Case Information
*1 A TTORNEY FOR A PPELLANT A TTORNEY FOR A PPELLEE Deborah K. Smith Andrea L. Ciobanu Sugar Creek Law Alex Beeman Thorntown, Indiana Ciobanu Law, P.C.
Indianapolis, Indiana I N T H E
COURT OF APPEALS OF INDIANA In re the Paternity of September 23, 2015 Makayla Lauren Pickett Court of Appeals Case No. 29A02-
1501-JP-9 Appeal from the Hamilton Superior Gregg Roberts, Court Appellant-Respondent,
The Honorable William J. Hughes, Judge v. The Honorable David J. Najjar,
Shonda Pickett, Magistrate Appellee-Petitioner Case No. 29D03-9504-JP-366 Crone, Judge.
Case Summary Gregg Roberts (“Father”) appeals the trial court’s order finding him in
contempt for failing to pay child support to his child, Makayla Lauren Pickett (“Child”), and ordering him to contribute to her college expenses based on a motion filed by Shonda Pickett (“Mother”). As an initial matter, Father contends that the trial court’s findings of facts and conclusions thereon are inadequate for appellate review. He also argues that the trial court erred by failing to find that Child repudiated him, requiring him to contribute half the balance remaining after Child’s contribution toward college expenses is applied, basing his contribution toward college expenses on the cost of a private university rather than a public university, and ordering him to pay for college expenses incurred before Mother’s motion for college expenses was filed. Finally, he asserts that the trial court erred by ordering him to pay part of the attorney’s fees incurred by Mother as a sanction for being in contempt of court. We conclude that the trial court’s findings and conclusions are adequate for our review. We also conclude the Father waived his argument that Child repudiated him and that the trial court did not err by ordering Father to pay half the remaining balance of Child’s college expenses and part of Mother’s attоrney’s fees. However, we conclude that the trial court erred by basing Father’s contribution toward Child’s college expenses on the costs of a private university rather than a public university and by ordering him to pay for college expenses incurred before Mother’s motion was filed. Therefore, we affirm in part, reverse in part, and remand.
Facts and Procedural History
[3] Child was born February 21, 1995, in Indianapolis. Mother filed a petition to
establish Father’s paternity and for child support. Father agreed to paternity, and Mother and Father agreed that Mother would have custody of Child and Father would exercise visitation. The trial court ordered Father to pay weekly child support of $78.00 and part of Child’s uninsured medical expenses and purchase a life insurance policy on his own life with Child named as the beneficiary. Father exercised visitation with Child, but Mother and Father’s relationship
was hostile and turbulent. In 2001, following a custody evaluation by two doctors, the trial court issued an order in which it found that both parties engaged in conduct that was destructive to Child. The trial court ordered that Mother continue sole custody of Child conditioned upon her participation in reunification therapy with Father, that Father’s visitation be as consistent as possible, and that the parties refrain at all times from speaking negatively about each other in or near Child’s presence. Parents and Child engaged in reunification therapy, which was terminated by the counselor. Initially, Father exercised visitation with Child every other weekend and on Wednesdays, but at some point his visitation diminished. Child graduated from high school in the spring of 2013. Before Child
graduated from high school, she and Father would go out to dinner every one or two weeks. At some point, Child informed Father that she was going to attend Butler University. Child’s high school provided each graduate with six *4 tickets to the graduation ceremony. Child offered Father one ticket. He accepted and attended her graduation. After Child graduated, they had no further contact with each other. [1] In the autumn of 2013, Child began attending Butler. On February 18, 2014, Mother filed a motion for contempt and for college
expenses. She alleged that Father had failed to pay child support and his share of Child’s medical expenses and to maintain a life insurance policy. She also asked for “an Educational Support Order allocating the college expenses between the parties” and for attorney’s fees. Appellant’s App. at 73. On February 21, 2014, Child turned nineteen and became emancipated pursuant to statute. A hearing on Mother’s motion was held. Mother’s financial declaration
showed that she earned a weekly gross income of $1393, or $72,436 a year. Petitioner’s Ex. 6; Appellant’s App. at 76. That amount does not include overtime. At the end of July 2014, Mother had grossed an additional $14,867.55 from overtime. Appellant’s App. at 82-83. Mother testified that in the past she had earned over $80,000 with overtime. Tr. at 21.
