In re WAITE
Docket No. 126249
Court of Appeals of Michigan
Submitted November 8, 1990. Decided April 1, 1991.
188 Mich. App. 189
Dоcket No. 126249. Submitted November 8, 1990, at Grand Rapids. Decided April 1, 1991, at 9:25 A.M.
The Department of Social Services filed a two-count petition in the Montcalm County Probate Court which alleged that the court had jurisdiction of Bruce A. Waite, the minor son of the respondent, Melinda Waite. At an adjudicative hearing, the respondent waived further proceedings and agreed to admit to the count alleging that the child came within the court‘s jurisdiction on the basis of parental neglect. The respondent was advised of her rights and testified that the child apparently had been injured while he had been in the care of a friend. The court, John R. Vusich, J., assumed jurisdiction of the child on the basis of parental neglect. Following a subsequent dispositional hearing, the court, Edward L. Skinner, J., terminated the respondent‘s parental rights. The respondent appealed.
The Court of Appeals held:
Because the probate court failed to elicit an adequate factual showing of neglect by the respondent, it erred in assuming jurisdiction of the child, rendering all proceedings void ab initio.
1. While a court‘s jurisdiction generally is determined by the legal adequacy of the allegations of a jurisdictional basis set forth in the pleadings, the Michigan Supreme Court has specifically held that a probate court, in proceedings to terminate parental rights, may assume jurisdiction over the child only where there is an adequate factual showing at the adjudicative hearing of neglect. Because the question relates to the probate court‘s subject-matter jurisdiction, it may be raised for the first time in this appeal of the termination order. The evidence adduced at the adjudicative hearing fails to establish that the respondent‘s leaving of the child with the friend constituted neglect. Accordingly, the court erred in assuming jurisdiction of the child.
2. While the probate court‘s order terminating the respon-
REFERENCES
Am Jur 2d, Parent and Child §§ 34, 35.
See the Index to Annotations under Appeal and Error; Termination of Parental Rights.
Reversed.
NEFF, P.J., concurring in the result, stated that the Court should not attempt to resolve in this case the conflict in the Court of Appeals regarding whether errors during the adjudicative stage of a probate court proceeding to terminate parental rights may be collaterally attacked.
1. PARENT AND CHILD — TERMINATION OF PARENTAL RIGHTS — ADMISSIONS — STANDARD OF REVIEW.
The adequacy of the advice of rights required for acceptance of а plea of admission in a proceeding in probate court to terminate parental rights is reviewed on appeal under the same standard of review used to determine the adequacy of advice of rights in proceedings involving a criminal guilty plea (
2. PARENT AND CHILD — TERMINATION OF PARENTAL RIGHTS — JURISDICTION — APPEAL.
A probate court‘s jurisdiction of a child in a proceeding to terminate parental rights may be raised for the first time on appeal; jurisdiction assumed on the basis of parental neglect must be supported at the adjudicative hearing by evidence of neglect, and the absence of such evidence deprives the court of jurisdiction (
Bruce E. Basom, Prosecuting Attorney, for the petitioner.
Thomas L. Wilson, Guardian ad litem of Bruce A. Waite.
Donald R. Hemingsen, for the respondent.
Before: NEFF, P.J., and MAHER and HOOD, JJ.
MAHER, J. Respondent appeals as of right from a January 16, 1990, probate court order terminating her parental rights pursuant to
On August 31, 1988, a petition was filed with the Montcalm County Probate Court alleging that respondent‘s son, who was born on July 19, 1988, had been hospitalized on August 30, 1988, and was diagnosed as having several bruises and a fracture of the right femur, suggesting the use of excessive force. At a hearing on August 31, respondent explained that on August 27, 1988, she brought her son to the house of Kim Smith, a friend of hers, where Smith took care of him until August 29, when respondent returned and nоticed that his leg was swollen. He was taken to the hospital later that evening. The trial court, indicating, “I don‘t know what we got [sic] here,” adjourned further proceedings until September 15, 1988, so that further investigation could be conducted and an attorney could be appointed for respondent. In the meantime, the court entered a temporary order prohibiting the child‘s removal from the hospital without prior court approval.
