Lead Opinion
In this рersonal restraint petition, we are asked to decide whether the trial court’s closure of the courtroom during voir dire violated defendant Christopher A. Orange’s constitutional right to a public trial and, if so, whether the error, raised on collateral review, necessitates remand for a new trial. We also must decide whether Orange’s convictions for first degree attempted murder and first degree assault of the same victim, Marcel Walker, violated the double jeopardy clauses of the state and federal constitutions. Additionally, as to Orange’s convictions for first degree murder of Brandy McClure and first degree attempted murder of Walker, we must determine whether double jeopardy was violated and, if it was not, whether the imposition of consecutive sentences for those crimes was improper.
The Court of Appeals rejected Orange’s arguments on all three issues and denied his personal restraint petition. We reverse on two of the three questions presented. First, we conclude that the trial court violated Orаnge’s constitutional right to a public trial. Because the error would have been per se prejudicial on appeal, the failure of Orange’s appellate counsel to raise the issue below constituted ineffective assistance of counsel. The relief for this error is remand for a new trial. Although a new trial will undoubtedly place on the affected community an extremely difficult burden, a burden that will be particularly painful for the families and friends of the victims of the crimes charged in this case, our duty under the constitution is to ensure that, absent a closure order narrowly drawn to protect a clearly identified compelling interest, a trial court may not exclude the public or press from any stage of a criminal trial; in this case, neither the size of the courtroom nor a general concern for security provided an adequate basis for compromising the fundamental tenet “that an accused is at the very least entitled to have his friends, relatives and counsel present, no matter with what offense he may he charged.” In re Oliver,
FACTS
On October 6, 1994, Orange drove into an Exxon station in Pasco and fired at least 11 shots, emptying his handgun. One bullet struck and killed Brandy McClure, another struck and wounded Marcel Walker, and a third pierced the clothing of Robyn Wilier. The State charged Orange with 11 criminal counts: first degree murder of McClure, first degree attempted murder of Walker, first degree assault of Walker and Wilier, and reckless endangerment of Wilier and six others in the vicinity of the shooting.
At the opening of trial on April 26, 1995, the court discussed with counsel the method for conducting voir dire. Acknowledging that the prospective jurors had completed a lengthy questionnaire, the trial judge explained that they would be interviewed in chambers on eight of the questions — those asking them about past crimes, pretrial publicity, and familiarity with the Orange family’s reputation. As the trial judge told counsel, “The rest of [voir dire] you can conduct in open court.” Verbatim Report of Proceedings (Trial) (VRP) at 2. Encouraging counsel to use the answers in the questionnaires “as a springboard for further inquiry,” the judge warned that he would interrupt counsel if either merely asked jurors the same questions included in the questionnaires. Id. at 5. With that, the following discussion ensued:
[THE COURT:] We’ve been talking — or been asked to discuss the family members of the Oranges being here during the selection of the jury. My only difficulty I have here with that is that this entire courtroom will be filled with the venire, and I don’t think I have any place, 'until we get the jury, for the family to be present, Mr. Egan.
MR. EGAN [defense counsel]: Would it be possible, Your Honor, to have the family seated at the bench alongside the wall of the courtroom.
THE COURT: No or not in my lap either.
MR. EGAN: Would it be all right if they took the back. The family has a significant interest.
THE COURT: I understand it. The trouble with it is the limitations of space. Number one, it would be impossible for me to separate the family from the jurors. Number two, I probably wouldn’t even have a place for the family to sit as we select the jury. I understand their concerns and this three-week trial they will be here every inch of the way. But in this process, I just have to play it pretty tough, and I’m going to ask the family— they will have to sit outside.
MR. EGAN: As the process we[nd]s on, Your Honor, and as individual jurors may be excused for cause and space becomes available, will they then be allowed, if there is a bench that can be available to them.
THE COURT: We can reexplore this issue. You bet.