[8] *5 Father’s financial declaration showed that he had $0 income. Petitioner’s Ex.
9; Appellant’s App. at 94. Father’s mother had ovarian cancer, and his primary job was to take care of her. Tr. at 49. Father and his mother each owned a 50% interest in a company that rents storage units. Id . at 68-69. Approximately 60% of the storagе units were occupied and producing rental income. Id . at 69. The company also had two rental locations. Id . at 68. One of the company’s rental locations was lost to a fire in 2010. Id . at 46. Another location was leased to a restaurant, but the restaurant failed. Id . at 46-47. Father performed maintenance for the company. The company’s rental income was held in a joint bank account with his mother. Father had monthly expenses of $3249.30, which were paid from this account. Appellant’s App. at 96. Father earns some money selling things on Craigslist. Mother testified that the annual cost to attend Butler was approximately
$49,000 per year. Tr. at 25. Child’s scholarships, grants, and financial aid covered about half that expense. Id . The actual cost of her first year at Butler was just under $23,000. . at 25-26; Petitioner’s Ex. 4. Child testified that the annual cost to attend Ball State University, where she had also been accepted, was approximately $22,000, and her scholarships, grants, and financial aid would have covered about half the cost. Tr. at 38. On December 5, 2014, the trial court issued an order finding Father in
contempt for failing to pay child support and his share of medical expenses. It found that Father owed $1630 in child support and $1612 for medical expenses and ordered him to pay these amounts within thirty days. As a sanction for his *6 contempt, the court ordered Father to pay $2000 of Mother’s attorney’s fees. The trial court also found that Child, being over the age of nineteen, was emancipated. With regard to college expenses, the trial court found that Father “earns at least $3249 per month” and is voluntarily underemployed as he has chosen to care for his mother rаther than seek additional employment or tend to the businesses that are currently paying his bills. Appellant’s App. at 21. The trial court ordered that Child, Mother, and Father each be responsible for one- third of Child’s college expenses. The trial court further ordered that Child’s portion could be satisfied with her scholarships, grants, and work-study, and if these sources exceeded her portion, the surplus was to be applied toward reducing the total cost. The remaining balance was to be divided equally between Mother and Father. Father appeals.
Discussion and Decision The trial court entered findings of fact and conclusions thereon sua sponte.
Sua sponte findings only control issues that they cover, while a general judgment standard applies to issues upon which there are no findings. We may affirm a general judgment with findings on any legal theory supported by the evidence. As for any findings that have been made, they will be set aside only if they are clearly erroneous. A finding is clearly erroneous if there are no facts in the record to support it, either directly or by inference.
Eisenhut v. Eisenhut
,
conducted with “‘a preference for granting latitude and deference to our trial
judges.’”
Kicken v. Kicken
,
Section 1 – The trial court’s findings of fact are adequate for
appellate review. As a threshold matter, Father contends that the parties did not submit verified
postsecondary education worksheets and the trial court’s findings are
inadequate to justify and explain its judgment, and therefore remand is
necessary for the trial court to enter more complete findings or to obtain the
parties’ verified postsecondary education worksheets. In support, Father cites
Quinn v. Threlkel
,
Quinn . Here, thе trial court made findings regarding Father’s income and Child’s scholarships and financial aid, and the order requires Child to be responsible for at least one-third of her own college expenses. Appellant’s App. at 21-22. Additional findings would have been welcome and facilitated our review. However, facts necessary to our review were presented as evidence and are not in dispute on appeal, and therefore the absence of postsecondary education worksheets is not detrimental to a meaningful review. The purpose of a postsecondary education worksheet is to assist the court in determining the appropriate obligation of each parent toward college expenses based upon his or her share of their total income after contribution from the student toward those expenses. Ind. Child Support Guideline 8(c). The worksheet shows each parent’s percentage share of their total combined income, educational costs including tuition, room and board, books, and fees, and the amounts the student receives in scholarships and other financial aid. Here, Mother and *9 Father submitted verified financial declarations to the trial court. Also, evidence was submitted as to the cost of attending Butler and the amount that Child has received in scholarships and other financial aid, and the parties do not dispute these amounts on appeal. Under these circumstances, the trial court’s findings are adequate for our review.
Section 2 - Father has waived the argument that Child
repudiated him. Father argues that the trial court erred in ordering him to pay any of Child’s
сollege expenses because she repudiated him. Father failed to present this
argument to the trial court, and therefore it is waived.
