134 Wash. 2d 868 | Wash. | 1998
Lead Opinion
Defendant Gary Benn has been convicted of two counts of aggravated first degree murder and sentenced to death. We earlier affirmed those convictions and sentence. State v. Benn, 120 Wn.2d 631, 845 P.2d 289 (1993). In this personal restraint petition, the defendant renews some of the issues rejected on direct appeal and raises several new issues. After this court considered the personal restraint petition, the defendant filed a motion to supplement the petition. We deny both the motion to supplement and the personal restraint petition as to all claims.
FACTS
Gary Benn’s half brother, Jack Dethlefsen, and long-time friend, Mike Nelson, were shot to death in Mr. Dethlefsen’s home on the afternoon of February 10, 1988. Mr. Benn initially denied any involvement in the murders but later made incriminating statements to a fellow jail inmate, his brother, and a friend. Defense counsel conceded in opening statement that Mr. Benn had killed Jack Dethlefsen and Mike Nelson and explained that the issues for the jury would be whether the defendant had acted with premeditated intent to kill and whether the killings were part of a common scheme or plan. The State presented evidence of three possible motives for the murder: (1) the defendant feared the victims were going to report his involvement in an insurance fraud scheme involving a fire in, and burglary of, his trailer; (2) the defendant was angry that Jack Dethlefsen had removed the defendant as a beneficiary from his will and named William Hastings in his place; and (3) the defendant believed Jack Dethlefsen was harassing his former girl friend.
Additional circumstances regarding the murders, the police investigation, and the defendant’s trial are described in detail below in connection with the particular legal issues to which these facts are relevant.
Also appended to the petition is the affidavit of one of the defendant’s personal restraint petition attorneys, Charlotte Cassady, who interviewed Roy Patrick in June 1993. Mr. Patrick reportedly told her that “informants were placed in cells with inmates by the police ‘all the time.’ ” App. to Pet. Ex. 7 at 1. Ms. Cassady then asked Mr. Patrick if the police had asked him to elicit information from the defendant or had he just happened on the information after befriending Mr. Benn. Mr. Patrick said he could not remember whether the police had asked him to get information from the defendant. When pressed, Mr. Patrick told
Pierce County Corrections Officer Minker provided the defendant’s attorneys with an affidavit claiming that “on occasions in the past, known snitches have been placed in tanks intentionally to elicit information from a particular prisoner.” App. to Pet. Ex. 45 at 1. According to Officer Minker, “[w]hen this has occurred, a detective has contacted the sergeant or lieutenant in charge of classifications and asked that the snitch be placed in a certain locale.” App. to Pet. Ex. 45 at 1. Officer Minker testified he knew this “because I have overheard conversations between the classifications sergeant or lieutenant in which s/he has told the programs/classification officers to place a snitch/inmate in a special locale to get information from a particular prisoner.” App. to Pet. Ex. 45 at 2. Officer Minker did not say how frequently this occurred or whether Roy Patrick was deliberately placed with the defendant.
Defense counsel also obtained Roy Patrick’s booking record, which shows he was booked into the Pierce County jail on September 14, 1988, and released on January 25, 1989. This document states that Mr. Patrick had high blood pressure and had suffered a stroke at St. Joseph’s Hospital four months prior to his incarceration. There is also a jail report in which an officer stated that he observed inmate Patrick lying on his bunk having what appeared to be convulsions. The report states the officer called medical personnel, but there is no mention of what treatment Mr. Patrick received.
Defense counsel provided this information regarding Mr. Patrick’s medical history to Dr. Teresa Murphy. Dr. Murphy then signed a declaration stating that it was reasonable to expect that Mr. Patrick had decreased cognitive function, including both long- and short-term memory loss, when he was incarcerated with the defendant and gave his statement to the police. Dr. Murphy expressed no opinion regarding Mr. Patrick’s mental condition at the time of the defendant’s trial.
In July 1995, we considered the defendant’s personal restraint petition and transferred the case to the superior court for an evidentiary hearing and entry of findings of fact limited to the following questions:
(1) What understanding, if any, was there between state officers and Roy Patrick regarding Patrick’s relationship, dealings or contacts with the defendant while the two were held in the county jail?
(2) What, if anything, did Roy Patrick tell Melvin Stevens regarding the testimony Patrick planned to give when called as a witness at the defendant’s trial?
(3) Did attorney Raymond Thoenig perceptibly react to the defendant’s allocution; if so, did the jurors observe or respond to that reaction and when did the defendant or his attorney learn of Mr. Thoenig’s reaction?
Reference Hearing. The superior court heard prehearing motions to determine the proper scope of the hearing. The State took the position that the evidence should be limited to the three questions set forth in the remand order, and that each of those questions related to one specific claim the defendant had raised in his personal restraint petition. Defense counsel, however, argued that the defendant should be permitted to explore such other, related issues as may be revealed by the testimony. They also interpreted the first question to relate not only to the admissibility of the defendant’s alleged statement to Mr. Patrick, but also to the defendant’s claims of prosecutorial misconduct and
The superior court subsequently entered detailed findings of fact to the following effect: Roy Patrick worked as an informant with Tacoma Police Detective Ron Lewis in 1988. That relationship ended by May 1988. Mr. Patrick did not work as an informant for anyone between May 1988 and June 1989. Commencing in June 1989, Mr. Patrick began working as an informant for State Patrol Officer Padukiewicz, who was then assigned to TNET (an inter-agency drug task force). This relationship ended November 2, 1989. Mr. Patrick was paid by the Tacoma Police Department and TNET for providing useful information. No law enforcement officer or prosecuting attorney had requested or directed that the defendant be placed in any particular unit in the jail. His placement in the same unit as Mr. Patrick was the result of coincidence, not design. The discussions between Mr. Patrick and the defendant were not initiated at the direction or under the guidance of any state officer. Mr. Patrick, who was in jail awaiting sentencing on an arson conviction, knew from his experience as an informant that he could work out a deal if he had information of interest to law enforcement. He believed he could obtain a reduction in his forthcoming sentence by providing the information he learned from the defendant. In exchange for that information, the prosecutor did recommend a three-month shorter sentence than originally agreed. The court followed this recommendation. As a result, Mr. Patrick was released from jail on the date of his sentencing.
In answer to the three specific questions framed in the remand order, the superior court found:
(2) Roy Patrick told Melvin Stevens that he was testifying on behalf of the State in a murder trial and that he was getting paid;
(3) Defense counsel Thoenig perceptibly reacted to the defendant’s allocution by turning his back to the defendant and the jury to conceal his anger from the jury; and some of the jurors noticed Mr. Thoenig’s reaction, though at least one attributed the conduct to his cocounsel. The parties stipulated that none of defendant’s appellate counsel was aware of the incident until after oral argument on direct appeal.
The defendant has filed in this court a “supplemental brief” challenging the superior court’s findings of fact and raising additional issues he contends are supported by the evidence presented at the reference hearing.
ANALYSIS
Standard of Review. To obtain relief in this personal restraint petition, the defendant must show he was actually and substantially prejudiced either by a violation of his constitutional rights or by a fundamental error
Effective Assistance of Counsel. The defendant contends his various attorneys represented him ineffectively during the 30-day period when the prosecutor was deciding whether to seek the death penalty and also during both phases of trial.
The defendant also made an ineffective assistance claim on appeal. We held that he “was not denied effective assistance of counsel prior to the filing of the notice to seek a special sentencing proceeding.” Benn, 120 Wn.2d at 665. We also rejected his contention that counsel represented him ineffectively in the penalty phase. Benn, 120 Wn.2d at 666. On both points, we held the defendant failed to show either deficient performance on counsels’ part or prejudice flowing from the alleged errors or omissions. Benn, 120 Wn.2d at 665-66. The defendant points to no intervening change in the law or other reason to justify reconsidering our holding regarding counsels’ pretrial performance. We adhere to our conclusion that the defendant was not prejudiced by counsels’ actions while the prosecutor was deciding whether to seek the death penalty.
With respect to his representation in the penalty phase, the defendant responds to our statement that appellate counsel “fail[ed] to suggest any additional mitigation evidence counsel could have offered . . . .” Benn, 120 Wn.2d at 666, by claiming that counsel should have presented ad
Viewed expansively, the defendant’s current argument could be read to include a claim of newly discovered evidence made in support of a claim of ineffective assistance of counsel. Newly discovered evidence would justify a prisoner’s failure to raise an argument earlier; this is in fact a separate ground for obtaining relief in a personal restraint petition. In re Personal Restraint of Lord, 123 Wn.2d at 319; RAP 16.4(c)(3). When raised as a separate ground for relief, “newly discovered evidence” has the same meaning as in a motion for a new trial. In re Personal Restraint of Lord, 123 Wn.2d at 319. In re Personal Restraint of Lord requires a defendant to show, among other things, that the evidence was discovered “since the trial” and could not have been discovered “before trial” in the exercise of due diligence. Id. at 319-20 (citing State v. Williams, 96 Wn.2d 215, 222-23, 634 P.2d 868 (1981)). When a defendant is claiming that newly discovered evidence justifies reconsidering an issue rejected on appeal, however, the defendant must show the evidence could not have been discovered in time to be included in the record on appeal.
The defendant has not shown that there is any “new” evidence regarding his mental state which counsel should have offered in mitigation at the penalty phase. The defendant’s brother, Monte Benn, made a statement well before trial referring to the defendant’s “multiple depressive episodes.” Clerk’s Papers at 78.
In light of the extensive evidence presented at trial regarding the defendant’s mental state, the materials he now offers do not constitute “newly discovered evidence” under any definition.
Regárding trial counsels’ performance, counsel was aware of the available evidence of the defendant’s mental state and devised a reasonable strategy to deal with it. Counsel first moved for a directed verdict in the penalty
Thus, counsels’ failure to present the additional evidence regarding the defendant’s mental state does not demonstrate that counsels’ performance was so ineffective as to violate the Sixth Amendment. See Strickland v. Washington, 466 U.S. 668, 687, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984).
The fact , that all of these experts’ opinions were in the record before this court on appeal is relevant to another aspect of the defendant’s ineffective assistance claim. The defendant contends our proportionality review would have had a different outcome if the psychiatric evidence had been presented. That evidence was part of the record on appeal, however, whether or not it was presented to the jury.
