147 Wash. 2d 602 | Wash. | 2002
Lead Opinion
— Personal restraint petitioner Shawn Andress was convicted of second degree felony murder. He
FACTS
Andress became involved in a fight outside a bar with Eric Porter and Edwin Foster. After the fight had continued for a time, Porter saw Foster stumble off holding his chest, and a little later Porter realized that both he and Foster had been stabbed by Andress. Foster died from the stabbing. The State charged Andress with second degree intentional murder and second degree felony murder with assault in the second degree as the predicate felony, arising from the stabbing of Foster, and first degree assault, arising from the stabbing of Porter; the information alleged that Andress committed each of these offenses while armed with a deadly weapon. In an amended information, the State dropped the second degree intentional murder alternative, leaving only the second degree felony murder charge predicated on assault as the underlying felony. The jury found Andress guilty of second degree felony murder (Foster) and second degree assault (Porter). The jury also returned a deadly weapon verdict on each count.
Andress appealed, and the Court of Appeals affirmed his convictions in an unpublished opinion. This court denied discretionary review of the Court of Appeals decision. State v. Andress, 138 Wn.2d 1002, 984 P.2d 1034 (1999). Andress
ANALYSIS
Andress raises both constitutional and nonconstitutional challenges to his felony murder conviction. We turn to the nonconstitutional challenge first. Where a personal restraint petitioner asserts nonconstitutional grounds for relief from personal restraint, the petitioner “must establish (1) he or she is being unlawfully restrained, (2) due to a ‘fundamental defect which inherently results in a complete miscarriage of justice.’ ” In re Pers. Restraint of Fleming, 129 Wn.2d 529, 532, 919 P.2d 66 (1996) (quoting In re Pers. Restraint of Cook, 114 Wn.2d 802, 812, 792 P.2d 506 (1990)). Andress maintains that when the Legislature changed the wording of the second degree felony murder statute in 1975, it became clear that assault could not serve as the predicate felony. We agree that the language of the statute, particularly in light of decisional law, does not encompass assault as a predicate felony. Our conclusion results from a careful review of the history of this question and the relevant statutory and decisional law that has developed since this court first rejected the argument that assault cannot serve as the predicate felony to felony murder. Since we agree that Andress is entitled to relief from personal restraint based upon his nonconstitutional challenge, we do not reach the constitutional challenges he raises.
In 1966, this court first considered whether the felony murder rule should apply to homicides where the predicate felony is an assault on the person killed. State v. Harris, 69 Wn.2d 928, 421 P.2d 662 (1966). The court noted that the felony murder doctrine originated in the common law as early as 1536 in England. Id. at 931 (citing Albert E. Arent
In Harris, the court was asked to adopt New York’s “merger rule,” that is, “the precedent felony, if an assault on the person killed, is merged in the resulting homicide.” Harris, 69 Wn.2d at 932. Put another way, an assault cannot be the predicate felony for felony murder because it is not a felony independent of the homicide. The court declined to adopt the assault-felony murder merger rule, reasoning that the statutory schemes of Washington and
The court subsequently adhered to its decision rejecting the merger rule. E.g., State v. Wanrow, 91 Wn.2d 301, 306-10, 588 P.2d 1320 (1978); State v. Thompson, 88 Wn.2d 13, 23, 558 P.2d 202 (1977). In Wanrow, the court again considered Washington’s statutory scheme, concluding that it did not support adoption of the merger rule.
The killing of a human being, unless it is excusable or justifiable, is murder in the second degree when—
(1) Committed with a design to effect the death of the person killed or of another, but without premeditation; or
(2) When perpetrated by a person engaged in the commission of, or in an attempt to commit, or in withdrawing from the scene of, a felony other than those enumerated in [former] RCW 9.48.030.
Former RCW 9.48.040 (1974). Subsection (2) defined the crime of second degree felony murder.
Former RCW 9.48.040 was replaced effective July 1, 1976, when the Legislature recodified some criminal statutes, amending some of them at the same time. Laws op 1975, 1st Ex. Sess. ch. 260, § 9A.32.050 (effective July 1, 1976, see Laws of 1975, 1st Ex. Sess. ch. 260, § 9A.04.010); Laws of 1975-76, 2d Ex. Sess. ch. 38, § 4. The new statute defining second degree felony murder is the same version in effect now. It provides in relevant part:
(1) A person is guilty of murder in the second degree when:
(a) With intent to cause the death of another person but without premeditation, he causes the death of such person or of a third person; or
(b) He commits or attempts to commit any felony other than those enumerated in RCW 9A.32.030(l)(c), and, in the course of and in furtherance of such crime or in immediate flight therefrom, he, or another participant, causes the death of a person other than one of the participants ....
