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In Re the Marriage of Francis
442 N.W.2d 59
Iowa
1989
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*1 right. But not re- some does section 910.2 Iowa Code defendant. redounding a civil to the penalty resti- include sentencing court order the quires individual, such as of an a forfei- if defendant benefit for court costs tution interest. argues ture of pay. Brady “reasonably is able” makes mandatory is and language that this (5th Dictionary Law ed. Black’s a for costs reimbursement a defendant’s Moreover, practice, in it could lead actual purposes of rule “punishment” of form example, if For to absurd results. 8(2)(b). case, surely lost prosecution a criminal we argument say not suffered a criminal Brady his would it had cites P.2d the costs as- Wyoming, punishment v. because the case Keller Keller, argument reject en- to We that (Wyo.1986). In the court sessed it. 8(2)(b) was this case and rule violated colloquy with the defendant gaged a therefore affirm. concerning minimum maximum receive, could it but sentence the defendant Brady’s note that attack this sen We matter restitution. did not mention the narrow; only quite is he contends tence held was er- Wyoming court that this “guilty plea” is defective оn the that ror, that punishment ground the court costs were of a a viewpoint defendant 8(2)(b). not argue [f]rom rule He does under payment of restitution criminal payment consequence” of costs is a “direct payment as of a fine. penalty as much a cases, which, under our must be discussed payment money. require Both See, plea in a by guilty colloquy. the court consequences plea. are of the State, Both direct Saadiq N.W.2d 325- e.g., v. by are law. punishments 1986); Rand, Both authorized State therefore, Restitution, part (Iowa 1979). express no view provided by that, possible penalty suggest “maximum question latter but cases, purposes guilty plea proceed Rule law” courts in 15(c) trial requires impact ings fully we hold that Rule inform defendants provisions a Code judge inform defendant the restitution Iowa power chapter to order restitution. 910. Keller, 723 at 1246-47. P.2d AFFIRMED. reasoning. agree

We do not noted, (which in restitution

the Keller court more be- case much substantial restitution) re-

cause it included victim money, a fine

quires payment just

does, are fine and restitution both a plea. of a But consequences guilty direct OF Thomas MARRIAGE agree not with its conclusion that we do August and Diana FRANCIS by punishments Francis, authorized “[b]oth Mora Payment money a court under law.” Upon Petition of order, alone, make it standing does not did, punishment. judgment If it a civil Francis, August Appellant, compensatory damages could considered be punishment. be Francis, Appellee. Mora gen- does fit the Assessment of costs 88-1188. No. erally punishment, definition understood to be which said Supreme of Iowa. Court fine, in- [a]ny penalty, or confinement 14, 1989. June upon by authority of person flicted Rehearing July Denied judgment sеntence the law and the court, some or offense crime him, or for committed his omission duty deprivation law. A enjoined *2 admitted to medical he was