The defendant also contends his counsel advocated against him in the penalty phase by failing to request a competency evaluation before the penalty phase. We disagree. As discussed above, the defendant underwent competency evaluations by Dr. Redick and Dr. Marra about
As trial began that March, defense counsel Thoenig informed the court in a closed hearing that the defendant’s mental condition had deteriorated and he was no longer competent. The court directed that the defendant be examined in the jail by Drs. Redick and Cripe. Both psychologists concluded that the defendant was competent to proceed with trial.
After the prosecution identified Walter Peter Hartman as the man other witnesses had known or heard of only as “Pete,” defense counsel requested that the court again inquire into the defendant’s competency due to the defendant’s reaction to the knowledge that Mr. Hartman would be testifying. The court ordered the defendant to be reexamined by Drs. Cripe and Redick, and also by Dr. Trow-bridge. After hearing their testimony, the court found that the defendant was “exaggerating and malingering” and was still competent. Report of Proceedings at 1790. There is no evidence that his condition worsened after the guilt phase so as to give the trial court any reason to reconsider that finding. Thus, counsels’ failure to request another competency hearing did not “deprive the defendant of a fair trial, a trial whose result is reliable.” Strickland, 466 U.S. at 687.
The defendant also complains that counsel acceded to his request to obtain the court’s permission for him to represent himself in the penalty phase. That request was ultimately of no import. The defendant changed his mind before the penalty phase commenced and was represented by counsel throughout both phases of trial.
With respect to defense counsel’s actions during the defendant’s allocution, the superior court found at the reference hearing that defense counsel Thoenig became angry
The Supreme Court has held that “prejudice is presumed when counsel is burdened by an actual conflict of interest. In those circumstances, counsel breaches the duty of loyalty, perhaps the most basic of counsel’s duties.” Strickland, 466 U.S. at 692; Burger v. Kemp, 483 U.S. 776, 783, 107 S. Ct. 3114, 97 L. Ed. 2d 638 (1987). Defense counsel can be burdened by a conflict between a defendant’s interests and those of another client, a witness or other third party, or defense counsel himself. See Wood v. Georgia, 450 U.S. 261, 101 S. Ct. 1097, 67 L. Ed. 2d 220 (1981); Cuyler v. Sullivan, 446 U.S. 335, 100 S. Ct. 1708, 64 L. Ed. 2d 333 (1980); Holloway v. Arkansas, 435 U.S. 475, 98 S. Ct. 1173, 55 L. Ed. 2d 426 (1978). The defendant’s claim that Mr. Thoenig breached his duty of loyalty is a claim that Mr. Thoenig allowed his own interests to take precedence over his “overarching duty to advocate the defendant’s cause.” Strickland, 466 U.S. at 688.
The defendant relies on Mannhalt v. Reed, 847 F.2d 576 (9th Cir. 1988). The defendant there was charged with several counts of robbery and possession of stolen property.
Courts have found conflicts of interests and violations of the duty of loyalty based on counsel’s nonstrategic concessions of guilt or expressions of disdain for the defendant. See Francis v. Spraggins, 720 F.2d 1190 (11th Cir. 1983); State v. Holland, 876 P.2d 357 (Utah 1994). Those cases stand for the proposition that “[a]t a minimum, an attorney’s duty of loyalty . . . requires the attorney to refrain from acting as an advocate against the client. . . Holland, 876 P.2d at 359. See also Clozza v. Murray, 913 F.2d 1092 (4th Cir. 1990) (not a breach of the duty of loyalty to express appropriate disgust for the offense if there is strong evidence of guilt and counsel’s action is an attempt to retain credibility with the jury); People v. Freeman, 8 Cal. 4th 450, 882 P.2d 249, 34 Cal. Rptr. 2d 558, 31 A.L.R.5th 888 (1994) (counsel may, in appropriate circumstances, choose to concede guilt in whole or part or not to present a defense). Thus, “[a] defense attorney who abandons his duty of loyalty to his client and effectively joins the state in an effort to attain a conviction or death sentence suffers from an obvious conflict of interest.” Osborn v. Shillinger, 861 F.2d 612, 629 (10th Cir. 1988); Frazer v. United States, 18 F.3d 778 (9th Cir. 1994).
The defendant claims the remark about truthfulness was disparaging, however, and therefore violated counsel’s duty
An examination of the record as a whole compels the conclusion that Mr. Thoenig did not abandon his duty of loyalty in the penalty phase so as to give rise to a presumption of prejudice. Thus, in order to prove a Sixth Amendment violation, the defendant must show that “the justice of his sentence was rendered unreliable by a breakdown in the adversary process caused by deficiencies in counsel’s assistance.” Strickland, 466 U.S. at 700. “[T]he question is whether there is a reasonable probability that, absent the errors, the sentencer . . . would have concluded that the balance of aggravating and mitigating circumstances did not warrant death.” Strickland, 466 U.S. at 695. We find no such probability. The only legitimate purpose for the allocution was for the defendant to express remorse and ask for mercy. The defendant chose, against the advice of counsel, to use the allocution to give unsworn testimony in support of a self-defense claim, which the jury had already rejected in the guilt phase. Despite his angry response to that decision, Mr. Thoenig continued to actively advocate against the death penalty. It should have been clear to the jury that Mr. Thoenig felt the death sentence should not be imposed, regardless of how he felt about the defendant’s allocution. Also, Mr. Thoenig’s anger at the defendant was prompted largely by counsel’s concern that the jurors would react negatively to the defendant’s offering an implausible self-defense claim rather than expressing remorse. Though Mr. Thoenig’s inability to conceal his anger is unfortunate, the concern prompting his anger was legitimate. If the jury’s verdict was influenced at all by the incident, it was affected by the defendant’s allocution itself rather than by Mr. Thoenig’s reaction to it.
The defendant did not challenge his attorneys’ conduct during the guilt phase on appeal. He does so on several grounds now, and he also contends that he need not show actual prejudice because counsel violated their duty of loyalty and were affirmatively prevented by the State from providing adequate representation.
The defendant first challenges the manner in which his counsel reacted to his direction not to call any of the guilt phase witnesses counsel had intended to call. Mr. Thoenig informed the court that the defendant had decided not to testify and had directed counsel not to call any other witnesses on his behalf or to cross-examine prosecution witness Walter (“Pete”) Hartman. During the closed hearing on this issue, Mr. Thoenig said he interpreted State v. Jones, 99 Wn.2d 735, 746, 664 P.2d 1216 (1983) to require him to adhere to the defendant’s wishes, regardless of his own disagreement with them. Jones holds that the decision whether to plead insanity rests with the defendant personally, and a competent defendant’s decision to waive the insanity defense cannot be overridden. Mr. Thoenig apparently viewed the defendant’s decision not to present any evidence in the guilt phase as a waiver of his claim of self-defense. Counsel was prepared to present that theory through the defendant himself and several witnesses who would have attested to victim Dethlefsen’s reputation for violence. Mr. Thoenig also felt bound by the defendant’s demand that Mr. Hartman not be cross-examined. The defendant, on the other hand, contends that Mr. Thoenig abdicated his responsibility to determine what evidence to present and which witnesses to call.
Regardless of counsel’s interpretation of Jones, his accession to his client’s wishes did not violate the defendant’s right to effective assistance. No ineffective assistance claim can be made if the defendant preempts counsel’s trial strategy. Jeffries v. Blodgett, 988 F.2d 923, 940 (9th Cir.
Significantly, once the defendant decided not to testify, much of the evidence defense counsel had prepared to offer became irrelevant. Evidence of a victim’s reputation for violence is not admissible to establish a claim of self-defense but only to support such a claim once there is some evidence that the victim’s conduct justified the defendant’s using deadly force. Smith v. United States, 1 Wash. Terr. 262, 270-71 (1869); State v. Safford, 24 Wn. App. 783, 791-92, 604 P.2d 980 (1979). Thus, once the defendant decided not to testify, victim Dethlefsen’s violent character became irrelevant. Nevertheless, defense counsel was able to elicit such evidence by cross-examining the defendant’s brother, who said Mr. Dethlefsen had a reputation for violence. Defense counsel referred to that testimony in closing argument.
The defendant had no plausible claim of self-defense. The defendant’s only detailed description of the shootings presented in the guilt phase was in his alleged statement to fellow inmate Roy Patrick. According to Mr. Patrick, the defendant said he was arguing with Jack Dethlefsen when Jack made a move for a gun, which was on a table. The defendant got to the gun first. Mike Nelson, the other victim, started to run toward the gun cabinet, so the defendant shot him. Mr. Dethlefsen then reached for the telephone, and the defendant shot him too. Mr. Dethlefsen got up, stumbled and fell over a table toward the gun cabinet. Mr. Patrick could not recall if the defendant said he shot either man again.
In fact, both victims were shot in the back of the head, while lying face down on the floor, after being shot in the chest. The physical evidence proved victim Dethlefsen was either sitting on the couch or just beginning to stand when he was shot in the chest from several feet away. He was not shot during a struggle over a gun. The defendant notes
For all of these reasons, counsel did not represent the defendant ineffectively by failing to present additional evidence of victim Dethlefsen’s violent reputation.
The defendant also complains that defense counsel failed to present available evidence of the defendant’s own nonviolent character. Counsel did, however, elicit evidence of the defendant’s reputation for nonviolence in the cross-examination of Mr. Kilen. Also, in closing argument defense counsel contrasted that reputation with victim Dethlefsen’s reputation for violence. As discussed above, the defendant cannot base an ineffective assistance claim on counsels’ decision to follow their client’s own instructions not to call any additional character witnesses. Jeffries, 988 F.2d at 940; Benn, 120 Wn.2d at 666 n.6; Burger, 483 U.S. 776.
Moreover, a defendant’s character is not an “essential element” of homicide within the meaning of ER 405(b), even when there is a claim of self-defense. State v. Kelly, 102 Wn.2d 188, 196-97, 685 P.2d 564 (1984) (specific instances of good conduct therefore not admissible under this rule). Accordingly, the evidence at issue here could have been admissible only under ER 404(a)(1) to prove “a pertinent trait of [his] character . . . .” Evidence offered under this rule “does not prove or disprove an element of a charged crime nor prove or disprove a particular defense. Its relevance is to permit, but not require, the jury to infer from the particular character trait that it is unlikely or improbable that the defendant committed the charged act.” State v. Thomas, 110 Wn.2d 859, 865, 757 P.2d 512 (1988).
