284 Conn. 305 | Conn. | 2007
Lead Opinion
Opinion
The sole issue in this certified appeal is whether the Appellate Court properly concluded that the term “child,” as used in General Statutes § 46b-141 (b),
The Appellate Court’s opinion sets forth the following undisputed facts and procedural history. “The respondent was bom on May 14,1988. On November 13, 2003, after he had been adjudicated as delinquent,
The respondent then appealed from the judgment of the trial court to the Appellate Court, which affirmed
The respondent advances several reasons why the Appellate Court’s judgment should be reversed. He first contends that the Appellate Court ignored the legislature’s express intent that the definition prescribed for “child” under § 46b-120 (1) apply throughout chapter 815t of the General Statutes, including § 46b-141 (b), and that the court contravened rules of statutory construction by, in effect, substituting the term “person” for “child.” The respondent also points to the legislature’s inclusion of a limited class of persons sixteen years of age and older in its definition of “child” as evidence that the legislature specifically chose not to include a broader class of all persons sixteen or older. He further contends that precluding the extension of delinquency commitments for persons who no longer are children (over the age of sixteen) is consistent with the general limits of the court’s jurisdiction in delinquency matters
The petitioner responds that construing the term “child” in § 46b-141 (b) to refer to the status of the respondent at the time of the initial commitment is the only construction that is consistent with the language and rehabilitative purpose of the delinquency scheme as a whole. The petitioner contends that various inequities and inconsistencies would ensue if this court were to construe § 46b-141 (b) to limit the court’s jurisdiction to persons who are children, as defined under § 46b-120, at the time of the pertinent proceeding subsequent to commitment. We agree with the petitioner.
This appeal raises a question of statutory construction. As such, we exercise de novo review under well settled principles. See Pasquariello v. Stop & Shop Cos., 281 Conn. 656, 663, 916 A.2d 803 (2007).
We begin, as directed by General Statutes § l-2z, with the relevant text. Section 46b-141 provides in relevant part: “(a) . . . [C]ommitment of children convicted as delinquent by the Superior Court to the Department of Children and Families shall be for (1) an indeterminate time up to a maximum of eighteen months . . . . (b) The Commissioner of Children and Families may file a motion for an extension of the commitment as provided in subdivision (1) of subsection (a) beyond the eighteen-month period on the grounds that such extension is for the best interest of the child or the community. ...” (Emphasis added.)
Section 46b-120 (1) in turn provides the following pertinent definition: “[F]or purposes of delinquency
Because, pursuant to § 46b-141 (b), the court undoubtedly considers the child’s best interest at the time the extension is sought, the respondent contends that his status at that time is controlling. The respondent points to the “plain meaning rule” as dictating such a construction. Although we agree that the definition of “child” under § 46b-120 (1) could be applied literally to § 46b-141 (b) to support the respondent’s construction, we eschew such a mechanistic application of the definition given the internal inconsistencies and consequences that would ensue in clear contravention of the broader purposes of the delinquency scheme.
We note at the outset that there is no one canon of statutory construction that trumps all others, as the respondent appears to suggest.
Beginning with the provision at issue, we first note, as did the Appellate Court, that § 46b-141 (b) refers to the extension of a commitment provided for under subsection (a) of that statute. Thus, the statute incorporates by reference the person’s status as a child at the original commitment proceeding. In addition, § 46b-141 (b) authorizes the court to grant a motion to extend commitment when it is in the best interest of the com
We further note that § 46b-141 (b) mandates that the trial court hold a permanency hearing “[n]ot later than twelve months after a child is committed to the [petitioner] .... After the initial permanency hearing, subsequent permanency hearings shall be held not less
Significantly, permanency plans may include the goal of modification or revocation of commitment. See General Statutes § 46b-141 (c) and (d). Uniformly applied, the respondent’s construction would preclude the court from exercising jurisdiction to modify or revoke commitment for persons over the age of sixteen, unless they fall into the limited class under § 46b-120 (1) (B). A similar result would ensue under General Statutes § 46b-140 (i) (“parent or guardian of the child or the child may petition the court for modification” of commitment of child to “residential facility operated by or under contract with” department of children and families). Such results clearly run counter to the goal of permanency plans, which are intended to advance the child’s best interest and need for permanency. See General Statutes § 46b-141 (d). Indeed, as the petitioner pointed out at oral argument in this court, under the respondent’s view, a child who has been committed to the petitioner would enter a sort of “legal limbo” to that child’s prejudice during the period between his
The effect of the respondent’s construction on motions to extend commitments ordered pursuant to § 46b-141 (a) (2) also counsels against his view. Under that statute, the court may commit a child convicted as delinquent for a serious juvenile offense
Review of delinquency provisions outside of § 46b-141 clearly demonstrates that the term “child” cannot mean definitively a person who has the status of a child as defined under § 46b-120 (1) at the time of the pertinent proceeding. General Statutes § 46b-146 pro
We are mindful that, in a different chapter that also addresses delinquency proceedings, the legislature has used the phrase “child or youth” in some provisions;
Recognizing the harm that his construction would engender if uniformly applied throughout the delinquency scheme, the respondent posited at oral argument before this court that the trial court could exercise jurisdiction in some circumstances for persons sixteen years of age and older. Specifically, the respondent suggested that this court could construe the term “child” differently in the various provisions under the delinquency scheme in chapter 815t of the General Statutes on the basis of whether the result favors or disfavors the respondent. Alternatively, he suggested that we need not consider the meaning of “child” in any context other than the one specifically implicated in his case. The respondent provides the court with no authority for this novel rule of construction, however, and our case law dictates in favor of a uniform construction in the absence of a clear indication to the contrary. See Renaissance Management Co. v. Connecticut Housing Finance Authority, supra, 281 Conn. 238-39 (“[T]he legislature is always presumed to have created a harmonious and consistent body of law .... [T]his tenet of statutory construction . . . requires [this court] to read statutes together when they relate to the
Although not directed to the internal inconsistencies issue, the respondent does contend in his brief to this court that, “because liberty is at stake, statutes such as the one at issue here must be strictly construed against the state.” We agree with the petitioner, however, that the respondent has conflated two distinct, albeit related, doctrines. We also conclude that this case does not present a circumstance in which either doctrine is implicated.
