This has been one of the longest contested pro
Cornelius H. Van Ness, the alleged testator, when a very old man made the papers propounded in favor of his third wife, now here as proponent. Much, if not all, of the estate, which in some events purports to pass under the testamentary scripts in question, was derived by Mr. Van Ness under the will of his second wife. Probate of the several papers propounded as the last will of Mr. Van Ness is contested by certain beneficiaries or representatives under the will of the second Mrs. Van Ness, and also by the only daughter of testator’s first marriage, now Mrs. Parsons. The daughter, Mrs. Parsons, however, confines her contest to the paper purporting to be a codicil, and she-fails actively to contest the will itself, but in an etxremely cautious way, as she states at the bar of the court, that she regards it “as unjust.”. This statement of opinion goes for-nothing, as, if she does not contest the will and is willing to-take under it, she must be taken to assent to its probate if the mere factum is established by proponent. The special guardian, likewise, contests the codicil only.
The fact is apparent to the surrogate that this disputed will in reality relates to a small part, if any, of the estate enjoyed by the late Mr. Van Ness in his lifetime. Before he made the testamentary writings, now brought into this court for probate, he had made various assignments of his property to his. third wife, which are now the subject of controversy elsewhere., The testamentary papers propounded seem to operate, to a, great extent, as a sort of further assurance to the third wife. If the assignments to her fail, she falls back on the will. If the will fail, she resorts to the assignments. Thus this probate cause is only an incident in an extensive litigation, or litiga
Cornelius H. Van Ness was born in this state, Febraury 14, 1819. In 1845 he married in this state the daughter of his employer. The lady’s name was Deborah Bradt. She is still alive in the ninetieth year of her age. By this marriage Mr. Van Ness had one child, now Mrs. Parsons, one of the contestants of the codicil here offered for probate. During this first mar
In 1875 Mr. Van Ness married Mrs. Emma Louise Burr Wright. There was some offer or attempt to prove that Mr. Van Ness courted this lady while she was the wife of another, but the surrogate excluded this as too remote and not relevant or fair to the dead woman in question. This lady’s relatives and representatives are now here contesting on various grounds the probate in this cause. It seems Emma Louise Van Ness was the heiress to a very large paternal estate, of which she shortly after her marriage to Mr. Van Ness became seized and possessed in her own right. For twenty-three years Mr. Van Ness lived apparently happily with this second wife Emma Louise; lastly, on an estate purchased by her at Cornwall, in the county of Orange and state of New York. In 1898 the second Mrs. Van Ness died, and her property passed by her will to Mr. Van Ness, under conditions and circumstances which will of necessity be the subject of consideration in this cause.
In the eighty-second year of his age Mr. Van Ness, then being possessed of an apparently large property, contracted bis third marriage. This time he intermarried with a very young woman, by name Alice Wood. This third marriage took place under circumstances and conditions shown in great detail in the testimonial evidence offered on the part of the contestants. The third marriage ceremony was twice performed, once in New York city on February 21, 1900, and again in New Jersey on
The opposition of the contestants to the probate sought rests mainly upon charges of fraud and undue influence exercised over the testamentary mind of Mr. Van Ness by the proponent and others unknown. Absolute incapacity to make any will upon the part of Mr. Van Ness is not precisely claimed by contestants. In fact, such a contention is openly disavowed, both in the record and in the briefs of counsel as well as at the bar of this court. Undue influence of the proponent over a senile and weakened mind is claimed, inter alia. It is true that fraud generally also is charged to have been practiced by proponent and others unknown on the said Cornelius H. Van Ness in respect of the papers propounded. But the charge of fraud, other than that involved in a charge of undue influence, is not specifically alleged by contestants in their formal objections to the probate. This is unfortunate, for fraud and undue influence are, in turn, distinct and not distinct offenses. Under the new rules of the English Court of Probate, since 1875, fraud, other than that involved in undue influence, is the subject of a special plea, and if undue influence alone is charged the question of coercion only is raised. Parfitt v. Lawless, 2 P. & D. 462, 470, 471. In this cause before me both fraud and undue influence are charged separately. The fraud is, however, charged generally and not specifically. It may be only a concomitant of the undue influence charged. It may be that it is some independent fraud. As the pleadings stand, if any other fraud, besides undue influence, is discoverable in the proofs, the contestants are entitled to the benefit of such evidence under
In probate causes, alleging undue influence alone, the proofs naturally take a wide range (Matter of Woodward, 167 N. Y. 28, 31), and where actual fraud is charged in addition, no fact tending to prove such fraud is irrelevant if it bears at all on the issue of fraud. Matter of Gannon, 73 Misc. Rep. 327. Thus it is that in this cause the proofs extend over a long period of time and are extremely various. Undue influence, like other offenses against the law, may be proved directly by sworn witnesses of it or indirectly by established circumstances which permit no other inference than the undue influence charged. Circumstantial evidence is sometimes termed “ presumptive evidence.” Like presumptive evidence it is open to many infirmities. If the circumstances or evidentiary facts sought to be proved on an issue of undue influence are consistent with any other result than the undue influence charged they are not evidential, and they should be excluded, at least from the final consideration. Evidentiary facts of a circumstantial nature are, however, so subtle, being either moral indications or indications only generally inculpatory, that it is often impossible for the trial judge to determine until the close of the case precisely
