976 P.2d 1035 | Okla. | 1999
Lead Opinion
¶ 1 The “Boll Weevil Eradication Act”
I
HEARING
¶ 2 Statutorily mandated notice
The Daily Oklahoman, November 4, 1998;
Tulsa World, November 5,1998;
The Lawton Constitution, November 5, 1998.
The notice informed all persons interested they could (a) file protests against the validation and of approval of the note, (b) be present at the hearing and (c) contest the bond’s approval. These published notices
¶ 3 A hearing was held as provided in the published notice. No person or organization appeared in opposition to the application. No protest was filed against the validation or approval of the note, the subject of the application. No person or organization was present at the hearing to contest the application presented by the applicant, Oklahoma Boll Weevil Eradication Organization.
¶4 We hold there was compliance with the statutory prerequisites for notice and hearing on the organization’s application for the bond’s approval.
II
AUTHORIZATION
¶ 5 The terms of 2 O.S.Supp.1997 § 3-50.7(B)(19) authorize the organization to issue and sell bonds, or otherwise borrow money, in such amounts as shall be needed from time to time for the purpose set forth in the Act.
III
STATUTORY COMPLIANCE AS TO MATURITY AND PAYMENT
¶ 6 The note is to be paid over a period of years. The period does not exceed the statutorily allowed time for maturity of not more than 20 years.
¶ 7 The note is a special obligation payable solely from assessments.
IY
APPROVAL
¶ 8 The note has been found valid by the Attorney General qua Ex-Officio Bond Commissioner of the State of Oklahoma. The Attorney General and the State Auditor and Inspector have found that the note is (a) issued pursuant to law and (b) within the debt limit provided by law.
Y
ASSESSMENT REFERENDUM
¶ 9 As required by the Act, a referendum was held among Oklahoma cotton growers.
¶ 10 The statutory requirements to be included in the ballot were met: (1) the maximum assessment to be paid by cotton growers in the district, (2) the period of time for which the assessment will be levied, and (3) the method and manner of assessment.
¶ 11 The maximum assessment was established at $7.50 per acre of cotton ground plus 1 cent per pound of actual production of lint. The assessment is to be in effect for not more than 10 years and collected at the cotton gin.
¶ 12 The election was conducted during the period of October 1 to October 15, 1997 by direct mailing of ballots to the compiled list of Oklahoma cotton growers. The as
¶ 13 A transcript of the election was approved by the Attorney General as statutorily required.
VI
EQUALITY OF ASSESSMENT
¶ 14 The assessment is made to apply equally to all Oklahoma cotton growers. This is a reasonable and lawful classification of citizens considering the project involved. Olustee Co.-op Assn. v. Oklahoma Wheat U.R. & M.D.C.
VII
SUMMARY
¶ 15 There has been compliance with the “Boll Weevil Eradication Act.” The application of Oklahoma Boll Weevil Eradication Organization is granted. The Oklahoma Boll Weevil Eradication Organization Assessment Note, Series 1998, is determined to be valid upon issuing and is approved.
Rule-governed rehearing time
¶ 16 BONDS APPROVED.
. 2 O.S.Supp.1997 §§ 3-50.1 et seq.
. 2 O.S.Supp.1997 § 3—50.7(B)(20)
. 2 O.S.Supp.1997 § 3-50.7(B)(20)(b).
. 2 O.S.Supp.1997 § 3-50.7(B)(20)(b).
. 2 O.S.Supp.1997 § 3-50.7(B)(19).
. 2 O.S.Supp.1997 § 3-50.7(B)(19)(d).
. The terms of 2 O.S.Supp.1997 § 3-50.7(C) provide:
"As used in subsection B of this section, ‘bonds' means bonds, notes, loan agreements, or other forms of indebtedness issued or delivered by the Oklahoma Boll Weevil Eradication Organization.”
. 2 O.S.Supp.1997 § 3-50.7(B)(19)(a)(3).
. 2 O.S.Supp.1997 § 3-50.7(B)(19)(f).
. 2 O.S.Supp.1997 § 3-50.9.
. 2 O.S.Supp.1997 § 3-50.9(F).
. 2 O.S.Supp. 1997 § 3-50.9(1).
. 2 O.S.Supp.1997 § 3-50.9(F)(3).
. 1964 OK 81, 391 P.2d 216, 218-219.
