I. PROCEEDINGS AND BACKGROUND
On November 22, 2016, this Court issued under seal a search warrant (the ‘Warrant”) pursuant to 18 U.S.C. § 2703 (“Section 2703”) and Federal Rule of Criminal Procedure 41(c). The Warrant was directed to Adobe Systems Incorporated (“Adobe”) and included a notice preclusion order (the “NPO”). The NPO precludes Adobe from notifying anyone, including the investigation’s target (the “Subscriber”), of the Warrant’s existence. The Warrant does not specify a duration for the .NPO. Upon receipt of the Warrant, Adobe requested via correspondence that the agency in question seek an amendment of the Warrant to limit the NPO’s duration. Counsel for the United States (the “government”) declined to do so.
On December 6, 2016, Adobe filed an ex parte application (the “Application” or “Appl.”) to amend the NPO to include a date certain for its expiration. Adobe provides evidence that it has a policy of notifying its subscribers whenever someone asks for their information, unless Adobe is legally prohibited from doing so. If Adobe receives a court order requiring that notice be delayed, Adobe delays notice for the period specified and then notifies the subscriber once the order expires.
Adobe provides evidence, in addition, that for each fiscal year, it publishes a “Government Requests Transparency Report.” The report publicly discloses in
The government filed an opposition (the “Opposition” or “Oppo.”) to the Application on January 12, 2017. Adobe filed a reply (the “Reply”) on January 27, 2017 and submitted a supplemental reply (the “Suppl. Reply”) on February 6, 2017. The matter came for hearing on February 8, 2017.
The matter thus stands submitted. For the reasons that follow, the Court grants the Application in part.
II. ANALYSIS
A. Section 2705(b) does not require a finite period for the NPO.
Adobe first contends that 18 U.S. § 2750(b) (“Section 2705(b)”) requires that the Court provide a date certain for the NPO’s expiration. The government contends that Section 2705(b) allows for NPOs of indefinite duration. The Court agrees with the government.
(1) Overview of the ECPA and the SCA.
The Electronic Communications Privacy Act of 1986 (the “ECPA”), 18 U.S.C. §§ 2510 et seq., “was intended to afford privacy protection to electronic communications.” Konop v. Hawaiian Airlines, Inc.,
In pertinent part, the SCA regulates the government’s access to electronic communications and information stored by two types of service providers: (1) electronic communication service (“ECS”) providers; and remote computing service (“RCS”) providers. See 18 U.S.C. § 2703; In re Zynga Privacy Litig.,
(2) Sections 2703 and 2705.
Within the SCA, Section 2703 regulates the government’s acquisition of a subscriber’s electronic communications, and certain
Section 2705, in turn, sets forth the circumstances in which the government may delay notifying a subscriber that his data has been searched, and/or preclude the service provider from doing the same. See 18 U.S.C. § 2705(a)-(b). As relevant, under Section 2705(a), if the government obtains evidence from an RCS provider via a subpoena or court order, the government may delay notifying the subscriber for up to 90 days upon demonstrating or certifying that notification “may” have a specified “adverse result.” 18 U.S.C. § 2705(a)(1)(A)-(B), (a)(2)(A)-(E). The 90-day period may be extended, but only in 90-day increments and only if the government demonstrates or certifies that notification “will” have a specified “adverse result.” See 18 U.S.C. § 2705(a)(4), (b).
Section 2750(b) provides:
(b) Preclusion of notice to subject of governmental access.—A governmental entity acting under section 2703, when it is not required to notify the subscriber or customer under section 2703(b)(1), or to the extent that it may delay such notice pursuant to subsection (a) of this section, may apply to a court for an order commanding a provider of electronic communications service or remote computing service to whom a warrant, subpoena, or court order is directed, for such period as the court deems appropriate, not to notify any other person of the existence of the warrant, subpoena, or court order. The court shall enter such an order if it determines that there is reason to believe that notification of the existence of the warrant, subpoena, or court order will result in—
(1) endangering the life or physical safety of an individual;
(2) flight from prosecution;
(3) destruction of or tampering with evidence;
(4) intimidation of potential witnesses; or
(5) otherwise seriously jeopardizing an investigation or unduly delaying a trial.2
Limiting the Section 2705(b) NPO.
Section 2705(b) does not set forth an explicit limit—e.g., 90 days—on the permissible duration of a Section 2705(b) NPO obtained in connection with a warrant under Section 2703(b)(1)(A) or 2703(c). Adobe nonetheless contends that the term “for such period as the court deems appropriate” means that the court must specify a finite notice preclusion period. (Appl. at 3.) If the court did not have to specify a finite period, Adobe contends, the “appropriate period” provision would be “mere surplus-age,” because the court could render an NPO indefinite simply by not specifying any time limit. (Id.) In Adobe’s view, “an ‘indeterminate’ [NPO] has no time period at all.” (Reply at 2.)