Undue influence has been so often defined by courts of authority that it is superfluous for us again to enter at large upon such a refined and settled discussion. But in respect of the principle which ought to control this adjudication it may be announced, in brief, that undue influence in law always imports coercion in and about the will itself. Matter of Campbell’s Will, 136 N. Y. Supp. 1104, 1105. Without such moral or actual coercion there is no undue influence in law. Wingrove v. Wingrove, 11 P. D. 82; Williams v. Goude, 1 Hagg, 581. And see Lord Compbell in Boyce v. Rossborough, 6 H. L. Cas. 48. There is a lawful or legitimate exercise of influence and an unlawful exercise of' influence, and the latter is “ undue influence.” Gardiner v. Gardiner, 34 N. Y. 162. A recognized or lawful influence may be exercised by the most abandoned person, such as a harlot or a gamester, into whose hands a testator may have fallen. It is not the character of the person exercising the influence which is a controlling circumstance in cases of this kind, but the nature and the manner of the influence itself. As well said in Wingrove v. Wingrove, there is no subject in which “ there is a greater misapprehension ” than undue influence in law. These discriminating utterances of foreign common-law judges are constantly recognized and emphasized in our own jurisdiction. Gardiner v. Gardiner, 34
But the definition of undue influence just noticed is obviously incomplete. What in law is coercion, or, as it is sometimes designated, “ moral coercion? To define coercion is really the crux of the accepted definition of undue influence. It has been said that it is impossible to define or prescribe undue influence with precision, and that it depends on the facts of each case. Rollwagen v. Rollwagen, 62 N. Y. 519. This can only mean that the law in this regard proceeds by negation; it defines what is not undue influence, not what is undue influence. Some day surely the negative category will be complete and an accurate legal definition made possible. Fortunately meanwhile we are not left with so unsatisfactory a working rule. The coercion of the definition may be defined with tolerable precision. Coercion is an artificial state whereby a testator is deprived of his free will. This deprivation may result from fear, constraint, force or fraud, or any other unlawful inducing cause, produced by some one not the testator himself, for the purpose and with the intention of procuring from testator a last will and testament of testator which shall not in fact be the true expression of testator’s own testamentary mind or intention. In such instances testator is deprived of animus testandi, which the law requires for a valid act of testamentation. A will so coerced does not speak the testator’s own mind or intention in law, and is consequently void. A testator subject to undue influence has not, in other words, in law, “ testament i factio,’' or testamentary capacity. The law still prevailing here on this point is of very ancient origin, and it remains much what it always has been, and ever will be. 1 Redf. Wills, 513; Swinburne Wills, pt. VII, § 2; Kinleside v. Harri
It is obvious that “ coercion,” as used in the sense indicated or in the definition of undue influence, need not be induced by actual or physical force. It may be the result of any wrongful means which produce moral restraint and consequent want of free will. Such means in law constitute the moral coercion of the definition. In the year 1564, in Hacker v. Newborn, Style, 427, Chief Justice Roll said: “If a man make his will in his sickness, by the overimportuning of his wife to the end he may be quiet, this shall be said to be a will made by constraint, and shall not be a good will.” This case is cited with approval by the chancellor in Clark v. Fisher, 1 Paige, 177. But the importunity Chief Justice Roll speaks of must be irresistible and such as to render the act no longer the act of the deceased. Kinleside v. Harrison, 2 Phill. 551; I Ecc. Rep. 336; Constable v. Tufnell, 4 Haag. 485; C., 6, 34, 1.
I have cited the Roman law as still of some indirect influence on probate law and the law of wills, and in so doing I am justified by precedent. In this court the authorized citations of rules of law differ from those employed in the other courts of this state. The testamentary law, administered in this court, stands on its own independent foundations and it has a long history, too little understood. The genesis of the English and American will was peculiarly Roman, and in every country where wills exist Roman law affecting them remains potentially, even if not expressly, adopted. Kelke, Roman Law, 101. It has been said with accuracy that the entire conception of a will in English law was derived from Roman law, and to understand the history of the English Law of Wills it is necessary constantly to refer to the great system of jurisprudence from which English law derived that conception. Strahan Law of Wills, 4. The testamentary law of England became in time,
It is not necessary for contestants in this cause to prove Mr. Van Ness insane. It has never been doubted, since Lord Hardwicke said in Lord Donegal’s Case, 2 Ves. Sr. 408, that fraud and imposition upon a man of weak mind (which include undue influence) might be sufficient to set aside his will, although his weakness was not sufficient ground for a commission of lunacy. Rollwagen v. Rollwagen, 63 N. Y. 519; Matter of Campbell, 136 N. Y. Supp. 1104. As stated before, contestants rest in this cause largely on a charge of undue influence exerted by Alice Wood, the third Mrs. Van Ness, and now the proponent in this cause, as the widow of the deceased. Fraud also is distinctly alleged.
■ It has been said by the highest court of this state that “ undue influence is not often the subject of direct proof. It can be shown by all the facts and circumstances surrounding the testator.” Rollwagen v. Rollwagen, 63 N. Y. 519; Children’s Aid Society v. Loveridge, 70 id. 395; Matter of Sand-
Having briefly surveyed what is conceived to be the accepted law of this case in order that the evidence may be weighed with more precision, the surrogate takes leave to remark that there are some points which should not be overlooked. After proponent shows a formal compliance with the Statute of Wills the burden of going forward and making out proof of undue influence lies with contestants. Boyce v. Rossborough, 6 H. L. Cas. 51; Matter of Martin, 98 N. Y. 196; Matter of Bolles, 37 Misc. Rep. 567; Matter of Nelson, 97 App. Div. 217; Matter of Klinzner, 71 Misc. Rep. 638. But where the ultimate burden of proof on the whole issues raised by the pleadings lies in a probate cause is another matter. Matter of Mooney, 73 Misc. 323; Matter of Klinzner, 71 id. 638; Matter of Campbell, 136 N. Y. Supp. 1102. There can be no doubt that it rests on proponent.