In support of his rule of construction, the respondent cites Johnson v. Commissioner of Correction, 258 Conn. 804, 820, 786 A.2d 1091 (2002). Johnson recognizes the rule of lenity, under which we strictly construe penal statutes against the state. Id. We need not consider whether an extension of a delinquency commitment should be treated as akin to a penal statute for these purposes, however, because a necessary predicate to the application of the rule of lenity is a conclusion that the statute is ambiguous, meaning that it yields more than one reasonable interpretation after we have applied all of our tools of construction. See State v. Lutters, supra, 270 Conn. 219 (“courts do not apply the rule of lenity unless a reasonable doubt persists about a statute’s intended scope even after resort to the lan
In addition, the respondent points to cases in which Connecticut appellate courts and the United States Supreme Court have construed commitment statutes against the state to protect due process concerns, i.e., fundamental fairness. See, e.g., In re Jason C., supra, 255 Conn. 575-76 (due process requires trial court to make advisement at time of plea that extension of commitment is possible), citing In re Gault, 387 U.S. 1, 27-28, 87 S. Ct. 1428, 18 L. Ed. 2d 527 (1967). In the present case, it is undisputed that the respondent expressly was informed during his initial commitment proceeding that his term of commitment could be extended. Accordingly, the respondent does not claim that his right to due process was violated by the extension of his commitment. Thus, we need not construe the statute to remedy defective notice or process.
In sum, the delinquency scheme manifestly demonstrates that the term “child” in § 46b-141 (b) refers to the respondent’s status at the time of the initial delinquency proceeding under § 46b-141 (a).
The judgment of the Appellate Court is affirmed.
In this opinion the other justices concurred.
General Statutes § 46b-141 provides in relevant part: “(a) Except as otherwise limited by subsection (i) of section 46b-140, commitment of children convicted as delinquent by the Superior Court to the Department of Children and Families shall be for (1) an indeterminate time up to amaximum of eighteen months, or (2) when so convicted for a serious juvenile offense, up to a maximum of four years at the discretion of the court, unless extended as hereinafter provided.
We granted the respondent’s petition, limited to the following issue as framed by the respondent: “Whether the Appellate Court properly concluded that the term ‘child’ as used in ... § 46b-141 (b) did not have the meaning defined under General Statutes § 46b-120 (1), but rather referred to a person who was previously committed as a delinquent under the provisions of § 46b-141 (a)?” In re William D., 280 Conn. 943, 912 A.2d 479 (2006). Upon reviewing the Appellate Court’s opinion, we have rephrased the issue because we conclude that the Appellate Court did not apply a different meaning for the term “child” than that prescribed in § 46b-141 (b), but, rather, qualified the temporal lens through which that definition applies to refer to the time of commitment. See Ankerman v. Mancuso, 271 Conn. 772, 777, 860 A.2d 244 (2004) (rephrasing certified issue to reflect more precisely issue after reviewing record and briefs).
General Statutes § 46b-120 provides in relevant part: “The terms used in this chapter shall, in its interpretation and in the interpretation of other statutes, be defined as follows: (1) ‘Child’ means any person under sixteen years of age and, for purposes of delinquency matters, ‘child’ means any
We note that technical changes, not relevant to this appeal, were made to § 46b-120 in 2005. See Public Acts 2005, No. 05-250, § 1. Subsequently, more substantive changes were made in 2007; see Public Acts, Spec. Sess., June, 2007, No. 07-4, § 73; however, those changes go into effect on January 1, 2010. For purposes of clarity, references herein are to the 2007 revision of the statute.
“The respondent admitted to using a motor vehicle without permission in violation of General Statutes § 53a-119b (a), violation of probation in violation of General Statutes § 46b-120 (6) (C) and violation of a court order for leaving a detention program without permission. Additional charges of violation of probation and a charge of criminal trespass in the first degree in violation of General Statutes § 53a-107 were nolled by the court.” In re William D., supra, 97 Conn. App. 602 n.1.
