268 Mass. 373 | Mass. | 1929
This is a proceeding to disbar the respondent, W. Edwin Ulmer, from practicing as an attorney in the Federal Court for the District of Massachusetts. The petition is brought by Robert O. Harris, United States District Attorney for said District. Paragraphs one and two of the petition deal with preliminary matters. The grounds
“ (3) That on or about October 21, 1916, the respondent was suspended from practice as an attorney and counsellor of this court for making false and scandalous statements relative to one of the referees in bankruptcy.
“ (4) That on March 30,1921, the respondent filed in this court a paper entitled ‘Motion to Discharge Receiver/ which motion contained scandalous and impertinent statements concerning persons who were not parties to the cause in issue, which statements were ordered by the court to be struck from the records.
“(5) That the said respondent willfully and maliciously attempted to interfere with and obstruct the sale by a receiver appointed by this court of the property of the Waban Rose Conservatories, by making false statements relative to the condition and affairs of said Waban Rose Conservatories and was afterward found guilty of contempt because of such conduct.
“(6) For giving false testimony on May 5, 1921, before the court, relative to a petition for attachment for contempt against the said respondent then pending and on hearing before said court.
“ (7) That the respondent filed an affidavit of prejudice against one of the judges of this court, which affidavit contained false, scandalous and impertinent matter, and, upon hearing, was struck from the records of the court.
“ (8) That on December 9, 1921, the respondent filed in this court a petition for a rehearing in the matter of the sale of the property of the Waban Rose Conservatories, which petition contained false, scandalous and impertinent matter and upon hearing was struck from the records of the court.
“(9) That in a proceeding pending before a referee in bankruptcy on October 21, 1921, the respondent attempted to appear and act simultaneously as attorney for the bankrupt corporation and for sundry creditors thereof, in violation of the rules of this court; and upon being informed that he could not so appear, attempted to circumvent the
“(10) That the respondent) for five-years last past, when acting as attorney and counsellor in this court; has willfully and deliberately attempted to impede and subvert the administration of justice by making, uttering and causing to be spread upon the court records false, malicious and scandalous statements concerning officers of the court, parties litigant, and others.
“The answer of the respondent is a practical denial of all the allegations of the petition excepting the first ground of complaint above set forth. With respect to such of the allegations as are founded on records in this court, the respondent says that in all respects he acted in good faith in filing the same and that the facts set forth in the several petitions referred to are true. As a further defense the respondent says that certain individuals connected with the Waban Rose Conservatories and Henry Wood Sons Company, two insolvent corporations in which the respondent is financially interested, have combined together and carried on a “system of unfounded persecution . . . against the respondent and his wife and sister which has culminated in the filing of this petition.”
Allegation No. 3
“The complaint alleges and the respondent’s answer admits, that on October 21, 1916, the respondent was suspended from practice as an attorney and counsellor of this court for the term of one year. The District Attorney offered in evidence the court records to show the grounds for the previous disbarment. Upon the objection of the respondent, the records were ruled out, it being considered by the court that the respondent, having been found guilty and paid the penalty; and having been reinstated as counsellor and attorney of this court, the facts set forth ought not to be considered as a cause for his present disbarment. They have not been so considered.
"In order to get a correct understanding of the remaining allegations, a short explanation of the litigation preceding the acts alleged to have been committed by the respondent is necessary.
"All of his troubles have grown out of litigation relating to the winding up of two corporations, namely, The Waban Rose Conservatories and the Henry Wood Sons Company. It appears that the respondent for three years prior to the filing of the pending petition was manager, director, and clerk of both of the above named corporations. The stock was owned by the heirs of Edmund M. Wood. There had been much litigation among the Wood heirs, and finally between the Wood heirs and the respondent. Early in 1921, involuntary proceedings were begun in the courts for the winding up of both corporations. A petition in bankruptcy was filed against the Henry Wood Sons Company and a receiver appointed for the Waban Rose Conservatories.
