Section [including inadequate notice] is not lost by reason of delay on the part of the moving party. In traditional theory this was attributed to the proposition that a “void” judgment is necessarily void ab initio and hence can never have the effect of securing rights. It appears more accurate to say that lapse of timealone does not create reliance interests in a judgment, for when lapse of time is accompanied by change of circumstance there may be grounds for refusing to treat the judgment as a nullity. See § 66. Related to this is the fact that when the judgment is for money, it may not affect the parties’ future conduct— and hence create interests of reliance on the judgment — until an attempt is made to execute on the judgment. Many of the cases asserting that delay does not affect the right to attack a void judgment involve attacks made in resistance to execution of money judgments. In contrast, when a judgment has prominent future effects, such as a judgment determining marital or filial status, reliance interests are very likely to arise.
Id. § 65 cmt. c (emphasis added). Few judgments have more substantial future ramifications than those affecting parentage.
And even though the Supreme Court has never addressed the precise question before us, it has consistently highlighted the defendant’s prompt action upon learning of an adverse judgment, even when service by publication violated the defendant’s due process rights. See, e.g., Mennonite,
The Supreme Court has also suggested that reliance interests in a parental rights case may be relevant even when the defendant’s due process rights were clearly breached. See Rothstein v. Lutheran Social Servs., 405 U.S. 1051,
Although courts have variously referred to a parent’s inaction as waiver, estoppel, or laches, the theories merge: when a child’s welfare hangs in the balance, the reliance interest created by a termination order need not yield when a parent learns of the order yet unreasonably fails to act.
If, after learning that a judgment has terminated her rights, a parent unreasonably stands mute, and granting relief from the judgment would impair another party’s substantial reliance interest, the trial court has discretion to deny relief. Here, although L.R. learned that her rights were terminated, she provided no information about when she learned of the termination order or what actions she took in response. The record is notably silent on the point. On remand, the trial court should explore this issue.
IV. Conclusion
The Department’s allegations against L.R. are serious, and if proven, may justify terminating her parental rights. But that determination cannot be made before she is given notice and the
Notes
. Santosky v. Kramer,
. McDonald v. Mabee,
. City of New York v. N.Y., New Haven & Hartford R.R. Co.,
. Santosky,
. See, e.g., id. at 747-48,
proceedings than that required to "award money damages in an ordinary civil action” and holding that only a clear-and-convincing evidence standard adequately protected parent’s due process rights).
.See Tex. Fam.Code § 161.211(b) ("Notwithstanding Rule 329, Texas Rules of Civil Procedure, the validity of an order terminating the parental rights of a person who is served by citation by publication is not subject to collateral or direct attack after the sixth month after the date the order was signed.”).
.The record does not contain a copy of the citation nor any information about where it was published. In contrast to our procedural rules, the Family Code requires only a single publication. Compare Tex. Fam.Code § 102.010(b) ("Citation by publication shall be published one time.’’), with Tex.R. Civ. P. 116 ("The citation ... shall be served ... by having the same published once each week for four (4) consecutive weeks-").
. In a post-judgment motion, the maternal grandmother disputed that Finley is related to the children.
. The petition for termination was filed May 25, 2007. Chidozie's affidavit of citation by publication was filed August 24. L.R. met with Chidozie at the Department's offices in either August or September (Chidozie’s testimony conflicts on this point), and the termination hearing occurred on October 25.
. See Tex. Fam.Code § 107.013(a)(2).
. The motion was filed November 16, 2009. Because the judgment’s two-year anniversary date, November 14, 2009, was a Saturday, the motion was filed within Rule 329(a)'s deadline. See Tex.R. Civ. P. 4, 329(a).
. See Tex. Fam.Code § 161.211(b).
. We called for the views of the Solicitor General, who submitted a brief on behalf of the State of Texas as amicus curiae.
. See Mathews v. Eldridge,
[identification of the specific dictates of due process generally requires consideration of three distinct factors: First, the private interest that will be affected by the official action; second, the risk of an erroneous deprivation of such interest through the procedures used, and the probable value, if any, of additional or substitute procedural safeguards; and finally, the Government’s interest, including the function involved and the fiscal and administrative burdens that the additional or substitute procedural requirement would entail.
Id. at 335,
. Tulsa Prof'l Collection Servs., Inc. v. Pope, 485 U.S. 478, 491, 108 S.Ct. 1340, 99 L.Ed.2d 565 (1988); see also City of New York v. N.Y., New Haven & Hartford R.R. Co.,
. See, e.g., Schroeder v. New York,
. See Greene v. Lindsey,
. See Eisen v. Carlisle & Jacquelin,
. See 2 William V. Dorsaneo III, Texas Litigation Guide § 32.105[l][b] (2012) ("Cautious practitioners should exhaust all other possible means of service before using citation by publication,” because “[d]ue process considerations may render service by publication ineffective unless all of the available methods reasonably likely to result in actual notice to the defendant have been attempted....”); 4A Charles Alan Wright & Arthur R. Miller, Federal Practice & Procedure § 1074, at 364 (3d ed.2002) ("Publication ordinarily is not a proper means of service in actions based on in personam jurisdiction. Perhaps the only general context in which service by publication will be sufficient is when it is used to serve an absent domiciliary who cannot be served in any other way.”).
. Such nonclaim statutes are almost universally included in state probate codes, and the Uniform Probate Code contains a similar provision barring claims filed more than four months after notice. See Unif. Probate Code § 3-801 (requiring creditors to “present their claims within four months after the date of the first publication of the notice or be forever barred”) (amended 1989), 8 U.L.A. 208 (1998); Tulsa Profl,
. See McKinney v. Ivey,
. See Caldwell v. Barnes,
. Cf. Mullane,
. Cf. Sgitcovich v. Sgitcovich,
. L.R. asserts claims under both the Due Process Clause of the United States Constitution and article I, section 19 of the Texas Constitution. Because ‘‘[t]he parties have not identified any difference between the state and federal guarantees material to the issues in this case,” we treat them as the same. Nat’l Collegiate Athletic Ass'n v. Yeo,
.The Department argues that L.R. waived her constitutional challenge. We disagree. When the court of appeals decides the case on an issue not presented to the trial court (and one raised by an adverse party only after appellate briefing had been concluded), a complaint arising from the court of appeals' judgment may be raised for the first time in a petition for review. See Bunton v. Bentley,
. In light of this holding, we need not reach L.R.’s argument that section 161.21 l’s deadline, though mandatory, is an affirmative defense that may not be raised for the first time on appeal, as several courts of appeals have held. See In re Bullock,
. Wilson v. Dunn,
.
. See, e.g., In re Adoption of A.W.P., Nos. G042254, G042300,
. See Ross v. Nat’l Ctr. for the Emp’t of the Disabled,
. Cf. Shah v. Moss,
. On remand, L.R. need not be served with citation, as she is presumed to have now entered an appearance. See TexR. Civ. P. 123.
Concurrence Opinion
concurring.
On rehearing, the State contends that the Court’s decision that service by publication in this case failed to comport with due process is faulty because L.R. had appeared at several hearings. Normally, if a defendant appears in open court, the appearance has “the same force and effect as if the citation had been duly issued and served as provided by law.” Tex.R. Civ. P. 120. In this instance, though, L.R. never appeared in court after the State’s petition to terminate her parental rights had been filed. See Tex. Fam.Code § 102.009(a)(7). Accordingly, I concur with the Court’s order denying the State’s motion for rehearing.
