In re the Risk Level Determination of C.M.
OPINION
Relator C.M.
FACTS
In March 1993, relator C.M. stayed in Waseca for two days with C.B., his ex-girlfriend. On March 4, C.B. evicted relator. Late that evening, relator returned, intoxicated, to C.B.’s apartment. When C.B. refused to let him in, relator broke down the door. Using physical force, relator ordered C.B. to keep quiet and stay in the apartment. Relator stated that he intended to sleep on C.B.’s living room couch, but he instead entered her bedroom, where he had sex with her. According to the presentence investigation report, relator told police that the sex was consensual, “to calm [C.B.] down.” C.B. told police that she did not consent.
Relator was arrested the next morning and charged with first-degree burglary, criminal damage to property, two counts of criminal sexual conduct in the first degree, and one count of criminal sexual conduct in the second degree. In exchange for dismissal of the remaining charges, relator pleaded guilty to burglary in the second degree, admitting in court to breaking down C.B.’s door and restraining her against her will but not to having sex with her. The presentence investigation report gave an “official version” of events quoted verbatim from the complaint but also noted, under “comments/recommendations,” the differing version relator had
Relator’s criminal record dates to 1979, when he was convicted in North Dakota of felony gross sexual imposition and aggravated assault, apparently arising from separate incidents. The record contains no official descriptions of the details of these offenses. Between 1980 and 1990, relator had 18 convictions of theft and burglary and one of simple robbery.
In March 1997, Jeffrey Brown, the psychologist who recommends post-incarceration placement for all sex offenders held in Minnesota prisons, recommended to the End of Confinement Review Committee (ECRC) that relator be classified as a level III sex offender, the level indicating the highest risk of reoffense. Brown based his recommendation on relator’s long history of alcohol and drug addiction and failed attempts at treatment and on his score on the Sex Offender Screening Tool (SOST) developed by the Department of Corrections. Relator’s SOST score treated the March 1993 offense involved here as a sex offense. Brown also spoke to a North Dakota prosecuting attorney about the details of relator’s earliest offenses, which he testified affected his assessment of relator’s risk level. Brown made no attempt to obtain official documents regarding these convictions. The ECRC, of which Brown is a member, concurred with Brown’s recommendation.
Relator appealed the ECRC’s classification to an administrative law judge (ALJ). Relator argued (1) that he did not qualify as a sex offender under the notification statute because he had not been convicted of a sex offense, (2) that he should not have been classified as level III, and (3) that several aspects of the procedure violated his due process rights. The ALJ concluded that he lacked jurisdiction to consider relator’s due process claims but that relator had adequately preserved them for appeal. At the review hearing, Brown testified that in classifying the 1993 offense as a sex offense, he had assumed the truth of C.B.’s statement in the complaint that the sexual intercourse with relator had not been consensual.
The ALJ concluded that relator was a sex offender under the plain meaning of the notification statute. He also determined that the evidence Brown obtained from the North Dakota prosecutor “must be disregarded as unreliable and uncorroborated hearsay.” But the ALJ decided that Brown could legitimately classify the 1993 incident as a sex offense because relator’s claim that C.B. consented “is absurd and contrary to all the facts even as presented by [relator].” The ALJ upheld relator’s level III classification, and relator appealed to this court.
In October 1997, relator fulfilled the conditions for release in mid-November from the halfway house in which he then resided. Both the ALJ and this court denied relator’s motion for a stay of community notification pending appeal. The notice police prepared for distribution to residents of the Loring Park neighborhood in Minneapolis states that “the individual who appears on this notification has been convicted of a sex offense that requires registration” and, under “description of offense,” states that “[o]ffender burglarized a female acquaintance’s home and forced her against her will in sexual acts.” We reverse.
ISSUES
1. Is this court required to strike respondent’s appendix as outside the record?
2. Did the ALJ err in determining that relator is a sex offender within the meaning of the notification statute?
3. Did application of the statute to relator, who was charged with, but not convicted of, a sex offense, violate constitutional guarantees of due process?