"At the time these petitions were filed the Wood heirs owed the respondents $20,000 for legal services and the stock of the two corporations was pledged to him as security therefor. He also had contracts with both, providing for his employment as manager at a salary of $350 per month from each corporation. The receivership proceedings in the matter of the Waban Rose Conservatories was commenced February 19, 1921. The proceedings in bankruptcy against the Henry Wood Sons Company were commenced somewhat earlier. Prior to the filing of the petitions in the above mentioned proceedings, the feeling be^ tween the Wood heirs and their counsel on one side and the respondent on the other side, had become very bitter. The first contest over "the property after the bankruptcy proceedings had been instituted against the Henry Wood Sons Company, arose at the election of a trustee. The respondent failed to secure the appointment of his candidate and a bitter feeling has existed between the appointee and the respondent ever since.
"On March 30, 1921, the respondent filed in the district
“I find that the allegations set forth in paragraph 4 are sustained; but if this was the respondent’s only offense, I would not think it sufficient to warrant an order of disbarment.
Allegation No. 5
''Allegation Number 5 sets forth that the respondent willfully and maliciously attempted to interfere with and obstruct the Receiver’s sale of the estate of the Waban Rose Conservatories by making false statements relative to the condition and the affairs of said estate, and that he was found guilty of contempt because of such conduct. It appears from allegations in the petition that, at a hearing before one of the judges of this court, an order of sale at public auction of all the real estate and personal property of the Waban Rose Conservatories was entered March 30, 1921, and that, in accordance with such order, a sale of said property was advertised to take place on May 9, 1921.
“It is further alleged that the respondent willfully and maliciously attempted to interfere with said sale by making false representations and false statements to divers creditors and other persons likely to become bidders at said sale; that in particular, the respondent sent a circular letter dated April 25, 1921, to said creditors in which false statements were made as to the condition of the property
“I find that on April 26, 1921, such a letter was sent to the creditors and about the same time a copy of the motion to discharge the Receiver and the objection of C. P. Anderson to the issuing of Receiver’s certificates was sent.
“In the letter the respondent failed to notify the creditors that there had been a hearing before the court on his motion to discharge the Receiver and that the motion had been denied.
“Immediately following the sending out of the circular letter above mentioned the Receiver of the Waban Rose Conservatories, on April 28, 1921, filed in this court a motion against the respondent for an attachment for contempt, which motion set forth in substance the above mentioned facts. The motion for attachment was heard and the respondent, Dimer, was found guilty of contempt and fined the sum of $300 which he paid.
“At the hearing on this petition for disbarment, the respondent offered to introduce evidence tending to show that the facts set forth in his circular letter and in his petition to discharge the Receiver, were true. The District Attorney objected to going into a hearing on the facts alleged in either, or in the petition for attachment for contempt. He stated that he relied entirely upon the order adjudging the respondent in contempt. It appeared to the court that the crux of the allegation was' the fact that the respondent had been adjudged in contempt for willfully and maliciously interfering with the Receiver’s sale of the
“The evidence offered by the respondent was ruled out subject to his exceptions.
“I therefore make no finding as to whether any of the allegations set forth in said documente or in the petition for attachment for contempt, are true or false, except as hereinafter mentioned, and what may be inferred from the result of the hearing and the order thereon. The petition for attachment contained several allegations of fact, any one of which might, if found to be true, furnish the foundation for the order made by the court. Upon which allegation the action of the court was based, I do not pretend to say.
“I do find under allegation No. 5 of this petition that the respondent was adjudged in contempt of court for willfully and maliciously interfering with a judicial sale of the Waban Rose Conservatories and that he was fined $300, which fine he paid.