The Appellate Court noted that, because the respondent’s commitment terminated on his eighteenth birthday, which occurred during the pendency of his appeal, the respondent no longer can obtain practical relief. In re William D., supra, 97 Conn. App. 604. Thus, his appeal would be moot barring the application of an exception to that doctrine. The Appellate Court concluded, and we agree, that, pursuant to this court’s reasoning in In re Steven M., 264 Conn. 747, 755-56, 826 A.2d 156 (2003), the present appeal satisfies the three requirements for the “ ‘capable of repetition, yet evading review’ ” exception to the doctrine. In re William D., supra, 604.
As this court recently cautioned in Small v. Going Forward, Inc., 281 Conn. 417, 425 n.4, 915 A.2d 298 (2007): “This case is yet another example of the canons’ primary limitation, namely, that for almost every maxim found in the grab bag of canons, an equal and opposite proposition may be found. Miller’s Pond Co., LLC v. New London, 273 Conn. 786, 811-12 n.25, 873 A.2d 965 (2005). Although the so-called canons of statutory construction may at times serve as useful tools in deciphering legislative meaning, to rely on any one of them as a compelling factor in the interpretive process
A “ ‘serious juvenile offense’ means (A) the violation of, including attempt or conspiracy to violate section 21a-277, 21a-278, 29-33, 29-34, 29-35, 53-21, 53-80a, 53-202b, 53-202c, 53-390 to 53-392, inclusive, 53a-54a to 53a-57, inclusive, 53a-59 to 53a-60c, inclusive, 53a-70 to 53a-71, inclusive, 53a-72b, 53a-86, 53a-92 to 53a-94a, inclusive, 53a-95, 53a-101, 53a-102a, 53a-103a or 53a-lll to 53a-113, inclusive, subdivision (1) of subsection (a) of section 53a-122, subdivision (3) of subsection (a) of section 53a-123, 53a-134, 53a-135, 53a-136a, 53a-166 or 53a-167c, subsection (a) of section 53a-174, or 53a-196a, 53a-211, 53a-212, 53a-216 or 53a-217b, by a child, or (B) running away, without just cause, from any secure placement other than home while referred as a delinquent child to the Court Support Services Division or committed as a delinquent child to the Commissioner of Children and Families for a serious juvenile offense . . . .” General Statutes § 46b-120 (12); see footnote 3 of this opinion.
Changes, not relevant to this appeal, have been made to § 46b-146 and become effective on January 1, 2010. See Public Acts, Spec. Sess., June, 2007, No. 07-4, § 80. References herein to § 46b-146 are to the 2007 revision.
General Statutes § 17a-8 provides: “(a) All children and youths who are or have been committed to the custody of the Commissioner of Children and Families as delinquent shall remain in such custody until such custody expires or terminates as provided by order of the Superior Court. Any child or youth who while placed in an institution administered by the Department of Children and Families escapes from such institution or any child or youth who violates the terms or conditions of parole may be returned to actual custody. The request of the Commissioner of Children and Families, or the commissioner’s designee, shall be sufficient warrant to authorize any officer of the Department of Children and Families or any officer authorized by law to serve criminal process within this state to return any such child or youth into actual custody; and any such officer, police officer or constable shall arrest and hold any such child or youth when so requested, without written warrant.
“(b) If the commissioner finds that a child or youth committed to his custody as delinquent who is fourteen years of age or older cannot benefit from continued school attendance and if he further finds that such person may benefit from part or full-time employment at some useful occupation, the commissioner may place him on vocational parole, under the supervision of an employee of the department. For the purposes of this section, the limitations of subsection (a) of section 31-23, on the employment of minors under the age of sixteen years, shall not apply for the duration of such vocational parole.”
General Statutes § 17a-12 (c) provides: “Notwithstanding the provisions of subsection (b) of this section, (1) any delinquent child, if a male, may be placed at any time in the Connecticut Juvenile Training School, and (2) the commissioner may transfer any child or youth committed to the commissioner to any institution, hospital or facility for mentally ill children under the commissioner’s jurisdiction for a period not to exceed fifteen days if the need for such emergency treatment is certified by a psychiatrist licensed to practice medicine by the state.”
Concurrence Opinion
concurring. I concur in the reasoning and the result that the majority reaches. I do not agree, however, with the majority’s reliance on this court’s statement in State v. Lutters, 270 Conn. 198, 853 A.2d 434 (2004), that “courts do not apply the rule of lenity unless a reasonable doubt persists about a statute’s intended scope even after resort to the language and structure, legislative history, and motivating policies of the statute.” (Emphasis in original; internal quotation marks omitted.) Id., 219. For all of the reasons that I expressed in my concurrence in Lutters; id., 221-24 (Zarella, J., concurring); I do not believe that it is appropriate to resort to the legislative history of a criminal statute to resolve ambiguities prior to applying the rule of lenity. Nevertheless, because the majority resolves any ambiguity in General Statutes § 46b-141 (b) without resorting to the legislative history, I concur in its reasoning and the result that it reaches.