See Akiwumi v. Akiwumi
,
defined as a complete refusal to participate in a relationship with the parent.”
Lovold
,
Section 3 – The trial court did not commit clear error by requiring Father to pay half the remaining balance of Child’s
college expenses. The trial court found that Child would be responsible for one-third of her
college expenses. Father challenges the trial court’s decision to order him to
pay half the remaining balance.
[2]
We review the trial court’s apportionment of
college expenses under a clearly erroneous standard.
Carr v. Carr
, 600 N.E.2d
943, 945 (Ind. 1992);
Winslow v. Fifer
,
Under Indiana law, there is no absolute legal duty on the part of parents to provide a college education for their children. However, the statutory authorization for the divorce court to order either or both parents to pay sums toward their child’s college education constitutes a *12 reasonable manner in which to enforce the expectation that most families would encourage their qualified children to pursue a college education consistent with individual family values. In determining whether to order either or both parents to pay sums toward their child’s college education, the court must consider whether and to what extent the parents, if still married, would have contributed to the child’s college expenses.
Hinesley-Petry v. Petry
,
educational support order may include
(1) amounts for the child’s education in elementary and secondary schools and at postsecondary educational institutions, taking into account:
(A) the child’s aptitude and ability; (B) the child’s reasonable ability to contribute to educational expenses through:
(i) work;
(ii) obtaining loans; and
(iii) obtaining other sources of financial aid reasonably available to the child and each parent; and (C) the ability of each parent to meet these expenses. “[C]ollege expenses are in the nature of child support.” Panfil v. Fell , 19 N.E.3d
772, 778 (Ind. Ct. App. 2014),
trans. denied
(2015). “[A]lthough a trial court has
broad discretion to tailor a child support award in light of the circumstances
before it, ‘this discretion must be exercised within the methodological
framework established by the guidelines.’”
Quinn
,
consider the ability of each parent to meet the costs. “[C]hildren should receive
the same proportion of parental income after a dissolution as they would have
received had the family remained intact.”
Carr
,
$38,988 per year. Appellant’s App. at 21. Father’s financial declaration reported $0 income. Apparently, the trial court determined Father’s income based on the evidence that his monthly expenses of $3249 were paid with his company’s rental income. There was no evidence regarding his company’s earnings. The evidence Mother submitted shows that she earns at least $72,436 per year, which does not include overtime. Petitioner’s Ex. 6. Their combined yearly income is $111,424. Father earns 35% of the total income, and Mother earns 65%. Yet, the trial court ordered each parent to pay 50% of the balance remaining after Child’s scholarships and other financial aid were applied. This does not comport with the Child Support Guidelines. However, the trial court’s departure from the Child Support Guidelines may be
explained by its finding that Father was voluntarily underemployed, from which it likely determined that Father’s potential income was comparable to Mother’s. Indiana Child Support Guideline 3(A)(3) states,
If a court finds a parent is voluntarily unemployed or underemployed without just cause, child support shall be calculated based on a determination of potential income. A determination of potential income shall be made by determining employment potential and probable earnings level based on the obligor’s wоrk history, occupational qualifications, prevailing job opportunities, and earnings levels in the community.
“Potential income may be determined if a parent has no income, or only
means-tested income, and is capable of earning income or capable or earning
more.” Ind. Child Support Guideline 3(A)(3), cmt 2c. “But the Guidelines do
*15
not require or encourage parents to make career decisions based strictly upon
the size of potential paychecks, nor do the Guidelines require that parents work
to their full economic potential.”
Sandlin v. Sandlin
,
paying job to avoid the payment of significant support. . On some occasions,
this Court has rephrased this principle as follows, “A trial court has wide
discretion with regard to imputing income to ensure the child support obligor
does not evade his or her support obligation.”
Miller v. Sugden
,
unemployed or underemployed for a legitimate purpose other than avoiding
child support, there are no grounds for imputing potential income.”
Trabucco v.
Trabucco
,
*17
[T]he trial court found that the husband voluntarily left one position
for another and that he could have remained at his prior position, that
he would have taken financial measures to maintain the standard of
living for his wife and children during the transition, and that he had
the capacity to finance the support and maintenance during this time.
.