ANALYSIS
I. Motion to Strike
The state has compiled an appendix comprising a number of scientific and popular articles on sex offender recidivism and the effects of sex offenses on victims, and including a model notification policy promulgated by the Minnesota Board of Peace Officer Standards and Training, in support of its argument on appeal that the notification statute is constitutional. Relator moves to strike
We have found no case law addressing whether new evidence may be introduced in an appeal from an administrative agency where the agency lacked jurisdiction to consider the question to which the evidence pertains. In general, new evidence may be introduced on appeal if it is documentary, essentially uncontroverted, and is not offered in support of a reversal. In re Objections and Defenses to Real Property Taxes,
In support of his motion to strike, relator relies on decisions involving attempts to introduce evidence pertaining to the facts of the individual cases rather than to matters of public record relevant to broad policy issues. See, e.g., Richardson v. Employers Mut. Cas. Co.,
II. Interpretation of Notification Statute
This case arises under the sex offender community notification act, which is codified at
The notification statute empowers the law enforcement agency in “the area where the sex offender resides, expects to reside, is employed, or is regularly found,” to disclose to the public any information that the agency deems “relevant and necessary to protect the public and to counteract the offender’s dangerousness.” Id. at subd. 4(a). The statute mandates that the agency “consider” the statute’s “guidelines” that information on level I offenders be disclosed to other law enforcement agencies and victims of or witnesses to the offender’s crime; that information on level II offenders also be disclosed to schools, day care centers, “establishments
Statutory interpretation presents a question of law, which this court decides de novo. Hibbing Educ. Ass’n v. Public Employment Relations Bd.,
the person was charged with or petitioned for a felony violation of or attempt to violate any of the following, and convicted of or adjudicated delinquent for that offense or another offense arising out of the same set of circumstances.
The statute requires registration for a conviction or charge of first-degree murder under
Relator contends that the phrase “convicted of an offense for which registration * * * is required” in
If a statute, construed according to ordinary rules of grammar, is unambiguous, this court engages in no further statutory construction and applies its plain meaning. State by Beaulieu v. RSJ, Inc.,
Where a statute is ambiguous, a court applies established canons of construction. We must presume that the legislature did not intend absurd and unreasonable results.
The unreasonableness of the state’s construction is closely related to the question of its constitutionality. A second canon of statutory construction provides that where a statute is ambiguous and one interpretation gives rise to a constitutional conflict, courts will adopt an interpretation “that stands in harmony with the Constitution, even if the alternative construction might otherwise seem a more accurate reflection of legislative intent.” State v. Crims,
III. Due Process
Relator argues that the notification statute, as applied to an offender not convicted of a sex offense, is a deprivation of liberty without due process of law in violation of the Fourteenth Amendment to the United States Constitution and article I, section 7, of the Minnesota Constitution. The ALJ in this case lacked jurisdiction to consider the constitutionality of the notification statute, and in any event constitutionality is a question of law, which this court decides de novo. In re Blilie,
A. Protected liberty or property interest
In a due process analysis, the first inquiry is whether a protected liberty or property interest is implicated. Board of Regents v. Roth,
certainly where the State attaches “a badge of infamy” to the citizen, due process comes into play. * * * Where a person’s good name, reputation, honor, or integrity is at stake because of what the government is doing to him, notice and an opportunity to be heard are essential.
We think that the * * * language in the last sentence quoted, “because of what the government is doing to him,” referred to the fact that the governmental action taken in that case deprived the individual of a right previously held under state law — the right to purchase or obtain liquor in common with the rest of the citizenry. “Posting,” therefore, significantly altered her status as a matter of state law, and it was that alteration of legal status which, combined with the injury resulting from the defamation, justified the invocation of procedural safeguards. The “stigma” resulting from the defamatory character of the posting was doubtless an important factor in evaluating the extent of harm worked by that act, but we do not think that such defamation, standing alone, deprived Con-stantineau of any “liberty” protected by the procedural guarantees of the Fourteenth Amendment.
Id. at 708-09,
While the respondent in Paul was unable to point to any deprivation of a previously held legal right, we conclude that relator has demonstrated such a deprivation. In noting that the respondent had alternatives to- a constitutional action, the Court in Paul noted that “[ijmputing criminal behavior to an individual is generally considered defamatory per se.”