On September 15, 1988, respondent waived further proceedings and agreed to offer an admission to count one of a two-count petition alleging that respondent‘s son came within the provisions of
Several review hearings were held subsequent to the court‘s assumption of jurisdiction over respondent‘s son, and he was continued as a ward of the court. After a hearing on November 13, 1989, the court authorized the filing of a petition seeking
Respondent first argues that reversal of the order terminating her parental rights is required because of error during the initial adjudicative stage. Specifically, respondent argues that she was not adequately advised of her rights at the September 15, 1988, hearing and, further, that her testimony was insufficient to support the trial court‘s finding that her son came within the provisions of
Concerning respondent‘s first argument, respondent contends that her plea of admission was defective because she was not advised of her right to have the court subpoena witnesses in her favor.
Regarding respondent‘s second argument,
The court shall not accept a plea of admission or of no contest without establishing support for a finding that the child comes within the jurisdiction of the court.
In this case, the essence of the allegations in the petition were that respondent either caused the injuries to her son or negligently allowed them to occur through the selection of inappropriate persons to care for her child.
In eliciting respondent‘s plea of admission, the probate court questioned respondent about her son‘s injuries. Respondent explained that she didn‘t know how the injuries occurred but that they apparently occurred while her son was being cared for by her friend, Kim Smith, sometime between August 27 and 30. The court asked respondent if she knew whether Smith could properly take care of children, and respondent replied that she thought so because Smith had two children of her own. Thereafter, the court asked respondent‘s attorney for help with other facts. Respondent was asked if she acknowledged that placing the child with Kim Smith may have been a mistake. Although respondent replied “um huh,” when she was asked why this was the case, she responded: “Well, she locks her kids in the room — in the bedroom. . . . I didn‘t know that at first, but now I do.” The court then asked respondent, “Do you think you were negligent?” and respondent replied, “Yeah.” However, respondent did not explain why she thought this was so. The court also asked whether anybody else helped take care of
The juvenile division of the probate court shall have the following authority and jurisdiction:
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(b) Jurisdiction in proceedings concerning any child under 18 years of age found within the county:
(1) Whose parent or other person legally responsible for the care and maintenance of the child, when able to do so, neglects or refuses to provide proper or necessary support, education, medical, surgical, or other care necessary for his or her health оr morals, who is subject to a substantial risk of harm to his or her mental well-being, who is abandoned by his or her parents, guardian, or other custodian, or who is without proper custody or guardianship. . . .
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(2) Whose home or environment, by reason of neglect, cruelty, drunkenness, criminality, or depravity on the part of a parent, guardian, or other custodian, is an unfit place for the child to live in.
Although the petition in this case originally alleged that respondent‘s son came within the provisions of both subsections (b)(1) and (2), all allegations pertaining to subsection (b)(2) were dismissed before acceptance of respondent‘s plea. The probate court then found that respondent‘s son came within the provisions of subsection (b)(1) pursuant to the language relating to neglect or the refusal to provide proper or necessary care. Specifically, it was the court‘s finding that respondent
On the basis of this record, we are unable to conclude that sufficient facts were established to support a conclusion that respondent‘s son came within the provisions of
Accordingly, on the basis of the record before us, we conclude that the trial court erred in finding that respondent‘s son came within the provisions
In this case, a direct appeal was available from the probate court‘s order of September 15, 1988, adjudging respondent‘s son a ward of the court and placing him in foster care. See
Initially, two panels of this Court concluded that errors during the adjudicative stage could only be challenged on direct appeal, not collaterally. In re Adrianson, 105 Mich. App. 300; 306 N.W.2d 487 (1981); In re Dupras, 140 Mich. App. 171; 363 N.W.2d 26 (1984). Subsequently, however, another panel decided In re Ferris, 151 Mich. App. 736, 744; 391 N.W.2d 468 (1986), and held that errors during the adjudicative stage were subject to collateral attack during an appeal of right from an order terminating parental rights. Subsequent decisions have adhered to the Ferris view. In re Emmons, 165 Mich. App. 701, 704; 419 N.W.2d 449 (1988); In re Gass, 173 Mich. App. 444, 446; 434 N.W.2d 427 (1988).
Despite their contrary conclusions, an analysis of each of the foregoing decisions reveals agreement with respect to the fact that the propriety of permitting collateral attacks is premised upon the issue of subject-matter jurisdiction. In this respect, we are in accord with the decisions.