MR. COX [deputy prosecutor]: Your Honor, along the same lines the McClure family has also asked to be present during the jury selection. I have told them there may not be room for them. I’m sure if the Orange family is going to be present for part of the jury selection the McClure family will also want to be in here. And if the Orange family is entitled to it the McClure family—
THE COURT: Yes, it adds to the problem. I am ruling no family members, no spectators will be permitted in this courtroom during the selection of the jury because of the limitation of space, security, etcetera [sic]. That’s my ruling.
Id. at 6-7 (emphasis added). After attending to further housekeeping matters, the trial judge returned to the issue of courtroom space:
All right. Gentlemen, I think this was worthwhile and the jury will be here. The family, of course, they [i.e., the prospective jurors] will have to utilize this area, and I certainly apologize that we don’t have the facilities for all of the families who are definitely interested, concerned to be here throughout the entire trial, but when the jury is selected, well, we will have [a] lot ofroom and evidence will be produced at that time, and you may attend.
Id. at 41. The court made no written findings on the issue of courtroom space.
Voir dire began after the midmoming recess on Wednesday, April 26,1995, continued on Thursday and Friday, and concluded on Monday, May 1. Closing arguments were delivered two weeks later on May 15. Returning its verdict the following day, the jury found Orange guilty on all but the last three counts of reckless endangerment. Orange was sentenced on the eight guilty verdicts on July 11, 1995. The court ordered that his sentences for first degreе murder of McClure, first degree attempted murder of Walker, and first degree assault of Wilier be served consecutively. The court further provided that Orange’s sentence for first degree assault of Walker would be served concurrently with his sentence for first degree attempted murder of Walker.
Orange appealed. The Court of Appeals affirmed his convictions in an unpublished decision. State v. Orange, noted at
Orange filed a personal restraint petition on February 21, 2001. The Court of Appeals denied the petition in an unpublished decision. In re Pers. Restraint of Orange, noted at
ISSUES
(1) Did the trial court’s closure of the courtroom during voir dire violate Orange’s constitutional right to a public trial? If so, is the remedy for the error remand for a new trial?
(2) Did Orange’s convictions for first degree attempted murder of Walker and first degree assault of Walker violate double jeopardy?
(3) Did Orange’s convictions for first degree murder of McClure and first degree attempted murder of Walker violate double jeopardy? If not, was the imposition of consecutive sentences for those crimes improper?
ANALYSIS
Standard of Review. In his personal restraint petition, Orange claims constitutional error. To obtain relief through a personal restraint petition, a petitioner claiming constitutional error must show that such an error was made and that it “worked to his actual and substantial prejudice.” In re Pers. Restraint of Lile,
Closure of Courtroom During Voir Dire. Article I, section 22 of the Washington State Constitution guarantees that “[i]n criminal prosecutions the accused shall have the right... to have a speedy public trial.” See also U.S. Const. amend. VI (providing that “[i]n all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial”). The guaranty of open criminal proceedings extends to “[t]he process of juror selection,” which “is itself a matter of importance, not simply to the adversaries but to the criminal justice system.” Press-Enter. Co. v. Superior Court,
As the Bone-Club court acknowledged, its decision to apply the closure test used in the prior article I, section 10 decisions “mirror[ed]” the United States Suprеme Court’s decision in Waller v. Georgia,
The five guidelines developed in our article I, section 10 cases and embraced in Bone-Club comply with the Waller requirements. The Bone-Club decision quoted the Eikenberry court’s statement of the guidelines:
“1. The proponent of closure . . . must make some showing [of a compelling interest], and where that need is based on a right other than an accused’s right to a fair trial, the proponent must show a ‘serious and imminent threat’ to that right.
2. Anyone present when the closure motion is made must be given an opportunity to object to the closure.
3. The proposed method for curtailing open access must be the least restrictive means available for protecting the threatened interests.