Undue influence, while it may be proved indirectly by circumstantial evidence, cannot be presumed; it must be proved with precision. Boyce v. Rossborough, 6 H. L. Cas. 49; Cudney v. Cudney, 68 N. Y. 148; Loder v. Whelpley, 111 id. 250; Matter of Richardson, 137 App. Div. 103; Matter of Campbell, 136 N. Y. Supp. 1104. This rule is as old as Ulpian: “ Dolum ex indiciis perspicuis próbari convenitand it is a part of the testamentary law of every nation where wills are allowed. Pothier, Pand, tit. 1, p. 125, No. 10; 2 Troplong, Des Testaments, 64.
What do these rules, recognized in all probate courts, mean
This brings us to the general consideration of the first point of difficulty in this cause. I refer to the circumstances proved in relation to the third marriage of testator, or that to Alice Wood. Much time was consumed on this branch of the trial. The circumstances in and about the marriage of Mr. Van Ness to Alice Wood are greatly relied on by contestants to prove undue influence on her part in and about the subsequent procurement of the papers propounded in this cause. It is claimed by contestants, in substance, that a young stranger-enticed an old and amorous man, in his dotage, into matrimony for her own ulterior ends, and that she accomplished these ends by undue influence, circumvention and artifice. From the facts, surrounding her marriage, I am asked to infer undue influence in subsequent acts and events. The first question of law for
There is authority, both English and American, to the effect that extraordinary circumstances in and about a prior marriage may be considered on an allegation of undue influence in the subsequent procurement of a will from one spouse in favor of the other. In Clark v. Fisher, 1 Paige Ch. 171, the marriage was regarded as a circumstance of the unlawful performances which was consummated by a will. In the well known case on the will of Rollwagen (Rollwagen v. Rollwagen, 83 N. Y. 508), the Court of Appeals went very far, I venture to think. They appear to- sanction an inference from discrepancy in age, taking into account the ill-health of the man and the poverty of the woman, that their marriage was not, therefore, “ a marriage of affection,” and that such a woman “ could have no motive to marry a helpless and broken down man except his wealth.” From that decision, I would, perhaps, be justified in drawing a similar inference here, but I will not. In Hoffman v. Hoffman, 192 Mass. 416, all the facts in and about the marriage of an elderly man to a younger woman were allowed to be proven on an issue of undue influence in her subsequent procurement of his will in her favor. In the case of Marsh v. Tryell, 2 Hagg. 84; 4 Ecc. 33, 42, 43, Sir John Nicholl, a renowned judge in testamentary causes, went very far in inferring improper motives on the part of an elderly husband to get possession, through a will, of his elderly wife’s separate property. Sir John even criticises letters from him of apparent affection as inconsistent with the age of the parties, and from that fact alone he infers that the letters of the husband have more the appearance of being written with a view to “wheedling the wife out of her estate.” To my mind, Sir John Nicholl went too far in his utterances and conclusions in that cause. He should have drawn no inference of the kind
These are very exalted utterances of authority which I have just instanced, and to some proper extent they are those to which the surrogate may be bound to defer in this cause. But, nevertheless, I venture to think for myself that some of such inferences are not wholly legitimate in application by the stricter principles of the law governing circumstantial evidence. A mere discrepancy, however gross, in the age of the spouses seems to me to tolerate no conclusion in law that there is an absence of affection between them or that one will necessarily overreach the other. There are well known instances of deep affection and good faith between apparently ill-mated spouses, and one such instance destroys the legitimacy of an inference of the kind indicated. An inferior court is always obligated to fake the law from the superior courts of its jurisdiction. But it is not bound to adopt mere inferences which are unnecessary to its judgment. I am, in fact, in extreme doubt, having reference to the principles controlling circumstantial evidence, whether many of such inferences as those stated in the cases cited were intended to be prescribed as invariable inferences from certain facts proven. There are some sanctuaries where even the law cannot penetrate, and one, to my mind, is the heart of man or woman, no matter their ages, in and about their individual act of marriage. In all events, the facts proven in and about the act of any marriage should in a case of this character be directly and irresistibly connected with the subsequent testamentary act. Otherwise no conclusion in respect of the illegality of a subsequent testamentary act is possible to be drawn from a supposed immorality or indecency on the part of the younger spouse, connected with the separate act of marriage. On this point I entertain no doubt and I shall venture to observe the distinction denoted in weigh
While it is true, I think, that an assumption of an unlawful intent upon the part of the younger spouse ought not to be made irom the poverty of one spouse and the wealth of the other, or from a mere discrepancy in the ages of the spouses, there may under the authorities be other circumstances surrounding a marriage which are fairly entitled to be taken into consideration on the allegation of subsequent undue influence exerted by one spouse over the other. The situation of the parties at the time of marriage, the mental strength of one spouse and the weakness of the other at the time the status of husband and wife is first determined, may have some direct relation to a subsequent testamentary act on the part of the weaker spouse. A fact or situation once proved to exist may in the absence of proof to the contrary be presumed to continue. Indeed, there are occasions when subsequent situations may be shown in no other way. In such cases to reject such proofs would, I think, be a denial of justice. This is the true principle, as I conceive, of the decisions cited. Again, when a conspiracy or fraudulent purpose is alleged in a probate cause, such as that of an unscrupulous and artful young woman and her evil associates to gain possession of the estate of an elderly,
In order to understand the proofs of contestants tending to show that at the time of his marriage and the making of his will testator was in his dotage, eccentric and feeble-minded and thereby rendered peculiarly susceptible to outward influence of a feminine kind, we must first construct from the evidence the normal man both mentally and physically. A man asserted from circumstantial incidents to be in such a state of dotage and subjection must be compared with himself in periods of his health and freedom from subjection, otherwise our inference from the circumstances proved may err. Matter of Hock, 74 Misc. Rep. 20, 21. We are all familiar with the common principle that there is no presumption of testamentary incapacity by reason of advanced age alone. But
