*1 Judge, Concerning Inquiry In re YOUNG, David S.
Honorable Judge.
District
No. 970032.
Supreme Court of Utah.
Jan. *2 Stewart, Wikstrom,
Stеven H. Francis M. City, Salt Lake for Judicial Conduct Com- mission. Berman, Tomsk, Peggy
Daniel L. A. D. Wilkins, Frank City, Judge Salt Lake for Young. Johnson, Schwermer,
Brent M. Richard H. Gentles, Margaret City, K. Salt Lake for amici Utah Judicial Council and Administra- tive Office of the Courts. Gay Taylor, Rees,
M. H. Robert Salt Lake City, for amici Judi- cial Conduct Commission. Graham, Gen., Att’y
Jan Annina M. Mitch- ell, Gen., Att’y Asst. City, Lake for Salt amici Attorney Governor Leavitt and General Gra- ham.
On Petition Rehearing for ZIMMERMAN, Justice: ¶ 1 petition This matter is before us on a rehearing. original for decision 10, 1998, July case was handed down on published Young, was as In re961 P.2d 918 (Utah 1998) (hereinafter “orig- referred as opinion”).1 decision, inal In that we held that 78-7-27(l)(a) (b) sections of the Code were violative of Constitution. Those Code subsections provide Senate, two members of the President, appointed by the and two mem- House, appointed by Speaker, bers of the shall serve on the ten-member Judicial Con- duct a consequence, Commission. As proceedings held void commission that it to led recommend that this court enter a public against sanction Judge David S. Young.
¶ 2 The Judicial Conduct Commission permission moved for petition to file a for rehearing. motion, This granted court as parties well the motions of various for permission file briefs as amici curiae in original opinion publi- was withheld Today umes in late November of 1998. it is cation in Publishing Company’s appendix West bound vol- released as an to this case. open court he was now convinced that rehearing.2 The petition support of original wrong Young, opposition decision was and should Judge respondent, filed rehearing. argument petition Oral be reversed. 21, 1998. We now held on December presented by 5 The second issue some opinion on grant petition and issue this *3 briefs, particularly that of the of the Gover- rehearing. General, Attorney well nor and the as as that ¶3 rehearing petition for and the The the Utah Council and the Admin- of Judicial amici raised sever- briefs of the various have Courts, concern istrative Office import. First al of and issues substantial original opinion’s language the about that foremost, legislative the amicus brief separation powers sufficiently broad of Commis- of the Judicial Conduct members bring question constitutionality of into the brought much new has to our attention boards, forces, many working groups, task present origins the about the of material committees, advisory and commissions on Constitution, of arti- the Utah of than the which members more one of entirety rewritten in its cle which was government together. sit three branches of passed the voters 1984. Section 13 and particular, they urge that In us declare article elevated the Judicial Conduct that joint representation that do groups with such to constitutional status. The “primary” “core” or functions of not exercise that new materi- legislator amici contend government do not fall under one branch of the al that drafters the demonstrates ban of article the of the second clause article, participated amended the who clarify amici ask that we section 1. These finalized, hearings being preceding the joint original opinion as to the sorts of activi- passed proposed the who then the permissible that so that the three ties are ballot, on put amendment and it the government can continue to work branches of approved general at a election voters who together matters of common concern. on all that the amended article con- understood persuaded by the briefs and We are legislative templated participation on the Ju- argument original opinion the be that should Therefore, they dicial Commission. it is vacated to the extent that inconsistent par- original holding such argue, our decision one, legislative and that member- with this ticipation unconstitutional was in error. ship on Judicial Conduct Commission the ¶4 objective importance The of this his- preface As a should be held constitutional. material The torical cannot overstated. petition of the merits of discussion the petition Judicial Conduct Commission analytical ap- rehearing, we review the for narrowly rehearing only for had asked constitutionality determining un- proach for can con- declare whether the commission V, section 1. We then summarize der article legislative function without the mem- tinue to original analysis opinion core from our argument, But at oral the chair bers. 78-7-27(l)(a) led to declare sections us commission, un- previously who had been (b) unconstitutional. provided us aware of historical materials 1, amici, failing bring f 7 Article apologized Constitution, powers provision the Utah to our attention this critical material provides: original proceeding. He also announced rehearing filed com- petition for parties filing were the narrow
2. The
amicus curiae briefs
legislative
today
members of
Judicial Conduct
court
denies
motion
mission. The
Commission;
Governor,
Leavitt,
O.
Michael
only parties
to this matter
intervention. The
Graham;
Attorney
Jan
General
Judge Young and the
Conduct Commis-
Judicial
Office
Council and the Administrative
Judicial
sion,
entity.
individual
The commission's
as
Courts.
separate
parties.
status
have no
as
members
legislative
members
Con-
However,
original opinion’s
today we vacate the
per-
court for
duct Commission also moved the
holding
legislative
cannot serve
contending
parties,
mission to intervene
Therefore, the
that led
reasons
the commission.
issued,
original
opinion was
were
after
parties
longer
to seek status as
no
those members
longer
part of
considered
the commission
no
exist.
represented
were not
their views
very concept
in the
inherent
[i]
be divided into three
State of Utah shall
pro-
branch —the
to vote on
departments,
Legislative,
distinct
Comm’n,
posed laws.