4. The court must weigh the competing interests of the proponent of closure and the public.
5. The order must be no broader in its application or duration than necessary to serve its purpose.”
Before measuring the trial court’s order in the present case against “the five-step closure test,” we must determine whether the closure that was ordered in the present case is distinguishable in any meaningful way from the type of closure at issue in that case. Bone-Club,
We also note that, were we to define the nature of the closure not by the presumptive effect of the plain language of the ruling itself but by additional facts about the closure educed at the posttrial evidentiary hearing, thе closure in the present case was, at the very least, the same type of closure at issue in Bone-Club, a temporary, full closure. The findings from the reference hearing established that the effect of the trial court’s closure ruling was a full closure of voir dire from the beginning of voir dire after the midmorning recess on Wednesday, April 26, 1995, through the following morning. For that period of time, which amounted to more than half of the total time spent on voir dire, no friends or family members, no reporters, and no other spectators were in the courtroom. In sum, by the plain language of its ruling, the court ordered a permanent, full closure of voir dire, and that ruling effected, at a minimum, a temporary, full closure, the precise type of closure to which the Bone-Club court applied the five, well-settled guidelines.
As a final point on the nature of the closure at issue here, we must recognize that the trial court’s ruling unequivocally excluded the defendant’s friends and family from the courtroom during voir dire. At the outset of the trial judge’s colloquy with counsel, the trial judge acknowledged that the purpose was “to discuss the family members of
We turn now to a consideration of the Bone-Club guidelines, “the five criteria . . . mandated to protect a defendant’s right to [a] public trial.”
The second reason for closure, “security,” received no discussion at the time of the ruling. While the trial judge acknowledged the problem of “separat[ing] the family from the jurors,” this observation, on its face, appeared to be related more to courtroom management and convenience than to any particular concerns for security. VRP at 6, 7. We recognize that the initial factual finding from the reference hearing commented generally on the security concerns: “The crimes the defendant was charged with were thought to be gang related. Because of this, there was great concern for the safety and security of participants in the courtroom during the trial. There was concern that the defendant himself could be the target for rеtaliation by persons associated with a gang.” FF 1. However, consistent with our observation in Bone-Club that “determination of a compelling interest [is] the affirmative duty of the trial court, not the court of appeals,”
Of the procedural requirements, only the second Bone-Club guideline was met. The trial court satisfied the hearing requirement by giving those present an opportunity to respond to his proposed courtroom closure. The components of the fourth guideline were not satisfied. The trial court gave little more than passing consideration to alternatives to full closure, and although the court expressed some “understand[ing of the family members’] concerns,” that acknowledgment was entirely inadequate to satisfy “the weighing procedure” mandated in Bone-Club. VHP at 6;
In light of the foregoing analysis, we adopt verbatim the holding in Bone-Club: “We hold the trial court’s failure to follow the five-step closure test. . . violated Defendant’s right to a public trial under section 22."
Before we address the proper remedy for the infringement of Orange’s public trial right, some misconceptions in the concurrence warrant attention. First, observing that, “[w]hen applying the five-part test... a court should not lose sight of the constitutional issue itself — whether a defendant’s rights protected by the open court guaranty
As to the remedy for the violation of Orange’s public trial right, we granted the defendant in Bone-Club a new trial, stating that “[prejudice is presumed where a violation of the public trial right occurs.”
First Degree Attempted Murder and First Degree Assault of Walker: Double Jeopardy. Orаnge was charged with attempted first degree murder of Walker and first degree assault of Walker. The State alleged in count two of the information that Orange committed the crime of first degree
The Washington State Constitution, article I, section 9 provides the same protection against double jeopardy as the fifth amendment to the federal constitution.
Washington courts first applied the “same elements” test in State v. Reiff,
There are elements requisite to each which are not necessary to the other, and proof of the offense charged in either of the informations would not be sufficient to sustain a conviction under the other. To sustain the plea, the offenses must be identical both in fact and in law.
“A conviction or acquittal upon one indictment is no bar to a subsequent conviction and sentence upon another, unless the evidence required to support a conviction upon one of them would have been sufficient to warrant a conviction upon the other.”