Some of the defendant’s other challenges to counsels’ guilt phase performance are also related to his own actions. When counsel informed the jury during opening statement that the defendant would testify, the defendant had planned to testify. The defendant did not change his mind until well into the State’s case. Defense counsels’ decision to focus on lack of premeditation rather than on self-defense in closing argument flowed from the defendant’s decision not to testify to support the self-defense claim.
The defendant contends his attorneys were faced with an unstable client and should have anticipated his midtrial change of heart and thus refrained from making any predictions about his testimony in the opening statement. All of the experts who examined the defendant before trial, however, found him competent, and two of the three who examined him during the guilt phase felt he was competent at least to continue with that phase. The trial judge, who observed the doctors during testimony and assessed their credibility, relied on Dr. Redick’s conclusion that the defendant was malingering and manipulative. This represents a finding of fact that the defendant’s attorneys were not dealing with a mentally unstable client but with one who was attempting to manipulate the situation by feigning instability. This finding, which is supported by the evidence, defeats the defendant’s argument on this issue.
The defendant also contends it is ineffective per se to fail to call a promised witness, such as himself. There is language to that effect in Anderson v. Butler, 858 F.2d 16
The defendant next challenges defense counsels’ failure to rebut the State’s insurance fraud theory by presenting evidence of the fire marshal’s determination that the fire in the defendant’s trailer was accidental. Defense counsel initially moved to exclude all evidence of the burglary and “arson” in the defendant’s home. The prosecutor explained that the “arson evidence or the fire evidence” was that “Benn admitted to his brother that he had claimed way more than he should have in connection with his insurance claim in the fire situation. . . . [C]ertain items that he claimed were burned or destroyed, were not burned or destroyed. Some of those items . . . were found in the victim’s home, Jack Dethlefsen’s home.” Report of Proceedings at 174. The trial court denied the defense motion in limine. The defense later renewed the motion and argued that evidence regarding the fire was inadmissible unless the State could prove, independent of the defendant’s statements, that the fire had been arson. Mr. Thoenig noted that “they have no proof of arson at all.” Report of Proceedings at 1199. The prosecutor responded that the defendant’s brother would testify that the defendant “did commit fraud by utilizing the fire and burglary to, at a minimum, make a claim on items being stolen ... or be
Detective Werner then related the defendant’s January 1988 statement that the money he received when his trailer burned allowed him to buy a trailer park. The defendant’s brother, Monte Benn, testified that he had asked his brother about three items he feared had been lost in the fire. The defendant allegedly told his brother that none of these had been in the trailer at the time of the fire. The defendant also allegedly told his brother that he had turned his furnace up to 75 degrees that day, and it was the first time he had ever used the furnace instead of the wood-burning stove. The defendant’s insurance agent testified that the policy on the defendant’s trailer was issued on August 7, 1987. The defendant filed a claim for items stolen in a burglary on October 12, 1987, and another claim for fire damage on December 11. The insurance agent also testified that the defendant had paid his premium on the morning of December 11. Detective Wilson testified that he found three ivory figurines in a briefcase in victim Dethlefsen’s residence after the murders. Gail Fisk identified the figurines as having been in the defendant’s china cabinet when she lived with him before the fire. The defendant’s insurance adjuster then testified that the defendant had received $2,500 for ivory figurines he claimed had been stolen in the burglary, and that he was paid the policy limits of $17,500 for the contents of the trailer he claimed had been damaged or destroyed in the fire, plus $15,750 for the trailer itself.
Mr. Thoenig later renewed his objection to the burglary/ fire evidence and argued that “if we don’t have the arson, we have a mistrial.” Report of Proceedings at 1796. The court then inquired of the prosecution, “can we characterize it as an arson?” Report of Proceedings at 1801. The prosecutor replied, “I believe I called it a fire. ... I have been pretty careful to talk about the fire and not arson.” Report of Proceedings at 1802. The court declined to declare a mistrial.
The defendant also contends defense counsel should have presented all available evidence regarding his competency, including evidence from Dr. Anderson, the defendant’s treating psychiatrist. Counsel in a capital case is not required to conduct an exhaustive investigation or to call all possible witnesses; the standard, rather, is one of reasonableness. Burger, 483 U.S. at 794-95. Five doctors were appointed to examine the defendant. The court received reports from four of them before and during trial. Defense counsel had specifically requested that the fifth, Dr. Anderson, be appointed as a treating physician, with the express proviso that “all conversation and or information of any kind provided by or discovered as a result of contacts with Mr. Benn, shall be privileged, not subject to discovery or disclosure to the state, and not be admissible for any purpose in this cause . . . .” Clerk’s Papers at 338. Dr. Anderson did not misunderstand his relationship with the defendant, as the defendant now claims, nor did defense counsel act unreasonably either by obtaining a doctor solely for treatment or by failing to call additional witnesses on the competency issue.
The defendant also contends defense counsel should have objected to Gail Fisk’s guilt phase testimony that she left him because he was lying to her about going to work. The defendant claims his counsel should also have objected to the prosecutor’s reference to this evidence in closing argument in the penalty phase. The defendant contends that admitting evidence of his prior “bad acts” violated due process. He claims to find support for this argument in McKinney v. Rees, 993 F.2d 1378 (9th Cir. 1993). Rees does not hold that erroneous admission of “bad act” evidence necessarily violates due process. The Ninth Circuit reached
The defendant also contends defense counsel’s cross-examination of Roy Patrick was ineffective. Mr. Patrick testified regarding the alleged statements and drawings the defendant made in jail after his arrest. According to Mr. Patrick, the defendant first asked him if it was true there were people who got out of prison and wanted to go back. Mr. Patrick told the defendant he supposed there were. The defendant then said he was willing to pay someone $20,000 to say they had committed the murders with which he was charged. When Mr. Patrick asked how anyone could do that, the defendant said he could draw pictures of the house and the sequence of the murders, showing details only the murderer would know. After describing the shootings, as set forth above, the defendant allegedly told Mr. Patrick why he killed the men. According to Mr. Patrick, the defendant “ [apparently” had the two “burn his trailer to collect
The defendant also allegedly told Mr. Patrick that victim Dethlefsen “took him off his will and put a fellow by the name of nickname Fats, Bill Hastings, put him on the will.” Report of Proceedings at 1235. The defendant was “just furious about it. He wanted on the will.” Report of Proceedings at 1235. The defendant also allegedly said he had tried to hire a man by the name of Pete who lived in the defendant’s trailer park to kill Mr. Dethlefsen. According to Mr. Patrick’s testimony, the defendant asked Mr. Patrick if the person who would “take the rap” for him for the two murders would also kill Pete. Report of Proceedings at 1259. The defendant wanted the person to go to Bill Hastings’ workplace and tell him he was there to get paid for murdering Jack Dethlefsen and Mike Nelson. Mr. Hastings, who was supposedly violent, would then start a fight, which would bring the police. Mr. Hastings would then be blamed for hiring the killer, which would remove him from Mr. Dethlefsen’s will, allowing the defendant to inherit.
The defendant specifically claims that the State’s failure to provide timely discovery, which interfered with defense counsels’ ability to conduct effective cross-examination, is per se prejudicial. The dissent agrees with this contention. The defendant is correct that the prosecution failed to name Mr. Patrick as a witness until the day before trial. Additionally, defense counsel was apparently prevented from interviewing Mr. Patrick until that time, based on a
The dissent quotes from Detective Lewis’ testimony at the reference hearing. That testimony does indicate that the prosecutor failed to obtain discovery from Detective Lewis. However, defense counsel had requested that particular discovery primarily in order to prove Mr. Patrick was a State agent when he was jailed with the defendant. As discussed above (and as the dissent agrees), the evidence presented at the lengthy reference hearing does not prove Mr. Patrick was a government agent. Thus, the defendant was not prejudiced by the State’s failure to provide timely discovery on this issue.
Moreover, Detective Lewis was not the only person from whom discovery was requested or provided. The record shows defense counsel interviewed Mr. Patrick on March 13, 1990, before any pretrial motions were heard. There was then a recess from March 20 through 27 while the defendant underwent a competency evaluation. There is no indication in the record that any limitations were placed on defense counsels’ access to Mr. Patrick from March 13 to March 28 when Mr. Patrick testified at the CrR 3.5 hearing regarding his criminal record and his history as a police informant. Any additional interviews could have taken place during this time had defense counsel wished. During cross-examination of Mr. Patrick at the CrR 3.5 hearing, defense counsel referred to a previous conversation defense had with Mr. Patrick regarding Mr. Patrick’s arrangement with the State and his activities as an informant. The record also shows discovery of Mr. Patrick’s jail records ongoing during voir dire. The prosecutor gave defense counsel the file on Mr. Patrick’s arson case by the end of the CrR 3.5 hearing. Trial began with open
Near the end of the State’s case, defense counsel said he had just learned that a witness in the case had been thrown out of the Tacoma Dome motel for dealing drugs. Counsel spoke to Deputy Prosecutor Johnson, who told him that Mr. Patrick had been staying at the Tacoma Dome motel. Prosecutor Johnson also said the room had been searched, pursuant to a warrant, but that nothing was found. Prosecutor Johnson informed the court that the officers “found absolutely nothing. There were no charges brought.” Report of Proceedings at 1843. Motions for mistrial or continuance were made by defense counsel and denied. The prosecutor was directed to provide the pertinent police reports to the defense.
Following a one-day recess, defense counsel Thoenig again raised the issue regarding the search of Mr. Patrick’s motel room with the court. Mr. Thoenig had by then received the police reports on that incident, which said the officers found crack pipes, a bong, rolling papers, needles, and razor blades in the motel room. Also, the search war
Following the closed hearing, the trial court summarized the informant’s testimony in open court. The court then ruled that the informant’s testimony would be collateral and declined to reveal his identity. The court said that Mr. Patrick could be recalled for additional cross-examination, however. Mr. Thoenig later said he had spoken to Mr. Patrick, who had been returned to the area for possible further testimony, and that Mr. Patrick had denied using or possessing drugs while he was in Washington. Mr. Thoenig therefore declined to recall Mr. Patrick to question him about Mr. Steven’s allegations.