Tite v. State
See
Tax
Judicial;
Executive,
no
[ii]
404,
734,
(1936)
413,
89 Utah
person charged
pow-
with the exercise of
(finding
only legislature
authority
has
properly belonging
ers
to one of these
pass
fixing
penalties);
tax
laws
see also
departments,
shall exercise
Barlow,
Rampton v.
23 Utah 2d
others,
appertaining
except
to either
(“
‘Legislative power
...
expressly
the cases herein
directed
”
authority
is the
make
(quoting
laws.’
permitted.
Justices,
Opinion
re
Mass.
(1939))).
Const,
N.E.2d 807
This is true of both the
(bracketed
§V,
art.
material
*4
added).
legislators appointed to the
by
commission and
As indicated
the brackets in the
text,
legislators appointing
the
divided into
them. With
this section is
two clauses.
simi-
general separation of
certainty,
The first states the
original opinion
lar
we found
powers principle,
very specifi--
and the second
today
we find
answer to
cally prohibits
exercise of
certain func-
question
third
“no.”
is
The Utah Constitu-
by
charged
tions of
one
one branch
with the
express provision directing
tion contains no
powers of
exercise of certain
another branch.
permitting
legislators
service
on the
case,
present
briefing
argu-
commission,
any provision
there
nor is
direct-
original proceeding
ment in both the
and on
ing or permitting the President and the
rehearing
exclusively
have focused
on the
Speaker
appoint
members of the Judicial
V,
second clause of article
section 1. Our
Therefore,
Conduct Commission.
the resolu-
original opinion held that
this clause was
depends entirely
tion of
upon
this case
78-7-27(l)(a)
(b).
violated
sections
(i)
question:
answer to the second
itAs
n ¶
applies
commission,
serving
analytical
model
to those
on the
derived from the
V,
second clause of article
section 1 can
legislators
be
are the
are called
relatively straightforward
stated
aas
three-
upon
perform
as members of the Judicial
First,
step inquiry.
legislators
“appertaining
Conduct Commission functions
question “charged
pow-
with the exercise of
(ii)
to”
applies
As it
branch?
properly belonging
ers
to” one of the three
Speaker,
the President
is the func-
Second,
government?
branches of
is the
they perform
tion
appointing
when
given
legis-
function that the statute has
“appertaining
the commission
to” the exec-
“appertaining
lators one
to” another branch
original opinion,
utive branch?
In the
we
government?
step
third and final
questions
answered
these
the affirmative.
analysis
if the
asks:
answer to both of Based on historical and contextual informa-
questions
“yes,”
the above
does the consti-
brought
attention,
recently
tion
to our
we
“expressly”
permit
tution
direct or
exercise
today.
reach a different result
not,
of the otherwise forbidden function? If
transgressed.
article
1 is
¶
original opinion,
10 In our
we concluded
Const,
applied
analytical
art.
1. We
relatively
analysis
with
little
that the function
opinion,
original
model
and we do so
performed by the Judicial Conduct Commis-
again today in determining
permis-
both the
“appertaining
was one
to” the
sibility
legislators serving
on the Judicial
government. Original
branch of
op.
84.
permissibility
Conduct Commission and the
Therefore, we found that it
a
was violation
President of
Senate and the
section 1 for
a
to sit on
Speaker
appointing
of the House
two mem-
exercising
commission
an exclusive
bers each to the commission.
branch
Id.
89.
function.
We also found
that because the members of the commission
then,
question
9 There
no
was
performed
“appertaining
a
today,
there
function
to” the
question
is no
that the answer to
judicial branch,
power
question
“yes.”
appoint
Legislators
first
those
alone
are charged
constitutionally
exercise of
belonged
the essential members
(1944) (finding
it would
“fruitless
“expressly
unless the cоnstitution
Governor3
powers prop-
unwise” to
delineate
to make
permitted” someone else
directed or
erly belong
appertain
to or
different
Because the constitution
appointments.
branches);
Lee,
302, 312,
Taylor v.
119 Utah
not,
giving that
held that the statute
did
we
many
(finding
226 P.2d
power
of the Senate and
to the President
belong
single
properly
do not
V, sec-
Speaker of the House violated article
Ohms,
branch);
City
see
Lake
also Salt
Although it
central to our deci-
tion 1.
(Utah 1994) (not
dis-
848-49
why
sion,
length
at
explain
did not
we
legislature
cussing
performed
whether the
performed
the Judicial Con-
function
belonging
“apper-
to”
“properly
function
exclusively judicial in
duct Commission was
deciding
taining to” another branch when
merely
nature. We
made
observation
issue);
separation of
Matheson v.
