81 F. 359 | N.D. Iowa | 1897
The facts out of which this proceeding has arisen, briefly stated, are as follows: Early in the year 1893 facts had come to the knowledge of the commissioner of pensions tending to show that many frauds were being perpetrated upon the United States in connection with claims for pensions and for increase of pensions which were represented by George M. Van Leuven, as pension attorney, whose office was located at Lime Springs, Howard
“In virtue of the authority vested in me by section 4744 of the Revised Statutes and the amendments thereto, Edward P. Waite is hereby detailed to examine claims made under and by virtue of the provisions of the pension law, and to aid in prosecuting any person violating the same, in accordance with such instructions, both general and special, as shall be given to him from time to time. Under the provisions of the above-named section as amended he has the power to administer oaths, and take affidavits, in the course of any such examination. John C. Black, Commissioner.”
Section 4744, Rev. St., enacts that:
“The commissioner of pensions, is authorized to detail from 'time to time clerks in his office to investigate suspected attempts a-t fraud on the government, through and by virtue of the provisions of the pension laws, and to aid in prosecuting any person, so offending, with such additional compensation as is customary in cases of special service: and any person so detailed shall havo the power to administer oaths and take affidavits, in the course of any such investigation.”
The pension bureau, for the purpose of directing examiners in the proper mode of performing their duties, has adopted-a series of general instructions to special examiners, in which it is stated that:
“Examiners are expected and required to obtain whatever facts are necessary to prevent the payment of improper pensions, and to assist in bringing to punishment those who are knowingly guilty of violating the provisions of the pension laws.”
In áddition to these general instructions, verbal authority or instructions were given to Examiner Waite by the commissioner of pensions regarding the investigation of the Van Leuven cases to the general effect that a thorough examination .must be had, in order to ascertain the truth; that in the view of the pension bureau it was of greater importance to the interests of the government and of the pensioners, if it appeared that frauds had been committed in which the pension attorney and members of the boards of surgeons were implicated, to bring home to these parties the commission of the wrong acts by them done, than to simply fasten the fraud upon an applicant for a pension, who might have been led into the commission of wrong acts by the inducements held out by the attorney representing him. Thus commissioned, authorized, and •instructed by the pension bureau, acting under the authority conferred upon it by the congress of the United states, the so-called “Van Leuven Commission,” under the direction of the petitioner, entered upon the discharge of the duties imposed upon them, and, briefly stated, the result of the investigation showed that Van Leuven
Í hiring the progress of this investigation and under date of July 18, 1898, a. list of pension claims was referred to “Rpecial Examiner E. F. Waite, for use in connection with Ms investigation of certain, charges against Oeorge M. Van Leuven, Jr., of Lime Springs, Iowa, Hie attorney of record.” This list included the claims of Daráel P. Andrus for an increase of pension. The evidence shows that (his mailer was first placed in the hands of Examiner Perham, who visited Andrus, and obtained an affidavit from him with regard to three toilers purporting to have been written by the pension claimant, to his wife during the months of Hay, dune, and July, 1864, and which had boon fill'd in support of the claim. Subsequently the petitioner, Edward E. Waite, took charge of the matter, and visited Andrus at: his home near Fresco, Iowa, for the purpose of ’interrogating him with regard to these letters, touching which doubt had arisen whether they had all been written on the day they bore date or not. When at the house of the claimant, Andrus, a discussion was had beiwien Andrus, his wife, and Examiner Waite, with regard to the lei tors, touching the details of which discussion the parties are not in entire accord in (heir testimony. At the time of this interview, Mr. Waite testifies that his belief was that one at least of the letters in question was not genuine, and that doubt existed as to the other two, and his purpose in seeking the interview with the claimant Andrus was to induce him to admit the fraud, if in truth it existed, or, if lie would net do so, then to get an affidavit specifically indmfifying the letters, and affirming the genuineness thereof, so that, in case it should afterwards be shown that the letters, or cither of them, were fraudulent, there would be.no difficulty in procuring an indictment against Andrus for perjury in case the proper authorities should deem it advisable to proceed against him for that offense. The final result of the interview at the house of Mr. Andrus was that he refused to make any affidavit with regard to the letters until he could see and consult with his attorney, who resided in Fresco. Mr. Waite then offered to take him in the vehicle in which he himself had come from Orosco to the attorney’s office, which offer Mr. Andrus accepted, his own team being at the time away from his place; and the two parties then drove, with the same team, io Orosco, where» Mr. Andrus consulted with Ms attorney, and theux refuted to make any affidavit, except one affirming the genuineness of tlu' letters, which was prepared for him, and by him signed and sworn to before {he examiner, and the parties separated. Shortly afterwards an indictment was procured in the district court of l toward county, charging Examiner Waite with having violated flic provisions of section 8871 of the Code of Iowa, which provides for the punishment of one who maliciously threatens to accuse a person of a crime in order to compel Mm to do an act against Ills