RCW 9A.32.050. Following passage of the amended version of the second degree felony murder statute, subsection (b), the court continued to reject arguments that assault cannot be used as the predicate felony for second degree felony murder. In Thompson, decided in 1977, the court noted that the Legislature had recently modified parts of the criminal code, but said that it left unchanged the statutory context in question. Thompson, 88 Wn.2d, at 17-18. Similarly, in
However, the court did not address in either case, nor has it ever addressed, the specific language of the amended statute in connection with the argument again advanced in this case. This is not surprising, because the statutorily-based challenges in Harris, Thompson, and Wanrow were all brought by defendants convicted under the prior version of the second degree felony murder statute, former RCW 9.48.040. We are thus faced with a change in the language of the statute which has never been specifically analyzed in the context here.
We have, however, had occasion to interpret the new language in the felony murder statutes in one other context (the first degree felony murder statute has the same “in furtherance of’ language that the second degree felony murder statute has). In State v. Leech, 114 Wn.2d 700, 790 P.2d 160 (1990), the defendant was convicted of first degree felony murder with arson as the predicate felony. A fire fighter was killed after the arson fire was set and before the fire was extinguished. The defendant contended that the death did not occur in the course of and in furtherance of the arson, because the defendant did not cause the death in acting to promote or advance the arson. Leech, 114 Wn.2d at 706. Relying on a leading treatise, and to avoid absurd results, we concluded that the “in furtherance of’ language must be construed to mean that the death “was sufficiently close in time and place to the arson to be part of the res gestae of that felony.” Id. at 709. The absurd results that would have followed if defendant’s argument that the “in furtherance of” language applies only to the time when the arson fire was set would be that an arsonist whose fire killed would almost never be liable for murder. Id. at 709. That would not effectuate the purpose of the first degree felony murder statute where arson is the predicate felony; indeed, it would be contrary to manifest legislative purpose. See RCW 9A.32.030(l)(c) (listing “arson” as a predicate felony).
As this court said in Leech when construing the “in furtherance of” language in the felony murder statutes, “ ‘statutes should be construed to effect their purpose, and strained, unlikely, or absurd consequences resulting from a literal reading are to be avoided.’ ” Leech, 114 Wn.2d at 708-09 (quoting State v. Neher, 112 Wn.2d 347, 351, 771 P.2d 330 (1989)). We will not construe a statute to reach an absurd result because we do not presume that the Legislature intended absurd results. State v. Vela, 100 Wn.2d 636, 641, 673 P.2d 185 (1983); State v. Gaines, 109 Wash. 196, 200, 186 P. 257 (1919); see also In re Pers. Restraint of Davis, 142 Wn.2d 165, 177, 12 P.3d 603 (2000); State v. Ammons, 136 Wn.2d 453, 457-58, 963 P.2d 812 (1998); Leech, 114 Wn.2d at 708-09; Neher, 112 Wn.2d at 351; In re Pers. Restraint of Lehman, 93 Wn.2d 25, 27, 604 P.2d 948
The State contends, contrary to this conclusion, that the Legislature has affirmatively declined to omit assault from the felonies encompassed by RCW 9A.32.050(l)(b). We do not agree.
The State says that during the recodification process of the 1970s a draft code (the “Orange Code”) was prepared that would have excluded assault as a basis for felony murder. The State concludes that the Legislature rejected elimination of assault (as well as manslaughter) as a predicate felony when it instead adopted the present version of the felony murder statute. The argument is unpersuasive. First, even where an actual bill is before the Legislature, we generally decline to speculate as to why the Legislature rejects a proposed amendment. E.g., Spokane County Health Dist. v. Brockett, 120 Wn.2d 140, 153, 839 P.2d 324 (1992). Second, the principle that the court refuses to speculate applies with added force, because there are numerous other aspects of the proposed draft that legislators might have found objectionable. The “Orange Code” provision at issue defined “murder” in a way that significantly departed from previous law in many respects, aside from expressly providing that assault could not serve as a predicate felony for felony murder. The proposed draft provision made murder a “degreeless” crime, did away with premeditation, defined reckless endangering as the basis for a murder conviction only where the conduct endangered several persons, not just one, limited the felony murder rule to only the actual killer and not fellow accomplices, limited felony murder to killings in the commission of forcible felonies, and imposed a required mental state, recklessness, for any killing serving to ground the felony murder rule. Suppl. Br. of Resp’t App. A. Given such a sweeping proposed overhaul of the murder statutes, there are numerous aspects of the draft felony murder provision that legislators may have found objectionable. Therefore, even if we were to treat the draft provision as an amendment
In addition to the change of language in the second degree felony murder statute, decisions relating to felony murder and the statutory scheme as a whole disclose that assault as a predicate felony for felony murder results in much harsher treatment of criminal defendants than was apparent when this court decided Harris. This has become
First, as this court recently held, neither degree of manslaughter is a lesser degree of second degree felony murder. State v. Tamalini, 134 Wn.2d 725, 953 P.2d 450 (1998). Thus, the jury is not given the option of considering, in cases involving second degree felony murder with assault as the predicate felony, whether the defendant should be convicted of the lesser crime of first or second degree manslaughter. The Court of Appeals in this case upheld the trial court’s refusal to instruct the jury on manslaughter in light of Tamalini. State v. Andress, noted at 93 Wn. App. 1055, 1999 WL 18092 at *5. In contrast, manslaughter may be a lesser included offense of intentional second degree murder. See State v. Berlin, 133 Wn.2d 541, 551, 947 P.2d 700 (1997).