In his best days, it is obvious that Mr. Van Ness was not what is called a cultivated man, nor was he a moral man with women. There is no evidence that intellectually he was a strong man. The nature of his early education and his subsequent employments precluded much intellectual development beyond that necessary at first to a gainful existence. He had native intelligence, and little more. In 1845, in his twenty-seventh year, he contracted a first marriage. In 1867 he was divorced by his first wife for the gravest delinquencies on his part, and in 1875 he was married to Mrs. Wright, from whom, as already stated, he derived the large property now indirectly in controversy in the courts of this state. He and his second wife seem to have lived mainly and for many years in the country, and there is no evidence that while there he ever formed a,ny close friendships with men or exercised any influence among the men of his neighborhood or the county of his adoption. His life was isolated apparently. His tastes were simple and secluded, as the life he led indicates. His letters reveal a man of somewhat weak sentimentality, one somewhat morbid about death and the trappings of death, such as ostentatious and costly tombs. That he was all his life devoted to women and preferred their society is apparent from the whole evidence in the cause. I refer to this point with reluctance and only because it bears on the evidence given to prove contestants’ claim of his dotage and a particular feminine subjection. The divorce record in evidence discloses his relations with women in the prime of his life. It is a proceeding in rem binding on all the world.
At the time of the death of his second wife, Emma Louise, Mr. Van Ness was in his 80th year, and no doubt the shock of her death was great. Her life must have been most closely
That some of the contestants’ evidence of Mr. Van Ness’ acts is consistent with the claim of dotage and abnormal eccentricity on the part of Mr. Van Ness is all that can be inferred. Standing alone such evidence would be insufficient to establish testamentary incapacity. But even if it denotes only the weakness of age, that fact, if established, is not to be disregarded in a probate cause where fraud and undue influence are charged and attempted, as in this cause, to be substantiated by circumstantial proofs only.
The testator’s family relations must next be considered. From the time of Mr. Van Ness’ second marriage with Emma Louise Wright, in 1875, until her death in 1898, Mr. Van Ness’ intercourse with his first wife’s daughter, Mrs. Parsons, was necessarily interrupted. This daughter lived with her mother, Mr. Van Ness’ wife, who had divorced him, and Mrs. Parsons’ sense of dignity and propriety toward her mother precluded such intercourse with her offending father. But after the death of the second Mrs. Van Ness, Mrs. Parsons, with apparent delicacy and amiability, became reconciled to her father and he to her. That the daughter was in every way his su
Mr. Van Ness after his second wife’s death was in the eightieth or eighty-first year of his age. He then lived alone in his country home with several servants, Mr. and Mrs. East, who
There is much disagreeable evidence in the record and some arguments of counsel which I will not refer to, unless they are imperatively necessary to my conclusions. Mr. Van Ness was a very old man at the date of his last marriage, but some inferences suggested from that fact would not be proper for a court of justice. In summing up the testimony and taking account of the arguments of counsel of course the court must take the facts and arguments as it finds them, and not as it would prefer them. The case is not an ordinary one, and if there are some incidents or arguments which seem trifling or indelicate, the surrogate at least need not dwell on them longer than necessary.
The testimony of the servants, Mr. and Mrs. East, is so important that the, weight to be accorded to it requires much consideration. The testimony "of dependents in a household concerning household matters is always to be scrutinized with some care in cases of this character; not because there is any diminution of average truthfulness by reason of such an honest status, but for other reasons hereafter mentioned. It is true that there are many grades of domestic servants. We are all familiar with the classical instance of Cicero’s servant, M. Tullms Tiro, who was one of the most accomplished men of his time, honored by the Romans and greatly respected and confided in by Cicero himself, as the latter’s letters disclose. So at present, or until lately in long established and substantial households of this country, there were generally dependents on whose wise service, honest affection and fidelity the employer greatly relied. But as regards the evidence of the best domestic servants, about the affairs of a family, there is always this
It is true, that at the instance of contestants, the deposition of Mrs. Alice Wood Van Ness was taken before trial, and that some portions of the deposition so taken were read in evidence before the surrogate by counsel for contestants, while still other portions were read by counsel for proponent. This deposition was taken before trial under the provisions of the Code of Civil Procedure, and it was read in evidence pursuant to the Code of Civil Procedure. Berdell v. Berdell, 86 N. Y. 519. The party reading it in evidence was at liberty to read any parts of the deposition which he preferred to read and to omit any parts not desired. Smith v. Crocker, 3 App. Div. 471; Parmenter v. Boston, H. T. & W. R. Co., 37 Hun, 354; Whitlatch v. Fidelity & Casualty Co., 21 App. Div. 124, 128. The party who reads any portion of such deposition makes it a part of that party’s own direct evidence, but he is not estopped to object on the trial to his own questions, so put to the witness as
The testimony of Mrs. East taken on the trial concerning Mr. Van Ness’ physical prostration after the death of his second wife and at the period of the arrival of Miss Wood on the scene at the country home at Cornwall is confirmed by her husband,
Much testimony of the contestants was directed to other strange incidents and circumstances, relied on by contestants as significant of undue influence, conspiracy and fraud, as well as senility and weakened condition of the alleged testator in the years 1899, 1900 and 1901, the period embracing his first acquaintance and marriage with Alice Wood and the making of the contested will. The attentions of Mr. Van Ness to
That Mr. Van Ness, the alleged testator, was during the years 1899, 1900 and 1901 a very old man, somewhat eccentric and susceptible to female influences, is, I think, established. That he was an easy prey to designing people is.