“type of
exercises a
the commission
1982)
Ferry, 641 P.2d
678-79
judicial authority”
and was established
(discussing
pow-
violations of
article,
Id. f
Yet the
article VIII.
on the
control
ers based
exercise
effective
original opinion
analytical
of our
soundness
department
another
rather
than on
over
entirely upon
of this
hangs
the correctness
department
whether one
exercised a
premise.4
fundamental
“appertaining to”
“properly belonging to” or
issue,
(hereinafter
11 Before we revisit
department)
another
Matheson
*5
briefly
language
Pratt,
246, 250-51,
of the second I);
address the
v.
51 Utah
Mutart
noted,
(1917)
67,
legis-
1. As
(deciding
of article
P.
68-69
clause
170
upon judiciary by
impinge
does not
language
“powers
lature
critical constitutional
is
sentencing
in
giving no discretion
without
belonging
“func-
properly
to” one branch and
deciding
power “properly
whether
is a
this
two.
appertaining
either of
other
tions
to”
judi-
belonging
“appertaining
to” or
to” the
phrase
plain
meaning, partic-
is
in its
Neither
Estate,
212,
ciary);
Handley’s
In re
15 Utah
in
ularly
considered
the context of
when
(not
221,
829,
relying
P.
on
49
831
government.
together,
Taken
real world
legislature performed
function
whether
a
broadly
phrases
be read
to en-
these
could
“appertaining to”
“properly belonging to” or
powers
given
functions
to a
compass all
and
judiciary
legislature impinged
in finding that
by
its
the literal
branch or
officers
judiciary by
changing
a law
re-
passing
constitution,
statute,
by
by
tradi-
and
decision).
have,
Rather,
sult
hand, they
the other
could be read
tion. On
silentio,
phrases
the two
sub
treated
only
powers
narrowly and reach
certain
sought
equivalent
have
articulate
very
are
existence of
essential
by considering the
concepts
embrace
fulfilling
conceptual
minimally
branch’s
underlying
basic notions
part
three-department system
of a
role as
powers
grown up
has
over the
doctrine as it
government.
by
prac-
an
centuries
examination
Perhaps
ambiguity
because of
operation
government.
tical
in the
language,
which becomes acute
ap-
justification
13 The textual
world,
law
context of
real
case
Lee,
proach
Taylor
v.
was alluded to
past century
stretching back
sel-
over
(1951):
312,
531,
302,
226 P.2d
dom,
ever,
attempted
has
if
to decide cases
phrase
call
to the use of the
We
attention
approach
on a
to the lan-
based
literalistic
belonging
powers 'properly
“exercise
Indeed,
guage of the
clause.
few
second
departments” (emphasis
these
add-
one of
language “proper-
our cases ever discuss the
ed),
expression
... The
indicates
qualified
ly
belonging
“appertaining
to”
to”
Conven-
the members
the Constitutional
See,
v.
e.g., Thatcher
Industrial
detail.
that there were
tion must have considered
Comm’n,
568,
178,
inherently
part
powers
which were not so
115 Utah
207 P.2d
VII,
today's deci-
provides
Gover-
4. Justice Stewart in his dissent from
3. Article
section 10
pivotal question
"appoint
officers
sion still refuses to address this
nor shall
all State
district
asserts,
Instead,
analytically.
simply
by
without
Constitu-
he
whose offices
established
law,
tion,
authority,
performed by
may
by
whose
the function
or which
be created
exclusively judicial
provid-
one
appointment or
is not otherwise
commission
election
Const,
VII,
brings
within
section 1.
the reach
ed for." Utah
art.
department
departments
of one
that other
department,
exclusive to one
we have also
“core,”
precluded
“primary,”
would be forever
from exercis- used
terms
or “essen-
Ohms,
tial.”
ing
necessary
City
those which were
See Salt Lake
prop-
to a
v.
881 P.2d
(Utah
844,
1994); Timpanogos
functioning
particular
Planning
er
depart-
of that
Management
&
Agency
Water
v. Central
ment.
Dist.,
Conservancy
562,
Utah Water
690 P.2d
(emphasis
original).
just
Id.
It is
this sort
(Utah 1984);
Gallion,
572 P.2d
judgment
about what is so inherent in a
683,
1977).