On appeal, the defendant argued that the State’s failure to disclose evidence of the search of Mr. Patrick’s
The defendant next argues that his trial counsel should have investigated Mr. Patrick and discovered the materials his present appellate counsel have obtained regarding Mr. Patrick’s stroke and apparent convulsions in jail. The defendant claims this evidence could have been used to impeach Mr. Patrick’s credibility, establish a motive for him to lie for the State, and question whether his ability to recall events was impaired when the defendant allegedly confessed to him. As indicated above, Mr. Patrick was cross-examined about the reduction of his arson sentence, his work as a paid informant, and the State’s payment of his motel and food bills while he was in Tacoma. Much of the “new” evidence the defendant has obtained is simply details on these matters, such as a receipt for Mr. Patrick’s motel bill and a Doug Fox Travel receipt for his travel expenses.
Trial counsels’ failure to discover or use this additional evidence did not “deprive the defendant of a fair trial, a trial whose result is reliable.” Strickland, 466 U.S. at 687. The defendant greatly overstates the need to mount a more thorough attack on Mr. Patrick’s credibility. The State
Additionally, the defendant’s brother, Monte Benn, testified that the defendant had told him several different stories about what had happened on the day of the murders. First, the defendant said he went home from the barbershop and then went to Jack Dethlefsen’s house and found the bodies. Later, he said that instead of going home, he picked up a prostitute to take to Jack’s house. In May 1989, Monte Benn read his brother’s file and learned about the blood on his boot. When Monte Benn confronted the defendant about that evidence, the defendant allegedly “admitted shooting Jack and Mike.” Report of Proceedings at 1336. According to Monte Benn’s testimony, the defendant claimed “he literally had to grab a gun out of Jack’s hand . . . [H]e saw red.” Report of Proceedings at 1336. The defendant told his brother he did not remember anything until the shooting was over, but “in the same breath he said that Mike Nelson had got up and threw a beer can at him.” Report of Proceedings at 1336. Later, the defendant claimed that he entered the house after the victims had been shot and that someone stuck a gun to his head and said his children would be in danger if he said anything about it. The defendant also claimed that someone stuck a gun to his head and forced him to shoot the victims. Monte Benn also testified that on another occasion the defendant told him that just moments before the shooting, the defendant had found a piece of paper on Jack Dethlefsen’s kitchen counter with Gail Fisk’s phone number on it. When the defendant showed the paper to Jack Dethlefsen, Jack responded “you got me.” Report of Proceedings at 1340.
“Pete” (Walter Peter Hartman) testified that the defendant had asked him to shoot someone named Jack. The defendant drove Mr. Hartman to Jack Dethlefsen’s house to show him where it was. Mr. Hartman said he did not take any money from the defendant, nor did he shoot Jack Dethlefsen.
Considering the record as a whole, we can find no “reasonable probability that, but for counsel’s” failure to more extensively cross-examine Mr. Patrick, “the result of the proceeding would have been different.” Strickland, 466 U.S. at 694.
The defendant also contends his attorneys should have moved to suppress the evidence seized from his jail “cell.” Since the jail was overcrowded, the defendant was not held in a cell; his mattressdiving area was in the common area outside Mr. Patrick’s cell. The defendant claims the warrant must have been based on Mr. Patrick’s tip and therefore could not have been supported by reliable information. He also claims he was denied his right to a fair hearing on this issue because the warrant application had been lost or destroyed prior to the reference hearing. The defendant is mistaken as to what was seized and from where. The defendant cites portions of the record that actually refer to a warrant authorizing a search for “items which were purported to have been prepared by Mr. Benn and given to Mr. Patrick in an attempt to . . . have whoever Mr. Patrick was to come up with, to confess to these crimes, be familiar with with [sic] the scene.” Report of Proceedings at 512 (emphasis added). Both the trial and reference hearing transcripts make it quite clear that Mr. Patrick was present when the officers served the warrant, and he gave the drawings of the murder scene to them. The only item they seized from the defendant’s own possessions was a Sports Afield or Field & Stream magazine.
Convicted “prisoners have no legitimate expectation of privacy and . . . the Fourth Amendment’s prohibition on unreasonable searches does not apply in prison cells . . . .” Hudson v. Palmer, 468 U.S. 517, 530, 104 S. Ct. 3194, 82 L. Ed. 2d 393 (1984). Thus, as a convicted prisoner, Mr. Patrick could not have challenged the search of his own cell. Although the defendant was still awaiting trial and was the target of the search, he had no expectation of privacy in Mr. Patrick’s cell or in the items he gave to Mr. Patrick. Therefore, the defendant does not have standing to challenge the seizure of those items. Rakas v. Illinois, 439 U.S. 128, 99 S. Ct. 421, 58 L. Ed. 2d 387 (1978). Again, nothing seized from the defendant’s portion of the common area was admitted against him at trial. Consequently, trial counsel did not represent the defendant ineffectively by failing to challenge the jail search. State v. McFarland, 127 Wn.2d 322, 337, 899 P.2d 1251 (1995) (failure to challenge search does not constitute ineffective assistance unless suppression motion would have been granted and outcome would have been different).
The defendant does not have standing to challenge the search of Mr. Patrick’s cell, and nothing seized from the defendant’s area was admitted at trial. Thus, the loss or destruction of documents relating to the search did not violate his constitutional rights. Due process “requires disclosure only of evidence that is both favorable to the accused and ‘material either to guilt or to punishment.’ ” United States v. Bagley, 473 U.S. 667, 674, 105 S. Ct. 3375, 87 L. Ed. 2d 481 (1985) (quoting Brady v. Maryland, 373 U.S. 83, 87, 83 S. Ct. 1194, 10 L. Ed. 2d 215 (1963)). Documents relating to a search the defendant cannot challenge are neither favorable to him nor material to guilt or punishment.
The defendant also contends counsel repre
To summarize the incompetency of counsel claims, the defendant has not shown that the ends of justice require reconsidering his challenge to counsels’ performance in the penalty phase or during the time the prosecutor was deciding whether to seek the death penalty. Even assuming his challenge to counsels’ guilt phase performance is a “new” issue, he has not shown that he was prejudiced by unprofessional errors or omissions on counsels’ part.
Roy Patrick’s Testimony. The defendant contends the trial court erred in admitting Mr. Patrick’s testimony and in limiting his cross-examination. The defendant argued at trial that Mr. Patrick’s long history as a paid informant meant that he was a state agent when the two were housed together at the Pierce County jail. The trial court found to the contrary, based on the testimony of the detectives to whom Mr. Patrick reported the defendant’s conversations. The defendant did not assign error to that finding on appeal. Benn, 120 Wn.2d at 648-50. As noted above, we found no Brady violation with regard to the search of Mr. Patrick’s motel room and upheld the trial court limitation
With respect to Mr. Patrick’s “interrogation”
The fact that an inmate has an existing relationship with law enforcement, has previously been an informant, or has received some benefit for reporting a defendant’s statements may be evidence of his status as a government agent. United States v. Johnson, 4 F.3d 904, 910 (10th Cir. 1993); United States v. Brink, 39 F.3d 419, 423 (3d Cir. 1994). None of these factors is dispositive, however. Johnson, 4 F.3d at 910; Brink, 39 F.3d at 423; United States v. York, 933 F.2d 1343, 1356 (7th Cir. 1991); United States v. Watson, 894 F.2d 1345, 1348 (D.C. Cir. 1990); United States v. Van Scoy, 654 F.2d 257, 260 (3d Cir. 1981). Similarly, the informant’s understanding, either
Following this analysis, federal circuit courts have declined to find agency relationships with long-standing police informants who expected a benefit from their information because “there was no evidence that the government had directed or steered the informant toward the defendant.” York, 933 F.2d at 1356 (citing Watson, 894 F.2d 1345). Courts have also declined to find agency, even when the informant and the defendant were placed in the same cell, because there was no prior agreement between the government and the informant. Johnson, 4 F.3d at 911-12; United States v. Taylor, 800 F.2d 1012 (10th Cir. 1986); Calder, 641 F.2d at 78-79.
There is also no such evidence here. Officer Minker stated only that “on occasions in the past, known snitches” were intentionally placed with particular inmates to elicit information from them. App. to Pet. Ex. 45 at 1. When asked to identify cases in which this had happened, however, Officer Minker could name none. He also said he had no knowledge that this had occurred in the defendant’s case.
The defendant has also presented defense attorney Charlotte Cassady’s statement that during her conversation with Mr. Patrick, he told her that “informants were placed in cells with inmates by the police ‘all the time.’ ” App. to Pet. Ex. 7 at 1. Ms. Cassady did not say that Mr. Patrick told her he was placed in a cell with the defendant, however. At the reference hearing, Mr. Patrick and all of the detectives and jailers involved in the case testified that
The defendant’s remaining contentions regarding Mr. Patrick deal with trial counsels’ ability to impeach his credibility. The defendant presented evidence at the reference hearing that Mr. Patrick was involved in criminal activity in the months leading up to the defendant’s trial, and also after trial. The confidential informant, Melvin Stevens, made the same kinds of allegations at the in camera hearing during the defendant’s trial. The trial court excluded this evidence. On appeal, we held that the “allegations of Patrick’s drug dealing were not relevant to his credibility” because the activities the informant described occurred after Mr. Patrick made his bargain to testify against the defendant and “did not impact Patrick’s ability to relate his discussions with Benn on the witness stand.” Benn, 120 Wn.2d at 651. The defendant has not shown that the ends of justice would be served by reconsidering that holding.
The defendant claims the evidence presented at the reference hearing raises a question as to Mr. Patrick’s mental state at relevant times. Although Melvin Stevens did testify at the reference hearing that Mr. Patrick used drugs while he was at the Tacoma Dome motel, Mr. Stevens made the same allegation at the in camera hearing during trial. This is not new evidence. Moreover, the motel room was searched based on Mr. Stevens’ allegations well before Mr. Patrick testified, and the alleged drug use occurred even before that. There is no evidence that Mr. Patrick was under the influence of drugs either while he testified at trial or while he was jailed with the defendant.
The defendant also challenges the trial court’s failure to reveal to his defense counsel Mr. Stevens’ in camera testimony that Mr. Patrick said he knew nothing about the murder and was relating what someone told him. That is not what Mr. Stevens said. He testified that Mr. Patrick
Even if the defendant should have been allowed to impeach Mr. Patrick with Mr. Stevens’ statements, improper denial of a defendant’s opportunity to impeach a witness is not necessarily reversible error. Delaware v. Van Arsdall, 475 U.S. 673, 106 S. Ct. 1431, 89 L. Ed. 2d 674 (1986).