It appears by the evidence that on November 5, 1899, when the grief of Mr. Van Ness for his late wife was apparently somewhat allayed, as shown by some of the incidents mentioned, the proponent, then Miss Alice Wood, suddenly appeared at his country home in Cornwall. This then very young stranger, more than half a century Mr. Van Ness’ junior, was a native or resident from her early youth of Port Jervis, in the same county, and was at that time sojourning temporarily at Cornwall. It is established that she was then in very poor circumstances. As the result of a slight mishap to her ankle in front of Mr. Van Ness’ house, Miss Wood entered the house on November 5, 1899, and was cared for by one of Mr. Van Ness’ woman servants, Mrs. East. Miss Wood did not meet Mr, Van Ness on that occasion, as it appears. But on the day following she called in person to thank Mr. Van Ness. He invited her in, and on this first occasion she is sworn to have embraced him and to have protested that she could remain all her life in his attractive house, or words to that effect. On that occasion the testator was so affected as to shed tears.
We come next to the consideration of matters which do constitute the gravamen of the contestants’ case: The facts proven are claimed to show undue influence, fraud and circumvention in and about the unlawful procurement by the proponent and her abbettors of the estate of Mr. Van Ness, including the will propounded. A will is claimed to be only part of the res of which Mr. Van Ness was defrauded. If the marriage of Mr. Van Ness to Alice Wood was in fact only a part of an avowed and established scheme, it should be so considered. Otherwise the facts attending the marriage itself, however lacking in conventionality, are to be disregarded. The newly married couple, as it appears, went to Mr. Van Ness’ house at Cornwall to live immediately after the ceremony on February
It is uncontradicted that the proponent shortly after marriage told Mrs. East that she had heard before her acquaintance with Mr. Van Ness “ that there was a rich old guy up the country that wanted a wife badly, and that was how she came to know Mr. Van Ness.” This declaration stands wholly uncontradicted and the surrogate cannot disregard it in view of the character of his acquaintance with proponent and Mr. Van Ness’ condition at the time. Such declaration is only important in connection with other closely related facts, established on the hearing.
The surrogate must now pass to a circumstance greatly relied on by contestants and strenuously objected to by counsel for the proponent. Within a month after the marriage, as Mrs. East swears, proponent requested Mary East to allow proponent to have some of her correspondence from the “ dearest fellow in Brooklyn,” by name Pobe, addressed under cover to Mrs. East, and proponent then stated that she had married Mr. Van Ness “ for his money.” This last declaration is reiterated by the witness Mr. Chedsey. Proponent, though present in court, never contradicted this extraordinary testimony, and its truth stands confessed or without contradiction. The result of this arrangement with Mrs. East about the correspondence was that a letter purporting to be from one Pobe, but addressed to Mrs. East, was opened by the younger maid
Mr. Chedsey, the very respectable family lawyer, who had long been connected with the estate of the second wife, Emma Louise Van Ness, gave very important testimony about the Pobe letter and proponent’s conduct concerning it. Mr. Chedsey’s evidence on this point also stands uncontradicted, although it was in proponent’s own power to have denied it if untrue. Taking his testimony on this point as true, it establishes, I think, without the necessity of resorting to the Pobe letter, an original design on the part of the proponent to marry an aged man “ for his money.” Precisely what this expression “ to marry for money ” may mean is perhaps open
We come next to the nature and situation of the testator’s property. The nature and situation of the property of a testator is always properly before the surrogate on an allegation of undue influence in a testamentary cause. Matter of Woodward, 167 N. Y. 28. The judgment-roll in the action of Harmon v. Van Ness in the Supreme Court of the state of New York was ultimately put in evidence in this proceeding, and the judgment is certainly binding as between the parties thereto and the persons claiming under them in this proceeding. It discloses much concerning the nature and the situation of the testator’s property at the time the papers propounded came into existence. It also discloses that shortly after the intermarriage of Mr. Van Ness with Alice Wood the will of Emma Louise Van Ness was construed in that action by the Supreme Court of this state and that the rights and powers thereunder of Mr. Cornelius H. Van Ness, whose will is now offered for probate in this proceeding were determined to be plenary. The persons entitled under the will of Emma Louise Van Ness in the event that Mr. Van Ness did not exercise the powers of disposition conferred on him by the will of his wife, Emma Louise Van Ness, had brought that action
It appears that this trust arrangement, provided for in the judgment of the Supreme Court, was carried out or executed by Mr. Van Ness, his wife being a party defendant,, and that the remaining estate not embraced in the trust received by this alleged testator under the will of Emma Louise Van Ness continued in his possession,,but subject to certain contingent limitations over in the event that he did not exercise his powers of disposition. Such limitations of contingent remainders over after life interests, with power of disposition in life tenant, have become very common limitations in this
Mr. Parshall was asked on cross-examination concerning his own knowledge at the time he drew the will of the claims of the heirs and next of kin of Emma Louise Van Ness as made in the suit of Harmon v. Van Ness. In other words, Mr. Parshall was asked, in effect, whether he knew that Alice Wood Van Ness Was there charged with being an adventuress, intending to possess herself of the estate enjoyed by Mr. Van Ness under the will of his second wife. Objection was made that the record alone could show the state of his knowledge of such claims. Rut no attempt was iñade at that time by such questions to introduce in evidence the record qua record. The questions so put to Mr. Parshall were addressed merely to the knowledge of the witness and to his notice of the contestants’ early position and allegations. - The questions were also directed to the fact that after the witness had received such notice he became a party to all the subsequent proceedings stripping testator of his entire estate in favor of Alice Wood Van Ness and her family associates. It seemed to the surrogate that the knowledge of the