Upon behalf of the respondent it is urged that the case is not one in which the writ of habeas corpus is a proper remedy; that the petitioner can avail himself of a writ of error from the supreme court of the United States to the supreme court of the state on the ground that the petitioner claimed a defense or protection under the laws of the United States which was denied him by the ruling of the state court, and therefore it is a case of which the supreme court of the United States can take jurisdiction upon error, and consequently this court should not undertake to deal with the matter by means of the writ of habeas corpus. The general principle is well settled that this writ must not be used simply to serve the purposes of a writ of error. Davis v. Beason, 133 U. S. 333, 10 Sup. Ct. 299; In re Frederich, 149 U. S. 70, 13 Sup. Ct. 793. It is equally well settled that where the basis of the relief sought by means of the issuance of a writ of habeas corpus is that the court under whose sentence or judgment the petitioner is deprived of his liberty had no jurisdiction in the premises, then the courts of the United States may grant the writ. Ex parte Royall, 117 U. S. 241, 6 Sup. Ct. 734; In re Frederich, 149 U. S. 70, 13 Sup. Ct. 793; In re Nielsen, 131 U. S. 176, 9 Sup. Ct. 672; In re Wood, 140 U. S. 278, 11 Sup. Ct. 738. The grounds upon which relief is sought in this case bring it within the rule recognized in the cases last cited, and this court is justified in proceeding with the hearing and determination of the question whether the state court had jurisdiction to hear and determine the criminal prosecution wherein the sentence' was imposed under which the petitioner is now deprived of his liberty. The sole question properly arising before this .court is that of the jurisdiction of the district court of Howard county,
In the case of Tennessee v. Davis, 100 U. S. 257, this general subject was before the supreme court. In that case James M. Davis was indicted for murder in a court of the state of Tennessee, and he petitioned for a removal of the case into the federal court upon the ground that when the killing was done he was a deputy collector of internal revenue of the United States; that the act was in self-defense, he having been assaulted when endeavoring to seize an illicit distillerv; and the right of removal was based upon the provisions of section 643, Rev. St. In dealing with the question of the right of congress to provide for the removal into courts of the United States of criminal cases based upon state laws, in which a defense is set up under the provisions of the laws of the United States, the supreme court said:
“We come, then, to the inquiry most discussed during the argument, whether section 643 is a constitutional exercise of the power vested in congress. Has-the constitution conferred upon congress the power to authorize the removal from a state court to a federal court of an indictment against a revenue officer for an alleged crime against the state, and to order its removal before trial, when it appears that a federal question or a claim to a federal right is raised in the case, and must he decided therein? A more important question can hardly he imagined. Upon its answer may depend the possibility of the general government’s preserving its own existence. As was said in Martin v. Hunter. 1 Wheat. 363: ‘The general government must cease to exist whenever it loses the power of protecting itself in the exercise of its constitutional power.’ It can only act through its officers and agents, and. they must act within the state. If, when thus acting, and within the scope of their authority, those officers can be arrested and brought to trial In a state court for an alleged offense against the law of the state, yet warranted by the federal authority they possess, and if the general government is powerless to interfere at once for their protection, — if their protection must he left to the state couirt, — the operations of the general government may at any time be arrested at the will of one of its members. The legislation of the state may he unfriendly. It may affix penalties to acts done under the immediate direction of the national government, and in obedience to its laws. It may deny the authority conferred by those laws. The state court may administer not only the laws of the state, hut equally federal law, in such a manner as to paralyze the operations of the government. And even if, after trial and final judgment in the state court, the case can he brought into the United States court for review, the officer is withdrawn from the discharge of his duty during the pendency of the prosecution, and the exercise of acknowledged federal power arrested. We do not think such an element of weakness is to he found in the constitution. The United States is a government extending over-the whole territory of the Union, acting upon the states and upon the people of the states. While it is limited in the number of its powers, so far as its sovereignty extends it is supreme. No state government can exclude it from the exercise of any authority conferred upon it by the constitution, obstruct its authorized officers against its will, or withhold from it for a moment the cognizance of any subject which that instrument has committed to it.”