But see Abouhalkah v. Sharps
,
(concluding that trial court erred in finding father voluntarily underemployed
where employer moved his job to Minnesota, but he refused to move so that he
could stay near his children and had been searching for comparable
employment);
In re Paternity of E.M.P.
,
elected to serve as a caretaker for his mother rather than seek additional
employment, or tend to the businesses that are currently paying his bills.”
Appellant’s App. at 21. Father testified that his mother has ovarian cancer and
that he is her primary caregiver, but there is no evidence regarding the level of
care that she needed or what Father actually provided and no evidence that
Father was unable to pursue additional employment or tend to his businesses.
Moreover, although Father reported $0 income, his company paid all his living
expenses. It was not unreasonable for the trial court to infer that he used his
company funds for additional purchases. We concludе that the trial court did
not abuse its discretion in finding that Father was voluntarily underemployed
*18
and imputing potential income to him.
See Meredith v. Meredith
, 854 N.E.2d
942, 948 (Ind. Ct. App. 2006) (concluding that trial court properly imputed
income for voluntary unemployment where father voluntarily took early
retirement and was not seeking employment);
Williamson v. Williamson
, 825
N.E.2d 33, 44 (Ind. Ct. App. 2005) (“Given [f]ather’s failure to submit a
calculation of his gross receipts minus ordinary and necessary expenses
resulting from his self-employment and his argument that he has no income, we
cannot say that the trial court’s imputation of income to [f]ather is clearly
erroneous.”);
Turner
,
Section 4 - The trial court abused its discretion by basing Father’s college contribution on the cost of a private college. Father contends that the trial court abused its discretion by requiring him to
assist with the costs of Child’s attendance at a private university rather than a
public university. Indiana Child Support Guideline 8(b) provides that “[t]he
court may limit consideration of college expenses to the cost of state supported
*19
colleges and universities or otherwise may require that the income level of the
family and the achievеment level of the child be sufficient to justify the expense
of private school.” In determining whether educational support should be
limited to the cost of in-state, state-supported colleges, the trial court should
balance “the advantages of the more expensive college in relation to the needs
and abilities of the child with the increased hardship of the parent.”
Hinesley-
Petry
,
Child’s scholarships, grants, and financial aid covered about half that expense. Id . The actual cost of her first year at Butler was just under $23,000. Id . at 25- 26; Petitioner’s Ex. 4. In addition to Butler, Child applied to and was accepted by Indiana University, Ball State University, and DePauw University. She also received a financial aid package from each schоol. The annual cost to attend Ball State is approximately $22,000, and Child’s scholarships, grants, and financial aid would have covered about half that cost or about $11,000. Tr. at 38. Thus, the actual annual cost for Child to attend Ball State would have been slightly less than half the actual cost to attend Butler. Child chose Butler because she thought that it offered “a better education and
it’s where [she] wanted to go.” . at 33. However, there is no evidence that
Butler offered a special curriculum. In addition, there is no evidence that Child
discussed her decisionmaking process with Father. The evidence shows that
she simply informed him that she was going to go to Butler and asked him to
help pay for it. Accordingly, we conclude that the trial court’s decision to order
*20
Father to contribute to Child’s college expensеs based on the cost of a private
university rather than a public university is against the logic and effect of the
circumstances before it.
Cf. Million v. Swager
,
Section 5 – The trial court errеd by ordering Father to pay Child’s college expenses incurred before Mother’s motion for
college expenses was filed. Father contends that the trial court erred by ordering him to contribute to
Child’s college expenses incurred before Mother’s motion for college expenses was filed. [4] Child had already completed one semester of college before February 18, 2014, when Mother filed her motion for college expenses. Father *21 argues that a modification of child support cannot be applied to a date before the motion for modification was filed and likewise an award of college expenses cannot be applied to a date before the motion for college expenses was filed.
[32] With regard to child support, we observe that the “‘general rule in Indiana is
that retroactive modification of support payments is erroneous if the
modification relates back to a date earlier than the filing of the petition to
modify.’”
Sexton v. Sedlak
,
A court with jurisdiction over a support order may modify an obligor’s duty to pay a support payment that becomes due: (1) after notice of the petition to modify the support order has been given either directly or through the appropriate agent to: (A) the obligee; or
(B) if the obligee is the petitioner, the obligor; and (2) before a final order concerning the petition for modification is entered. Thus, the trial court would not have had the authority to modify Father’s child
support obligation before February 18, 2014.