The term jurisdiction refers to the power of a
Where Adrianson and Dupras disagree with Ferris is their respective conclusions concerning which issues are jurisdictional in the sense that the probate court‘s subject-matter jurisdiction is affected.
Adrianson and Dupras distinguished challenges to the adequacy of the allegations in the petition itself and challenges involving the actual adjudicative proceedings. As explained in Dupras, supra, p 173:
The Adrianson Court concluded that the issue of the legal adequacy of the allegations in the petition went to the probate court‘s complete lack of jurisdiction and that, therefore, the probate court‘s determination to take jurisdiction based on inadequate allegations was void ab initio. Such an issue could therefore be raised in either a direct or collateral appeal. However, a challenge to the sufficiency of the evidence introduced during the
adjudicative stage constituted a challenge to the probate court‘s exercise of jurisdiction and could therefore only be challenged in a direct appeal.
Thus, under the Adrianson/Dupras view, the probate court‘s subject-matter jurisdiction is determined only from a review of the legal adequacy of the allegations in the petition itself; although other errors may occur during the adjudicative stage, these errors relate only to the court‘s exercise of jurisdiction, not a want of jurisdiction in the first instance. Thus, pursuant to the Adrianson/Dupras view, errors during the actual adjudicative proceedings do not affect the probate court‘s subject-matter jurisdiction and, therefore, may only be raised on direct appeal; they may not be collaterally attacked. See Adrianson, supra, p 311.
In this case, respondent does not challenge the legal adequacy of the allegations in the petition, but, rather, only the sufficiency of the evidence in support of the allegations. Thus, under the Adrianson/Dupras view, respondent‘s claim would not be subject to collateral attack.
According to Ferris, however, the probate court‘s subject-matter jurisdiction is determined not solely from the allegations in the petition, but also from the adjudicative proceeding itself. Thus, Ferris, supra, p 744, states:
If error at the adjudicative hearing results in the probate court‘s assuming jurisdiction when it ought not have, that error may always be attacked, even in a collateral proceeding. . . . If the error did not deprive the juvenile court of jurisdiction, it may not be collaterally attacked since only the assumption of subject matter jurisdiction is subject to collateral attack. [Emphasis added.]
Because it is clear that the source of the instant
In Pease v. North American Finance Corp., 69 Mich. App. 165, 168; 244 N.W.2d 400 (1976), this Court, quoting Joy v. Two-Bit Corp., 287 Mich. 244, 253-254; 283 N.W. 45 (1938), stated:
“Jurisdiction over the subject-matter is the right of the court to exercise judicial power over the class of cases, not the particular case before it, but rather the abstract power to try a case of the kind or character of the one pending.” [Emphasis added.]
Also see Campbell v. St. John Hosp., 434 Mich. 608, 613-614; 455 N.W.2d 695 (1990).
Further, in Fox v. Martin, 287 Mich. 147, 152; 283 N.W. 9 (1938), our Supreme Court stated:
“The question of jurisdiction does not depend on the truth or falsehood of the charge, but upon its nature: it is determinable on the commencement, not at the conclusion, of thе inquiry.”
“Jurisdiction always depends on the allegations and never upon the facts. When a party appears before a judicial tribunal and alleges that a certain right is denied him, and the law has given the tribunal the power to enforce that right [emphasis in the original] — his adversary being notified — it must proceed to determine the truth or falsity of his allegations. The truth of the allegations does not constitute jurisdiction.” [Emphasis added.]
These cases are consistent with the Adrianson/Dupras view that a court‘s subject-matter jurisdiction is determined only by reference to the allegations themselves, not the subsequent proceedings. Thus, where it is apparent from the allegations that the mattеr alleged is within the class of cases
When there is a want of jurisdiction over the parties, or the subject-matter, no matter what formalities may have been taken by the trial court, the action thereof is void because of its want of jurisdiction, and consequently its proceedings may be questioned collaterally as well as directly. They are of no more value than as though they did not exist. But in cases where the court has undoubted jurisdiction of the subject matter, and of the parties, the action of the trial court, though involving an erroneous exercise of jurisdiction, which might be taken advantage of by direct appeal, or by direct attack, yet the judgment or decree is not void though it might be set aside for the irregular or erroneous exercise of jurisdiction if appealed from. It may not be called into question collaterally.
