In re Petition for Annexation to the VILLAGE OF BULL VALLEY.
(Steven F. Kleinhans, Linda J. Kleinhans, Peter St. Clair Manson, Adrienne C. Mahoney, Kamin P. Mahoney, James A. Morgan, Jean B. Morgan, May Kay Azzarello, Frances T. Azzarello, Daniel L. Adams, Joyce S. Adams, and Rebecca U. Manson, Petitioners-Appellees,
v.
Perry G. Callas, as Trustee of the Anne M. Kaiser Trust dated August 5, 2004, and James L. Harrer, as Trustee of the Joseph L. Harrer 1997 Trust and the Mary Harrer 1997 Trust, Objectors-Appellants).
Appellate Court of Illinois, Second District.
*195 Robert J. Wagner, Robert J. Wagner, P.C., Crystal Lake, IL, for Appellant.
Michael J. Smoron, Kevin G. Costello, Zukowski, Rogers, Flood & McArdle, Crystal Lake, IL, for Appellee.
Presiding Justice ZENOFF delivered the opinion of the court:
The objectors, Perry G. Callas and James L. Harrer, appeal in their capacities as trustees from an order of the circuit court of McHenry County dismissing their objections to petitioners' petition for annexation to the Village of Bull Valley (Village). *196 For the reasons that follow, we affirm the judgment of the circuit court.
BACKGROUND
On September 29, 2006, petitioners (Steven F. Kleinhans, Linda J. Kleinhans, Peter St. Clair Manson,[1] Adrienne C. Mahoney, Kamin P. Mahoney, James A. Morgan, Jean B. Morgan, May Kay Azzarello, Frances T. Azzarello, Daniel L. Adams, Joyce S. Adams, and Rebecca U. Manson) filed a petition in the circuit court of McHenry County pursuant to section 7-1-2 of the Illinois Municipal Code (Code) (65 ILCS 5/7-1-2 (West 2006)) to annex parcels of property owned by them, and two other parcels for which Callas and Harrer acted as trustees, to the Village. The parcels sought to be annexed, known as the territory, were located at Ridge Road and Valley Hill Road in unincorporated McHenry County. The objectors filed objections to the petition for annexation, asserting, inter alia, that the petition for annexation was an improper attempt by the Village to annex property it could not legally annex in its own name and that the petition for annexation was brought for the improper purpose of subjecting the territory to the Village's restrictive zoning in order to thwart a proposed one-acre development in the territory. At the hearing on the annexation petition, the Village took the position that the objections were not relevant. The trial court nevertheless allowed the following evidence.
Callas was the trustee of the Kaiser Trust, which owned 120 acres of farmland in the northern part of the territory (the Kaiser farm). In March 2006, he began discussions with the Village regarding voluntarily annexing the Kaiser farm to the Village if the Village would permit three-acre lot sizes on 40 buildable lots. Callas received some verbal encouragement from Village officials, so he had a sketch plan prepared and he deposited $5,000 with the Village, as required to reimburse the Village's costs associated with the sketch plan review. However, Callas had altered his concept of three-acre lots to one-acre lots with more open space. In approximately June 2006 Callas's negotiations with the Village halted when the Village ignored his requests to be placed on the zoning board's agenda, despite his having paid the $5,000 for the review. In correspondence to the Village's attorney in July 2006, Callas indicated his intention to go to the county with his plan, as the county would approve one-acre zoning. Unbeknownst to Callas, petitioners were in consultation with the Village to annex the Kaiser farm involuntarily, thus subjecting the property to five-acre zoning rather than the one-acre zoning Callas proposed. Callas did not find out about petitioners' maneuvering until he received notice of the hearing on the petition for annexation in approximately early October 2006.
Harrer was a trustee of the Mary Harrer Trust and the Joseph Harrer Trust, which owned 100 acres, 80 acres of which were a subject of the petition for annexation. The Harrer property was the family farm, and Harrer testified that he felt a sentimental attachment to it and did not want a portion of it "sucked" into the Village.
Other evidence adduced at the hearing on the objections to the petition for annexation showed the following. Nancy Jung, who lived outside the territory, signed the section 7-1-2 petition for annexation and the accompanying affidavit, which were *197 prepared by the Village's attorney, and Emily Berendt, a lawyer and a member of the Village's plan commission, assisted Jung in getting proper signatures on the petitions Jung circulated.[2] The Village's attorney, Michael Smoron, and Berendt also furnished Jung with deeds and voter records to review.