. Rule 1.13, Oklahoma Supreme Court Rules, 12 O.S.Supp. 1997, Ch, App. 1.
. 2 O.S.Supp. 1997 § 3-50.7(B)(20)(c).
Dissenting Opinion
dissenting.
¶ 1 Acting in the exercise of its cognizance mandated by the Boll Weevil Eradication Act
¶ 2 I must recede from placing imprimatur upon the proposed bond issue. This is so because, when our cognizance of the subject matter is gauged by the standards of Mid-lane,
I
NOTICE TO COTTON GROWERS MUST PASS DUE PROCESS MUSTER
¶ 3 Oklahoma cotton producers approved, at a 1997 “election”,
¶ 4 For the decision that is to be made in this proceeding the Mullane/Schroeder/Mennonite trilogy
¶ 5 Once a person has been identified as one to whom notice is due, diligence must be exercised in ascertaining that person’s last whereabouts for giving personal notice of the pendency of proceedings at a meaningful time and in a meaningful manner.
¶ 6 While the Act provides that eligible voters shall be allowed — by future assessment referenda — periodically to decide whether the assessments are to continue,
¶ 7 OBWEO’s failure to provide each eligible cotton grower with personal notice of this proceeding plainly violates due process. Because its vitiating defect has a jurisdictional dimension, this court may and is duty-bound to raise it sua sponte.
II
DOES THE ASSESSMENT REFERENDUM CLAUSE OF THE BOLL WEEVIL ERADICATION ACT VIOLATE THE ONE-PERSON, ONE-VOTE EQUAL PROTECTION DOCTRINE BY CONFINING PARTICIPATION ONLY TO COTTON GROWERS?
¶ 8 There is another fundamental-law problem the court must reach in this case anterior to passing on the issues tendered. That one concerns the constitutional validity of the legislatively restricted franchise for participation in the referendum which gave rise to the bonded indebtedness. If that election was indeed constitutionally infirm, the bond issue before us today cannot be approved. It may not be rested upon an enactment whose very foundation impermis-sibly restricts franchise.
¶ 9 By the Fourteenth Amendment’s command, no state may “deny to any person within its jurisdiction the equal protection of the laws.” Amend. XIV, U.S. Const. In the context of state and local balloting, the Fourteenth Amendment guarantee means that in elections of general interest no voting restriction may be imposed other than that based on residence, age, or citizenship, unless, of course, the proponent of a more narrow (or constrictive) regime is able to demonstrate that the restriction is necessary to promote a compelling state interest.
¶ 10 I would first call on the applicant to inform us by brief that because the Act’s assessment referendum provisions
Ill
SUMMARY
¶ 11 Because in this case service solely by publication fails to meet the constitutional standard for notice prescribed by the Mul-
¶ 12 Anterior to adjudication of the issues tendered herein the court must decide whether the “assessment referendum” of the Act is valid. Franchise for participation in that referendum stands withheld from all qualified electors except only those who are eligible cotton growers with qualifications prescribed in 2 O.S. Supp.1997 § 3-50.9(C).
. 2 O.S.Supp.1997 §§ 3-50.1 et seq. Section 3-50.7(B)(20) of the Act mandates this court's consideration of this cause.
. Mullane v. Central Hanover Bank & Trust Co., 339 U.S. 306, 313-15, 70 S.Ct. 652, 656-57, 94 L.Ed. 865 (1950).
. Schroeder v. City of New York, 371 U.S. 208, 211, 83 S.Ct. 279, 281-282, 9 L.Ed.2d 255 (1962).
. Mennonite Bd. of Missions v. Adams, 462 U.S. 791, 798, 103 S.Ct. 2706, 2711, 77 L.Ed.2d 180 (1983).
. Kramer v. Union Free Sch. Dist. No. 15, 395 U.S. 621, 89 S.Ct. 1886, 23 L.Ed.2d 583 (1969).
. Cipriano v. City of Houma, 395 U.S. 701, 89 S.Ct. 1897, 23 L.Ed.2d 647 (1969).
. The election, called an assessment referendum, was conducted by mail. The votes were cast by ballots returned to the Oklahoma Department of Agriculture.