Allegation No. 6
“It is alleged that the respondent gave false testimony on May 5, 1921, at a hearing on the motion for attachment for contempt already referred to. The allegations of the petition set forth that at said hearing the respondent testified falsely, in that he testified that the copies of his 'Motion to Discharge Receiver,’ that he sent to the creditors, were multigraphed at the same time that the motion was drawn for filing in the court, and before it had been heard and denied; whereas, in fact and in truth, they were multigraphed afterwards and sent to the creditors for the express purpose of influencing bidders at the sale.
“A transcript of the evidence taken at the hearing in the attachment proceeding May 5, 1921, was introduced in evidence before me. It contains a record of the testimony given by the respondent under direct examination by his own counsel, relative to the multigraphed copies of the petition to discharge the Receiver which he sent to cred
“He also testified that by inadvertence the copies were sent out by the stenographer in connection with the circular letter without any statement to the effect that the petition had been acted on by the court and denied. This was the respondent’s excuse for sending out the copies without notifying the creditors of the action of the court.
“It will be remembered that the original petition to discharge the receiver contained scandalous statements which upon examination were ordered deleted from the record. If the multigraphed copies had been made at the time the original petition was drawn, they would have contained the words struck out. An examination of the multigraphed copies shows that they do not contain the words struck out. The only conclusion that can be reached is that the multigraphing was done subsequent to the hearing upon the petition and after the objectionable matter had been deleted, thus showing a deliberate purpose on the part of the respondent to withhold from the creditors to whom a copy of the petition was sent, the fact that the petition had been heard and denied.
“In his testimony before me, the respondent tried to explain this matter, still attributing it to an error of the stenographer in making the copy from which the multigraphed copies were made, but his explanation is labored and unsatisfactory.
“Upon the allegation I find that, at the hearing upon the petition for contempt, the respondent gave testimony before a judge of this court which was misleading, for the deliberate purpose of deceiving the court.
Allegation No. 7
“Allegation No. 7 of the petition for disbarment sets forth that the respondent filed an affidavit of prejudice
"Upon the hearing before me the respondent offered testimony to substantiate the allegations in his affidavit of prejudice, claiming that when the matter was heard before Judge Bingham no evidence was introduced and that he was not permitted to prove the facts set forth in his affidavit. The District Attorney stated that he relied on the fact, that, upon hearing, the affidavit was ordered struck from the record. As above stated, I did not think it my duty to re-try an issue which had already been tried by a judge of this court. Upon the objection of the District Attorney the respondent’s evidence was ruled out and nothing but record evidence received relative to this allegation in the petition for disbarment.
"Upon this allegation, I find that the respondent on October 13, 1921, filed an affidavit of prejudice against one of the judges of this court which was heard before Judge Bingham on October 28, 1921; that findings of fact were made as above stated, and that said affidavit of prejudice was ordered struck from the record because the affidavit was not in compliance with the statute.
Allegation No. 8
"Allegation No. 8 sets forth that on December 9, 1921, the respondent filed in this court a petition entitled 'Petition for Rehearing Sale Conservatories,’ containing false,
"From the record, I find that on December 9, 1921, the respondent filed in this court a certain paper entitled ‘Petition for Rehearing Sale Conservatories.’ In his petition, he set forth at length the prior proceedings relating to the sale of the Waban Rose Conservatories property, including much immaterial and irrelevant matter. He charges the Receiver with conspiring with counsel for the first and second mortgagees to obtain control of the property in the interest of the mortgages and against the interests of the unsecured creditors. He charges that they pursued the respondent for contempt of court for the purpose of disconcerting and avoiding his testimony and establishing the claim of the second mortgagee, and that while doing so, they rushed the hearing through the court establishing said claim without giving the respondent a fair chance of protecting his rights. On December 15, 1921, the Receiver filed a motion to expunge the above mentioned petition from the records. A hearing on the motion was had December 19, 1921, before Anderson, J. who found that the petition was not filed in the form and manner required by law and by the rules of this court; that said petition was scandalous and impertinent and that, upon the records in the case, many of the allegations therein contained were false and were known to be false at the time of filing the same by said Ulmer.