When Jung heard about Callas's proposed development of the Kaiser farm, she contacted the Village president, Brian J. Miller, and asked if the Kaiser farm could be involuntarily annexed to the Village. Miller directed Jung to speak with Smoron. After speaking with Smoron, Jung began recruiting people to sign petitions to annex the Kaiser farm to the Village. Eventually Jung met with all of the petitioners and showed them how they could "force" the annexation of the Kaiser farm by voluntarily annexing their own to the Village. Miller and Berendt were in attendance when Jung met with the Morgans, two of the petitioners. Jung testified that the reason she recruited petitioners was to defeat Callas's plan for the development of the Kaiser farm.
Berendt witnessed the signatures on a number of the petitions to annex the territory. She went to petitioners' various homes in order to get their signatures. Berendt spoke with Jung and Miller about the proposed development of the Kaiser farm, and she also attended meetings at the Morgans' home with other petitioners, the subject of which was the annexation of the territory to the Village. She was present when Miller explained the annexation procedure to those in attendance, and she later spoke with the Morgans regarding their ability to raise alpacas on their farm if they annexed to the Village.
Miller testified that he attended two meetings at the Morgans' home at which other persons who lived near the Kaiser farm were present. Miller explained the cost of annexing to the Village as well as answered questions about zoning. Jung had invited Miller to the meetings, and Miller at that time knew that Jung was circulating petitions, getting signatures in support of annexing to the Village, although he denied he knew any details. In addition to those meetings, Miller visited individually with some of the petitioners and answered their questions about annexation. Specifically, Miller presented the Azzarellos with the section of the Village's zoning ordinance that covered their alpacas, although Miller denied he promised the Azzarellos that their alpacas would be welcome in the Village. Miller testified that the Village was paying some of the petitioners' attorney fees in connection with the annexation and that the Village's attorneys were representing petitioners. According to Miller, the Village had always financially assisted individuals who wished to annex to the Village, "so [he] didn't see anything different" about the current situation.
James A. Morgan, one of the petitioners, testified that his wife received a telephone call from Jung about annexing to the Village. Following that call, the Morgans hosted two meetings of what Morgan called the "Bull Valley group." At these meetings, Miller explained that the Village's attorneys would handle all of the "legalities," and Berendt showed the group the plan Callas proposed for developing the Kaiser farm. Morgan assumed that the Village opposed the Callas plan. Jung was also present and explained how annexing to the Village would bring the Kaiser *198 farm into the Village as well and defeat Callas's plan. After these meetings, Berendt presented the Morgans with a petition to sign, and she suggested that they write in a caveat on the petition that would allow them to maintain their alpacas. Later, Berendt returned and asked the Morgans to sign a petition without the caveat.
The Azzarellos likewise signed a petition with the caveat relating to their alpacas, and then they signed a petition without the caveat after they received a letter from Miller stating that the alpacas were permitted under the Village ordinance.
Petitioners Adrienne Mahoney and Daniel L. Adams testified that they were concerned about the proposed development of the Kaiser farm, and petitioner Frances Carline Manson testified that she opposed it.
On December 11, 2007, the trial court issued its written decision. The trial court found, inter alia, that the evidence did not support the objectors' conclusion that the annexation proceedings were initiated by the Village; there was no dispute about the fact that the Village wanted the objectors' properties to be annexed; and the Village provided substantial assistance, direction, and support to petitioners. The trial court held that In re Annexation of Certain Territory to the Village of Deer Park,
In Deer Park, the appellate court held that the objection that Deer Park orchestrated the annexation to prevent the commercial development of the objectors' property was not relevant to the annexation proceedings. The appellate court coined the phrase "subterfuge defense" to describe the objection. Deer Park,
"While the [o]bjectors may not like the process by which the [p]etitioners with substantial assistance, encouragement and support of the Village of Bull Valley have been able to seek annexation of their properties consisting of a total of approximately twenty-eight acres along with the [o]bjectors' properties which total about two hundred acres to the Village of Bull Valley, the process used in this case is authorized by existing statutes and the case law."
The objectors filed a motion to reconsider, which was denied on February 28, 2008. Also on February 28, 2008, the trial court entered a final order directing the Village to submit the question of annexation to the corporate authorities of the Village for final action. This timely appeal followed. (Although the notice of appeal references other orders, the objectors' brief addresses only the orders of December 11, 2007, and February 28, 2008.)
ANALYSIS
The issues we must decide in this appeal are (1) whether, under section 7-1-3 of the Code (65 ILCS 5/7-1-3 (West 2006)), the Village's involvement may be raised as an objection to an annexation petition and (2) if so, whether the Village's involvement can prevent an otherwise valid annexation.