Additionally, a lesser included offense instruction on assault is normally inappropriate in a felony murder case. Evidence in a case must support an inference that only the lesser crime was committed before a lesser included offense instruction is required as a matter of right. See Berlin, 133 Wn.2d at 548; State v. Workman, 90 Wn.2d 443, 447-48, 584 P.2d 382 (1978); State v. Lyon, 96 Wn. App. 447, 450, 979 P.2d 926 (1999). Stated somewhat differently, “[i]f the evidence would permit a jury to rationally find a defendant guilty of the lesser offense and acquit him of the greater, a lesser included offense instruction should be given.” Berlin, 133 Wn.2d at 551. Ordinarily, this factual prong of the test for when a lesser included offense instruction is a matter of right cannot be met in a felony murder case to permit a lesser included instruction on assault because the assault has resulted in the death. See Lyon, 96 Wn. App. at 450.
Thus, in a case where second degree felony murder is
Further, where assault is the predicate felony, the State can elect to charge second degree felony murder rather than second degree intentional murder and thus not have to establish intent to kill, regardless of whether there is evidence of intent to kill. This case is an example, where the alternative charge of second degree intentional murder was dropped, evidently because the State would have had difficulty proving the requisite mental intent given the defendant’s level of intoxication.
In addition, first, second, and third degree assault are all felonies, and thus could stand as a predicate felony for second degree felony murder if RCW 9A.32.050(l)(b) is read to include assault. Yet for a number of assaults, no mental element comparable to intent is required. See, e.g., RCW 9A.36.021(l)(c) (second degree assault where a person “[ajssaults another with a deadly weapon”); RCW 9A.36.031 (l)(b) (third degree assault where a person “[ajssaults a person employed as a transit operator or driver . . . while that person is performing his or her official duties”); RCW 9A.36.031(l)(d) (third degree assault where “[wjith criminal negligence, [the person] causes bodily harm to another person by means of a weapon or other instrument or thing likely to produce bodily harm”). By electing to charge second degree felony murder, the State may, depending upon the circumstances, be relieved of any burden to prove intent or any comparable mental state. And, of course, by electing to charge second degree felony murder, the State does not have to prove intent to kill, or, indeed, any mental element as to the killing itself.
The present statutory scheme dictates that the jury will not be instructed on any lesser included or lesser degree offenses where the charge is second degree felony murder, in contrast to a charge of second degree intentional murder, where both might be appropriate. In addition, a defendant may be charged and convicted of second degree felony murder without any need for the State to prove intent to kill or any comparable mental element with respect to the
In this regard we also note that the dissent in Tamalini observed, albeit in connection with the issue in that case:
“A felony-murder rule that punishes all homicides committed in the perpetration of a felony whether the death is intentional, unintentional or accidental, without the necessity of proving the relation of the perpetrator’s state of mind to the homicide, violates the most fundamental principle of the criminal law—‘criminal liability for causing a particular result is not justified in the absence of some culpable mental state in respect to that result.’ ”
Tamalini, 134 Wn.2d at 746 (Sanders, J., dissenting) (quoting Commonwealth v. Matchett, 386 Mass. 492, 436 N.E.2d 400, 409 (1982) (quoting People v. Aaron, 409 Mich. 672, 708, 299 N.W.2d 304, 328 (1980))). We recognize, of course, that the Legislature may nonetheless intend that a felony murder statute not require proof of a mental element vis a vis the killing. However, under the present statutory scheme, if assault can serve as the predicate felony for the second degree felony murder rule, then a negligent third degree assault resulting in death can be second degree murder, although RCW 9A.32.070(1) provides that a person who with criminal negligence causes the death of another is guilty only of second degree manslaughter. That makes little sense. We are reluctant to conclude that the Legislature intended that result.