Adobe is correct to the extent that “[i]t is a cardinal principle of statutory construction that a statute ought, upon the whole, to be so construed that, if it can be prevented, no clause, sentence, or word shall be superfluous, void, or insignificant.” Planned Parenthood of Idaho, Inc. v. Wasden,
“Our first step in interpreting a statute is to determine whether the language at issue has a plain and unambiguous meaning with regard to the particular dispute in the case.” Robinson v. Shell Oil Co.,
Here, the language itself is simple: the NPO may last for the “period” deemed appropriate by the court. The SCA does not define the term “period.” See 18 U.S.C. §§ 2701-2712. Accordingly, the Court may look to thé dictionary definition of the term to clarify its meaning.
Of the multiple definitions for “period” as a chronological term, the most relevant are:
8 a : a chronological division (as of a life, a development) : Stage < = of infancy > < = of preparation and training > < = of incubation of a disease > ,.. c : a time often of indefinite length but of distinctive or specified character : Spell < = of laziness > < =s of anxiety > < a = of wet weather > < =s of rising prices >
Webster’s Third New International Dictionary (Merriam-Webster Inc. 2002) (emphasis and brackets in original).
Section 2705(b)’s broader context also weighs against Adobe’s reading. As noted, Section 2705(a) limits the duration of a delayed-notice order to 90 days. “[W]here Congress includes particular language in one section of a statute but omits it in another section of the same Act, it is generally presumed that Congress acts intentionally and purposely in the disparate inclusion or exclusion.” Kucana v. Holder,
This interpretation is in line with another distinction between Sections 2705(a) and 2705(b). In the former provision, the government must show or certify that an adverse result “may” occur upon disclosure. In Section 2705(b), the government must show that the adverse result “will” occur. One may presume that Congress believed that the certainty, rather than possibility, of harm from disclosure weighed in favor of allowing indefinite NPOs under Section 2705(b).
Similarly, the government must make a greater showing to obtain a warrant for communications than to obtain a court order. Compare Fed. R. Crim. P. 41(d)(1) (requiring showing of “probable cause” for issuance of warrant) with 18 U.S.C. § 2703(d) (requiring showing of “specific and articulable facts” showing “reasonable grounds” to believe that communications sought are “relevant and material to an ongoing criminal investigation”). And of course, the government may propound a grand jury or trial subpoena for communications without first obtaining a court’s imprimatur. With regard to communications, only those obtained by warrant may be the subject an indefinite Section 2705(b) NPO.
The Ninth Circuit has not ruled on whether Section 2705(b) allows for indefinite NPOs, and authority on the question is scarce. Two decisions from the Northern District of California support Adobe’s reading of the statutory language. However, the Court finds them unpersuasive. In In the Matter of the Search Warrant for [Redacted]@hotmail.com, . Magistrate Judge Paul S. Grewal in the Northern District of California reasoned that although a “period” might be indefinite “as a matter of mathematics or set theory,” a more “common sense” approach suggests “some limit less than infinity.”
At least two district courts have read Section 2705(b) to allow for indefinite NPOs. In In re Application of the U.S. For An Order Pursuant To 18 U.S.C. § 2705(b), District Judge David Nuffer of the Utah District Court asserted that Section 2705(b) “deals with precluding notice instead of delaying notice. While notice from the government to the subscriber may be delayed for a limited time [under Section 2705(a) ], notice by the provider to the subscriber may be indefinitely restrained [under Section 2705(b) ].”
The holdings in In re Application of the U.S. and Microsoft Corp. do not turn on the precise question at bar in this action. Nevertheless, the Court finds their statutory interpretation instructive. Those decisions relied on the plain statutory language rather than reading an unexpressed modifier into it.
For the foregoing reasons, the Court finds that Section 2705(b) does not require a finite NPO period.
B. The First Amendment requires a finite period for the NPO.
Adobe next contends that the NPO is a content-based prior restraint that is not narrowly-tailored to achieve á compelling government interest. As such, Adobe argues, the NPO violates the First Amendment. (Appl. at 4-5.) The government argues that (1) Adobe does not have a right under the First Amendment to notify the Subscriber of the Warrant’s existence; and (2) even if Adobe did have such a right, the government’s compelling interests justify the NPO as currently tailored. The Court finds that a narrower tailoring of the NPO is warranted.
(1) The NPO implicates the First Amendment.