But we have never
branch that it
cannot be exercised
another
willing
precise
been
to be more
than this.
and what is not so inherent to one that it can
Comm’n,
See Thatcher v. Industrial
be exercised
several that our cases have
568,
(1944).
were provisions that held unconstitu- the declare from appointed various members were their re- Young are severable from the tional government. A the careful departments of maining provisions, allowing thus the Com- sup- reading July opinion does not of the addition, functioning. In tо continue frenzy of mo- The the port their assertions. Attorney and the General re- the Governor the by threats from ment was exacerbated Young quested pro- that to the Court amend retaliatory Legislature take measures to and guidance to state lawmakers others vide judiciary. against the regarding the constitu- who have concerns waters, In the the an effort calm tionality of other boards and commissions a petition filed Conduct Commission appointed from vari- whose members are the asking rehearing, that this Court declare government. ous branches of unconstitutional, the sections held ¶41 The Utah Judicial Council 78-7-27(l)(a) (b), § Ann. Utah Code of the Courts also filed Administrative Office the Commission and that were severable joint urging that the a amicus brief Court July operate. opin- The continue to could clarify a that would when establish standard clearly only two of declared subsections ion may formed other serve on boards 78-7-27(1) unconstitutional, and it is and when branches absolutely nothing in the patently clear that occupied by positions be committee opinion suggested that the Commission could government branches. members of other the to sanction. On basis not continue the generally, More these bodies ask Court law, it is clear that the long-established case process or devise a framework provisions are severable unconstitutional government can three branches of evalu- 78-7-27 and from remainder constitutionality of “dozens of exist- ate the remaining provisions operate can request ing mixed boards.” That must See, e.g., legislative intent. give effect to the advisory opin- for an because it asks denied Comm’n, Pub. Serv. Stewart ion. 1994).2 legislators who served on four ¶39 Young also filed Young when issued Judge and the Commission Commission sought to intervene as only dispute an amicus brief and parties to the before are the motion, parties. denied has not asked for This Court Thе Commission Court. parties. proper opinion, holding that are not any modification of this Court’s fact, disregard in patent Despite it. Nor much less a withdrawal of has procedure generally any rules of other relief of fundamental asked Commission short, Appel- of the Utah Rules violation kind from this Court. Commis- Procedure, they va- ask that this Court authority has had our late has full since 10, 1998, opinion Young pur- its unanimous July to continue to cate opinion opinion opposite the exact of what extraordinarily in the an important work issue sue its Although legis- judicial discipline. July opinion That held. work cer- area case, and al- nonparties tainly go forward lators can and should with 27(l)(e). judge of a court of record legislative appointed trial members In addition to Senate, (and judge) subsection House can be selected alternate membership provides section 78-7-27 remaining so as members of composed three shall be the Commission give and allow the effect to the intent of Commissioners members from Board act the six Commission to Judicial Conduct Bar, appointed by persons two 78-7-27(6) necessary to con- under members Bar, and are not Governor who members "[a]ny quorum. provision, Under that stitute judge "to a trial court of record be select- one majority quorum constitutes action of nonjudicial of the Judicial ed action of Commission." § 78-7- Utah Code Ann. Conduct Commission.” others, Governor, Attorney either though except neither in the cases Commission, General, expressly permitted. the Judicial herein directed requested, nor the Judicial Council has so added.) (Emphasis only four ask that we vacate beyond 45 It is cavil July opinion but that we also issue a “expressly” section 13 does not direct “accurately opinion new reflects” so- *13 permit legislators judicial pow- to exercise a “compromise” called that the led to However, majority er. This the cоncedes. rewrite of VIII of the Constitu- Article majority legislators on the asserts that sat They urge tion. the Court to consider the amendment, the the Commission before legislators “historical” evidence that had on Representative and relies statements functioned members of the Commission Moss James on the floor of the House and prior to 1984 and that some members of the pamphlet support the voter information to Legislature thought they would to continue legislative appointment view that to and ser- legis- so function after the amendment. The vice on the Commission are not functions language to lators also refer in the voter’s “appertaining branches, to” the other thus pamphlet explained information that the vari- avoiding Separation the of Powers Clause provisions proposal ous in the to submitted entirely. Such legitimate- statements cannot adopted the was later as Arti- electorate that ly plain used to