Id. at 667 (emphasis added) (quoting Morey v. Commonwealth,
Each of the offenses created requires proof of a different element. The applicable rule is that where the same act or transaction constitutes a violation of two distinct statutory provisions, the test to be applied to determine whether there are two offenses or only one, is whether each provision requires proof of a fact which the other does not. Gavieres v. United States,220 U.S. 338 , 342, [31 S. Ct. 421 ,55 L. Ed. 489 (1911),] and authorities cited. In that case this court quoted from and adopted the language of the Supreme Court of Massachusetts in Morey v. Commonwealth,108 Mass. 433 : “A single act may be an offense against two statutes; and if each statute requires proof of an additional fact which the other does not, an acquittal or conviction under either statute does not exempt the defendant from prosecution and punishment under the other.”
Id. at 304 (emphasis added). Thus, the Blockburger Court, likewise relying on Morey, repeated the Reiff court’s assertion that two charged crimes will not constitute the same offense if each requires proof of a fact not required by the other.
The Court of Appeals has previously applied the Blockburger test to the two crimes at issue here, attempted murder and assault. See State v. Valentine,
By the “same evidence” test, the offenses charged are not the same. Attempted murder necessarily includes the element of intent to kill, but assault does not. First degree assault necessarily contains the element of assault, but attempted murder does not; the substantial step necessary to prove attempted murder may be something other than an assault.
Valentine at 27 (footnote omitted). Because the criminаl attempt statute includes the element of “doling] any act which is a substantial step toward the commission of the crime,” the Court of Appeals concluded that attempted murder requires an element lacking in assault. RCW 9A.28.020(1) (emphasis added). The court reasoned that, since murder could be attempted by all sorts of “substantial steps” other than assault (e.g., by lying in wait or constructing a bomb), attempted murder does not necessarily include assault.
The Valentine court’s reluctance to look at the facts used to prove the statutory elements exposes a misconception about the Blockburger test. That the test has been alternatively called the “same elements” and the “same evidence” test underscores that the Blockburger test requires the court to determine “whether each provision requires proof of a fact which the other does not”
The belief that the “same elements” test requires a court to compare a generic element in one offense to a specific element in a second offense led the Valentine court to find another basis for defining the two offenses as the same for double jeopardy purposes. The court sought and found elsewhere “clear evidence that the Legislature intended to impose only a single punishment.”
The Valentine court also recalled State v. Potter,
Consistent with the result in Valentine but applying a more direct application of the Blockburger test, we reverse the Court of Appeals and hold that Orange’s convictions for first degree attempted murder and first degree assault violated his constitutional protection against double jeopardy See also In re Pers. Restraint of Burchfield,
First Degree Murder of McClure and First Degree Attempted Murder of Walker: Double Jeopardy and Consecutive Sentences. As discussed above, the crime of first degree attempted murder of Walker (count two) was based on the same bullet giving rise to the charge of first degree assault of Walker (count three). While the information stated that the first degree assault occurred “at the same time as” the crime of first degree attempted murder, it did not allege that the crime of first degree attempted murder (count two) occurred “at the same time as” the crime of first degree murder (count one). We therefore agree that the firing of the bullet that struck McClure was “factually attenuated from the subsequent assault occurring when Mr. Orange re-aimed his gun to shoot the fleeing Mr. Walker.” Orange,
Under former RCW 9.94A.400(l)(b) (1990), “[w]hen-ever a person is convicted of two or more serious violent offenses . . . arising from separate and distinct criminal conduct,” the sentences “shall be served consecutively to each other.” Offenses arise from separate and distinct conduct when they involve separate victims. State v. Wilson,
CONCLUSION
In a line of cases reaching back two decades, we have developed plainly articulated guidelines that every trial court must follow when faced with a courtroom closure request. See Kurtz,
Additionally, for purposes of guidance on retrial, we address Orange’s two double jeopardy challenges. First, because we conclude that Orange’s convictions for first degree attempted murder and first degree assault of Walker violated the constitutional prohibition against double jeopardy, on retrial judgment may be entered on only one of the two counts. Second, regarding Orange’s convictions for first degree murder of McClure and first degree attempted murder of Walker, we conclude that double jeopardy was not violated and that the imposition of consecutive sentences for those crimes was proper.
Alexander, C.J.; Johnson, Sanders, and Chambers, JJ.; and Smith, J. Pro Tern., concur.