In conjunction with our conclusion that the “in furtherance of” language in RCW 9A.32.050(l)(b) makes no sense if applied where assault is the predicate felony, the undue harshness of using assault as the predicate felony for
This holding is consistent with the State’s concession that manslaughter cannot serve as the predicate felony for second degree felony murder. Suppl. Br. of Resp’t at 6 n.l (“Kit is axiomatic that manslaughter cannot be the predicate for felony murder”) (citing 2 Wayne R. LaFave & Austin W. Scott, Jr., Substantive Criminal Law § 7.5(g)(1) (1986)). What the State fails to note is that the same treatise cited by the State treats manslaughter and aggravated battery, i.e., felony assaults such as assault with a deadly weapon or an assault that causes great bodily harm, together when discussing whether either should serve as a predicate felony for the felony murder rule.
Andress has met his burden under In re Cook, since he was improperly sentenced on a conviction of second degree felony murder. Accordingly, we grant his personal restraint petition on the limited issue of whether assault can serve as the predicate felony for second degree felony murder. We vacate his sentence and remand for further proceedings in accord with this decision.
The court has also rejected arguments that the assault-felony murder merger doctrine must be adopted in order to avoid constitutional infirmities in the felony murder statutes. State v. Crane, 116 Wn.2d 315, 333, 804 P.2d 10 (1991); State v. Leech, 114 Wn.2d 700, 712, 790 P.2d 160 (1990); State v. Wanrow, 91 Wn.2d 301, 309-13, 588 P.2d 1320 (1978).
The State also maintains that the Legislature has acquiesced in decisions of this court rejecting the assault-felony murder merger rule. This argument is of little persuasiveness, given that we have never directly addressed the language of the 1976 second degree felony murder statute in this context.
The court in State v. Lyon, 96 Wn. App. 447, 450, 979 P.2d 926 (1999) found a lesser included instruction on assault was appropriate where there was evidence from which the jury could conclude that the death resulted from a later, unrelated assault by another person.
Andress also contends that the harshness of using assault as a predicate felony for second degree felony murder is exacerbated by decisions of the Court of Appeals that Andress characterizes as holding that a victim of assault resulting in death who was involved in a mutual fight is not a “participant” for purposes of the second degree assault statute. E.g., State v. Goodrich, 72 Wn. App. 71, 863 P.2d 599 (1993); State v. Langford, 67 Wn. App. 572, 837 P.2d 1037 (1992); State v. Brigham, 52 Wn. App. 208, 758 P.2d 559 (1988).
The State has moved for reconsideration or for clarification of this decision. We deny the motion for reconsideration. As to clarification, our original decision concluded by stating, ‘We vacate his sentence and remand for resentencing in accord with this decision.” We have amended that statement as reflected in the text and make the following observation. The State acknowledges that joinder rules generally prohibit pursuit of theories in a second trial that were not pursued in a first trial. The State urges, however, that in some cases where a second degree felony murder conviction is overturned because assault cannot serve as a predicate felony, a motion to dismiss a charge for a related offense could be denied under CrR 4.3.1(b)(3) on the basis that the ends of justice would be defeated if the motion were granted. The State also urges that in some cases where the second degree felony murder conviction cannot stand because assault was the predicate felony, entry of judgment and sentence on lesser felonies should be permitted where a conclusion of guilt on the lesser charge was necessary to the jury’s verdict.
We did not intend that the State be more restricted on remand than our rules, statutes, and constitutional principles demand. Accordingly, we clarify our instructions for remand, and direct that the State is not foreclosed from any further, lawful proceedings consistent with our decision in this case
Aside from these considerations, and most importantly, the declarations are not relevant because the legal issue here, whether assault can serve as the predicate felony for second degree felony murder under RCW 9A.32,050(l)9b) does not depend upon how many other cases might be affected. The judiciary must decide cases on legal pronciples, and each case must be decided on its own merits.
Dissenting Opinion
(dissenting) — The court today reexamines the argument that assault cannot be the predicate felony for second-degree felony murder, an argument which we have, for sound reasons, explicitly rejected. This court has consistently declined to apply the merger doctrine to exclude a felonious assault resulting in death as the basis for a second degree felony murder charge. The court should maintain this position in order to give effect to the intent and purpose of the Legislature in creating the second degree felony murder statute. Limstrom v. Ladenburg, 136 Wn.2d 595, 607, 963 P.2d 869 (1998).