language override the of legislators cle VIII of the Constitution. The the Constitution. argue that such evidence reflected “the clear ability preserve intent to the of ¶46 holding majority The central of the appoint and serve the Judicial Conduct opinion is the exercised Incredibly, majority Commission.” of “judicial” Commission in are not nature grants request this Court of these non- subject V, therefore not 1. to Article parties ignores positions of Con- argument only contrary long- The is not Commission, Governor, Attorney duct but, authority importantly, established more General, and Judicial The “new Council. seriously V, subverts Article section 1 and properly information” is asserted that is not V, independence of that Article but, importantly, before the Court more sim- discipline— secures. ply legitimately plain, cannot override by way impeachment3 whether of or other- clear Constitution. judicial wise —is the power. exercise a legislators’ 43 The answer to the short recog- The 1896 Utah explicitly Constitution argument is section makes Senate, acting nized when explicit person charged no ex- judicial extreme discipline— most kind of ercise legislative power may of a exercise judicial impeachment power. See —exercised power belongs to another one Const, (1896). art. In re departments government “except the Handley’s senate, Estate “The stated: while permit- cases herein expressly directed or sitting impeachment, as a judi- court of has ted,” is, in the Constitution itself. authority, necessary, cial try so far as such 44 Article section 1 of the Utah Con- issues. Otherwise the constitution has stitution states: any part judicial entrusted power
The legislature.” the state to the 15 Utah (1897). of Utah shall be divided into distinct P. principle three 830-31 departments, Legislative, Commission, the Execu- purpose, function its sole tive, Judicial; person judicial definition, discipline. By and no the Com- charged powers prop- with the exercise performs “ap- mission therefore a function erly belonging pertaining judicial to one these departments, to” the branch under Arti- shall appertaining majority’s exercise proposition cle section 1. The impeachment powers granted Legisla grant judicial authority ture, including impeach a Legislature part form the checks and officer, VI, 17- embodied Article sections governmental departments balances between 20 of the Utah Constitution. While found in the found in the Utah Constitution. article, express these an sections are Const, 13). VIII, § identifying art. does not exercise Commission reviewing appropriate to” the standard for Commis- “appertains function that orders, Zimmerman stated that stat- Justice simply wrong. As this Court branch adopt not make the the standard we “should Young: ed in factotum, lacking a mere real Commission plays Commission The Judicial significant play power and without role importаnt, not a determina- highly albeit judicial discipline process.” Id. at tive, role the administration deemed it to review appropriate 862-63. We conducting by investigating and discipline much do determinations as we Commission complaints hearings regarding confidential relating attorney discipline decisions mat- Consequent- justices judges. against Incorporating this standard into the ters. type ly, exercises a the Commission decisions, reviewing context of operates authority and within *14 we stated: judicial branch. will overturn Commission’s We not. op. pointed also out in Original 84. We arbitrary, findings of fact unless jurisdictions “have also Young that other error, capricious, plainly in but we re- simi- commissions with held conduct right to inferences from the serve the draw authority lar be within the to may which differ from the Com- .basic facts (citing v. Neva- Id. Whitehead branch.” grant inferences and defer- no mission’s 110 Nev. Discipline, da on Judicial Comm’n ence ultimate decision to Commission’s (holding P.2d 913 executive appropriate to an sanc- constitutes what charges disciplinary prosecution branch tion. against judge violated before commission at Id. 865. separation Con- clause Nevada
stitution)).
Indeed,
rejected
ap-
Worthen
require
proach of some states that
the Court
¶47
denigrates
impor-
majority
The
engage
both
to
in de novo review of
fact
judicial function served
the Commis-
tant
acknowledged that
law. Worthen
some
relegate
majority
seeks to
sion.
review, “de
on the
argue that we should
novo
nothing
to
more than a fact-
Commission
record,”
legal
and factual conclusions
both
“group”
approximates
function
finding
whose
Commission,
rejected
expressly
but
such
Court, where
gatekeeper
a
to this
that of
doing
in-
arguments.
so is
Our reason
states,
adjudication
real
occurs. The Court
majority’s
it belies the
structive because
relation-
Conduct Commission’s
“The Judicial
role as
of the Commission’s
charаcterization
Court
in matters of
ship
Supreme
to the
advisory.
merely preliminary and
judicial discipline
preliminary and adviso-
is
no
preceding statutory
Although a standard of
deference
ry,
as it
under
added).
¶24
har-
questions
be made to
regime.” Maj.
factual
could
op.
(emphasis
of the constitu-
flatly
monize with
and mischaracterizes
That
misstates
Commission],
[creating
provision
tional
and function
the Commission.
