The United States petitions for a writ of mandamus under the Ml Writs Act, 28 U.S.C. § 1651(a).
This case involves a suit, purportedly under the Tucker Act, 28 U.S.C. § 1491(a)(1), by David A. Scholl, a former bankruptcy judge of the United States District Court for the Eastern District of Pennsylvania. In his suit, Mr. Scholl alleges that the denial of his reappointment as a bankruptcy judge by the United States Court of Appeals for the Third Circuit was in violation of his right to due process under the Fifth Amendment to the Constitution and certain regulations relating to the reappointment of bankruptcy judges that have been promulgated by the Judicial Conference of the United States.
Because the Court of Federal Claims should not have exercised jurisdiction over Mr. Scholl’s suit and because the requirements for the writ of mandamus are met, we grant the government’s petition for a writ of mandamus and direct the court to dismiss Mr. Scholl’s complaint.
BACKGROUND
I.
In each federal judicial district, the bankruptcy judges in regular active service “constitute a unit of the district court ... known as the bankruptcy court for that district.” 28 U.S.C. § 151. In each district, bankruptcy judges are appointed by a majority of the active judges of the circuit court of appeals in which the district is located. Id. § 152(a)(1). Each appointment is for a term of fourteen years. Id. Section 303 of the Federal Court’s Improvement Act of 1996, Pub.L. No. 104-317, § 303, 110 Stat. 3852 (1996), codified as a note to section 152, provides that “[w]hen filling vacancies, the court of appeals may consider reappointing incumbent bankruptcy judges under procedures prescribed by regulations issued by the Judicial Conference of the United States.” The Judicial Conference of the United States (the “Judicial Conference”) “is the statutorily created body of federal judges that establishes policy for the administration of the Judicial Branch.” Williams v. United States,
In 2000, the year in which Mr. Scholl was denied reappointment, sections 5.01(b)
(b) The court of appeals will decide whether or not to reappoint the incumbent judge. In making this decision, the court of appeals shall take into consideration the professional and career status of the incumbent. Reappointment should not be denied unless the incumbent has failed to perform the duties of a bankruptcy judge according to the high standards of performance regularly met by United States bankruptcy judges.
(c) If the court of appeals determines by majority vote of the active judges of that court that the incumbent bankruptcy judge appears to merit reappointment, the court shall follow the procedures set forth in following sections 5.02 and 5.03.
Section 5.02 of the regulations provided that, if the court of appeals determined that an incumbent bankruptcy judge who was willing to be reappointed appeared to merit reappointment, the circuit executive of the court would cause to be published a public notice stating that the court was considering the judge for reappointment and inviting comments from members of the bar and the public. Section 5.03 of the regulations dealt with the process by which the court of appeals would decide on the reappointment after comments from the bar and public were reviewed.
II.
On August 27, 1986, Mr. Scholl was appointed to the Bankruptcy Court for the Eastern District of Pennsylvania by the Court of Appeals for the Third Circuit. His fourteen-year term of appointment ended on August 26, 2000. In a letter addressed to the Chief Judge of the Third Circuit, dated December 29, 1999, Mr. Scholl expressed his “willingness to accept reappointment.” A preliminary vote of the active judges of the Third Circuit was held, and Mr. Scholl received enough votes to have his reappointment proceed through the public notice and comment process. The process involved notices in local newspapers seeking comments on the proposed reappointment, as well as 1,165 questionnaires sent to attorneys and bankruptcy trustees who had appeared before Mr. Scholl during his tenure as a judge. Approximately 300 of the questionnaires were returned to the court of appeals. Mr. Scholl was provided with copies of all comments and a detailed chart analyzing the responses to the questionnaires, to which he submitted a detailed response. Upon reviewing the comments, responses to the questionnaires, and Mr. Scholl’s response, the active judges' of the Third Circuit voted 11 — to—1 against reappointment of Mr. Scholl. In a May 25, 2000 letter, Mr. Scholl was informed of the adverse vote, and was told that the process to appoint a replacement was being initiated. Mr. Scholl served as a bankruptcy judge until his term ended on August 26, 2000.