Citing, inter alia, Butterworth v. Smith,
Here, the government does not contend (and in fact could not contend) that notifying a subscriber of a Section 2703 warrant does not constitute speech. (See generally Oppo.; see also Bartnicki v. Vopper,
Furthermore, the fact that the NPO was issued in connection ■ with a grand jury investigation does not make the First Amendment inapplicable. Contrary to the government’s suggestion (see Oppo. at 11), Butterworth does not stand for the proposition that the government has a plenary right to restrict speech during the pre-indictment phases of a grand jury investigation. In fact, the Supreme Court explicitly stated that “grand juries are expected to operate within the limits of the First Amendment .... ” Butterworth,
Certainly, the Butterworth court distinguished between information a person has before he is subpoenaed to grand jury proceedings (“pre-participation information”), and information a person learns as a result of his participation therein (“post-participation information”). Id. at 632,
Rather, the Supreme Court considered whether a Florida statute violated the First Amendment to the extent it prohibited a grand jury witness from disclosing his own testimony after the grand jury’s term ended. Butterworth,
Finally, the question is not whether the First Amendment “authorizes” a person to speak on a particular topic (Oppo. at 11), but whether the challenged governmental restrictions unduly intrude on the a prion right to speak. See, e.g., Village of Schaumburg,
(2) The NPO is a prior restraint and a content-based restriction.
As relevant, “[t]he term prior restraint is used to describe administrative and judicial orders forbidding certain communications when issued in advance of the time that such communications are to occur.” Alexander v. United States,
Content-based restrictions on speech are also “presumptively unconstitutional.” Reed v. Town of Gilbert, Ariz., — U.S. -,
Courts considering the issue have almost uniformly found that Section 2705(b) NPOs, or NPOs issued under analogous statutes, are prior restraints and/or content-based restrictions. See In re Sealing & Non-Disclosure of Pen/Trap/2703(d) Orders,
Notwithstanding the weight of authority, the government argues that the NPO is not a prior restraint, because it is more akin to a protective order limiting the dis
The government further argues that the NPO is not a content-based restriction, because it does not “completely preclude Adobe’s speech.” (Oppo. at 14.) Rather, the government asserts, Adobe may reveal the kind of general information which Adobe publishes in its transparency reports. (Id.) The government further argues that the NPO is not a “forever ban,” because it is subject to challenge by Adobe and may be lifted in the future. (Id.) For these reasons, the government suggests, the NPO is merely a content-neutral restriction on the time, place, and/or manner of speech. As such, it is subject to a lesser standard of scrutiny. (Id. at 13,
These arguments are not persuasive. In deciding whether a restriction is content-based rather than content-neutral, courts do not examine whether it “completely preclude^]” speech or amounts to a “forever ban.” Rather, a law is content-based “if the main purpose in enacting it was to suppress or exalt speech of a certain content, or it differentiates based on the content of speech on its face.” Long Beach Area Peace Network v. City of Long Beach,
A court must “consider[ ] whether a law is content neutral on its face before turning to the law’s justification or purpose.” Reed,
Moreover, as discussed above, in order to obtain the NPO, the government was required to show that disclosure of the Warrant’s existence would have certain undesirable effects. Therefore, the NPO’s justification was based on the content of the speech it is intended to regulate, further demonstrating that the NPO is content-based. See Ward v. Rock Against Racism,
(3) The NPO does not survive strict scrutiny.
Strict scrutiny “requires the Government to prove that the restriction furthers a compelling interest and is narrowly tailored to achieve that interest.” Reed,
Here, Adobe concedes that" the government has an interest in protecting-its investigation. (Appl. at 4; Reply at 4.) Adobe argues, however, that the NPO is not narrowly-tailored to serve that interest, because the NPO’s indefinite term “means that its temporal scope is not tailored at all, let alone narrowly.” (Appl. at 4.)
The government contends that the NPO’s indefinite term is ‘“presumptively justified’.” during the investigation period. (Oppo. at 15 (quoting In re Sealing,
That the NPO furthers the government’s interest in protecting its investigation is well-taken. And the Court will accept arguendo that the government cannot state with certainty an end date for the threat Adobe’s speech would pose thereto. However, the government’s arguments do not address the core issue in strict scrutiny review: “whether the challenged regulation is the least restrictive means among available, effective alternatives.” Ashcroft,
Furthermore, there are effective and less restrictive alternatives available. For example, the Court could set a date certain for the NPO—e.g., 180 days. See In re Sealing,
The government further argues that the NPO is already limited by the Court’s discretion to set an end at some later date. As this “judicial ] Iimit[]” allows “both Adobe and the government to apply for the order to be lifted after its raison d’etre fades, the NPO is as narrowly-tailored as required.” (Oppo. at 17.) This argument ignores the fact that Adobe is not privy to the government’s investigation. Thus, Adobe will not know when the NPO’s “rai-son d’etre fades.” Moreover, virtually every statute, regulation, order, or other government-imposed restriction on speech can be attacked in a judicial proceeding. Therefore, the government’s argument—in essence, “The order is narrowly-tailored because Adobe has the option of challenging it in court”—demonstrates nothing of relevance.