Notes
At the midpoint of a three-week trial, the judge made the following “improvident statement” just prior to the evening adjournment: “ ‘Before adjourning I will state that the atmosphere is pretty unbearable. I know the jury must also feel it... . [W]ith those exceptions, court officers and members of the bar, the general public will be excluded, beginning tomorrow.’ ”
State v. Gocken,
See Calle
United States v. Dixon,
Concurrence Opinion
(concurring in majority) — While I concur in the majority opinion, I write separately because the majority unjustifiably limits appellate review of whether a defendant’s constitutional right to a public trial has been violated, placing form over substance. When applying the five-рart test from State v. Bone-Club,
I also write to emphasize that a trial court may order closure for a number of legitimate reasons and must be accorded discretion to do so.
ANALYSIS
The majority concludes that closure occurred here based upon the transcript of the trial court’s oral ruling closing the courtroom. Majority at 807-08. The majority then adds in dicta that even if the closurе was not measured by the ruling itself, but instead by the actual effect of the judge’s ruling, the result would be the same. Majority at 808.
However, it has been the law in this state since at least 1927 that in order to determine whether a trial closure violates the constitutional standard applicable to the open trial guaranty, a reviewing court must consider not only the language of the closure ruling; it must also look at what actually occurred in response to the ruling. In State v. Gaines,
“Before adjourning I will state that the atmosphere is pretty unbearable. I know the jury must also feel it. I assume there is a certain part of the members of the bar, who from the standpoint of students, desire to hear the testimony, but with those exceptions, court officers and members of the bar, the general public will be excluded, beginning tomorrow.”
Gaines,
The critical inquiry is whether the effect of the court’s order was to “unwarrantedly abridge” the interests protected by the open court guaranty. Press-Enterprise Co. v. Superior Court,
Moreover, if the effect of even an unjustified closure is de minimis in fact, there is also no infringement of the defendant’s constitutional rights. See Peterson v. Williams,
Thus, the majority adapts a flawed analysis when it holds that determining whether a closure has occurred is based on the face of the order or oral ruling.
Next, it is essential to bear in mind that a trial judge must exercise judgment in deciding whether to order closure of the courtroom. The United States Supreme Court and this court have acknowledged that the right to a public trial is not absolute. Waller v. Georgia,
Finally, two other aspects of the majority opinion concern me. First, the majority says that it is the trial court’s affirmative duty, not that of a court in a reference hearing, to identify a compelling interest justifying closure. Majority at 810. Certainly under Bone-Club it is the trial court’s duty to make this determination. But the failure to fulfill that duty does not mean that a defendant’s right to an open trial has been infringed. The majority, however, treats its consideration of the reference court’s findings as dicta, majority at 810, and thus its true holding is that unless the trial court itself makes the proper, sufficiently specific findings, its closure order cannot be sustained. Given that the result of this approach could well be a burdensome retrial where there was no actual violation of the right to an open trial, the approach makes little sense. Moreover, some courts have reasoned, contrary to the majority’s implicit disapproval of findings upon later consideration, that remand for entry of the required findings is the appropriate course where insufficient findings were made. E.g., United States v. Doe,
Lastly, the majority states: “ ‘We holdf, as we did in Bone-Club, that] the trial court’s failure to follow the five-step closure test. . . violated Defendant’s right to a public trial under section 22.’ ” Majority at 812 (quoting Bone-Club,
With the qualifications stated in this opinion, I concur in the majority’s decision.
Bridge, J., concurs with Madsen, J.
In Waller v. Georgia,
In Press-Enterprise, the Supreme Court held that “[t]he presumption of openness may be overcome only by an overriding interest based on findings that closure is essential to preserve higher values and is narrowly tailored to serve that interest.” Press-Enterprise,
Dissenting Opinion
(dissenting) — I agree with the concurrence by Justice Madsen that the court may close a courtroom in order to protect a defendant’s right to a fair trial. As the concurrence points out, overcrowding may be a legitimаte reason for closing a courtroom. Richmond Newspapers, Inc. v. Virginia,
After modification, further reconsideration denied January 20, 2005.