role
reading
not be
Zimmerman,
such a
would
consistent
the author of
re
Justice
(Utah 1996),
relationship
Worthen,
stated
with the structural
fact, honoring will be we role. 50 The doctrine added). Indeed, (emphasis Id. at 864 said embodied the United States Constitution novo that de review Commission’s contemplates judiciary. also an independent findings “demean role of factual would country, “In our the belief in the value anof judicial discipline pro- independent judiciary pervasive, federal at cess.” Id. even sacrosanct.” J. Honorable Clifford histоry taught judiciary Long has Wallace, Sys- Judicial Administration in a conflicting the forum hears evidence Independents: Only tem A Tribe with superior capability factual has resolve (1978). Chiefs, 1978 B.Y.U. L.Rev. questions, particularly where witness de- public “[N]o feature of our institutional life meanor is concerned. There is no reason likely preserving gov- more essential to ignore teaching only dealing when ernment of laws than an in- honorable and Moreover, judicial discipline. it can dependent judiciary.” Shane, Peter M. WAo argued political function of a May Discipline or Judges? Remove Federal judicial conduct commission—-to lend neu- A in I Analysis Constitutional Research credibility handling allega- tral Papers the National Commission on Ju- against judges tions of misconduct while *15 1, Discipline dicial & 2 Removal assuring subjected judges to effec- Shane, Discipline: [hereinafter A Judicial discipline, tive and measured where neces- Analysis]. Constitutional sary requires ac- Commission’s — ¶ 51 Such sentiments often most relate to by a tions be reviewed court with some independence, qua decisional “sine non deference. judicial independence.” of Gordon Bermant (citation omitted). Id. Wheeler, & Russell R. Federal Judicial In- ¶49 opinion majority is devoid of dependence Symposium: Judges Federal any meaningful analysis of purpose and Judicial Branch: Their Indepen- section 1 intended further. to Accountability, dence and 46 Mercer L.Rev. purpose pres- The central of Article is the V 835, (1995). However, judicial 838 indepen- integrity independence ervation of the and of dence, protected by as sepa- the doctrine of departments gov- the three of branches or powers, requires “procedural ration of also ernment. As in Young, we stated Utah’s independence” and administrative which “ex- Separation of Powers Clause to independence.” ist serve decisional Id. preserves sanctity judiciary of thе and ¶ 52 Administrative independence .refers law, helps to ensure the rule of and the judiciary of to review the political partisanship ma- transient conduct of impose its own members and dis- joritarian preferences, govern shall in our measures, ciplinary necessary, where without impartial courts.... Adherence political the interference of the branches. law, rule system of so to our crucial of “Except perhaps surrounding for concerns government, only prevail judicia- can if the processes judicial of nomination and con- ry apply is able to rule of law free from firmation, pertain no more directly issues partisan influence. quality judicial integrity indepen- of ¶ Original op. judicial tenure, indepen- judicial 76. dence than the issues Absent com- dence, Shane, pensation, discipline and removal.” Discipline: A Constitutional Anal- concept tripar- whole fundamental of a added). at 2 ysis, (emphasis system government
tite coequal ¶ government, and coordinate branches of 53 The doctrine of powers well deep-rooted as our tradition of limit- provides argument a “decisive flat ing government written impermissibility political mechanisms constitution, jeopardized, judicial would be if not discipline impeachment.” other than destroyed. added). (emphasis at Id. 10 by political judicial rulings ¶ are influenced con- has embraced 54 This Court Ohms, forces. City v. Justices Lake cept. Salt stated, “Any at- and Durham Zimmerman stated, attempt Young “Any 57 In judicial of the tempt place exercise therefore, judi- Legislature, make judiciary of the the control power outside subject leg- discipline influence cial integrity ‘the fundamental threatens threaten the fundamental in- islators could ” (Utah 844, P.2d branch.’ op. Original tegrity of the branch.” 1994) Investigation, (quoting In re Criminal (internal omitted). quotes We also (Utah 1988)) (Zimmerman, 633, P.2d pointed that no branch out J., Thus, Durham, dissenting). J., criti- an- should be allowed “even embarrass inquiry Clause Separation to a of Powers cal branch,” recognizing the deleterious other “compromises whether the statute at issue impact of decisions influenced independence judiciary.” the essential resulting public politics and the diminished J., Durham, J., (Zimmerman, at 864 Id. judiciary. (citing Id. esteem for omitted). (internal dissenting) quote Ferry, Matheson v. (Matheson I) 1982) J., (Howe, concurring); a more principles, these 55 With Shumaker, 200 Ind. 164 N.E. re- description of the Commission’s accurate (1928)). Court, mind, turn lationship I to this legis- participation members oí the question participation whether the highly lative sensitive area of branch violates the legislators on possibili- judicial discipline the distinct has Arti- separation of under doctrine of ty embarrassing branch Y, Ann. 78-2-27 cle section Utah Code partisan potential interjecting the influ- to, legislative appointment provides for disciplinary process, with ence in the on, legisla- If participation Commission. altering thinking potential effect could tive involvement the Commission in cases over which actions of *16 independence judiciary, of the threaten the Thus, though preside. even the Commis- of violation that involvement constitutes are not self- sion’s recommended sanctions Clause, it com- Separation Powers because of high executing, a barrier must insulate by protected fundamental interest promises a any kind proceedings from of commission definition, provision. By legislative partisan political influence. “ap- in engaged members would be province of Id.
pertaining to” the exclusive branch, authorizing and the statute ¶ fact, the In reasonable concern that 58 legislators to do so unconstitutional. may used to encroach the Commission legitimate “upon exercise of discretion the Senate and the 56 The President of led of the branch” members ten Speaker appoint four of the House deferentially in review Court Worthen to less up making With- members the Commission. compari- findings factual the Commission’s doubt, disci- out the exercise Commission agency. of a court an son with those trial authority may against a plinary be used depart our nor- “We must therefore from held judge views differ from those whose factfinding by to trial mal rule of deference legislative Commission. agencies. administrative We courts and Likewise, to four legislative power appoint responsibility, upon nondelegable have a the Commission and members of scrupulous to appeal, an undertake may membership on the also to searching examination of record as- appearance political undue in- create the evi- certain whether there was substantial fluence, ever or not that influence whether support council’s factual find- dence to may This di- potential materializes. alone ings.” judiciary independence minish Worthen, respect (quoting P.2d at 864 re expected to 926 eyes public of a that is 1114, 784, Zoarski, 227 632 A.2d 1118 may seriously Conn. judicial opinions with which omitted). (1993)) (internal juris- quote Other compro- disagree. integrity could be expressed concern for need increasingly if dictions have mised it believed becomes 598 provide persons ordinary intelligence “a check an errant commis-
to
derstood
”
expressed
The
Ohms,
Id. at 865.