That the Harmon heirs had after his third marriage to Alice Wood some reason to apprehend that Mr. Van Ness might defeat their expectations under the will of Emma Louise Van Ness is apparent, as before such marriage he had already begun to make costly gifts to her and her family in Port Jervis, including real estate. It was conceded that Mrs. Alice Wood Van Ness and Mr. Parshall were in the vaults of the Nassau Bank engaged in an examination of the securities of Mr. Van Ness at the very moment process in the suit of Harmon v. Van Ness was served in April, 1900, some sixty days after the first ceremony of marriage between Mr. Van Ness and Miss Wood. While this fact is perhaps inconsequential in itself, it tends to disclose the circumstances of testator’s property and testator’s sudden and unusual relations with the persons charged with a later undue influence over it and him. That these comparative strangers to Mr. Van Ness should be concerned in any
In May of the year 1901, immediately after the injunction restraining Mr. Van Ness was removed in the action of Harmon v. Van Ness, Mr. Van Ness, the testator, is claimed to have transferred nearly all his securities and property to Alice Wood Van Ness. It is also in evidence that within two weeks after his marriage testator was importuned by Harry Wood, the brother of proponent, to make some such provision for proponent. This transfer in May, 1901, was without any actual consideration. The written act of transfer is in evidence. The transfer or gift, being a post-nuptial one, was purely voluntary on the part of Mr. Van Ness, but its validity is not before the surrogate. It is, however, apparent that it contained no reservation in the favor of grantor and no power of revocation reserved to him. I myself asked Mr. Parshall whether he advised Mr. Van Ness that the transfer should contain a power of revocation and he said that he did not. In equity this would be considered a strange omission. This transfer in question denuded a very old man of all his property (except the annuity from the Havemeyer trust) by means of a post-nuptial settlement in favor of a young woman who, although his wife, was almost a stranger. An ante-nuptial settlement would stand in a very different position in equity, as marriage is the highest consideration known. It did seem to the surrogate that the careless fashion in which the transfer of a large property was made was some evidence that old Mr. Van Ness lacked both rigor of mind and independent and proper legal advice about the times of the transfer and the will. These facts a court of equity might well consider. The only bearing they had on this contention was more restricted.
That Mr. Van Ness had the abstract right at any time to change his agents and legal advisers cannot be gainsayed, and his excessive anger at the action of the Harmon heirs and their allies might well have been a good and sufficient justification were it not for other circumstances disclosed by the evidence Had Mr. Parshall shown himself free from all complicity in
About a year or less after Mr. Van Ness’ marriage to Miss Wood, Mr. and Mrs. Van Ness removed to Port Jervis from Cornwall, thus exchanging the beautiful and picturesque country, to which Mr. Van Ness had long been much attached, for one in which he was a total stranger. His life while at Port Jervis was passed in the intimate company of his new wife’s family and their acquaintances and far from those of his prior lifetime. He was in the eighty-third year of his age and among strangers when the will in controversy purports to have been made. It was made at Port Jervis, amidst the new surroundings of testator, and was drawn by Mr. Parshall and witnessed by those who were also comparative strangers to Mr. Van Ness and who had but recently come into his life through his last marriage. While little legal significance attaches to these circumstances standing apart, they are not devoid of relation to other serious circumstances about to be considered.
At the time Mr. Parshall drew the will now offered for probate it appears that he was in possession of $40,000 in prime railroad bonds belonging originally to Mr. Van Ness, or in his control under the will of his second wife for proper purposes. Mr. Parshall says the transfer of these bonds to Mr. Parshall was for legal services rendered by him. No bill was rendered; no services shown. If the evidence concerning Mr. Parshall’s possession of this $40,000 of the bonds of testator had ended there, no grave irregularity would be apparent on its face. But it did not end there. Shortly afterward some disgorgement, it appears, was demanded of Mr. Parshall by Harry Wood, a young brother of Mrs. Alice Wood Van Ness, who had
If even this last stated inference is too strong or not justifiable, then we may safely conclude that the facts established in respect of the bonds in his custody to deprive Mr. Parshall of the advantage of that lofty position of professional independence and disinterestedness which is always highly essential in the draftsman of the will of one whose capacity, independence and freedom are in doubt. The proponent should show in this proceeding to probate a will in her favor that the agent of the will was not her agent. Mr. Van Ness, the alleged testator, was in a very peculiar situation toward proponent at the time the will was drawn; he was among strangers very old and separated from his only daughter. His whole environment, his great age, and his many peculiarities certainly entitled Mr. Van Ness to the most independent, the most disinterested and competent legal services on the part of the draftsman of his will. Mr. Parshall’s relations with Wood and his sister, Mrs. Alice Wood Van Ness, disclose that he did not possess these qualifications, and that he was then under most serious responsibilities and obligations of some kind undisclosed to the family of this proponent. Mr. Parshall, in other words, did not occupy that position towards testator, at the time the will was drawn, which affords any guaranty, in itself, that the paper propounded was the free, unrestrained and independent act of a capable testator. Indeed Mr. Parshall’s connection with the will does not benefit it under the circumstances. On the contrary it raises grounds of suspicion that it was not the voluntary and free act of a capable testator. It was quite open to young Mr. Wood, who, as the record discloses, was present in court to explain the transaction with Mr. Parshall