Under Washington’s felony murder provisions, the Legislature’s intent is clear: punish, under the applicable murder statutes, those who commit a homicide in the course or furtherance of a felony. State v. Leech, 114 Wn.2d 700, 708, 790 P.2d 160 (1990) (quoting State v. Wanrow, 91 Wn.2d 301, 308, 588 P.2d 1320 (1978)). The second degree felony murder statute states that a person is guilty when he or she “commits or attempts to commit any felony other than those enumerated in [the first degree felony murder statute].” RCW 9A.32.050(l)(b) (emphasis added). The Legislature has not excluded “assault” from the express statutory language. This court cannot assume that the felony murder rule was not meant to apply in instances where the underlying felony is assault. Applying the merger doctrine to RCW 9A.32.050(l)(b) overrides the legislative intent clearly expressed in the statute and results in “an invasion
This court first declined to apply the merger doctrine to the second degree felony murder statute over 35 years ago in State v. Harris, 69 Wn.2d 928, 421 P.2d 662 (1966). Until now, we have repeatedly rejected invitations to adopt the merger doctrine in this context. See majority at 606-07. The majority contends that the issue bears reassessment because the statute, as examined under Harris and subsequent cases, was revised in 1975 to include the language “in the course of and in furtherance of.” RCW 9A.32.050(l)(b); majority at 607-09. Although the majority points out that the revised language has not yet been interpreted in this context, we determined its meaning in State v. Leech. In Leech, the defendant started a fire which resulted in the death of a fire fighter. He was charged with first degree felony murder. The defendant argued that as the death occurred after he had completed the crime, the death could not be “in furtherance” of the arson. The court rejected this contention, stating that such an interpretation would mean that an arsonist whose fire resulted in a death would almost never be charged with felony murder. 114 Wn.2d at 709. Instead, the court construed the language to mean close proximity in time and distance between the predicate felony and the nonparticipant’s death. Id. The language need not be reinterpreted here.
The majority claims to follow Leech, but in fact construes Leech to support the contention that “an assault on the person killed is not encompassed within the newer version of the second degree felony murder statute.” Majority at 610. The majority distinguishes assault as a predicate crime from arson on the basis that arson is an independent act:
It is nonsensical to speak of a criminal act—an assault—that results in death as being part of the res gestae of that same criminal act since the conduct constituting the assault and the homicide are the same. Consequently, in the case of assault there will never be a res gestae issue because the assault will always be directly linked to the homicide. Therefore, if assault were encompassed within the unenumerated felonies in RCW*619 9A.32.050(l)(b), the “in furtherance of” language would be meaningless as to that predicate felony. In short, unlike the cases where arson is the predicate felony, the assault is not independent of the homicide.
Majority at 610. However, this distinction is misleading. The arson in Leech was not independent of the homicide. Leech committed one crime which resulted in a death Leech did not intend. The same is true for Andress. Although a death resulting from an assault might usually be in proximity in time and place to the assault as the majority notes, the same is true of a death resulting from arson. It is precisely this proximity that supports a charge of felony murder.
One concern shared by proponents of merger is that in order to punish and deter felonies that cause death, the felonious act must be separable from the act that causes death. Assault and felony murder, however, are separable because they are independent acts. Not all assaults result in death, and not all felony murders are caused by assault. The two are distinct crimes. See State v. Tamalini, 134 Wn.2d 725, 732, 953 P.2d 450 (1998) (the manslaughter and felony murder statutes were enacted to proscribe different types of conduct and describe separate and distinct crimes). This position on merger, abandoned today by the majority, has been maintained not because courts are mechanically bound by precedent, but because the law is clear and unambiguous.
The majority also objects to giving the State the choice to charge second degree felony murder with assault as the predicate crime, thereby escaping the need to prove intent to kill as required for a second degree intentional murder charge. While there may be seemingly unfair consequences when a crime not requiring a specific intent, such as third degree assault, is the predicate crime, that issue is not before the court. Such a case is best addressed in the context of its own facts and our lesser included jurisprudence, rather than to anticipatorily abrogate legislative intent for the sake of a hypothetical. The instant case
The court should maintain its position that assault may be the predicate crime for second degree felony murder. To do otherwise is to invade the province of the Legislature and abandon the well-reasoned, established jurisprudence of this court.
Bridge, Chambers, and Owens, JJ., concur with Ireland, J.
After modification, further reconsideration denied March 14, 2003.