"The respondent offered evidence tending to establish the truth of the allegations in his petition.
"I again ruled, subject to respondent's exception, that evidence outside of the record was not admissible, the government having previously stated that it stood on the record, and that I would not re-try matters which
“I find that on December 9, 1921, the respondent filed in this court a paper entitled, ‘Petition for Re-hearing Sale Conservatories’; that said petition came on for hearing before Judge Anderson who ordered it expunged from the records for the reasons above set forth. I make no finding based on the allegations set forth in the expunged petition except such as is contained in my findings under paragraph ten.
Allegation No. 9
“It is alleged in Paragraph No. 9, that on October 21, 1921, the respondent appeared before the referee in bankruptcy in a bankruptcy proceeding for the purpose of electing a trustee, in a matter entitled, ‘In re-Henry Wood Sons Company,’ claiming to represent the bankrupt corporation and certain creditors of the corporation, contrary to the rules of the bankruptcy court in this District; and that, upon it being called to his attention that he could not represent both the corporation and its creditors when voting for a trustee, he called upon one John G. McHardy to vote for trustee in his stead, representing said McHardy to be a disinterested person, when in fact he was treasurer of the corporation and an employee acting under the authority of the respondent. The respondent denied that there was any intention on his part to violate the rules of court or to deceive the referee in bankruptcy.
“Upon a consideration of all of the evidence bearing upon this allegation, I do not find that it is sustained. The respondent offered powers of attorney from eight creditors directed to him and authorizing him to vote for Edwin P. Jenney as trustee. When his attention was called to the rule, he called upon John G. McHardy treasurer of the corporation, not a lawyer, and turned his powers of attorney over to him, representing to the referee that McHardy was a disinterested person who would vote in his stead for trustee. It appears that McHardy thereupon offered a number of votes made out in his own name and those made
Allegation No. 10
“The allegations of Number 10 are that the respondent for a long time past, to wit, for at least five years, has wilfully and deliberately attempted to impede and subvert the administration of justice by making, uttering and causing to be spread upon the court records false, malicious and scandalous statements concerning officers of the court, parties litigant, and others. It was stipulated by the District Attorney that the evidence with respect to this allegation would be confined to the acts set forth in the preceding allegations, and that there would be no evidence tending to prove misconduct other than that connected with the proceedings in the Henry Wood Sons Company, the Waban Rose Conservatories and the disbarment proceeding mentioned in paragraph three. All that is needed to prove the allegations in this paragraph is a perusal of the record evidence marked as exhibits in this case. The record shows either an entire lack of knowledge on the part of the respondent of the rules of pleadings, or a complete disregard of them.
“I find that the respondent has traveled far afield from the matters in issue and, in disregard of the rules and forms of pleadings, has set forth much impertinent and irrelevant matter and, that, in his pleadings, he has exhibited unnecessary animus toward opposing counsel and malice toward
Conclusions
“I find that the allegations numbered 4, 5, 6, 7, 8 and 10 are sustained. Paragraphs 4, 5, 7 and 8 rest on the record findings of other members of this court. My report upon the last mentioned paragraphs is confined to a statement of what has been previously determined in other proceedings in which the respondent acted either as counsel, or as a party litigant, or both.
“My .findings under allegations 4 and 8 are independent of those in any other proceeding. In ruling on points of evidence, I have considered that the truth of scandalous and impertinent matter, maliciously and wilfully set forth in pleadings, is not a subject of proof. It is, whether true or not, immaterial to the issue and improper. The only questions before me under the allegations of this paragraph are, does the record contain such scandalous and impertinent matter and, if so, was it willfully and maliciously inserted in the record. These questions have been determined in part from an inspection of the record exhibits and in part from the oral testimony adduced at the hearing before me.