III.
After the expiration of his term, Mr. Scholl brought the present action in the Court of Federal Claims, purportedly un
In due course, the government moved, pursuant to Rule 12(b)(1) of the Rules of the Court of Federal Claims, to have Mr. Scholl’s suit dismissed for lack of jurisdiction.
Four months later, the government filed a “Motion to Certify Interlocutory Appeal and to Stay Further Proceedings.” In its motion, the government argued that whether Mr. Scholl states a claim when he seeks back pay for not being reappointed and whether the Court of Federal Claims possesses jurisdiction to review the Third Circuit’s decision not to reappoint him are controlling questions of law, and that if the decision of the trial court is reversed with respect to either issue, dismissal of the suit would result. Interlocutory Appeal Mot. at 3-4, 9-11. The government further argued that whether a “firm right” to reappointment exists is an issue of first impression upon which there are substantial grounds for a difference of opinion. Id. at 6-8. Finally, the government asserted that the trial court should grant a discretionary stay because “discovery in this case likely would involve a sensitive and potentially burdensome inquiry into the basis for the decision of the Third Circuit judges ....” Id. at 11-12.
The Court of Federal Claims determined that the government’s motion was untimely and that, in any event, the government had failed to satisfy the requirements for an interlocutory appeal. Consequently, the court denied certification for interlocutory appeal in Scholl v. United States,
In its response, the government stated that “[i]f Mr. Scholl intends to challenge the merits of the decision not to appoint” him, “the likely witnesses would be one or more Third Circuit judges.” Government’s Opp’n to Mot. to Compel Disc, at 3. The government also stated that the deci
The Court of Federal Claims, inter alia, (i) granted the motion to compel the interrogatory answer insofar as it related to Count II of the complaint, (ii) directed the government to submit under seal to the court all documents in its privilege log for in camera review, (iii) issued an order to show cause why the Due Process claim in Count I should not be dismissed for lack of subject matter jurisdiction, and (iv) denied the Renewed Motion for Certification of an Interlocutory Appeal for the same reasons that it had denied the original motion. Scholl v. United States,
DISCUSSION
I.
A writ of mandamus is a “ ‘drastic and extraordinary’ remedy ‘reserved for really extraordinary causes.’ ” Cheney v. U.S. Dist. Court for the D.C.,
Three conditions must be satisfied before a court will issue a writ of mandamus. First, “the party seeking issuance of the writ must have no other adequate means to attain the relief he desires.” Id. (quoting Kerr v. U.S. Dist. Court for the N. Dist. of Cal.,
In its petition for mandamus, the government argues that the Court of Federal Claims “made an extraordinary claim of power to review” the Third Circuit’s decision not to reappoint Mr. Scholl as a bankruptcy judge. Pet. at 1. The government asserts:
Congress vested that appointment power exclusively in the Courts of Appeals, and declined to provide would-be judicial officers with a private right of action in the [Court of Federal Claims]. Review of the Third Circuit’s appointment decisions by an Article I court would raise serious Appointments Clause and separation-of-powers problems, which by themselves warrant immediate mandamus review.
Id. The government further asserts that “the [Court of Federal Claims] has now imposed an additional, concrete, and imminent harm on the Third Circuit, by requiring it to turn over for in camera review documents containing Circuit Judges’ internal deliberations and other privileged and confidential communications relating to the appointment decision at issue.” Id. In view of the trial court’s denials of certification for interlocutory appeal and its order compelling discovery, the government concludes that no remedy other than mandamus is available to prevent “imminent, concrete, and irreparable harm” to the Third Circuit, the separation of powers, and the deliberative process. Id. at 1, 26-30.
Mr. Scholl responds that the government has “failed to meet the requirements of the drastic remedy of mandamus and show that the circumstances here are extraordinary.” Scholl’s Answer to Pet. at 10. According to Mr. Scholl, “the trial court did not usurp power; its decisions are not clearly and indisputably incorrect; relief by appeal from final judgment is available ....” Id.