concerns
experience.’
sion.”
plied is especially foundational guidance seek history from Constitution, laws such our in- should be policy and relevant .... considerations terpreted applied according plain import language of their as it would be un- Worthen, As part-time charged this Court noted staff with all administrative 1985, Commission, prior was basical- functions.” P.2d 926 at 858. The Commission ly entity. "Although a nonfunctional the Com- $3,500 initially only appropriation. received been mission has in existence in one form or 1985, $12,000 appropriated. In was Thereafter twenty-three years, another for some it has not appropriation ranged the Commission's annual particularly appropria- been visible. Its level of $12,000 $32,000 July until 1995. See id. low, initially very tions was and as a conse- at n. 2. 858 quence, one-person, it had to malte do with a
599
APPENDIX
Although
rules of constitutional con-
always
to our
not
identical
struction
10,
July
1998
construction,
statutory
our case
rules
starting place for
law confirms
STEWART, Justice:
provision is the
analysis of a constitutional
65 The Judicial Conduct
provision
itself.
proposed
public reprimand
that a
issued
(internal
Worthen,
quotes
601 charged powers prop- with the exercise of of erly belonging depart- to one these political party may be of the same whom ments, apper- exercise shall president; as others, except in taining to either of the (e) the board of members from three expressly permit- cases herein directed Bar who of Utah State commissioners ted. by of commis- appointed be the board shall separation powers 74 of of The doctrine Bar a four- Utah for sioners of the State historically has viewed essential been term; year protection rights of principle in the individual (d) persons two not members of prevention of the and and in the liberties Bar, by appointed who shall be power. “The framers governmental abuse of governor, with advice and consent prin Constitution considered [Utah’s] of terms, Senate, four-year for not Y, 1 to ciple in Article section be of embodied of be of the more than one which provi importance wrote such governor; political party as the and same by implication, prevent erosion (e) record, judge of a trial court of one constructions, any means strained by be selected the Judicial Conduct enfeebling of would have effect four-year term. for a overarching principle great, of Young Judge Ferry, that subsec- 641 P.2d government.” 72 contends Matheson 78-7-27(1) (a) 1982) (b) (Utah J., (Stewart, of section violate concur tions 689-90 (Mathesоn I)3 V, ring dissenting) of the Constitution. He Article section challenge. grounds He two submits the federal Constitution Unlike V, prohibits Article section 1 argues that states, many the constitutions of of Legislature appointing from separation Constitution includes written (2) Ar- the Judicial Conduct Commission provision has a powers provision, and V, individual ticle section bars degree specificity greater that is than is sitting of the Commission. as members that have a found in most state constitutions ground in turn. We address each Separation separation powers provision.4 system, example, powers in the federal THE AND II. ARTICLE SECTION merely by implication from the is mandated COMMISSION JUDICIAL CONDUCT the United States general structure of Con- result, aAs the United States stitution. Constitutionality the Power A. more less Supreme can flexible and Court and the President Speaker House establishing specific in the federal doctrine’s Appoint Members Senate Tribe, H. Lawrence outer boundaries. See Judicial Conduct Commission (2d Law, 18, 19 American Constitutional provides: Article ed.1987) (noting in current greater latitude judicial interpretations of doctrine since the State contrast, century). By nineteenth into three distinct the late Utah shall be divided interpretations of Execu- the Utah doctrine departments, Legislative, Judicial; express tive, person must conform and no Court providing section 8 now the Constitution. Article that a statute for the 3. Matheson I held expressly permits Senate confirm nominating Legislature’s participation in candi- appointed of record the Governor. courts requiring Senate dates for office appointment of approval of the Governor’s control Hawaii, Kansas, amounted effective Alaska, Delaware, candidate selected Georgia, 4. Legislature Carolina, offensive to York, was therefore Maryland, North Da- New North Carolina, kota, Ohio, case was followed This Wash- Pennsylvania, South (Utah 1982) (per Ferry, provide expressly Matheson v. ington, do and Wisconsin curiam) (Matheson II), which held that senatori- constitutions for in their judicial appoint- gubernatorial government. among See al confirmation of the three branches of elections, ments, Mgt. Agency Planning Timpanogos & Water in addition retention Dist., pre- Conservancy II Water the Utah Constitution. Matheson Central Utah 562, violated 1984). n. 2 article of revision to the ceded *20 602 give with specific
tution combine
effect
underlying
to the doctrine
V to
Article
assure
Y,
in Article
employed
the Constitution
governmental power
the exercise of
delineating
principles
1 in
section
shall be based on the rule of law and not
specify
separation
of
of
how the doctrine
Const,
I,
(“No
caprice.