The objectors recognize that the Village did not in its own name seek to annex the territory, but they contend that the Village in fact initiated and controlled the annexation proceedings in order to circumvent the statutory provision (65 ILCS 5/7-1-2(a) (West 2006)) that prohibits a municipality from seeking to annex more than 10 acres without the owner's express consent. The objectors maintain that the Village *199 used Jung as a "shill" to recruit petitioners for the inappropriate purpose of defeating Callas's proposed one-acre development of the Kaiser farm. The objectors further argue that the petition violates the Code because it is the result of an improper preannexation agreement between the Village and petitioners. We must first determine whether these objections may properly be raised under the Code. We review issues of statutory construction de novo. Hall v. Henn,
Section 7-1-3 of the Code provides that, after the filing of the annexation petition but not less than five days prior to the date fixed for the hearing on the petition, any interested person may file with the circuit clerk his objections to the petition. 65 ILCS 5/7-1-3 (West 2006). This section sets forth four bases for the objections: (1) that the territory described in the petition is not contiguous to the annexing municipality; (2) that the petition is not signed by the requisite number of electors or property owners of record; (3) that the description of the territory contained in the petition is inadequate; and (4) that the objector's land is located on the perimeter of the territory, that he does not desire annexation, and that the exclusion of his land will not destroy contiguity. 65 ILCS 5/7-1-3 (West 2006).
Section 7-1-4 of the Code prescribes four situations under which the trial court must dismiss the petition requesting annexation: (1) the petition is not signed by the requisite number of electors or property owners of record; or (2) the described property is not contiguous to the annexing municipality; or (3) the description is materially defective; or (4) the petition is otherwise invalid. 65 ILCS 5/7-1-4 (West 2006).
Section 7-1-3, which enumerates the objections, does not include an objection that the petition is "otherwise invalid." However, to the extent there is any ambiguity between sections 7-1-3 and 7-1-4 as to what types of matters may be raised in an objection to a petition for annexation, the ambiguity is resolved by the decision in City of East St. Louis v. Touchette,
In reviewing the procedure to be followed for accomplishing an annexation, the court in Touchette made a distinction between a petition that is "sufficient" and a petition that is "valid." Indeed, our supreme court treated validity as a further requirement for a petition that is otherwise sufficient under section 7-1-3: "The legislature clearly intended that if the property owners and electors of an unincorporated territory file a sufficient petition for annexation to a municipality, and it is found to be valid, the matter should be submitted to the corporate authorities of the annexing municipality * * *." (Emphasis added.) Touchette,
That term"validity of the petition" has a wider scope than might first be apparent. In Touchette, the objectors appealed *200 the trial court's rejection of their objections, principal among them the objection that a portion of the territory that the city of East St. Louis sought to annex had been incorporated into the city of Centreville and annexation would destroy the contiguity of the city of Centreville. Touchette,
Therefore, pursuant to Touchette, a party objecting to a petition for annexation may object for the reasons listed in section 7-1-3, which go to the sufficiency of the petition, as well as for any reason that undermines the validity of the proposed annexation (and thus the validity of the petition).
Again, here, the objectors argue that, by submitting the petition for annexation, the Village through petitioners attempted to circumvent section 7-1-2 of the Code, which prohibits municipalities from including a tract of land in excess of 10 acres in ordinances initiating annexation proceedings. The objectors further argue that the annexation petition must be declared invalid because it is the result of an improper oral preannexation agreement. Because these objections challenge the validity of the petition, we conclude that they were objections that the objectors could properly raise in the annexation proceeding.
We are aware that the First District reached the opposite conclusion in Deer Park when it held that the issue of Deer Park's involvement was not relevant in the annexation proceeding. However, we think that Deer Park, which declined to follow Touchette because the facts in Touchette were distinguishable from those in Deer Park (see Deer Park,
Having determined that the objectors' objections could properly be raised, we now must determine whether the trial court was correct that the objections were without merit. In pressing their argument on appeal, the objectors raise only one challenge to the trial court's findings of *201 fact: they contend that the trial court's finding that the Village did not initiate the annexation proceedings is against the manifest weight of the evidence. See Franz v. Calaco Development Corp.,
The real questions in this appeal are, did the Village by its actions in preparing, encouraging, facilitating, and filing the petition illegally circumvent the legislature's intent that a municipality be restricted to annexing only up to 10 acres without the owner's consent, and did its involvement amount to an improper oral preannexation agreement that should invalidate the petition? These issues present legal questions of statutory interpretation, which we review de novo. In re Estate of Lower,
We first address the objectors' argument that the petition for annexation is invalid since it is no more than a means for the Village to circumvent the 10-acre restriction that would otherwise bar the Village's petitioning to annex the territory at issue. Because section 7-1-2 requires owner consent before a municipality can annex more than 10 acres, the objectors contend that the legislature clearly intended to limit municipalities in their power to annex and also clearly intended to protect owners of tracts of land larger than 10 acres from involuntary annexation. The objectors further argue that the Village deprived them of their right not to consent in this case, by using petitioners as a way of circumventing the statute. The objectors cite Krupp v. Taylor,
We find two cases that have addressed similar arguments. In In re Annexation of Certain Territory to the Village of Chatham, Illinois,
"The evidence clearly showed that although Chatham gave the petitioners substantial help, including payment of attorney fees, petitioner Janice Logan initiated the matter by seeking help from Chatham officers. Accordingly, even if we had to decide this issue in order to decide the case, we would not treat Chatham as the petitioner." Chatham,245 Ill.App.3d at 795-96 ,185 Ill. Dec. 593 ,614 N.E.2d 1278 .