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“Where jurisdiction has once attached, mere errors or irregularities in the proceedings, however grave, although they may render the judgment erroneous and subject to be set aside in a proper proceеding for that purpose, will not render the judgment void, . . . and cannot be collaterally attacked. Error in the determination of questions of law or fact upon which the court‘s jurisdiction in the particular case depends, the court having general jurisdiction of the cause and the person, is error in the exercise of jurisdiction. Jurisdiction to make a determination is not dependent upon the correctness of the determination made.” [Emphasis added.]
Because respondent‘s petition for review to the circuit court alleged facts which would give the commission jurisdiction, any error in finding jurisdiction was error in the exercise of jurisdiction. [Emphasis added.]
Finally, in Buczkowski v. Buczkowski, 351 Mich. 216, 221; 88 N.W.2d 416 (1958), it was recognized that a court has jurisdiction to make an error.1
We conclude that the foregoing authorities clearly support the view expressed in Adrianson and Dupras that error during the adjudicative proceedings is not error affecting the court‘s subject-matter jurisdiction and, thus, is not subject to collateral attack.
Despite the clear weight of case law authority supporting the Adrianson/Dupras view, the Ferris Court concluded that various statutory provisions nevertheless supported its conclusion that error during the actual adjudicative proceedings also constituted jurisdictional error.
There is no question but that a probate court is a court of limited jurisdiction, possessing only those powers prescribed by the constitution or a statute. York v. Isabella Bank & Trust, 146 Mich. App. 1, 6-7; 379 N.W.2d 448 (1985). Although Ferris concluded that its view was supported by the language in subsection 2(b), our reading of the statute fails to disclose any such support. The relevant statutory language reads: “the probate court shall have . . . jurisdiction in proceedings
Nor do we find persuasive Ferris’ reliance on the provisions of
If the court finds that a child concerning whom a petition has been filed is not within this chapter, the court shall enter an order dismissing the petition. [Emphasis added.]
Although this language clearly requires a court to dismiss a petition when it finds that a child is not subject to the provisions of the chapter, we find nothing in the language suggesting that an erroneous determination is jurisdictional.
In construing jurisdictional statutes, retention of jurisdiction is presumed, and any intent to divest a court of jurisdiction must be clearly and unambiguously stated. Campbell, supra, p 614. Also see Leo v. Atlas Industries, Inc., 370 Mich. 400, 402; 121 N.W.2d 926 (1963). While the statutory provisions relied upon by Ferris clearly indicate that a probate court has jurisdiction when it is presented with a “рroceeding concerning” a matter within the class of cases provided for in either subsection 2(b)(1) or subsection 2(b)(2), there is no statutory language clearly and unambiguously suggesting that the probate court thereafter may be divested of jurisdiction because of developments during the actual adjudicative proceedings.
Except as otherwise provided in subsection (2), if the juvenile division of the probate court has exercised jurisdiction over a child under section 2(a) or (b) of this chapter, jurisdiction shall continue. . . . [Emphasis added.]
We find it noteworthy that the statute uses the phrase “exercised jurisdiction,” a phrase that prior case law has repeatedly used to distinguish a situation involving a want of jurisdiction in the first instance. If the Legislature did not intend this distinction to be recognized in probate proceedings, we do not believe it would have used the language it did.
It is our belief, therefore, that the Adrianson/Dupras view represents a correct understanding both of general jurisdictional law and of legislative intent. Thus, pursuant to this view, it is our belief that error during the adjudicative stage of a probate proceeding should not be subject to collateral attack, inasmuch as we do not believe that such error is jurisdictional.
We turn now, however, to our Supreme Court‘s decision in Fritts v. Krugh, 354 Mich. 97; 92 N.W.2d 604 (1958), a case also relied upon by the Ferris Court. In Fritts, a collateral attack on a termination order was permitted by way of a writ of habeas corpus. While the Court found that the initial petition sufficiently alleged jurisdictional faсts, and, therefore, found that the probate court “had jurisdiction . . . for purposes of hearing the neglect complaint,” Id., p 111, it nevertheless concluded, in a four-to-three decision, that such jurisdiction was divested because of insufficient factual
The lengthy dissent in Fritts strongly criticized the majority‘s analysis as well as its “loose use of the word ‘jurisdiction.‘” Id., p 132. The dissent‘s distaste for the majority‘s holding is reflected in the following passage:
The sun will not set on this day before we will be forcеd to devise ways first to distinguish, then to repudiate, then to bury, this case as authority. No court can live with the proposition that jurisdiction to hear and decide depends upon evidence sufficient to justify the remedy prayed. [Id., p 133.]