In the noted case of In re Neagle, 135 U. S. 1, 10 Sup. Ct. 658, the supreme court reviewed at length many of the cases in which writs of habeas corpus had been granted in favor of parties held under indictments in state courts for acts done under.the authority of the laws of the United States, and also gives the progress of congressional legislation upon the subject; and the conclusion reached
“Tin; authority eonfencd on the judges of the United. States by this act of congress gives them all ilio power that any other court could exercise under the writ of habeas corpus, or gives them none at all. Tf, under such a writ, they may not discharge their officer when imprisoned ‘by any authority’ for an act done in pursuance of a law oí the United Blades, it would be impossible io discover for whin useful purpose the u.et was passed.”
In the case of Tennessee v. Davis, the supreme court decided that congress could lawfully provide for the removal from state to federal courts of ail criminal proceedings wherein it might be sought 1o charge one acting under auihority of the United States with a criminal violation of ihe state laws, and in Re Meagle the supreme court held that by means of the writ of habeas corpus all such cases can be taken from a slate court into a federal court, and in Ex parti; Royal! the supreme court held that it was discretionary with the United States court to determine whether it would grant ihe writ before a trial in the state court, or await the action of the state court upon the matter; that discretion, however, to be subordina led to any special circumstances requiring immediate action. All these cases hold clearly, however, that when it is made to appear that an officer of the United States, or one acting under the authority of a law of the United States, is sought to be held in a stab1 court for punishment under the provisions of a statute, for an act done while in the performance of the duty he owed to the United Slates, the federal courts, either by removal, where the statute provides for that mode, or by writ of habeas corpus, must assume jurisdiction over the matter, and .prevent further action in the state court, and the principle underlying the cases is that the state has not jurisdiction over a person when lie is acting under the authority of the United Slates. It is no sufficient answer to this position to urge that protection can be given to the one acting under the authority of the United States by requiring him to assert his defense in the state court, and then, if the decision is against him, io carry the matter by writ of error to the supreme court of the United States. This is a proper course to pursue when in a suit between individuals, affecting only private interests, a right is asserted based upon the constitution or laws of the United States, for in such case the operations of the government are not impeded or obstructed. If, however, it should be held that Ihe officers of the United States, when engaged in the performance of their official duties, can be arrested by a warrant from a state magistrate, or from a court of record of the state, upon the charge that in the performance of the duties imposed upon him the officer has violated some provision of the state statutes, it is apparent that the enforcement of the laws of the United States and the carrying on of the operatious of the
But there is another view that may be taken of the general question, which perhaps may show even more clearly the correctness of the claim that the state court was without jurisdiction, and that is that the provision of the state law under which the petitioner was indicted and tried has no application to a case wherein an examiner of pensions, acting under the laws of congress, is endeavoring to ascertain the facts with regard to claims for pensions pending under the laws of the United States. It will not be questioned that to sustain a criminal prosecution the statute upon whicíi it is based must be binding upon the person, and applicable to the acts which form the basis of the prosecution. If, when the acts were done, the same were not within the plane of the jurisdiction of the state, then the statute of the state has no application thereto, and it cannot be predicated of the acts that théy constitute violations of the statutes of the state. Thus in Re Loney, 134 U. S. 372, 10 Sup. Ct. 584, it appeared that Wilson Loney had been placed under arrest upon a warrant issued by a justice of the peace in the city of Richmond, Va., charging him with perjúry in giving his deposition before a notary public in a case of a contested election of a member of the house of representatives of the United States, the proceeding being based upon the statute of the state of Virginia, which enacts that, “if any person, to whom an oath is lawfully administered on any occasion, willfully swears falsely on such occasion, touching any material matter, or thing, he is guilty of perjury.” The circuit court of the United States granted a writ of habeas corpus, and upon the hearing released the petitioner upon the ground that the statute of Virginia did not apply to the facts, and the case was thence carried to the supreme court, which affirmed the ruling, and in the course of the opinion it was said:
“It is essential to tire impartial and efficient administration of justice in the tribunals of the nation that witnesses should he able to testify freely before them, unrestrained by the legislation of the state, or by fear of punishment in the state courts. The administration of justice in the national tribunals would be greatly embarrassed and impeded if a witness testifying before a court of the. United States, or upon a contested election of a member of congress, were liable to prosecution and punishment in the courts of the state upon a charge of perjury, preferred by a disappointed suitor or contestant, or instigated by local passion or prejudice.”