See Ogle v. Ogle
,
child support.
See Vagenas v. Vagenas
,
If the court orders support for a child’s educational expenses at a postsecondary educational institution under subsection (a), the court shall reduce other child support for that child that: (1) is duplicated by the educational support order; and (2) would otherwise be pаid to the custodial parent. *24 The Guidelines also provide,
The impact of an award of post-secondary educational expenses is substantial upon the custodial and non-custodial parent and a reduction of the Basic Child Support Obligation attributable to the child in question will be required when the child resides on campus or otherwise is not with the custodial parent.
Ind. Child Support Guideline 8(b). Although a trial court has the authority to
order college expenses and child support, “[w]hen both orders are entered, the
Indiana Child Support Guidelines specifically require a reduction in child
support for the time the child is living away from home for college.”
Lovold
,
Section 6 – The trial court did not abuse its discretion by ordering Father to pay $2000 of Mother’s attorney’s fees. Finally, Father argues that the trial court abused its discretion by ordering him
to pay $2000 toward Mother’s attorney’s fees. The trial court ordered Father to
pay a portion of Mother’s attorney’s fees “as a sanction for his contempt.”
Appellant’s App. at 25. “The trial court has inherent authority to award
*25
attorney fees for civil contempt.”
Winslow
,
were $2902.56. Father contends that because he acknowledged that he was delinquent and did not challenge the amount of his child support arrearage, very little of Mother’s attorney’s fees were incurred in the maintenance of the contempt action, and therefore the $2000 sanction was unreasonable. Even though Father did not challenge his arrearage at the hearing, Mother’s attorney *26 still had to file for contempt and prepare for the contempt hearing with no knowledge as to what Father’s position would be. We cannot say that the $2000 sanction was unreasonable. Therefore, we affirm the trial court’s order requiring Father to pay $2000 toward Mother’s attorney’s fees.
Conclusion We reject Father’s contention that the trial court erred by failing to find that
Child repudiated him. We affirm the trial court’s decision to require Father to pаy 50% of the remaining balance of Child’s college expenses. Further, we affirm the trial court’s order requiring Father to pay $2000 toward Mother’s attorney’s fees. We reverse that portion of the order basing Father’s contribution to Child’s college expenses on the cost of a private university and remand for Father’s obligation to be based on the costs of a public university. We also reverse the portion of the order that requires Father to pay a share of Child’s college expenses incurred before Mother’s motion for college expenses was filed. We remand for the trial court to order Father to contribute to Child’s college expenses consistent with this opinion. Affirmed in part, reversed in part, and remanded.
May, J., and Bradford, J., concur.
Notes
[1] Child testified that she has tried to call Father, but it is unclear whether she wаs speaking generally about their relationship or referring specifically to the time period after she graduated. She was asked, “Now, you stated that your relationship with [Father] fairly well ended after high school, is that correct?” Tr. at 39. She replied, “Yes it didn’t, it wasn’t my choice for it to end, it’s always been, my father does not contact me, I have tried to call him.” .
[2] Mother asserts that Father waived this argument because he failed to report any income and therefore invited any error. See Reinhart v. Reinhart ,938 N.E.2d 788 , 791 (Ind. Ct. App. 2010) (“[A] party may not take advantage of an error that he commits, invites, or which is the natural consequence of his own neglect or misconduct.”). We disagree. The fact that Father prepared a financial declaration showing a weekly gross income of zero and testified to the same dоes not constitute waiver with regard to whether the trial court’s determination of his share of Child’s college expenses was erroneous.
[3]
Kondamuri
in turn cited
Lambert v. Lambert
,
[4] Mother argues that Father waived this issue by failing to object to her request for college expenses. We disagree. Mother did not specifically request expenses that Child incurred before the motion for college expenses was filed. In other words, the issue was not presented with sufficient specificity that the failure to object results in waiver.
[5] We do not suggest that Indiana Code Section 31-16-16-6(b) does not apply to the subsequent modification of a college expense order.
[6] Father mistakenly addresses this issue as though the trial court awarded attorney’s fees pursuant to Indiana Code Section 31-16-11-1, which authorizes the court to order a party to pay the other party’s court costs including attorney’s fees in maintaining or defending an action for child support.