Although Adrianson discussed Fritts in its decision, it found Fritts’ strong dissent persuasive, Adrianson, supra, p 309, while also noting that, after Fritts was decided, the Supreme Court, in In re Mathers, 371 Mich. 516, 528-529; 124 N.W.2d 878 (1963), only examined the sufficiency of the petitions to determine whether the probate court had jurisdiction over a case. Adrianson, supra, p 311.
Ferris, however, concluding that the Adrianson Court‘s reading of the Fritts majority was overly narrow, Ferris, supra, p 742, relied on Fritts in support of its decision. In a concurring opinion, however, Judge TIMMS, although agreeing that Fritts was controlling, nevertheless expressed his belief that Fritts was wrongly decided, and then added:
I can think of no other civil action in which a failure of proofs in support of a complaint will divest a court of jurisdiction when the proper parties are before the сourt and the subject matter
of the complaint is cognizable by that court. [Ferris, supra, p 746.]
We too are of the opinion that Fritts was wrongly decided. We believe that the decision is neither in accord with the general law of jurisdiction nor a fair reading of the applicable probate statutes. However, unlike Adrianson, we do not believe that Fritts properly may be disregarded. While the Supreme Court in Mathers did examine only the sufficiency of the allegations in the petitions to determine whether jurisdiction was proper, it did not specifically discuss, one way or the other, the effect of insufficient factual support for the allegations in a petition on the probate court‘s subject-matter jurisdiction. Thus, we are unable to say that the vitality of Fritts is affected by the Court‘s subsequent decision in Mathers. Nor do we believe that Fritts properly may be distinguished, because the case clearly holds that a probate court‘s subject-matter jurisdiction is dependent upon the establishment of sufficient factual support for “jurisdictional” allegations. Finally, we note that the relevant statutory provisions have remained in substantially the same form as they were at the time Fritts was decided. Accordingly, we agree with Ferris that Fritts continues to represent controlling precedent.2
Therefore, having previously decided that the trial court erred in finding that respondent‘s son came within the provisions of
The resultant effect of allowing adjudicative proceedings to be collaterally attacked long after the fact should not be underscored. As pointed out by the dissent in Fritts, the finality of probate court orders is severely jeopardized by such a rule. Id., p 125. We are particularly troubled with the application of the holding in Fritts to a case such as this where an initial finding that a child comes within the applicable provisions of the probate code is permitted to be made pursuant to a plea оf admission. First, because such a situation is essentially an uncontested one, the potential is greater that error may occur, not necessarily because the facts do not warrant the probate court‘s refrainment from exercising its jurisdiction, but because there may be felt less of an urgency to develop the facts as fully as they might otherwise be developed in a contested situation.3 Secondly, where a party ultimately receives an unfavorable decision in a subsequent proceeding, we find it difficult to comprehend the rationale for permitting that party to attack the unfavorable decision, not on the basis of error in the proceeding that led to the decision, but on the basis that the court acted erroneously
Absent the decision in Fritts, we would hold, consistent with the general law of jurisdiction, that error during the adjudicative stage is not jurisdictional and, therefore, cannot be collaterally attacked. We would then proceed both to address and then to reject respondent‘s remaining arguments that the probate trial court‘s decision to terminate her parental rights was not supported by clear and convincing evidence.
On the basis of this evidence and other evidence presented at the hearing, we would conclude that the probate court‘s order terminating respondent‘s parental rights, pursuant to
However, as previously indicated, we conclude that Fritts compels us to hold that the error during the adjudicative stage was jurisdictional and, therefore, that all proceedings were void ab initio. Accordingly, we must reverse and vacate the order terminating respondent‘s parental rights. In re Taurus F., supra.
HOOD, J., concurred.
NEFF, P.J. (concurring in part and dissenting in pаrt). I agree with the result reached by the majority, but do not believe that, on the facts of this case, we are required to or should resolve the conflict between the Adrianson/Dupras (In re Dupras, 140 Mich. App. 171; 363 N.W.2d 26 [1984]; In re Adrianson, 105 Mich. App. 300; 306 N.W.2d 487 [1981]) and Ferris (In re Ferris, 151 Mich. App. 736;