“The exhibits introduced in evidence in this proceeding taken from the records in the case of Anderson Coal Company y. Waban Rose Conservatories, are replete with scandalous as well as impertinent matter having no bearing upon the issues intended to be raised by the pleading. It is apparent that the respondent has taken every opportunity to vent his spite on his opponents and their counsel by spreading upon the court records immaterial and scandalous matter. I cannot find that such conduct on the part of the respondent was unintentional or due to lack of knowledge or skill.
“It may in part result from the fact that in all but one of the hearings the respondent acted as his own counsel in matters of great financial interest to him and that he be
"I can see no other alternative than to enter judgment in this action disbarring the respondent from any longer practicing as an attorney or counsellor in this court, and it is so ordered.”
Charles W. Mulcahy, Esquire, was designated by the court to conduct the proceedings.
The respondent filed a motion to dismiss the petition, a plea in abatement and a demurrer, described in the opinion, all of which were heard by Weed, J., by whose order
The respondent then filed an answer and the matter was heard on the merits by McLaughlin, J. Material facts found and rulings made by him are stated in the opinion. He ordered that the respondent be removed from practice in the courts of this Commonwealth.
The respondent alleged exceptions.
This is a proceeding designed to bring to the attention of the court for disciplinary action professional misconduct of an attorney at law. It was instituted by the Bar Association of the City of Boston, a Massachusetts corporation. Its initial step in court for convenience may be termed a petition. In truth the paper filed by it simply directed the attention of the court to the facts that W. Edwin Ulmer was admitted to the bar of this Commonwealth in 1897 under the name of William E. Ulmer and thereafter practised in Boston; that “in a proceeding brought in the District Court of the United States for the District of Massachusetts by the United States Attorney for said District for the purpose of disbarring the respondent for professional misconduct amounting to moral wrong he was, after notice and full hearing, found by said court to have committed wrongful acts complained of and disbarred from practice in said court by a decree filed on or about September 12, 1922. A copy of the findings of Morris, J., on which the said decree was entered is hereto annexed marked A.” The prayer was that the court take such action as it may see fit.
I. The respondent filed a motion to dismiss. This form of pleading relates to matters apparent upon the record. It raises a pure question of law. It is not appropriate to the presentation of questions of fact. Paraboschi v. Shaw, 258 Mass. 531, 532, and cases there collected. Amidown v. Peck, 11 Met. 467, 468. The respondent set up in this motion and
The eighth and ninth grounds in the motion to dismiss relate to venue. It there is set up that the defendant is a resident of Brookline in the county of Norfolk and that, as the proceeding is brought in Boston in the county of Suffolk, it ought to abate. This relates to venue and not to jurisdiction. Paige v. Sinclair, 237 Mass. 482. It raises a question of fact not appearing on the record. Strictly speaking, its merits are not open on a motion to dismiss, which, as already pointed out, deals solely with questions of law and not of fact. Assuming for the moment that it is open to the respondent, there is no merit in the point. Judicial notice is taken of local geography. Brookline is a town chiefly residential in character, and, although a part of Norfolk
Other matters set forth in the motion to dismiss have not been argued and are treated as waived. There was no error in overruling this motion.