Mr. Stevens’ in camera testimony was of marginal impeachment value at best. It is unclear even from Mr. Stevens’ testimony at the reference hearing what Mr. Patrick said the defendant “had not done” (assuming any such
There is abundant evidence that the defendant shot the victims—he conceded that issue in opening statement. One of the statements Mr. Patrick attributed to the defendant was that victim Dethlefsen was reaching for a gun. Defense counsel based the defendant’s self-defense claim largely on that hearsay statement. Telling the jury that the defendant “had not done” this (i.e., had not acted in self-defense) would have undermined the defense. Mr. Patrick’s testimony that the defendant hired the victims to burn his house could have been impeached but, as discussed, there was substantial evidence of insurance fraud even if the fire were accidental. Impeaching Mr. Patrick’s claim that the defendant confessed to him would have been of little value in light of Monte Benn’s testimony that the defendant also confessed to him.
The defendant claims Mr. Patrick’s credibility is undermined by his statement to the police that the defendant admitted participating with the victims in making “snuff films” which showed themselves killing or injuring prostitutes. Mr. Patrick was unable to produce a videotape, and the officers decided that this contention was worthless.
The defendant’s “new evidence” regarding Mr. Patrick does not provide grounds for relief.
Disclosure of Melvin Stevens’ Identity. The defendant contends the trial court erred in failing to disclose Mr. Stevens’ identity as the confidential informant. This argument is largely a restatement of the defendant’s challenge to the trial court’s holding that Mr. Stevens’ testimony was collateral and not, therefore, a proper means of impeaching Mr. Patrick. We found no abuse of discretion in this ruling. Benn, 120 Wn.2d at 651-52. The defendant has not shown that the ends of justice would be served by reconsidering that holding.
Exculpatory Evidence. The defendant contends
The State did not provide the defense with a copy of Detective Reinicke’s report describing the examination of the trailer after the fire or of the fire marshal’s own report. The defense was given a copy of Detective Rouseff’s report more than a year before trial, however. Detective Rouseff’s report says the fire marshal’s office concluded that “this was most likely an accidental fire,” but that Crime Stoppers had received an anonymous tip claiming that the fire was set to look like an accident. Shortly before Christmas 1988, the defendant moved for discovery of the identity of the Crime Stoppers informant referred to in this report. The prosecutor revealed that person’s name on December 19, 1988—again, more than a year before trial.
“A Brady violation does not arise if the defendant, using reasonable diligence, could have obtained the information” at issue. Williams v. Scott, 35 F.3d 159, 163 (5th Cir. 1994). The defendant in Williams argued that the government violated Brady by failing to provide the full
The defendant would characterize defense counsels’ failure to pursue the issue as additional evidence of ineffective assistance. The cause of the fire, however, was not critical to the State’s case. The insurance fraud scheme was only a possible motive for the murders. The defendant also was reportedly angry because victim Dethlefsen removed the defendant from his will. Additionally, according to the defendant’s brother, Monte, the defendant said he shot Jack Dethlefsen after seeing the defendant’s former girl friend’s name on a note in Mr. Dethlefsen’s kitchen. Whether the defendant’s trailer burned accidentally or intentionally was irrelevant to either of these motives. Even as to the insurance
The defendant contends that proving the fire was accidental would have impeached Mr. Patrick’s testimony when he said the defendant had the victims burn his trailer. That is not exactly what Mr. Patrick said, however. He testified that the defendant “ [apparently” had the two men “burn his trailer to collect some insurance money which they were supposed to get half or a portion of the money.” Report of Proceedings at 1233. Mr. Patrick’s testimony is not entirely clear, but his use of the word “apparently” suggests he was drawing inferences from whatever the defendant actually told him. Expert testimony would have been useful to rebut Mr. Patrick’s conclusion that the fire was deliberately set, but it would have had no bearing on Mr. Patrick’s reference to the defendant’s collection of insurance or the division of proceeds. The defendant did in fact collect insurance proceeds from the fire, and some of the property for which he was paid was later found in Jack Dethlefsen’s home.
While all of the evidence regarding the fire investigation may not have been disclosed before trial, the defense was provided with the fire marshal’s conclusion and could have obtained the actual report. The defendant has shown neither a Brady violation nor a constitutionally deficient performance by his trial counsel.
Closing Argument. The defendant claims the prosecutor made improper remarks in closing argument in both the guilt phase and the penalty phase. The defendant chai
With respect to the guilt phase, the defendant claims the prosecutor commented on his failure to testify and called him a liar. The defendant misreads the transcript. Defense counsel conceded, in his closing argument, that “Benn lied about his involvement initially. He lied when he made that 911 call... he bed when he made his statements to Reinicke and Wilson, and he continued on with this deception for as long as he could.” Report of Proceedings at 2087. Defense counsel urged the jury to consider “whether you might not have bed under the same circumstances.” Report of Proceedings at 2087. In rebuttal, the prosecutor noted defense counsel’s concession that the defendant shot the two victims. She continued, “But in fact the only evidence that the defendant shot [the victims] was presented by the state. The defendant has never conceded that. He bed—.” Report of Proceedings at 2098. Defense counsel interrupted with an objection. The prosecutor then finished the sentence “—in his statement to the police officers on February 10, 1988.” Report of Proceedings at 2098.
The prosecutor’s first remark was an accurate observation that, while the defense conceded the defendant had killed the victims, ah of the evidence that he committed the murders had been presented by the State. The prosecutor was not urging the jury to draw any adverse inference from the defendant’s failure to testify. The “bar” comment simply echoed defense counsel’s own admission that the defendant had bed to the pobce after the murders and had maintained that be as long as he could. Although use of the term “bar” is generally improper, the remarks here did not prejudice the defendant.
Speedy Trial. The defendant claims a violation of
Presence. The defendant contends the trial court violated his constitutional rights by granting a continuance in his absence. The defendant assumes he had a right to be present during that hearing. A criminal defendant has the “right to be present at a proceeding ‘whenever his presence has a relation, reasonably substantial, to the fullness of his opportunity to defend against the charge.’ ” United States v. Gagnon, 470 U.S. 522, 526, 105 S. Ct. 1482, 84 L. Ed. 2d 486 (1985) (per curiam) (quoting Snyder v. Massachusetts, 291 U.S. 97, 105-06, 54 S. Ct. 330, 78 L. Ed. 674, 90 A.L.R. 575 (1934)). A defendant does not have a right to be present during in-chambers or bench conferences between court and counsel on legal matters. In re Personal Restraint of Lord, 123 Wn.2d at 306; United States v. Williams, 455 F.2d 361 (9th Cir. 1972). Nor did the defendant have the right to be present during a hearing on a motion for a continuance. His absence during that hearing did not affect his opportunity to defend the charge. The motion for continuance involved no presentation of evidence, nor was the purpose of the hearing on the motion to determine the admissibility of evidence or the availability of a defense or theory of the case. Moreover, the trial court was aware of the defendant’s opposition to any continuance. The trial was delayed at defense counsels’ request to enable counsel to provide the defendant with a competent defense.
Reasonable Doubt. The defendant contends the penalty phase “reasonable doubt” instruction was erroneous because it referred to “the charge” rather than to the State’s allegation that there were insufficient mitigating circumstances to merit leniency. He contends the jurors could have interpreted this instruction to require them to answer “yes” (resulting in a death sentence) if they had an abiding belief that he committed the crimes charged, regardless of the evidence presented in mitigation.
The “proper inquiry in such a case is whether there is a reasonable likelihood that the jury has applied the challenged instruction” in an unconstitutional or improper manner. Boyde v. California, 494 U.S. 370, 380,
The penalty phase instructions informed the jury that the defendant entered the sentencing proceeding meriting leniency, and the State bore the burden of proving beyond a reasonable doubt that there were not sufficient circumstances meriting leniency. One instruction included the standard definition of “reasonable doubt” as a doubt as would exist in the mind of a reasonable person after fully, fairly, and carefully considering all of the evidence or lack of evidence. It concluded, “If, after such consideration, you have an abiding belief in the truth of the charge, you are satisfied beyond a reasonable doubt.” Clerk’s Papers at 829. The court also told the jury that the defendant’s sentence would be death if the jury unanimously found that the State had met its burden of proving insufficient mitigating circumstances to merit leniency, or life without parole if the jury either unanimously found to the contrary or was unable to reach a unanimous verdict. There is no reasonable likelihood that a juror receiving all of these instructions would have understood “the charge” to refer to the murder charge itself. In context, the phrase clearly referred to the State’s “charge” that there were insufficient mitigating circumstances to merit leniency.
Prior Conviction. The defendant contends his theft conviction is constitutionally invalid and therefore should not have been admitted in the penalty phase. That plea was entered in 1987. With exceptions not applicable here, any challenge to that conviction should have been brought by July 23, 1990. RCW 10.73.090, .100, .130; see In re Personal Restraint of Runyan, 121 Wn.2d 432, 450-51, 853 P.2d 424 (1993) (sentencing use of pre-1989 conviction does not retrigger statute of limitation period). Since the defendant did not challenge the plea until 1994, this claim is barred by RCW 10.73.090.
The only evidence the defendant offers on this issue is paragraph 17 of Dr. Cripe’s declaration, which is appended to the petition. In that paragraph, Dr. Cripe states he recently reviewed the defendant’s medical and mental health records from the prison and a declaration from the defendant’s brother, Monte Benn. The mental health records show the defendant has been an ongoing management problem; he has been diagnosed with major depression and delusional disorder, and he has received psychotropic medications. Dr. Cripe states these materials support his original conclusion that the defendant has a significant mental disorder.