. OBWEO compiled a list of cotton producers statutorily eligible to participate in the referendum, to whom ballot forms, voting instructions and a return envelope were mailed. According to an undated Oklahoma Department of Agriculture letter (entitled Election Procedures for the Oklahoma Boll Weevil Eradication Referendum) "[a]ll individuals, firms, corporations or partnerships that are actively engaged in the production of cotton (1997) or who were actively engaged in the production of cotton two (2) of the last three years (1994, 1995, 1996) were eligible to vote in this referendum.” (Emphasis supplied). The Department's letter follows the statutory text. 2 O.S.Supp.1997 § 3-50.9(C).
. The terms of 2 O.S.Supp.1997 § 3-50.7(B)(20)(b) are:
"Notice of the hearing on each application shall be given by a notice published in a newspaper of general circulation in the state that on a day named, the board of directors will ask the court to hear its application. Such notice shall inform all persons interested that they may file protests against the validation or approval and be present at the hearing and contest the same. Such notice shall be published one time, not less than ten (10) days prior to the date named for the hearing, and the hearing may be adjourned from time to time at the discretion of the court.” (Emphasis supplied).
. Under Mullane, supra note 2, 339 U.S. at 313-15, 70 S.Ct. at 656-57, and its progeny, one who seeks to alter another’s legal rights must give actual notice to the latter before a court can act upon the claim. In Schroeder, supra note 3, 371 U.S. at 211, 83 S.Ct. at 282, the Court concluded that posted and published notice of condemnation proceedings is inadequate to afford the landowners an opportunity to defend against the loss of their rights in land. Actual notice, the Court opined, is due all "known or very easily ascertainable” holders of interest to be affected. Id. 371 U.S. at 212-13, 83 S.Ct. at 282. In Mennonite, supra note 4, 462 U.S. at 798, 103 S.Ct. at 2711, the Court reinforced Mullane by announcing that notice by mail or other means equally effective is the minimum constitutional requirement. More than publication notice is required when the proceeding adversely affects the property interests of reasonably ascertainable persons. The state's failure to provide the mortgagee with actual notice of the tax sale violates due process, because "reasonably diligent efforts” could have identified the mortgagee and ascertained its address. Id.
. Mullane, supra note 2, 339 U.S. at 313-15, 70 S.Ct. at 656-57; Schroeder, supra note 3, 371 U.S. at 211, 83 S.Ct. at 282; Mennonite, supra note 4, 462 U.S. at 798, 103 S.Ct. at 2711. See also Cate v. Archon Oil Co., 1985 OK 15, 695 P.2d 1352, 1355-56; Bomford v. Socony Mobil Oil Co., 1968 OK 43, 440 P.2d 713, 718.
. Mullane, supra note 2, 339 U.S. at 314, 70 S.Ct. at 657. Due process is violated by the mere act of exercising judicial power upon process not reasonably calculated to apprise interested parties of the pendency of an action. Boddie v. Connecticut, 401 U.S. 371, 378, 91 S.Ct. 780, 786, 28 L.Ed.2d 113 (1971); Armstrong v. Manzo, 380 U.S. 545, 85 S.Ct. 1187, 14 L.Ed.2d 62 (1965);
. Schroeder, supra note 3, 371 U.S. at 212-13, 83 S.Ct. at 282-83; Mennonite, supra note 4, 462 U.S. at 798, 103 S.Ct. at 2711.
. Mennonite, supra note 4, 462 U.S. at 798-99, 103 S.Ct. at 2711-2712; Schroeder, supra note 3, 371 U.S. at 212-13, 83 S.Ct. at 282-83; Greene v. Lindsey, 456 U.S. 444, 455, 102 S.Ct. 1874, 1881, 72 L.Ed.2d 249, 258-259 (1982); Armstrong, supra note 12, 380 U.S. at 552, 85 S.Ct. at 1191.
. Bomford, supra note 11, at 715; Cravens v. Corporation Commission, 1980 OK 73, 613 P.2d 442, 444; Harry R. Carlile Trust v. Cotton Petroleum Corp., 1986 OK 16, 732 P.2d 438, 443 n. 25; Cate, supra note 11, at 1356.
. Rule 16, Rules of the District Courts, 12 O.S. 1991, Ch. 2, App., provides procedure to be followed before a judgment may be rendered against a defendant served solely by publication. See Carlile, supra note 15, at 443 n. 26. The rule concretizes the standards of U.S. jurisprudence on the outer limit of publication service as a constitutionally permissible device for affording substitute notice. It specifies what kind of mailing must be effected, apart from publication, to afford personal notice that is required by Mullane, supra note 2.