II. The respondent filed a plea in abatement setting up in substance that the disbarment proceedings in the United States District Court for the District of Massachusetts were
A. The necessary implication of the decision of the Federal court disbarring the respondent is that that court considered him a member of its bar even though the point was not expressly raised. That decision imports a finding of every fact essential to the conclusion reached. A court cannot disbar an attorney at law unless he has first in some way become a member of its bar. The courts of each jurisdiction must decide for themselves who is and who is not a member of its bar. No other court can enter an effective judgment on that point. The courts of each jurisdiction are invested with the right and charged with the duty of determining who may practise before them as an attorney at law. No court of any other jurisdiction is clothed with the power of reviewing such determination. This is the underlying principle of Selling v. Radford, 243 U. S. 46. That case further holds that an attack upon the soundness of such determination is confined to what may be disclosed by the record. There are enumerated in that case certain conditions which may lead the court of another jurisdiction not to give full weight and the natural effect to such determination, but these are confined to matters appearing “from an intrinsic consideration of the State record ... of the . . . court” making such determination. A careful examination of the record of the proceedings in the Federal court would be necessary to determine (1) that there was notice to the respondent and full hearing on the charges presented; (2) that there was no “such an infirmity of proof as to facts found to have established the want of fair private and professional character as to give rise to a clear conviction on our part that we could not consistently with our duty accept as final the conclusion on that subject”; and (3) that no other grave reason exists why the natural consequences of that judgment should not be given their full effect. 243 U. S. at page 51. See Thatcher v. United States, 212 Fed. Rep. (C. C. A.) 801. The application of the principles of Selling v. Radford, to the facts here disclosed will be considered later. The circumstance that
B. The respondent appeared generally in the proceedings in the Federal court for his disbarment and did not contest the fact that he was a member of its bar and hence subject to its disciplinary action. On the contrary he engaged in a full trial on the merits of the charges presented as grounds for his disbarment. Plainly that court had jurisdiction of the subject matter of disbarring and disciplining those admitted to practice before it as attorneys at law, and it acquired jurisdiction of the respondent. No question of jurisdiction is thereafter open. The respondent might have interposed as a defence that he was not a member of the bar of that court nor amenable to its disciplinary action; but he did not. That was not an attempt to waive jurisdiction. It was the waiver of a defence. Want of jurisdiction cannot be waived. Defences may be waived. The case on this point is covered in principle by Lonergan v. American Railway Express Co. 250 Mass. 30, 40, 41. See also Bauer v. International Waste Co. 201 Mass. 197, 200, 201, and Reynolds v. Grow, 265 Mass. 578, 580, 581.
C. The judge who heard the plea in abatement received evidence and made findings of fact. Thus it appears that the respondent in 1888 was admitted to practice as an attorney in the United States Circuit Court for the District of Maine, then, as now, a district of the first circuit as is also the district of Massachusetts, The rules of the Circuit Court for the District of Massachusetts then in force provided that “Attorneys and counsellors admitted by the Circuit Court in any district in this circuit shall be attorneys and counsellors within and for this district.” The Circuit Court for the District of Massachusetts, under the provisions of the Act of Congress of March 3, 1911, The Judicial Code, 36 U. S. Sts,
D. It follows from what has been said that there was no error by the judge who heard the case on the merits in refusing to hear evidence on that part of the respondent’s answer which was in the nature of a plea in bar touching the point whether he was a member of the bar of the Federal court, in excluding all offers of proof made in that connection and in overruling it. As matter of fact the issue had been tried on the plea in abatement and the findings were categorically against the contentions of the respondent. As matter of law the contentions presented are unsound. The reasons already have been stated. It is needless to examine the offers of proof in detail or the arguments presented in support of the contentions as to the law.
III. The respondent demurred to the petition on numerous grounds. It was alleged in the petition, as already stated, that the respondent was disbarred in the District Court of the United States "for professional misconduct amounting to moral wrong,” copy of the findings of the judge of that court being annexed. That was a sufficient compliance with G. L. c. 221, § 40, as amended by St. 1924, c. 134, where it is provided that an attorney may be removed "for deceit, malpractice or other gross misconduct.” The findings of the district court to which reference was made contain full and detailed statements of the charges made against him. The words of the statute are comprehensive. They are generic and not particular. They do not constitute narrow and technical specifications. Evidence supporting any want of moral probity or integrity, or showing misconduct of such nature that the respondent is unfit to be trusted by clients or by the court or to bear the responsibilities and perform the duties of an attorney at law is enough to warrant and to demand disciplinary action by the courts. It is required by G. L. c. 221, § 37, that applicants for admission to the bar .shall be of good moral character. If and when an attorney
Of course the respondent was entitled to notice of the grounds of complaint against him. Matter of Sleeper, 251 Mass. 6, 18-20, and cases there reviewed. Ex parte Robinson, 19 Wall. 505. He received such notice by the petition as to satisfy every requirement. The specifications set forth in the copy annexed to the petition were ample. They gave him full notice of the charge. If the respondent thought that he ought to have further specifications, he might have asked for them.