The other attesting witness to the will, now offered for probate was Mr. Senger, a brother-in-law of Mr. Parshall, and then a young law student in Mr. Parshall’s own law office in Port Jervis. The acquaintance of Mr. Senger with old Mr. Van Ness was most limited, and his permitted opinions on the-testamentary capacity of Mr. Van Ness and that old person’s freedom from all restraint on the occasion of the execution of the will are necessarily not on the highest foundation. Mr. Van Ness was a new-comer in Port Jervis, and the young law student hardly knew him. The greatest circumspection and care were necessary to establish the due execution of a will executed in Port Jervis, among strangers, by the aged Mr. Van Ness almost exclusively in favor of his young wife and contrary to prior testamentary intentions. Certainly attesting witnesses could have been selected whose witness would have been more conclusive upon factum of will than that of either of the young men actually selected. When the character of persons acting as attesting witnesses is implicated by any circumstances connecting them with the sole beneficiary their act of witnessing is necessarily somewhat affected, and their bias is then to be taken into the account by the surrogate. When
It has been held in this country, though not, I think, in this jurisdiction, that undue influence is more readily inferred in case of a will in favor of a mistress than in case of a will in favor of a wife. Kes singer v. Kessinger, 37 Ind. 341. It has been also held that the undue influence of a husband over a wife is more easily inferred than that of a wife over a husband. Marsh v. Tyrrell, 2 Hagg. 84, 4 Ecc. Rep. 51. The integrity of both these decisions may, of course, be open to further contention, although the decisions just cited are only a recrudescence of a very old conception in law. In early Roman law, gifts between spouses were prohibited to some extent, in. order to avoid the exercise of the influence now termed undue influence “ ne mutuo amove mvicem spoliaventuv,” or, in other words, “ lest by mutual affection they should be despoiled in turns.” So by the early law of France, only a husband or a wife who had no children could give property to the other, according to some old “ Coutumesand then only in case they were equally
I will not forget that Alice Wood Van Ness was a wife in law, and I cannot overlook that as such she would be fairly entitled to some substantial provision out of her husband’s estate. In this court she is entitled to all the legitimate inferences which, even in her particular case, attach to the most honorable and honored status of wife. But even an honored wife may be guilty of exerting undue influence over her husband in respect of his will. Each case of this kind is to be determined by its own circumstances, as is often said in the books of the law. The rules of courts of equity and courts of probate are, however, not the same in attaching the same specific presumptions of undue influence to confidential relations, such as guardian and ward, parent and child and man and wife. In this court, in a testamentary cause, undue influence of the wife must always be established and never presumed from a mere relation of confidence. Parfitt v. Lawless, 1869, 2 P. & D. 462, 469. But, as I have stated at length before, an undue influence may always be established by circumstantial evidence only.
Old testamentary law recognized that any wife, good or bad,, might be guilty of procuring a will by undue influence. Swinb. pt. 7, § 2. And ever since it has been held in testamentary matters that an artful wife may readily subdue her husband.
The situation of the parties', the condition of the testator’s estate and some of the circumstances, but not all, about the execution of the will of June 24, 1901, have now been regarded or considered. In order to establish any testamentary script, as a will, animus testandi, or an intention to dispose of property by such instrument, or to designate the guardianship of a child, ought generally to be made apparent by a proponent. Now, Mr. Parshall testifies, with great distinctness, and he was the draftsman of the papers propounded as a will, that at the time the so-called will was drawn testator had so stripped himself of all his property by prior transfers to his young wife and her family that there was substantially nothing for the will to operate on. If the testator then understood that situation, and I fear he did not, for the paper gave $25,000 to his daughter, Mrs. Parsons, then there was no real intention on his part to dispose of anything by the paper propounded. The consequence is, that there is shown by proponent’s own witness, the attesting witness to the will, that there was a total absence of animus testandi or intention to dispose by will on the
While the dispositive character of a testamentary paper is not much looked at in this jurisdiction before probate (Matter of Meyer, 72 Misc. Rep. 566, 571; 131 N. Y. Supp. 27; cf. Van Giessen v. Bridgford, 83 N. Y. 355; Matter of Davis, 182 id. 468), the surrogate is fully persuaded that a resort to the Statute of Wills with an intention on the part of a testator to do something else than dispose of his estate under color of a will is a defiance of the Statute of Wills, or, if not so, it is, in any event, a circumstance which ought not to be ignored by the surrogate in a case of this character if the evidence is conflicting. That Mrs. Alice Wood Van Ness placed very little reliance on the wills now presented for probate is disclosed by her sworn petition for letters of administration on Mr. Van Ness’ estate. She then knew that there was a will, but, accepting her own statement that it was mislaid or lost, she never attempted to establish it as a lost will in any way. It is to be noticed also that her petition for administration makes the estate insignificant in value. She already enjoyed the estate in possession.
But if we place no harsh construction on the codicil of January 24, 1902, and treat it also as an attempt to testaméntate in good faith under the existing Statute of Wills, the evidence of its due execution by a competent and free testator is not very high. The codicil propounded was drawn by Mr. Parshall, and, like the will, the ceremony of its execution was performed at Port Jervis. It was witnessed by Mr. Parshall and by Dr. -Lambert, a resident physician of Port Jervis. Necessarily Dr. Lambert’s means of observing the testator were limited to their joint residence at Port Jervis, which was brief.