Nothing in Dr. Cripe’s statement suggests that the defendant lacks the mental capacity necessary for execution of his death sentence to be constitutional. The defendant concedes this point in his reply to the State’s response and says he is raising this issue now only to ensure it is not deemed waived. This concern is misplaced. No constitutional violation can be shown unless the prisoner is currently insane; while he is sane, the issue is premature. Should the defendant’s condition at some point deteriorate, he or his representatives can bring an appropriate action to prevent him from being executed while insane. This is simply not
Death Penalty Statute. The defendant raises various constitutional challenges to the death penalty statute, RCW 10.95. We have repeatedly upheld the death penalty statute against a variety of constitutional challenges. See In re Personal Restraint of Lord, 123 Wn.2d at 296; In re Personal Restraint of Rice, 118 Wn.2d 876; State v. Rupe, 108 Wn.2d 734, 743 P.2d 210 (1987); State v. Mak, 105 Wn.2d 692, 718 P.2d 407 (1986); State v. Jeffries, 105 Wn.2d 398, 717 P.2d 722 (1986); State v. Campbell, 103 Wn.2d 1, 691 P.2d 929 (1984); State v. Rupe, 101 Wn.2d 664, 683 P.2d 571 (1984). As the defendant notes, however, a federal district court judge has held that our application of the statutorily required proportionality review procedure
We now take this occasion to respond to Harris and reaffirm our holding that our proportionality review procedure under RCW 10.95.130(2)(b) does not violate due process. The District Court would apparently require us to conduct a preliminary review of the cases that might be thought similar, provide counsel with notice of those cases, allow briefing on the subject, and then conduct another proportionality review based on that briefing. Harris does
The question of proportionality involves a comparison with other cases, and the issue, to be sure, is not soluble in precisely quantifiable terms. It involves the exercise of discretion and judgment. That is true of many crucial issues in the law— deciding what a reasonably prudent person would do in certain circumstances, for example. We see no unfairness or deprivation of due process in the Missouri Supreme Court’s procedures for exercising a proportionality review.
Murray v. Delo, 34 F.3d 1367, 1377 (8th Cir. 1994).
The District Court’s decision in Harris is unique in its invalidation of a state court’s method of conducting comparative proportionality review. Although the Ninth Circuit affirmed the grant of relief in Harris itself, it did so based solely on its finding of ineffective assistance of trial counsel. The Circuit Court did not express agreement with the District Court’s concerns regarding proportionality review. In a case involving another Washington defendant, the Ninth Circuit described Harris as “a fact-specific ruling.” Rupe v. Wood, 93 F.3d 1434, 1443 (9th Cir. 1996), cert. denied, 519 U.S. 1142 (1997). After reviewing the facts before it, the court said, “we decline to find that the review was so inadequate that Rupe was essentially deprived of any review, and due process will not recognize a less egregious injury.” Rupe, 93 F.3d at 1443 (citing Campbell v. Blodgett, 997 F.2d 512, 522 (9th Cir. 1992)).
The Fourth Circuit has rejected, as involving only state law, a claim that the Virginia Supreme Court’s proportionality review was constitutionally flawed. Peterson v. Murray, 904 F.2d 882, 887 (4th Cir. 1990). That review was conducted pursuant to a statute worded identically to RCW 10.95.130. See Va. Code Ann. § 17-110.1(C)(2) (court must determine if the death sentence is excessive or disproportionate to the penalty imposed in similar cases considering
These Circuit Court cases flow from the Supreme Court’s holding that the Constitution does not require states to conduct comparative proportionality review at all. Pulley v. Harris, 465 U.S. 37, 104 S. Ct. 871, 79 L. Ed. 2d 29 (1984). The prisoner in Walton v. Arizona, 497 U.S. 639, 110 S. Ct. 3047, 111 L. Ed. 2d 511 (1990), argued that the manner in which the Arizona Supreme Court conducted its statutorily required proportionality review failed to distinguish his case from others in which the death sentence had not been imposed. The Supreme Court declined to scrutinize that procedure:
[W]e have just concluded that the challenged [aggravating] factor has been construed by the Arizona courts in a manner that furnishes sufficient guidance to the sentencer. This being so, proportionality review is not constitutionally required, and we lawfully may presume that [Walton’s] death sentence was not wantonly and freakishly imposed—and thus that the sentence is not disproportionate within any recognized meaning of the Eighth Amendment. Furthermore, the Arizona Supreme Court plainly undertook its proportionality review in good faith and found that Walton’s sentence was proportional to the sentences imposed in cases similar to his. The Constitution does not require us to look behind that conclusion.
Walton, 497 U.S. at 655-56 (citations and internal quotation marks omitted). The Court thus appears to have held that the manner in which a state court conducts its
The existence of an analytically flawed federal district court decision is not a compelling reason to vacate this defendant’s death sentence or reconsider the proportionality review in his case.
Mitigating Factors—Instructions. The defendant challenges the penalty phase instruction regarding mitigating circumstances. He argued on direct appeal that the instructions precluded consideration of mitigating factors. We disagreed. Benn, 120 Wn.2d at 669-70. There is no reason to reconsider this issue. We recently adhered to our holding that the jury may be instructed on all of the items listed in RCW 10.95.070, as nonexclusive examples of relevant factors, whether or not evidence is presented on one or more of them. State v. Gentry, 125 Wn.2d 570, 649-50, 888 P.2d 1105 (1995).
Unanimity. The defendant contends the penalty phase instructions improperly encourage a unanimous verdict. That challenge is based on Mak v. Blodgett, 970 F.2d 614 (9th Cir. 1992). The claimed error both here and in Mak stems from the question which RCW 10.95.060(4) requires the penalty phase jury to be asked: “Having in mind the crime of which the defendant has been found guilty, are
Consistent with these provisions, the juries here and in Mak were told that the sentence would be death if the jurors unanimously answered the statutory question “yes,” or to life without parole if the jury unanimously answered “no” or failed to reach a unanimous decision. The jury in Mr. Benn’s case was given the following special verdict form:
Having in mind the crime of which the defendant has been found guilty, are you convinced beyond a reasonable doubt that there are not sufficient mitigating circumstances to merit leniency?
ANSWER
[ ]“YES”
[]“NO”
[ ] THE JURY IS UNABLE TO UNANIMOUSLY AGREE
Clerk’s Papers at 822; see also Mak, 105 Wn.2d at 753-54 (substantially identical language).
Citing the Supreme Court’s decision in Mills v. Maryland, 486 U.S. 367, 108 S. Ct. 1860, 100 L. Ed. 2d 384 (1988), the Ninth Circuit in Mak held that it was error to instruct the jurors that all 12 had to agree in order to answer the statutory question “no.” Mak, 970 P.2d at 624-25. The court said it “need not decide, however, whether in this case the prejudice would be sufficient in itself to require resentencing” because reversal was required on
More importantly, the Ninth Circuit’s reliance on Mills in Mak was misplaced. The instructions in Mills were very different from those given in Mak and the present case. The jury in Mills was required to answer “yes” or “no” with respect to each listed aggravating and mitigating factor and then asked if the aggravating factors marked “yes” outweighed the mitigating factors marked “yes.” Mills, 486 U.S. at 384. The Supreme Court found these questions improper because they could reasonably be interpreted as precluding individual jurors from considering evidence of a particular mitigating factor unless all 12 jurors unanimously agreed that factor had been proven. Mills, 486 U.S. at 375-80.
The instructions in Mak and the present case did not require the jurors to answer “yes” or “no” with respect to individual mitigating circumstances. Nor were the jurors limited in the statutory balancing process to a consideration of only those circumstances on which all 12 had agreed. The jurors were simply asked if there were sufficient mitigating circumstances to merit leniency. This question allowed each individual juror to consider any factor he or she felt was mitigating, whether or not any of the other jurors agreed it had been proven or was mitigating. See Campbell v. Kincheloe, 829 F.2d 1453, 1466 (9th Cir. 1987) (noting that Washington’s statute “imposes no limits on the mitigating evidence a capital defendant may introduce”).
Also, as required by RCW 10.95.060, the jurors here and in Mak were told the death penalty would be imposed only if they unanimously found insufficient mitigating circumstances to merit leniency. The juries here and in Mak did in fact reach unanimous verdicts. The “error” the Ninth Circuit identified in Mak is that the jury could not answer “no” to the statutory question unless that decision was also unanimous. Mak, 970 F.2d at 625. If “yes” and “no”
The holding in Mak also appears to conflict with Boyde, 494 U.S. 370. The Supreme Court there noted inconsistencies in its prior decisions and concluded that “the proper inquiry in such a case is whether there is a reasonable likelihood that the jury has applied the challenged instruction” in an improper manner. Boyde, 494 U.S. at 380. The Court also emphasized that, even in capital cases, “ ‘a single instruction to a jury may not be judged in artificial isolation, but must be viewed in the context of the overall charge.’ ” Boyde, 494 U.S. at 378 (quoting Cupp, 414 U.S. at 146-47).
The “overall charge” here included the court’s instructions describing three possible results the jury could reach and their corresponding sentencing consequences:
If you unanimously answer “yes,” the sentence will be death. If you unanimously answer “no,” or if you are unable to agree on a unanimous answer, the sentence will be life imprisonment without possibility of parole.
Clerk’s Papers at 826. Admittedly, there is no need to ask if the jurors reached a unanimous verdict of “no” if one “no” vote results in the same sentence as 12.
We disagree with the reasoning in Mak. There is no reasonable likelihood this defendant’s jury would have been confused either as to the consequences of a nonunanimous verdict or as to its ability to report such a verdict. The challenged instruction is not, therefore, constitutionally infirm. Boyde, 494 U.S. at 380.
Competency. On direct appeal, the defendant challenged the trial court’s finding that he was competent to be tried. We found no error. Benn, 120 Wn.2d at 661-62. The defendant now contends the definition of competency this court applied violates the federal constitution. This court applied the same definition the Supreme Court adopted in Drope v. Missouri, 420 U.S. 162, 95 S. Ct. 896, 43 L. Ed. 2d 103 (1975). That is, “a person whose mental condition is such that he lacks the capacity to understand the nature and object of the proceedings against him, to consult with counsel, and to assist in preparing his defense may not be subjected to a trial.” Drope, 420 U.S. at 171; Benn, 120 Wn.2d at 662. Moreover, the trial court’s finding of competency does not turn upon what definition of competency one adopts but, rather, on the court’s conclusion that the defendant was malingering. A fabricated mental defect is not “incompetence” under any definition of that term.