The reference in the petition to the' disbarment by the Federal court and to the proceedings leading thereto was of itself sufficient pleading as ground for disbarment. There is no uncertainty or indefiniteness in thus stating the charge in the present petition. Proof of that pleading would be adequate ground for affirmative judicial action. In the light of such pleading and such proof the vital question would be presented to the trial court as to the appropriate action in the light of the situation presented. As was said by Mr. Chief Justice White respecting a similar matter in Selling v. Radford, 243 U. S. 46, at page 50, “In coming to solve that question three things are patent: (a) That we have no authority to re-examine or reverse as a reviewing court the action of the Supreme Court of Michigan in disbarring a member of the Bar of the courts of that State for personal and professional misconduct; (b) that the order of disbarment is not binding upon us as the thing adjudged in a technical sense; and (c) that, albeit this is the case, yet as we have previously shown, the necessary effect of the action of the Supreme Court of
The present petition does not proceed solely on the certificate of disbarment in the Federal court. Inquiry is opened -as to the foundation upon which rests that disbarm'ent and • the circumstances attendant upon it. The respondent had due notice. Ample opportunity to be heard was afforded under the petition for investigation into matters relevant do the issue stated. It is too clear for further discussion that “the attempt to try” the respondent on the petition as filed was not in violation of any rights secured by the Fourteenth ’Amendment to the Constitution of the United States or by articles 1, 10, 12, 15, 29 of the Declaration of Eights of the - Constitution of this Commonwealth, all of which are mentioned in the respondent’s brief.
. Every ground of demurrer argued has been considered. Those not argued are treated as waived. The demurrer was overruled rightly.
A motion to dismiss the petition was filed at the close of the evidence. The fundaméntal contention of the respondent, as we see it, is that the trial judge erred in his procedure. He sets that out in his findings in these words: “I had before me the allegations and the findings of the court in the disbarment proceedings in the Federal court, all the testimony in stenographic form, the arguments of counsel, the exhibits, and a copy of the findings of the judge and his order for removal. No testimony, however, was taken or permitted by me to be taken at the hearing before me bearing on the merits of the issues presented in the proceedings in the Federal court. In determining the effect to be given to the judgment of disbarment in that court, I have adopted the rule prescribed in similar circumstances in the case of Selling v. Radford, 243 U. S. 46. Conformably to that rule, while I do not deem the order of the Federal court to be binding on this court as a thing adjudged, I consider that it is my duty to give effect to the finding and order of that court so far as it establishes gross personal and professional misconduct on the part of the respondent and the want of fair private and professional character, subject, however, to the limitations prescribed in the case cited, viz: (1) that there was no want of notice or opportunity to be heard in the Federal court; (2) that there was no such infirmity of proof as to the facts found to have established gross personal and professional misconduct, and the want of private and professional’character as to give rise to a clear conviction on my part that I could not justly accept' as final" the conclusion of the Federal court; (3) and that no other grave reason exists which convinces me that to allow the natural consequences of the judgment in the Federal-court to have their effect would conflict with my duty not to disbar except upon the conviction that under the. principles of right and justice I. am constrained so to do.' The respondent admittedly had due notice and opportunity to be
There can be no successful contention to the effect that the trial judge did not follow governing principles of law as to the effect of the disbarment in the Federal court which he thus laid down'for his guidance. There can be no doubt as to the soundness of those principles. We accept without further discussion the decision of Selling v. Radford as stating the law of this Commonwealth. The differences between the facts of that case and those of the case at bar relate to immaterial details and do not affect the dominating principles set forth in that opinion.