“The courts of Virginia having no jurisdiction of the matter of the charge on which the prisoner was arrested, and he being in custody, in violation of the constitution and laws of the TTiited State's, for an act done in pursuance of those laws by testifying in the case of a contested election of a member of congress, law and justice required that he should he discharged from such custody, and he was rightly so discharged by the circuit court on writ of habeas corpus.”
It will he noticed that neither.the circuit nor supreme court examined into the question whether the prisoner had or had not sworn falsely in giving his testimony. The point of the decision was that .the statute of Virginia, under which the prisoner was held, was not applicable to the case, and therefore there was no jurisdiction in the state courts, and this holding was based upon the proposition, in support of which authorities are cited in the opinion, that with relation to such matters as congressional elections, proceedings under the United States bankrupt acts, or matters connected with the public lands the state statutes for the punishment of perjury do not apply, because these are matters outside of state control and jurisdiction, and within federal control.
It will not be questioned that the whole subject of the pensions paid to the soldiers and sailors of the United States is a matter wholly within federal jurisdiction, and wholly outside the plane of state control. The state cannot, either by legislative enactment or by judicial action, create or deny the right to a pension under the laws of the United States, nor direct, prescribe', or control the mode of obtaining pensions, the manner of submitting evidence in support thereof, the kind or amount of evidence needed to establish a claim, or the methods to be followed by the United States in examining into claims presented, or the safeguards to be adopted to prevent frauds upon the federal government. The government of the United States has created the pension system now in force; and the whole thereof, in substance and in form of procedure, is without the plane of state control. When D. P. Andrus filed in the pension office his application for an increased pension, he then invoked and set in actioif the machinery of the pension system, and subjected himself to the provisions of the laws of congress and the rules established by the pension bureau upon this subject-matter, and in all things connected with the claim thus presented by him he was subject to the laws of the United States, and, on the other hand, was entitled to the protection of the United States in all that he did or sought to do in the prosecution of his pension claim. If an indictment laid been procured against him in the district court of Howard county charging him with perjury, or some other violation of the statutes of the state, in the testimony he gave in support of his claim for a pension, and he had been arrested thereon, and thereupon he had applied to this court to be released from this arrest by means of a writ of habeas corpus, can there be any question that it would have been the duty of this court to have granted the writ, and upon the hearing to have discharged him, upon the ground that the laws of the state have no application to the acts of a party who is pro
The legality of the acts of the pension claimant in support of his claim cannot be determined by the state statutes. They are not the test of what he may or may not do. So long as the acts of the pension claimant, in support of his claim, do not violate the provisions of the laws of the United States, he cannot be held to account criminally therefor. If the act he does violates the statutes of the United States, he can be held liable therefor, even though the statute of the state' might justify the act. The rule deducible from the decided cases, and well sustained on principle and authority, is that when a person seeks the benefit of the laws of the United States upon some matter wholly within federal control, as where one applies for a discharge in bankruptcy, or seeks to purchase or enter any of the public lands of the United States, or applies for a pension or for an increase thereof under the pension system of the United States, the test of the legality of the acts by him done in furtherance of the relief sought or of the claim made is to be found in the laws of the United States. It is clear that the state cannot directly legislate upon these matters, because they are outside of the plane of .state control and jurisdiction,, and therefore the general statutes of the state. cannot, by judicial interpretation, be made applicable thereto.