. 2 O.S.Supp.1997 § 3-50.9(L)(1).
. 2 O.S.Supp.1997 § 3-50.9(L)(2).
. For the terms of 2 O.S.Supp.1997 § 3—50.7(B)(20)(b), see supra note 9.
. See Tulsa Professional Collection Services v. Pope, 485 U.S. 478, 490-91, 108 S.Ct. 1340, 1348, 99 L.Ed.2d 565 (1988), where after citing Mennonite, supra note 4, 462 U.S. at 800, 103 S.Ct. at 2712, the Court reasoned that a probate creditor’s claim is considered a property interest protectible by the Due Process Clause. Upon weighing the probate creditor’s interest in recovery against the stale's interest in the speedy settlement of estates, the Court held that known or reasonably ascertainable probate creditors, whose claims are not merely "conjectural,” are entitled to actual notice of the deadline for submitting claims to the estate's representative. Id. See also Matter of Estate of Pope, 1990 OK 125, 808 P.2d 640, 644.
. Mennonite, supra note 4, 462 U.S. at 800, 103 S.Ct. at 2712. There, the Court held that "a mortgagee’s knowledge of delinquency in the payment of taxes is not equivalent to notice that a tax sale is pending." Id. (emphasis supplied).
. Jurisdictional inquiries into judicial cognizance may be considered and examined at any stage of the proceedings, either on motion or sua sponte. Lincoln Bank and Trust Co. v. Okla. Tax Com'n, 1992 OK 22, 827 P.2d 1314, 1318 n. 14; Fields v. A & B Electronics, 1990 OK 7, 788 P.2d 940, 941; Hall v. Edge, 1989 OK 143, 782 P.2d 122, 124; Baylis v. City of Tulsa, 1989 OK 90, 780 P.2d 686, 688; April v. City of Broken Arrow, 1989 OK 70, 775 P.2d 1347, 1355; Snyder v. Smith Welding & Fabrication, 1986 OK 35, 746 P.2d 168, 171; Luster v. Bank of Chelsea, 1986 OK 74, 730 P.2d 506, 508; Matter of Initiative Petition Filed Nov. 15, 1983, 1986 OK 13, 718 P.2d 1353, 1354; Cate, supra note 11, at 1356 n. 12; Spain v. Kernell, 1983 OK 105, 672 P.2d 1162, 1164-1165; Woods Petroleum Corp. v. Sledge, 1981 OK 89, 632 P.2d 393, 394; Pointer, supra note 12, at 361.
. Hill v. Stone, 421 U.S. 289, 297, 95 S.Ct. 1637, 1643, 44 L.Ed.2d 172 (1975) (the Court found invalid state laws tying voting eligibility to property ownership in elections to approve issuance of bonds to finance a city library).
. For over thirty years the equal protection clause of the Fourteenth Amendment has been consistently interpreted by the U.S. Supreme Court to require "one person, one vote” when electing officials of public entities with general governmental functions. See, e.g., Gray v. Sanders, 372 U.S. 368, 379-80, 83 S.Ct. 801, 808-09, 9 L.Ed.2d 821 (1963).
. In the landmark case of Reynolds v. Sims, 377 U.S. 533, 84 S.Ct. 1362, 12 L.Ed.2d 506 (1964), the Supreme Court announced that "as a basic constitutional standard, the Equal Protection Clause requires” that the seats in a state legislature "be apportioned on a population basis.” Id. 377 U.S. at 568, 84 S.Ct. at 1385. This principle is based on the proposition that "people govern themselves through their elected representatives and that 'each and every citizen has an inalienable right to full and effective participation in the political processes.’ " Board of Estimate v. Morris, 489 U.S. 688, 693, 109 S.Ct. 1433, 103 L.Ed.2d 717 (1989) (quoting Reynolds, supra, 377 U.S. at 565, 84 S.Ct. 1362). Later cases extended the scope of this doctrine to elections for units of local government. Id. 489 U.S. at 692-93, 109 S.Ct. at 1438; Hadley v. Junior College District, 397 U.S. 50, 54-55, 90 S.Ct. 791, 794, 25 L.Ed.2d 45 (1970); Avery v. Midland County, 390 U.S. 474, 480-81, 88 S.Ct. 1114, 1118, 20 L.Ed.2d 45 (1968) (the Court applied to municipalities the one-person, one-vote doctrine).