If we accept it all as true, the evidence of this attesting witness, Dr. Lambert, is not sufficient in itself to disprove the moral or physical subjection of Mr. Van Ness indirectly established by contestants at the time die executed this meaningless codicil. That the witness’ part in the codicil was
I come now to the consideration of an instrument in evidence in this cause which I regard as important and as most serious to the parties concerned in its preparation. Not content with this codicil, quite excluding the only daughter of testator from any possible participation in her father’s estate, a formal paper was prepared, as the justification of the codicil It was a minatory, heartless and most unscrupulous writing ta be prepared and witnessed by adults of the slightest respectability, if it was ever intended that it should be used against Mrs. Parsons; and subsequent events show that it was attempted to be so used as a means of subjecting the testator’s only daughter, Mrs. Parsons, to a state of terror about the assertion of her claims to her father’s property, whatever it was. Mrs. Parsons appeared in court, an elderly woman, and beyond all witnesses in my experience in her demeanor gentle and considerate. This lady had a large adult family, also of respectability and station. This extraordinary document purporting to be made five days after the codicil was in the handwriting of proponent and witnessed by Mr. Parshall, the draftsman of the will and codicil. I refer to the document reflecting on Mrs. Parsons’ legitimacy and threatening her with exposure in the event that she ever attempted to commence a
It is well established that a party defendant who bribes a juror admits to some extent guilt. I think that a party who resorts to such a paper as that now under my consideration or who resorts to minatory and intimidating actions in a litigation ought to be taken to admit to some extent the guilt charged. In this aspect this incriminating paper is most damaging to this proponent and to Mr. Par shall. It
Many of the essential facts in this cause have now been touched on, but not all. After making the transfers and will and codicil in the manner already considered Mr. Van Ness lived on for ten years apparently happily with his last wife. He died in the ninety-third year of his age. It is but just to proponent to say that there is evidence that throughout this period proponent conducted herself with propriety towards Mr. Van Ness. But he then still enjoyed an ample income of his own from the trust fund and this conduced to their joint comfort. There is proof that this income also he handed over to the last wife. That Mr. Van Ness was the better for his wife’s kindly consideration and watchful care throughout this period is apparent. If it had not been for the gross evidence, already mentioned, a will of a man in favor of his wife would be entitled to great consideration in a probate court. It is said by some authorities that testamentary instruments procured by some kinds of coercion may be ratified when the coercion ceases, and Mr. Van Ness’ subsequent declarations tend to show some sort of acquiescence- or ratification in the various provisions for Mrs. Alice Wood: Van Ness. That very excellent old commentator on wills,, Swinburne, states of a will coerced by fear that “ if testator afterwards when there is no cause of fear do ratify and confirm the testament I suppose the instrument to be good in law.” Swinb. pt. VII, § 2. A very excellent modern commentator on the American law of wills is evidently of the same opinion. 1 Redf. Wills, 514, 515. Text book writers with three old
It must be remembered that Mr. Van Ness was in about the eighty-fourth year of his age when he made the codicil, only six months after he had made the will now also in question. He had then stripped himself, or been stripped, by conveyances or assignments, of every bit of tangible property he had in the world, even including his own favorite horses. What a lamentable situation for a man of property! There is no proof that at any time afterward he ever did a single act of a serious business nature. There is some proof that he did not. He was, after the making of the will, as completely dead to all affairs of a business nature as a man could be and be alive. While there is some evidence of continued intelligence on his part in minor human interests, even this is mot very marked. He lived on, a mere simulacrum of a once
Whether, indeed, a will procured by fraud or undue in
When acts of undue influence are proved no doubt the declarations of testator are competent to show the effect such acts had on his mind, and even to dispel and rebut any claim of imposition. Cudney v. Cudney, 68 N. Y. 152; Matter of Nelson, 141 id. 157; Matter of Corcoran, 145 App. Div. 129, 132. That there is evidence of such declarations by Mr. Van Ness is apparent to me and I have given them great consideration. But what are such declarations really worth in this instance when the testator had become so old, so confessedly
Before a will is admitted to probate the surrogate must be satisfied of the genuineness of the will and the validity of its execution. Code Civ. Pro., § 2622. That section means satisfied in accordance with probate law. Now, the burden is on proponent in every probate cause and in every instance, to satisfy the conscience of the court that the instruments propounded constitute the last will of a free and capable testator. Howland v. Taylor, 53 N. Y. 628; Matter of Campbell’s Will, 136 N. Y. Supp. 1102; Matter of Van Den Heuvel’s Wills, 76 Misc. Rep. 137, and cases there cited. If a single ground for suspicion exist in a probate cause the proof must be clear in order to establish a will. Matter of Van den Heuvel’s Will and cases there cited, 76 Misc. Rep. 137. In many cases where wills, charged to be the product of fraud, cupidity and undue influence, have failed of probate, it has been because the burdens resting on a proponent, to satisfy the conscience of the court that the will propounded was the will of a free and capable testator, have not been adequately discharged. Mortimer, Probate, 80. On this ground alone the surrogate may decline probate, and in probate law the ground is good and sufficient.
Other reasons than those mentioned might be deduced from
The proponent has in no event adequately discharged the burdens resting on her in this cause. The surrogate is not satisfied that the testamentary scripts propounded in this .cause were the free, the deliberate and the conscious acts of a capable testator, and for this reason, and this reason alone, -the probate sought is refused.
Settle decree accordingly. The special guardian only will ;be entitled to an allowance.
Probate denied.