In In re Petition for Submittal of the Question of Annexation to the Corporate Authorities,
The objectors argue that neither of the above two cases stands for the proposition that a municipal attorney may actually file an annexation petition, thus initiating the proceedings, as the Village attorney did here. To the extent that the holding in either Chatham or Joliet implies that a petition, signed by the appropriate surrounding landowners but facilitated and encouraged by an interested municipality, may be considered valid only if the landowners make first contact with the municipality (Chatham,
Our case is not like In re Petition of the Village of Kildeer to Annex Certain Territory,
Our case is unlike Kildeer in another respect as well. In Kildeer, the village took pains to hide what it was doing from the public, so much so that it published its notices in the Chicago Sun-Times, instead of the local newspaper where it customarily published such notices, resulting in the objectors not seeing the notices. Kildeer,
We must still consider whether the petition to annex must be declared invalid because it resulted from an invalid oral preannexation agreement. The objectors argue that the Village entered into an oral agreement with petitioners in which the Village agreed to pay all of petitioners' attorney fees (Jung testified she paid some of her own fees), physically initiate the proceedings by filing the petition, and allow the Morgans and the Azzarellos to maintain commercial alpaca farms in the Village upon annexation. They argue that this agreement was illegal because it was executed without notice as required by statute (see 65 ILCS 5/11-15.1-3 (West 2006)). The objectors conclude that, since the agreement was improper, the annexation itself must be void. They also assert that the Village's failure to give notice of the agreement deprived them of their only opportunity to argue to the municipality that the annexation was ill advised. Even assuming there to have been an invalid preannexation agreement, we disagree with the objectors' position.
When they argue that an invalid contract voids the subsequent annexation, the objectors overlook the fact that a preannexation agreement is binding only between the annexing municipality and the subject landowners and is separate from the annexation proceedings, which must, with or *204 without a preannexation agreement, be conducted by the normal means under Article 7 of the Code. 65 ILCS 5/11-15.1-1 (West 2006) (after agreement is signed, the land "may be annexed to the municipality in the manner provided in Article 7"); see also 65 ILCS 5/11-15.1-1 (West 2006) (preannexation agreement may be entered into by municipality and one or more landowners); 65 ILCS 5/11-15.1-4 (West 2006) (preannexation agreement binding on successors to original landowners and municipal authorities). If the agreement is invalid, it cannot be enforced between the parties, but it would have no effect on subsequent valid annexation proceedings.
When they argue that a hearing on the contract would have been their only opportunity to challenge the reasonableness of the annexation, the objectors misread the Code. As noted, even if an annexation contract is executed, the annexation itself must still be accomplished via Article 7 of the Code. 65 ILCS 5/11-15.1-1 (West 2006). Article 7 provides that a petition must be filed and notice given (65 ILCS 5/7-1-2 (West 2006)), that a court must rule on any objections and then certify the petition (65 ILCS 5/7-1-3, 7-1-4 (West 2006)), and then that "the corporate authorities of the annexing municipality shall proceed to consider the question of the annexation of the described territory" (65 ILCS 5/7-1-5 (West 2006)). A person who wants to argue the wisdom (or lack thereof) of an annexation will have this chance regardless of whether there was an annexation contract before the petition was filed.
For the above reasons, we conclude that the objectors' objections could properly be raised under the Code, because they challenged the validity of the petition for annexation by challenging the validity of the proposed annexation. However, we conclude that the objections, even though properly raised, were without merit and thus properly dismissed.
CONCLUSION
For the foregoing reasons, we affirm the judgment of the circuit court of McHenry County.
Affirmed.
BOWMAN and O'MALLEY, JJ., concur.
NOTES
Notes
[1] Frances Carline Manson substituted as a petitioner due to Peter St. Clair Manson's disability.
[2] The petitions Jung circulated were documents on which she gathered signatures in favor of the annexation and were separate from the section 7-1-2 petition for annexation she signed, which was filed with the court on September 29, 2006.