. Kramer, supra note 5; Cipriano, supra note 6; City of Phoenix v. Kolodziejski, 399 U.S. 204, 90 S.Ct. 1990, 26 L.Ed.2d 523 (1970).
. Supra note 6. The Court struck down a Louisiana law that restricted the franchise in revenue bond elections to property owners. Id. 395 U.S. at 706, 89 S.Ct. at 1900. See also Police Jury of Parish of Vermilion v. Herbert, 404 U.S. 807, 92 S.Ct. 52, 30 L.Ed.2d 39 (1971), summarily rev’g 258 La. 41, 245 So.2d 349 (in road improvement bond elections the franchise cannot be limited to property holders).
. Supra note 26. In City of Phoenix the Court extended Cipriano, supra note 6, by striking down Arizona's law that limited suffrage in general obligation bond elections to property-owning taxpayers. The Court held that the interests of property owners and nonproperty owners in the bond issue were not sufficiently disparate to justify excluding those who own no real property. Not only did the persons excluded from voting have a great interest in approving or disapproving municipal improvements, the Court noted, but they also contributed to the servicing of bonds both directly through local taxes and indirectly through increased rents and costs. Id. 399 U.S. at 209-13, 90 S.Ct. at 1994-96.
. On the same day that Cipriano was decided, the Court in Kramer, supra note 5, invalidated a New York statute restricting franchise in school district elections to those residents who owned or leased taxable real property within the district or had a child enrolled in the local school. Applying the strict scrutiny standard of review, the Court opined that any unjustified discrimination in determining who may participate in political affairs or in the selection of public officials undermines the legitimacy of representative government. Id. 395 U.S. at 627, 89 S.Ct. at 1890.
. Salyer Land Co. v. Tulare Lake Basin Water Storage District, 410 U.S. 719, 93 S.Ct. 1224, 35 L.Ed.2d 659 (1973)(the Court approved limiting Ae franchise to landowners for choosing Ae board of directors of a local water storage district); Ball v. James, 451 U.S. 355, 370, 101 S.Ct. 1811, 1820, 68 L.Ed.2d 150 (1981)(extending the Salyer special-purpose exception to encompass a water district serving nearly half Ae population of the state, the Court notes Aat "an aspect of that limited purpose is the disproportionate relationship the Districts functions bear to the specific class of people whom the system makes eligible to vote”). The Court summarized the exception it had created in Salyer by stating that “the electorate of a special-purpose unit of government ... may be apportioned to give greater influence to the constituent groups found to be most affected by the governmental unit’s functions.” Town of Lockport v. Citizens for Community Action at the Local Level, Inc., 430 U.S. 259, 266, 97 S.Ct. 1047, 1052-53, 51 L.Ed.2d 313 (1977).
The dissenters in Salyer respond Aat because Ae activities of Ae water district implicate Ae entire community, Ae franchise in water district board elections must be extended to all residents. Salyer, supra, 410 U.S. at 735, 93 S.Ct. at 1234 (Douglas, J., dissenting). The Ball .dissenters, on the oAer hand, view the Court’s opinion as misapplying the limited-exception recognized in Salyer. They point out that (a) the water district's broad authorization over the field of energy transcends the limited functions of the district in Salyer; and (b) the burdens of the water district in Salyer fell entirely on Ae landowners served by Ae district, but the financial burden in Ball had been shifted from the landowners to all consumers of electricity. Ball, supra, 451 U.S. at 375-76, 101 S.Ct. at 1823-24 (White, J., dissenting).
. The pertinent terms of 2 O.S.Supp.1997 § 3-50.9 are:
“A. At the request of Ae board of directors, the Department shall provide for a referendum among cotton growers upon the question of wheAer an assessment shall be levied upon cotton growers in Ae state to offset Ae cost of boll weevil eradication.
[[Image here]]
C. All cotton growers actively engaged in the production of cotton in Ae year of Ae calling of such referendum or who were actively engaged in production of cotton in any two (2) of Ae Aree (3) years immediately preceding Ae calling of the referendum shall be entitled to vote in any such referendum. The board of directors shall determine any questions of eligibility to vote.* * * ”
. For the pertinent provisions of 2 O.S.Supp. 1997 § 3-50.9, see supra note 31.