After the mandamus petition and Mr. Scholl’s response were filed, we asked the parties to brief, and we heard oral argument on, the question of the jurisdiction of the Court of Federal Claims under the Tucker Act. We now grant the government’s petition for mandamus. We do so because the Court of Federal Claims erred by exercising jurisdiction in this case and because the requirements for mandamus have been met. We begin with the matter of jurisdiction.
III.
In relevant part, the Tucker Act gives the Court of Federal Claims “jurisdiction to render judgment upon any claim against the United States founded either upon the Constitution, or any Act of Congress or any regulation of an executive' department, ... or for liquidated or unliq-uidated damages in cases not sounding in tort.” 28 U.S.C. § 1491(a)(1). However, the Tucker Act “is itself only a jurisdictional statute; it does not create any substantive right enforceable against the United States for money damages.” United States v. Testan,
A pay statute may serve as the basis for Tucker Act jurisdiction. For example, in James v. Caldera, we stated that 37 U.S.C. § 204 “serves as a money-mandating statute.”
Mr. Scholl asserts two bases for Tucker Act jurisdiction in this case. First, he points to 28 U.S.C. § 153(a), which is the pay statute for bankruptcy judges. He alleges that, in the course of considering him for reappointment, the Third Circuit acted in a manner that violated his right to due process under the Fifth Amendment to the Constitution and deprived him of the pay mandated by section 153(a). Second, he points to the Judicial Conference regulations. He asserts that he “performed the duties of a bankruptcy judge according to the high standards of performance regularly met by United States bankruptcy judges” and that, consequently, he was entitled to be reappointed. He argues that the Third Circuit violated the regulations when it did not reappoint him. We address section 153(a) first.
IV.
Section 153(a) clearly is a money-mandating statute, for it provides that a bankruptcy judge “shall receive as full compensation for his services, a salary at an annual rate that is equal to 92 percent of the salary of a judge of the district court of the United States as determined pursuant [28 U.S.C. § ] 135, to be paid at such times as the Judicial Conference of the United States determines.” However, section 153(a)’s money-mandating command only benefits an individual who actually holds the position of bankruptcy judge. See Testan,
Apparently recognizing the problem that he faces under section 153(a), Mr. Scholl argues that his “non-reappointment [was] a form of discharge.” Scholl’s Supplemental Br. on Jurisdiction at 8. This argument is without merit. It is true that a claim of unlawful discharge may support Tucker Act jurisdiction. Testan,
V.
We turn now to the issue of whether the Judicial Conference regulations support Tucker Act jurisdiction in this case. As seen, the Court of Federal Claims held that based on section 5.01(b) of the Judicial Conference regulations, “Judge Scholl had a firm right to be reappointed as a judge, absent the showing that he had failed to perform according to high standards.” Scholl I,
In James, we stated that “[cjonceivably, Tucker Act jurisdiction ... could exist if, as matter of law, the regulations gave one in James’s circumstances ‘a firm right’ to have his enlistment extended.”
The government disagrees. It argues that because section 5.01 did not give Mr. Scholl a firm right or protected interest in reappointment, it could not form the basis for Tucker Act jurisdiction over Mr. Scholl’s suit. It contends that “[f|or the
As seen above, section 303 of the Federal Courts Improvement Act of 1996 provides that “[w]hen filling vacancies, the court of appeals may consider reappointing incumbent bankruptcy judges under procedures prescribed by regulations issued by the Judicial Conference of the United States.” As in effect in 2000, section 5.01 of the Judicial Conference regulations stated that “the court of appeal shall take into consideration the professional and career status of the incumbent.” The regulations further stated that “[rjeappointment should not be denied unless the incumbent has failed to perform the duties of bankruptcy judge according to the high standards of performance regularly met by United States bankruptcy judges.”