§
Utah
See
art.
7
applied.
powers should be
life,
person
deprived
liberty
shall be
of
V,
goes
beyond
76 Article
section
far
property,
process
law.”);
without due
of
id.
proscribing
power
simply
of
exercise
(guaranteeing
§ 11
“every person,
for an
provi-
of
branch
one
another.5
injury
him
person, property
done
in his
prohibits
sion also
officials
one branch
reputation,
remedy by
shall have
due course
powers
exercising
properly belonging
from
law,
of
which shall be administered without
Moreover, by requiring
another branch.
unnecessary delay”).
denial or
separation
among
powers
of
the branches of
prohibits
78 Article
section
the offi-
except
government,
provided as otherwise
government
of
cials
one branch of
from exer-
itself,
Article
the Constitution
cising
government
of
those functions
preserves
sanctity
judiciary
of the
properly belong to another branch. See
law,
helps
to ensure
the rule of
and not
Timpanogos Planning,
¶88
of its
Finally, we note that one of the
(Utah
members,
Evans,
State v.
and service on the Commission VII, violate article section 1 and article . II. I section 10 of the Utah Constitution. also agree with Justice Howe’s statement Chief 78-7-27(l)(a) 89 We conclude by legislators that service on conduct (b) violates Article section 1 of the VI, implicates commission article section 6 of composition Constitution. Because the the Utah Constitution. unconstitutional, Commission conclusions, findings, and order of the Com- agree majority 94 I cannot with mission are null and void. however, opinion, agree I because cannot regarding rhetoric the na-
with some ¶ 90 Associate Chief Justice DURHAM ture of the branches. and Justice concur in Justice important RUSSON I think it to note that I find noth- opinion. STEWART’S ing suggest in the record to that service legislators on the conduct commission has HOWE, Justice, concurring: Chief any way proceedings against affected the However, Young. Judge the constitution only 91 I write concur and to state prohibits establishment of structures that are my opinion membership inconsistent Utah’s the Judicial Conduct Commission also vio- dоctrine, merely actions individuals VI, 6 of the lates Constitution evils at which the doctrine is which constitute Utah, provides: directed. person holding any public No office of legislature authority 95 I am sure that can profit or under of the Unit- trust States, State, remedy ed or of this shall be a and will the defects of presently constitut- important fulfill its so it can continue ed public that helping to assure the
role subject appropriate, nonparti-
judges are Worthen, In re oversight. See
san 1996). *24 UT 19 Jones,
Kristy OLSEN, Michael Suzanne Murry, Ballard, Quinn, Joseph Louis Hasenyager, Ogden, Dwight James R. Haverlack, Megan Rogers, Grace Jeff Janerich, City, plaintiffs. A. Salt Lake for Tiffany Brown, Carnahan, Martin Fowl Bullock, Whiteman, Larry Wall, Belnap, Roger Paul H. Lake Brown, Salt er Jerald Tony Mecham, Wall, City, for Electric and McMillen. and Lovest McMillan Diane Bucklew, Appellants, Plaintiffs McGarry, City, Lake for Reese Shawn Salt Goodrich General Contractor and Goodrich. Coburn, Craig City, Lake Envi- C. Salt for ELECTRIC, McMillen, Mike McMILLEN ronmental Associates. individually, Reese Goodrich General Contractor, Goodrich, Reese individual King, Kaysville, Spiers. Felshaw Associates, Inc., ly, Environmental Rus Braithwaite, Kanell, N. Theodore E. John Canyon Apartments, Spiers, sell Cove City, Canyon Apart- Lake Cove Salt Ltd., Co., H C & Horne Construction ments. Conditioning, Heating and Mel and Air Herin, Appellees. Defendants RUSSON, Justice:
No. 970305. appeal 1 Plaintiffs the district court’s entry summary judgment barring their Supreme of Utah. Court Electric, against negligence action McMillen McMillen, Mike Reese Goodrich General March Contractor, Goodrich, Reese Environmental (collec- Associates, Inc., Spiers and Russell tively, “appellees”). The court held district Ann. 78-12-25.5 that Utah Code plaintiffs’ barred action. We affirm. 18, 1994, April plaintiffs sustained On damage personal property to their as a result Canyon Apartments. of a fire Cove the fire was The fire marshall determined by faulty system started electrical and then spread throughout apartment building required blocking because the fire had either improperly. been removed or installed On 28, 1994, brought April plaintiffs this action against appellees and other named defen-