Jury Waiver. The defendant challenges RCW 10.95.050(2), which says a jury shall decide matters presented in the special sentencing proceeding “unless a jury is waived in the discretion of the court and with the consent of the defendant and the prosecuting attorney.” The defendant’s attempted waiver of a jury was ineffective because the State would agree to a bench trial only in the guilt phase, and the defendant preferred to “go with the jury for the whole thing” under those circumstances. Report of Proceedings at 3. The defendant concedes there is no constitutional right to a nonjury trial. Singer v. United
We rejected similar challenges to a former statute that entirely precluded jury waivers in first degree murder cases. State v. Ferrick, 81 Wn.2d 942, 945, 506 P.2d 860 (1973); State v. Boggs, 80 Wn.2d 427, 433-34, 495 P.2d 321 (1972); State v. Baker, 78 Wn.2d 327, 474 P.2d 254 (1970). As the court explained in Boggs:
[T]he basic constitutional right that is protected is the right to have a trial by jury. In Baker we rejected the argument that the foregoing statutes, which extend and preserve that right, could simultaneously be considered an invidious discrimination violative of the Fourteenth Amendment.
Boggs, 80 Wn.2d at 433-34.
The statute at issue here is somewhat different from the former statute in that it allows a defendant to waive a jury if the State consents. The present statute still both extends and protects the constitutional right to a jury trial, however, and the manner in which it does so is no more “invidious discrimination” than the former version.
Hanging. The defendant contends that hanging constitutes cruel and unusual punishment. This court and the Ninth Circuit have both rejected this contention. In re Personal Restraint of Lord, 123 Wn.2d at 325-26; State v. Campbell, 112 Wn.2d 186, 191, 770 P.2d 620 (1989); Campbell v. Wood, 18 F.3d 662, 683 (9th Cir. 1994). Moreover, the Legislature recently amended the death penalty statute to require that death sentences be carried out by lethal injection unless the defendant affirmatively elects hanging. RCW 10.95.180(1), as amended by Laws of 1996, ch. 251, § l.
Reference Hearing. The defendant claims the superior court made several erroneous evidentiary rulings at the reference hearing.
He first contends the court improperly excluded his statement in his allocution that Mr. Patrick “kept me from suicide in the Pierce County Jail” and then “told me things about my case that I don’t know where he got them from.” Report of Proceedings at 2279. The defendant’s allocution was both unsworn and hearsay. Allegations supporting a personal restraint petition must be proven by “competent, admissible evidence.” In re Personal Restraint of Lord, 123 Wn.2d at 303.
The defendant also wanted to present evidence that the fire in his trailer was not deliberately set. Although his evidence regarding the fire was not hearsay, it was irrelevant. The defendant claims that proving the fire was accidental was relevant to show that Mr. Patrick was lying about the defendant’s alleged confession. We ordered the reference hearing to resolve three specific questions. The question involving Mr. Patrick related to the defendant’s claim that Mr. Patrick was acting as a police agent when the two were jailed together. Neither the existence nor the content of the defendant’s statement to Mr. Patrick was relevant to that question. The fire evidence would have been, at best, impeachment on a collateral issue. The superior court properly excluded it.
The defendant also challenges the superior court’s exclu
As discussed above, the issue before the superior court "was whether there was at least an implicit agreement between Mr. Patrick and police officers or prosecutors with respect to his relationship with the defendant. The defendant was permitted to question the prosecutors, police officers and jailers who had any knowledge about his case and Mr. Patrick’s role in it. The evidence the superior court excluded did not involve the defendant or Mr..Patrick specifically and had little, if any, bearing on Mr. Patrick’s status as a government agent in the defendant’s case. The defendant’s attempt to introduce evidence of “rumors” was inadmissible hearsay. In re Personal Restraint of Lord, 123 Wn.2d at 303.
The superior court also excluded evidence regarding Tacoma police officers’ unwillingness to talk to defense counsel before the hearing, evidence that Mr. Patrick hit his wife, and evidence that Mr. Patrick had been found not to be a reliable informant. The defendant claims this evidence was relevant to the credibility of the State’s witnesses and, thus, inferentially supports his claim that Mr. Patrick was a government agent. The defendant had the burden of proving Mr. Patrick was a government agent. Defense counsel found no witnesses who would testify that there was an agreement under which Mr. Patrick would obtain evidence from the defendant, or that the defendant was deliberately placed in the same part of the jail as Mr. Patrick. There would still be no such evidence even if the State’s witnesses were impeached to the extent the defendant wished. Impeaching a witness negates the witness’s testimony; it does not provide any substantive support for the contrary proposition.
The defendant complains that the superior court excluded evidence indicating that documents from searches in the defendant’s case were lost or destroyed. The defendant claims this evidence was relevant to show the warrant for
The defendant also complains that the superior court examined and then sealed “a one-page document” from Deputy Prosecutor Johnson’s “trial notebook.” Report of Proceedings (reference hearing) at 1087. The superior court said this page “is work product, in that it reflects his personal preparation for trial, so I’m not going to be turning this over.” Report of Proceedings (reference hearing) at 1087. We agree. The defendant has not shown a substantial need for disclosure of Mr. Johnson’s notes. Mr. Johnson was available to and did testify about all matters on which we ordered the reference hearing. See McKenzie v. McCormick, 27 F.3d 1415, 1420 (9th Cir. 1994) (upholding work product privilege in capital case because prosecutors were available to testify). Mr. Johnson testified that he did not hear of Mr. Patrick’s existence until after Mr. Patrick had contacted Detective Reinicke from the jail. Mr. Johnson also described the benefits Mr. Patrick received for his information—a three-month reduction in his arson sentence, and food and lodging while he was present to testify. Nothing in the sealed document either contradicts Mr. Johnson’s testimony or is otherwise helpful to the defendant. The document (Ex. 45) lists questions Mr. Johnson planned to ask Mr. Patrick and, apparently, some anticipated answers. It is clearly work product.
Perjured Testimony. The defendant claims the evidence presented at the reference hearing proves Mr. Patrick gave perjured testimony at trial. The Supreme Court has held that a “conviction obtained by the knowing use of perjured testimony is fundamentally unfair, and must be set aside if there is any reasonable likelihood that the false testimony could have affected the judgment of the jury.” United States v. Agurs, 427 U.S. 97, 103, 96 S. Ct. 2392, 49
Under Rice, the defendant must show that the State knowingly used perjured testimony. Since the remand order did not refer to this issue, the superior court did not enter any findings of fact regarding either the accuracy of Mr. Patrick’s trial testimony or the State’s knowledge of its truth or falsity.
Motion to Supplement. The defendant moves to supplement his petition to challenge the trial court’s self-defense instruction on the ground that one sentence in the instruction is erroneous under this court’s decision in LeFaber, 128 Wn.2d 896. He also contends his trial counsel represented him ineffectively by requesting that language.
With limited exceptions, postconviction challenges must be brought within one year after a conviction becomes final. RCW 10.73.090, .100. The defendant’s conviction became final in November 1993, when the Supreme Court denied his petition for certiorari. RCW 10.73.090(3)(c). His personal restraint petition was timely filed in August 1994. The motion to supplement, raising the LeFaber issue, was not filed until June 1997, well after the statute of limitation expired. There is no provision in the rules of appellate procedure similar to CR 15(c) which
Some types of postconviction claims are exempt from the statute of limitation. See RCW 10.73.100. The defendant’s direct challenge to the self-defense instruction would be exempt if LeFaber represents a “significant change in the law” and “sufficient reasons exist to require retroactive application of the changed legal standard.” RCW 10.73.100(6). If LeFaber is a significant change in the law, however, the defendant’s ineffective assistance claim would fail on the merits because counsel could not be faulted for failing to anticipate such a change. If LeFaber is not new, a direct challenge to the instruction would be untimely.
As for the challenge to the instruction itself, we did not overrule any of our prior decisions in LeFaber but, rather, applied the “well-settled” rule that a defendant may claim self-defense based on his “subjective, reasonable belief of imminent harm from the victim.” LeFaber, 128 Wn.2d at 899. We also noted that the same instruction had withstood several other constitutional challenges. LeFaber, 128 Wn.2d at 900. Even if this latter observation means
Even if we could allow the defendant to raise this issue now, he would not be entitled to relief based on the instructional error.
CONCLUSION
We have reviewed the trial transcript, the transcript of the reference hearing, and the superior court’s findings of fact, as well as the parties’ extensive legal briefs and the various documents appended thereto. The defendant has not shown that the ends of justice would be served by reconsidering any of the issues raised on appeal or that he was actually and substantially prejudiced by any of the numerous claimed errors. The issues raised in the motion to supplement are barred by the statute of limitation. The defendant’s personal restraint petition is therefore denied, as is the motion to supplement.
Durham, C.J., and Dolliver, Smith, Madsen, Alexander, and Talmadge, JJ., concur.
The petition was properly filed within the time required by ROW 10.73.090.
The transcript of the reference hearing is more than 2,500 pages—slightly longer than the trial transcript.
Except as to the three issues for which the hearing was ordered and any new grounds for relief which come within RCW 10.73.100, the claims raised in this supplemental brief are barred by the statute of limitation, RCW 10.73.090. It is unnecessary to further identify the untimely claims because we find all of the defendant’s claims to be without merit. Our rejection of some untimely issues on the merits should not be taken to imply that we would, or could, disregard the statute of limitation in order to grant relief based on a time-barred claim.
A11 references to Clerk’s Papers refer to those clerk’s papers filed in the direct appeal under cause number 57272-1.
Dr. Cripe adheres to his opinion that at the time of the murders the defendant acted impulsively rather than in a cold, calculated, deliberate manner.
“Pete” (Walter Peter Hartman) was not identified as a witness prior to trial because the State was unahle to identify or, therefore, locate him until most of the prosecution witnesses had testified. Mr. Hartman corroborated Roy Patrick’s testimony that the defendant attempted to hire Mr. Hartman to kill Jack Dethlefsen.
Defense counsel did call several character witnesses in the penalty phase.
We note this claim was not raised in the personal restraint petition but was revealed by evidence presented at the reference hearing. Defense counsel knew Mr. Patrick was not a protected witness before trial, however, and also knew what discovery had been requested and provided. There is no newly discovered evidence to justify the defendant’s raising this claim at this late date. This is an adequate and independent ground for rejecting his argument on this issue.
The court ruled that the defense could not present extrinsic evidence on that issue because it was collateral.
Brady v. Maryland, 373 U.S. 83, 83 S. Ct. 1194, 10 L. Ed. 2d 215 (1963).