We do not agree with the Court of Federal Claims that section 5.01 provided Mr. Scholl with a firm right to be reappointed unless “he had failed to perform according to high standards.” As in effect in 2000, section 5.01 simply provided circuit courts with guidance in the process for the reappointment of incumbent bankruptcy judges. There is nothing in the language of section 5.01 that indicates the provision was intended to provide incumbent bankruptcy judges with the benefit of a firm right to reappointment. Indeed, one of our sister circuits has recognized under similar circumstances that there is no firm right to reappointment. See Schwartz v. Mayor’s Comm. on the Judiciary of the City of N.Y.,
Furthermore, assuming, arguendo, noncompliance with section 5.01, there is nothing in the language of the section that can be accurately characterized as money-mandating. See Mitchell,
VI.
Having determined that the Court of Federal Claims erred in exercising jurisdiction in this case, we have no difficulty concluding that the government is entitled to issuance of a writ of mandamus. That is the case, we think, because the three conditions required for mandamus set forth by Cheney have been met. See Cheney,
CONCLUSION
For the foregoing reasons, we grant the government’s petition for a writ of mandamus. We hereby direct the Court of Federal Claims to dismiss Mr. Scholl’s complaint.
COSTS
Each party shall bear its own costs.
PETITION FOR WRIT OF MANDAMUS IS GRANTED.
Notes
. Section 1651(a) provides: “The Supreme Court and all courts established by Act of Congress may issue all writs necessary or appropriate in aid of their respective jurisdictions and agreeable to the usages and principles of law.”
. In 2001, the Judicial Conference amended section 5.01(b) of Chapter 5 of the regulation by deleting the sentence that began: "Reappointment should not be denied unless.” This amendment was made in order to avoid the creation of a presumption of reappointment. See Report of the Proceedings of the Judicial Conference of the United States, March 14, 2001, available at http://www.usc-ourts.gov/judconf/01-mar.pdf. The Judicial Conference also amended the regulations to eliminate the requirement in section 5.01(c) that the court of appeals take an initial vote to determine whether the incumbent appeared to merit reappointment, thereby providing that the court of appeals could proceed directly to the public comment period. Id.
. The government also moved to have Mr. Scholl's suit dismissed for failure to state a claim upon which relief may be granted pursuant to Rule 12(b)(6). Scholl v. United States,
. “Judges, like Presidents, depend upon open and candid discourse with their colleagues and staff to promote the effective discharge of their duties.” In re Certain Complaints Under Investigation by an Investigating Comm.,
. In Scholl IV, the Court of Federal Claims wrote: "Because the Due Process Clause of the Fifth Amendment is not a money-mandating provision of the Constitution, see Mullenberg v. United States,
. The government makes an additional argument with respect to the Judicial Conference regulations. It contends that the regulations are not, in the words of the Tucker Act, a "regulation of an executive department,” see 28 U.S.C. § 1491(a)(1), and thus cannot provide the basis for jurisdiction under the Tucker Act. As seen, the Tucker Act, inter alia, gives the Court of Federal Claims "jurisdiction to render judgment upon any claim against the United States founded either upon the Constitution, or any Act of Congress or any regulation of an executive department.” 28 U.S.C. § 1491(a)(1) (emphasis added). We do not address this alternative argument by the government. See Rukrgas AG v. Marathon Oil Co.,
. As mentioned above, in 2001, the Judicial Conference amended sections 5.01(b) and (c) by deleting a sentence to avoid creating a presumption of reappointment, eliminating the requirement of an initial vote to determine whether the incumbent appeared to merit reappointment, and providing that the court of appeals could proceed directly to the public comment period. See Report of the Proceedings of the Judicial Conference of the United States, March 14, 2001, available at h ttp://www.uscourts.gov/judconf/01-mar .pdf.
. Mr. Scholl’s comparison of his circumstance to that of the untenured professor in Perry v. Sindermann fails because, as a bankruptcy judge, he has no "legitimate claim of entitlement” based on "policies and practices of the institution.”
. Our opinion should not be read to suggest that mandamus is available as a remedy anytime the government believes that jurisdiction in the Court of Federal Claims is lacking. The circumstances of this case — clear error in the exercise of jurisdiction, combined with the specter of discovery into the deliberations of a federal appeals court relating to the reappointment of a bankruptcy judge — are unique.