If, then, in the supposed case, Andrus would have been entitled to a. discharge from arrest upon the warrant of the state court on the ground that he was not amenable to the jurisdiction of the state' because the act done for which it was sought to hold him criminally liable was done in connection with and in furtherance of a claim for an increased pension by him presented under the laws of the. United States, — a matter wholly within federal control, and wholly without state control or jurisdiction, — is it not equally clear that the state.' law .cannot be held applicable to the acts done by the pension,'examiner in • connection with the claim in question? It would be a curious anomaly to hold that Andrus, the pension claimant, was not amenable to the state jurisdiction for acts by him done in furtherance of his claim, but that the pension examiner, acting under the authority of the United States, when engaged in the examination of the validity of the Andrus claim, was amenable to the state jurisdiction for acts by. him done in furtherance of the duty imposed upon him as an agent of the pension bureau. The state statutes do not furnish the test of the legality or criminality of the acts done by the pension claimant in furtherance of the claim by him made under the laws of the United States governing the granting of pensions, nor of the acts done by the pension examiner when engaged in investigating the merit of the claim presented under the
But it is said that of necessity there 3s placed upon the state court the duty of determining in each ease whether it has jurisdiction; that this necessitaies inquiry into the facts of the particular case; that the duty of inquiry must be supplemented by the right to determine and adjudicate on the question of jurisdiction; that in this case the district court of Howard county held that it had jurisdiction, which ruling has been affirmed by the supreme court of the state; and that the only remedy, if any exists, is by writ of error to the supreme court. The state court proceeded upon the theory that the statute of the state was applicable to the acts of the examiner, acting under the authority of the United Stares, in investigating the validity of the claim made by Andrus for an increase of pension, and the genuineness of the letters filed in support oJ>! the claim, and, mailing the state statute the guide to the examiner in the performance of the duties he owed to the government of the United states, the court held that the acts done violated the state statute, and rendered the examiner amenable to the punishment provided for in that statute. In reaching this conclusion the supreme court of the state held that in the performance of his duties as an examiner appointed under the laws of the United Htales he had no right to resort to duress or intimidation for the purpose of procuring information; it being further said in the opinion that: “The officers of the general government owe obedience to the laws of this
Whenever it is made to appear in a criminal case pending in the state court that the acts charged in the indictment were done by the defendant as an officer or agent of the United States in and about: a matter within federal control, and when engaged in the performance of tbe duties imposed upon him by the laws or authority of the United States, then it is made to appear that the state court is asked to assume a jurisdiction which it cannot rightfully exercise; and if that court entertains the case, and proceeds To adjudicate on the question of the extent of the authority possessed by the officers of the United States, and the mode and manner in which his official duty has been performed, testing the same by the provisions of state statutes not applicable to the subject-matter, it proceeds at the peril of having its jurisdiction questioned and denied either by writ of error to the supreme court of tbe United States or by a writ: of habeas corpus from either of the courts of the United Statc-s.
In the present case the evidence shows beyond possible question that Edward F. Waite was duly commissioned as a special examiner of the pension bureau; that he was charged specially with the duty of examining into the pension claims filed by residents of Northern Iowa and Minnesota through George; M. Van Leuven, as their attorney, which included the claim for an increase of pension filed by D. P. Andrus; that in pursuance of the authority of the United States he went to Andrus’ house for the purpose of examining him about Ms claim; that during the whole interview between Waite and Andrus, Waite was acting in his capacity of pension examiner; that in all he did or said at that interview he was seeking to get at the truth with regard to the claim for pension, and the genuine
First. That it thus appeared that it was being attempted to apply the criminal provisions of the statute of the state to acts done and proceedings had under the laws of the United States creating and regulating the pension system of the United States, which system, as to substance and mode of procedure, lies wholly without the plane of state jurisdiction; second, that it was thus made to appear that the criminal process of the state was being used to interfere with, impede, and embarrass the operations of the government of the United States in connection with a subject-matter touching which the laws of the United States are not only paramount and supreme, but touching which the jurisdiction of the United States is exclusive; and, third, that it was thus made to appear that it was sought to subject an officer and agent of the United States to punishment under the criminal statutes of the state for acts by him done under the authority of the United States in connection with a subject-matter wholly within federal control' and jurisdiction. In thus undertaking to review the actions of the district court of Howard county, affirmed as it has been by the opinion of the supreme court of the state, this court has been called upon to exercise a very delicate duty, but it is one imposed upon this court by the laws of the United States, and which' cannot be evaded, when the liberty of a citizen of the United States is involved in the controversy. Having reached the conclusion that for the reasons assigned the district court of Howard county was without jurisdic