In any event, putting the onus on the speaker to lift a no-longer-justified content-based restriction is hardly narrow tailoring. Adding the fact that the speaker cannot know when the restriction’s “raison d’etre fades” effectively equates to no tailoring at all. An RCS provider might decide to forego speaking rather than incur the trouble and expense of potentially futile court trips. That the government could in theory, apply to have the NPO lifted is no answer. As the NPO does not apply to the government, the government would have little incentive to do so.
Finally, the government argues that the NPO is narrowly-tailored because (1) it is .limited to facts about “this particular ... investigative process”; and (2) the government was required to make a “precise showing” that notification would result in certain harms. (Oppo. at 15.) These points fall wide of the mark. Adobe challenges the NPO’s duration, not the breadth of facts covered. Furthermore, as discussed above, the government, has not made a “precise showing” that the harms will occur in perpetuity.
For the foregoing reasons, the Court finds that the First Amendment requires that it modify the NPO to include a set expiration date. The Court sets that expiration date at 180 days from the date of this order. In so holding, the Court does not rule that the First Amendment would be violated by every indefinite NPO issued under Section 2705(b). Rather, the Court bases its holding on the record in this particular case.
C. The Court partially grants Adobe’s request to unseal the parties’ filings.
Finally, Adobe requests that the Court unseal the parties’ filings and the Court’s order thereon. (Appl. at 5-6.)
Neither party is quite on point. Adobe’s reliance on its speech rights is inapposite. In re Sealing,
The Court therefore concludes that it would be appropriate to unseal the parties’ briefs and to file the instant order in the public record. The Court will delay the foregoing actions until 20 days from the date of this order, to allow to government to apprise the Court of any concerns it has with respect to the actions contemplated by the Court.
The Court also concludes that each side’s declarations and exhibits must remain under seal. Given that the government filed its brief, declaration, and exhibits as a single document, the Court directs the government to file a copy of its brief without the declaration and exhibits prior to the expiration of 20-day period described above. The government may make any redaction of its brief that it deems appropriate.
III. CONCLUSION
For the foregoing reasons, the Court orders the following
(1) The Warrant’s NPO is amended. Adobe is ordered not to notify any person, including the Subscriber, of the existence of the Warrant, for 180 days from the date of this order. The government may obtain an extension of the NPO as discussed herein.
(2) This order, the Application, Opposition (without the attached declaration and exhibits), Reply, and . Supplemental Reply shall be unsealed 20 days from the entry of this order. The government must file a copy of the Opposition sans declaration and exhibits prior to the end of that 20-day period. The government may seek review of this order as provided in the Local Rules and/or notify the Court of additional concerns the unsealing order may raise.
Notes
. Similarly, under Section 2703(c), if the government seeks certain non-communication records or personal information pertaining to a subscriber, the government "is not required to provide notice to [the] subscriber or customer." 18 U.S.C. § 2703(c)(3) (emphasis added). This lack of a notice requirement applies whether the government obtains the records or information via warrant, court order, subpoena, or other specified means, and whether an ECS or RCS provider possesses the records or information. See 18 U.S.C. § 2703(c)(1)—(3).
; The “adverse results” justifying a Section 2705(a) delayed notice order are the same factors justifying a Section 2705(b) NPO.
. Other definitions for “period” ■ pertain to portions of time characterized by repetition or recurrence {e.g., "< = of the earth's orbit >”) or historical divisions of time {e.g., "< the Reformation = >”). Those definitions are clearly inapposite.
. By the same token, if Congress had wished to require a finite duration for Section 2705(b) NPOs, it could have included language to that effect. E.g., "[the government] may apply to a court for [a notice-preclusion] order ... for such finite period as the court deems appropriate.”
.With respect to non-communication information, which may be obtained by means other than a warrant {see discussion, supra), Congress may well have determined that subscribers’ privacy concerns were entitled to less protection. See In re Application of the U.S.,
. Nor would it serve to order the government to notify the Court when the investigation is over. The Court is not privy to the details of the investigation and thus would have no way of assessing the government's compliance. And as Adobe argues (Suppl. Reply at 1), an order limiting the NPO to such time as the government notified the Court that "nondisclosure [was] no longer required” (Oppo. at 9 n.4) would improperly vest discretion over the NPO’s duration in the government.