The motion to dismiss.was denied rightly because the decree of disbarment by the Federal court coupled with the findings by the Federal judge made out at least a prima facie case. It was sufficient evidence on the issue involved to require a decision on the issue presented on the petition. It was competent evidence. De Propper, petitioner, 236 Mass. 500, 502.
The documentary evidence as to proceedings in the Federal court introduced in evidence before the trial judge was not hearsay. It was admitted but to show the circumstances out of which arose the disbarment proceedings in the Federal court, and what took place there. A proceeding for disbarment being civil and not criminal in its nature, the rules of evidence applicable to civil trials rightly were enforced. Boston Bar Association v. Greenhood, 168 Mass. 169, 183. See Attorney General v. Pelletier, 240 Mass. 264, 305.
It is to be observed that the trial judge received at the
There was no such irregularity in the proceeding before the Federal court as to affect the force of its decision. There appears to have been the utmost fairness throughout the hearing in that court as disclosed on the present record. As hereinbefore pointed out, it was no part of the duty of the trial judge to review what took place in the Federal court.
While the findings of the Federal court were on several charges in favor of the respondent, several others were found against him. Among these was the most serious as affecting his professional character. That finding in effect was that at a hearing on a motion for attachment for contempt he gave testimony which was misleading for the deliberate purpose of leading the court astray. The ultimate finding was that he had made “a wilful and deliberate attempt to deceive the court ” with reference to a certain circular letter sent out by him and that if “his testimony, given at the hearing in the contempt proceeding, did not amount to wilful perjury, it was an attempt to deceive the court.” The conclusion that such conduct was a gross violation of an attorney’s oath and universally held sufficient to warrant disbarment cannot be controverted. Such person is not fit to remain an attorney at law, and from that vantage ground to prey upon the confiding credulity of clients, and to pollute the public welfare by attempting the deception of those charged with administering justice. It is not necessary to determine whether the sufficiency of the evidence in the Federal court to support these findings was open before the trial judge, Matter of Sleeper, 251 Mass. 6, at page 12, because plainly the findings were amply warranted. It is no answer that the attempt to deceive the court was not successful. That fact does not palliate the offence or exonerate the respondent from the consequences of conduct violative of a
The factor that the respondent had been found guilty of contempt in the Federal court is irrelevant. That adjudication rested on matters occurring before that hearing. The disbarment was founded on false testimony given at that hearing. The contempt of court and the cause for disbarment were wholly diverse. There is nothing in Ex parte Robinson, 19 Wall. 505, at all inconsistent with this conclusion. Disbarment may be grounded upon deceit or perjury committed in a proceeding for contempt of court.
The delay of three years in presenting the present petition after the disbarment in the Federal court is no defence. The main thing is whether the professional or personal character of the respondent shows that he is unfit to remain an attorney at law.
It is not necessary to analyze further the several findings of the Federal court. Out of ten charges there preferred six were found to be sustained. Some of them standing alone might not have been regarded as sufficient cause for disbarment. There is nothing in the findings or in the record to show that any error was committed by the trial judge in giving to those findings their natural effect.
The petition set forth cause for disbarment. Hence copies of the pleadings and findings of facts in the Federal court rightly were received in evidence.
The evidence offered to show that the respondent was never a member of the bar of the United States District Court for the District of Massachusetts was rightly excluded. That point is foreclosed by what has been said respecting the plea in abatement and plea in bar.
Evidence offered to control the findings of fact made by the Federal court was excluded rightly. That point is disposed of by what has already been said and by Selling v. Radford, supra.
The respondent has not been deprived of his property without due process of law. He has had both in the Federal court and in the trial on this petition ample notice and full
Every argument put forward in behalf of the respondent has been fully considered. There is nothing in any of them to indicate error.
Both bills of exceptions overruled.