Here, the police publicly distributed a notice that clearly suggested that relator had been convicted of sexually assaulting C.B., when in fact he had not been. Although there is no ease law interpreting the immunity section of the notification statute, its language appears to grant immunity to state and local entities even for making false statements in the course of community notification. This would deprive relator of his right, recognized and protected under the state constitution, to pursue a common-law defamation action-for the false statements of law enforcement officials. We express no view as to the outcome of any challenge to the immunity provision of the notification statute under the Remedies Clause, but we conclude that the change it produces in relator’s legal status gives rise to a liberty interest protected under the due process clause as interpreted in Paul.
B. Sufficiency of process
[10] Where a protected liberty or property interest that does not rise to the level of a fundamental right is at stake, a court will determine the adequacy of the process for deprivation of the right through a balancing test, which takes into account (1) the importance of the private interest at stake; (2) the importance of the state’s interest; and (3) the risk of erroneous deprivation in view of the procedural safeguards provided. Mathews v. Eldridge,
Because reputation and the right to protect it through defamation actions are intangible interests, it is difficult to measure the effect of a deprivation. But we note that under the statute, notification “may” continue for ten years following an offender’s release from confinement. See
We perceive a significant risk of arbitrary or erroneous deprivation of an offender’s liberty interests under the state’s interpretation of
In determining that sex offender registration is not punitive, this court noted that “the fact that the registration information is confidential lessens the similarity between this statute and traditions in which ‘registration’ amounted to public scorn.” Manning,
On balance, we conclude that this risk of erroneous, irrevocable attachment of stigma outweighs the state’s interest in protecting the public from individuals who .have never been proven, even by a preponderance of the evidence, to be sex offenders. In such a case, notification appears more an abdication of the state’s responsibility of public protection than an exercise of it. If the state is sufficiently convinced that a sex offense has occurred to conclude that the public requires protection, it should have sufficient evidence to prove the offense in court and thereby protect the public through incarceration of the offender for a period commensurate with the crime, rather than accepting a plea bargain with an accompanying shorter sentence and imposing on individual members of the public the responsibility of protecting themselves.
We therefore conclude that the state’s interpretation of
DE CISION
The statutory definition of “sex offender” for purposes of community notification is reasonably subject to two interpretations, and we conclude that an interpretation that allows notification under the existing procedural scheme where an offender was charged with, but not convicted of, a sex offense would result in deprivation of a constitutionally protected liberty interest without due process of law. Wé therefore construe the statute to provide that sex offender notification applies only to individuals who have been convicted of an offense for which sex offender registration is specifically required under
Reversed; motion denied.
Notes
. Data used in risk level determination proceedings are not subject to public disclosure.
. On an administrative appeal involving a constitutional issue, it may not be equitable to adhere to the rule that new evidence cannot be offered for purposes of reversal, as that would grant only the respondent the opportunity to prepare a Brandéis brief. We need not decide that issue here.
. The statute also requires registration for offenders convicted of predatory crimes as defined under
. In rejecting a due process challenge to the registration statute, this court used United States Supreme Court analysis applicable to determining whether a law was an impermissible ex post facto punishment in concluding that requiring sex offenders to notify police of their addresses was "nonpunitive.” C.D.N.,
. We also express no view as to whether relator would have standing to assert his claim absent actual dissemination of false statements during the notification process. We note that the deprivation is less certain than in Constantineau because the immunity clause of
. These alleged deprivations of the right to establish a home, the right to travel, and rights to employment are substantially imposed by third parties rather than by the state. Cf. In re Med-worth,
. The state urges this court to consider studies demonstrating that certain types of sex offenders typically have committed other offenses for which they have never been arrested. This evidence, if valid, supports a conclusion that an offender convicted of only one sex offense may legitimately be classified as level III. But such evidence is of limited probative value in reference to an offender who has not been proven to have committed even one sex offense. Here, the record includes one 19-year-old conviction of a sex offense but no reliable information as to its nature, and one alleged sex offense that has never been proven in accordance with due process protections.