Since the defendant did not know Mr. Patrick was an informant, their conversations were not “interrogation” and no advisement of rights was required. Illinois v. Perkins, 496 U.S. 292, 110 S. Ct. 2394, 110 L. Ed. 2d 243 (1990).
Van Arsdall was a direct appeal from a criminal conviction. On direct appeal, the State must show that constitutional error is harmless, whereas in a personal restraint petition the defendant must show he was prejudiced by a constitutional error. State v. Kitchen, 110 Wn.2d 403, 756 P.2d 105 (1988). Nevertheless, the Supreme Court’s analysis of the harmless error question in Van Arsdall is helpful in determining whether the defendant was prejudiced.
The untimeliness of this claim is an adequate and independent basis for our rejection of it. Our further observation that the claim is also meritless is not to he taken to suggest we would, or could, grant relief based on a time-barred claim.
The claim would also be exempt from the statute of limitation under RCW 10.73.100(1).
See RCW 10.95.130(2)(b).
The 1997 Legislature passed Senate Bill 5093, which would have repealed this statute. The Governor vetoed that bill on April 24, 1997.
The Ninth Circuit did acknowledge that “the jury instructions and verdict form in Mak were not as prejudicial as those in Kubat.” Mak, 970 F.2d at 625.
This issue could he avoided in future cases by offering the jury only two possible responses—“yes” and “no or unable to agree.”
Retroactive application of a change in the method of execution does not violate the Ex Post Facto Clause where the change is to a more humane method. Malloy v. South Carolina, 237 U.S. 180, 35 S. Ct. 507, 59 L. Ed 905 (1915), cited
This issue was raised for the first time in the supplemental brief filed by the defendant following the reference hearing. See note 3, supra at 884.
The instruction allowed the jury to find self-defense if the defendant reasonably believed the victim intended to inflict death or great personal injury and there was imminent danger of such harm being accomplished. Washington law requires only that the defendant have a reasonable fear of imminent danger. State v. LeFaber, 128 Wn.2d 896, 901-02, 913 P.2d 369 (1996).
CR 15 itself does not apply to the filing or amendment of personal restraint petitions because the civil rules “govern the procedure in the superior court . . . .” CR 1.
None of the other exemptions listed in RCW 10.73.100 even arguably applies.
The untimeliness of this claim is an adequate and independent basis for denying the defendant’s motion to supplement his petition. See Harris v. Reed, 489 U.S. 255, 264 n.10, 109 S. Ct. 1038, 103 L. Ed. 2d 308 (1989). Once again, our observation that an untimely claim is also meritless is not to be taken to suggest we would, or could, disregard the statute of limitation and grant relief based on a time-barred claim.
Dissenting Opinion
(dissenting) — One of the reasons we ordered a reference hearing was to determine if Roy Patrick, a jailhouse informant to whom Benn allegedly confessed, was a State agent. I agree that was not established.
However, testimony from the reference hearing in relation to the State agent issue does show that the State’s actions, taken together, deprived Benn of his Sixth Amendment right to confront and cross-examine Patrick. The State withheld information from Benn’s attorneys prior to and during his trial that the State was under direct court order to produce. The State violated the trial court’s discovery order by failing to promptly provide a taped statement and documents received from Patrick regarding Benn’s case. The State also violated a direct court order to produce information specific to Patrick’s previous dealings with law enforcement officers.
Testimony from the reference hearing also shows the State failed to list Patrick as a State witness until the eve
Sixth Amendment Right To Cross-Examine
Benn argues his Sixth Amendment right to cross-examine Patrick was denied by the State’s actions described above. In his original appeal, Benn argued his right to cross-examine Patrick was violated when the State failed to disclose that a search warrant for narcotics was executed on Patrick’s motel room while Patrick waited to testify at Benn’s murder trial. On this issue, the majority in Benn’s original appeal held the State’s failure to disclose the search warrant did not unduly restrict Benn’s ability to cross-examine Patrick and, therefore, did not require reversal of Benn’s conviction. State v. Benn, 120 Wn.2d 631, 650-51, 845 P.2d 289 (1993).
In Benn’s original appeal, however, the State’s last minute listing of Patrick as a State witness, the State’s failure to timely turn over the information provided by Patrick to the State on January 20, 1989, and the State’s action in preventing the defense team from- interviewing Patrick by claiming Patrick was in a witness protection program were not addressed. The majority here frames the issue by stating:
The defendant specifically claims that the State’s failure to provide timely discovery, which interfered with defense counsel’s ability to conduct effective cross-examination, is per se prejudicial. . . . Although we do not condone these discovery violations, the record does not support the dissent’s conclusion that the defendant’s constitutional rights were violated.
Majority op. at 902-03. The majority overlooks the other evidence and testimony Benn relies on to support his argu
The Sixth Amendment to the United States Constitution and Const, art. I, § 22 provide a defendant with the right to “confront and cross-examine adverse witnesses.” State v. Hudlow, 99 Wn.2d 1, 15, 659 P.2d 514 (1983). With regard to this right, we have stated, “its denial or significant diminution calls into question the ultimate ‘ “integrity of the fact-finding process” ’ and requires that the competing interest be closely examined.” State v. Boast, 87 Wn.2d 447, 453, 553 P.2d 1322 (1976) (quoting Chambers v. Mississippi, 410 U.S. 284, 295, 93 S. Ct. 1038, 35 L. Ed. 2d 297 (1973) (quoting Berger v. California, 393 U.S. 314, 315, 89 S. Ct. 540, 21 L. Ed. 2d 508 (1969))). Whether a given defendant’s confrontation right has been denied is determined on a case-by-case basis after examining “all the circumstances and evidence.” Boast, 87 Wn.2d at 453 (citing United States v. Snow, 521 P.2d 730, 734 (9th Cir. 1975)).
The majority, however, conducts no analysis of the circumstances and evidence regarding Benn’s claim that he was denied an opportunity to effectively cross-examine Patrick by the State’s actions listed above. Instead, the majority dismisses Benn’s claim on the basis Patrick did not begin his testimony until five days after opening statements and concludes that because the record does not indicate any formal limitations were placed on defense counsels’ access to Patrick. Patrick’s last minute identification as a State witness did not deprive Benn of his right to effective assistance of counsel. Majority op. at 903-04 (citing United States v. Hall, 843 F.2d 408 (10th Cir. 1988); State v. Charboneau, 116 Idaho 129, 774 P.2d 299 (1989)). I disagree.
Benn’s claim that he was denied the opportunity to effectively cross-examine Patrick is also grounded in the State’s failure to provide Benn’s counsel with information about Patrick that the State possessed. There can be no question the State has a duty to disclose this information even without a court order.
In addition to the State’s duty imposed by CrR 4.7, on December 16, 1988, the trial court ordered the State to produce all “statements made by Defendant to . . . third parties . . .,” the “names and addresses of Plaintiff’s witnesses and their statements . . .,” to “[pjermit inspection and copying of any . . . documents . . . which the prosecution (a) [o]btained from or belonging to the Defendant, or (b) [w]hich will be used at the hearing or trial,” to provide statements made by witnesses to the police, to “[s]upply the defense with copies of all tape recorded statements taken by the police . . .,” and to “[p]rovide the defense with any and all measurements or diagrams made of the crime scene.” Clerk’s Papers at 33-34 (State v. Benn, 120 Wn.2d 631). On January 20, 1989, Patrick gave a taped statement in which he related numerous incriminating statements made by Benn to him when they shared a cell in the Pierce County Jail. Patrick also provided the State with various documents he obtained from Benn that were specifically related to the murder charges against Benn. Benn’s first defense counsel, Raymond Thoenig, declared
The reference hearing testimony reveals the State did not promptly provide the above information, or Patrick’s existence as a State witness, to Benn even though CrR 4.7 and the trial court’s December 16, 1988 order required disclosure. Because Patrick was not on the State’s witness list, Benn’s counsel had no need to investigate for more specific information on Patrick until the State finally disclosed its intent to call Patrick as a witness less than 24 hours prior to trial. In failing to timely provide this information and list Patrick as a State witness, the State violated CrR 4.7 and the trial court’s order.
Benn’s counsel first interviewed Roy Patrick on March 13, 1990, the day before trial began. At that interview, Benn’s counsel first learned of Patrick’s history as a paid informant. On the first day of trial, Benn’s counsel moved for and the trial court ordered the State to disclose:
[F]or the year prior to the date of the alleged crime and up until now, . . . any written material that you’re able to procure from the various law enforcement officers with whom the confidential informant [Patrick] may have had contacts.
Report of Proceedings, vol. I at 58 (State v. Benn, 120 Wn.2d 631). The State claimed it would not be able to obtain that information until a Detective Lewis returned from out of town the next Monday. The trial court then set a deadline for the Wednesday after Detective Lewis returned.
Testimony at the reference hearing reveals the State made no attempt to comply with the trial court order. Detective Lewis testified he was never contacted by the Prosecutor’s office for information or records on Patrick:
Q: Were you aware of Gary Benn’s trial in 1990?
*946 A: I recall reading something about it in the paper, but I don’t know details, and I wasn’t familiar with the case at all.
Q: Were you ever approached by Pierce County prosecutor’s [sic] for information about. . . Patrick at that time?
A: No.
Q: Did anyone [sic] of them [prosecutors] approach you and ask you for information about Roy Patrick at the time?
A: No.
Q: Did anyone ask you to dig up as many records as you could about Roy Patrick at that time?
A: No.
Q: This was in 1990. Back then, would your own personal files concerning Roy Patrick have been in existence? In 1990?
A: Yes.
Personal Restraint Pet. Hr’g, vol. I at 145-46.
At the reference hearing Benn’s counsel testified the State responded to his “repeated requests for an interview” with Patrick by stating Patrick was “unavailable” for an interview because he was in a witness protection program. Id., vol. VIII at 1428. However, when asked whether he was in a witness protection program, Patrick was equivocal, stating, “No. Yes and no. I don’t know really know. I was told I was, but I wasn’t.” Id., vol. V at 930. More importantly, at the reference hearing the State conceded Patrick was not in a witness protection program. Id., vol. VIII at 1477. This testimony supports Benn’s argument that the State’s actions deprived him of his ability to prepare for trial and, thus, an opportunity to fully cross-examine Patrick.
Nothing in the record indicates that Benn’s defense counsel could have taken further action. The significance of
Sanders, J., concurs with Johnson, J.
Reconsideration denied April 22, 1998.