On proposed school, Thomas Francis appellant Diana Mora Francis. appellee them, they couples Like countless before *3 support their to one another pledged years to a shared future. Six commitment later, their mar- children and two Tom stands riage at an end. And while physician of his career as at the threshold pon- family practice, specializing vantаge point of ders her future from helped support family has one who and two through medical school generated residency the modest income on by her in-home care business. issue, by the trial fighting as framed ap- court and reiterated any, if compensation, peal, is this: What for her contribution Diana receive earning capacity due increased to Thomas’ during the mar- to his education received this court has riage? For over a decade recognized spouse’s ‍​​‌​​‌‌​‌‌​‌‌‌‌​‌​​‌‌‌​​​‌‌‌​​​‌​‌‌‌​​‌‌‌​​‌​‌‌‌‍that a contribution earning potential is a factor that increased in the award of alimo- properly considered ny equitable division and an Horst- assets. See 1978). mann, 263 N.W.2d ac- each dissolution precisely Yet because unique on its facts must be decided tion circumstances, predictable method no distributing of valuing that contribution or potential has of that increased the fruits upon. been settled awarded Diana a the trial court Here payable award $100,000lump property sum installments, annual interest in ten three-year rehabilitative аli- along awith Phelan, Tucker, L. Walker of appeal Bruce totaling On mony award Mullen, appellant. City, for Iowa Boyle & Thomas concedes judgments, from these something but is entitled to that Diana Hayek & Hol- Hayek Hayek, Peter C. and nature challenges the size land, appellee. City, for Iowa first, grounds: principal awards on three that the court based its legal erroneous conclusion that a medical NEUMAN, Justice. pur- education constitutes asset for the distribution; pose equitable second, thorny econоmic involves the appeal This the trial court based its award on calcula- surrounding has come be what issues speculative, incomplete, tions that were degree/divorce de- “advanced called the third, and, misleading; that the record does action. dissolution cree” Haugan Haugan, Wis.2d cynical, Court 206, apt, label derived but somewhat 1. An (1984). Supreme the Wisconsin from one coined 891; Diana’s need for rehabilitative Berger, 2d at 388 — Stewart, Additionally, challenges alimony. 356 N.W.2d at 612-13. obligation his towards interchangeably Iowa cases Prior have attorney payment and resists the fees property awards used appeal. similar fees on compensating nonprofessional means of spouse for the made to the contribution is, equitable Our of this action review spouse's profes other course, de novo. In re Jans- Janssen, sional license. 348 N.W.2d at 254 sen, (substantial periodic alimony rather than neither persuaded that the trial court lump sum equitably award ad *4 legal erroneously doctrine nor misapplied justs finances); Horstmann, 263 сompen- the evidence so as to misconstrued (husband’s at 891 potential N.W.2d for in beyond her sate Diana far contribution earning capacity possible made creased marriage, suggests. aid perti ‍​​‌​​‌‌​‌‌​‌‌‌‌​‌​​‌‌‌​​​‌‌‌​​​‌​‌‌‌​​‌‌‌​​‌​‌‌‌‍ “with the of his wife’s efforts” however, conclude, marriages that for of equitable nent of to both distribution assets short which are almost duration devoted awarded); alimony and whether should be entirely to the educational advancement of Stewart, (enhanced 356 N.W.2d at 612-13 spouse yield of accumulation earning caрacity in issue factored of alimo assets, tangible alimony few ny properly rejected —rehabilita- but when reimbursement, tive, or a of combination spouse comparable made career advance than an property, two—rather award of Estlund, during marriage); ment 344 N.W. logical furnishes a fairer and more means (wife’s contributions, 2d at 280 as home achieving equity of under sought breadwinner, maker and to husband’s law its progeny. Accordingly, Horstmann and degree properly upon considered issue of modification, with sоme we affirm the trial equitable property). division of These deci court. in harmony sions statutes are with that

direct the trial courts to such con consider awarding property tributions of guide I. well settled rules Several spousal support. Code See Iowa 598.- Principal among our decision. is the §§ them 21(l)(e), (3)(h) (1987). (j) degree rule that profession an'advanced or al license in and is an asset of itself remembered, however, It must be Janssen, property purposes. division purposes property of division and 253; Horstmann, 348 N.W.2d at 263 N.W. alimоny Property not the same. divi 891; Berger, 2d at 431 Marriage partner’s right sion is on each based “a 387, (Iowa N.W.2d App.1988); 388-89 In re just equitable property share of Stewart, joint accumulated as the result their (Iowa App.1984). Hitchcock, In re Marriage efforts.” 1981). Alimony, 309 N.W.2d Nevertheless, earning capaci the future hand, stipend spouse to a other ty flowing degree from an advanced spouse’s legal obligation the other lieu of professional license is a be con factor to for support. Marriage Wegner, In re division of and the sidered 1988). alimony. Janssen, 348 N.W.2d at Recently, stipends such court-ordered Horstmann, 891; 263 N.W.2d at Ber have taken on new forms to accomodate 388-89; Stewart, ger, 431 N.W.2d range alimony broad functions 612-13; N.W.2d at Clark, may H. The serve. See Law Estlund, (Iowa App. Domestic Relations in the United States 1983). profession as the Insofar (2d ed. Court of Utah degree expectancy higher al creates nicely Appeals summarized the need for earnings, may degree flexibility way: such this calculating taken into account in be Janssen, patterns cаpacity. [long-term marriages], that future life 253-54; Horstmann, set, largely earning poten- 263 N.W. been N.W.2d at have earning capacity made with increased future predicted can be tial of both by degree, possible reliability, and the contributions some assistance, in en- spouse constitutes the asset of the one “that and sacrafices have abling degree by attain distribution the Court.”2 the other by years of the compensated many been persuaded, areWe degree lifestyle which comfortable prop Thomas’ assertion that not a analysis permitted. Traditional award, proper erty vehicle which in such nicely equity to assure works equity upon the dissolution of to achieve cases. marriage. case, recurring ... In another kind in this ali- previously opinion, stated shortly after the where divorce occurs mony traditionally place has taken the obtained, traditional provided support that would have been had hardship be- analysis often work would A continued. calculation cause) spouses modest while have both earning capacity, in a case like the divorce, the one is incomes at the time one, represents essentially a value significant increase threshold *5 the the placed on income to be derived from Moreover, who earnings. spouse in the degree during achieved the mar- a sacrificed so the other could attain The riage. amount that would have been degree enjoying from the precluded is spouse’s contribution to the the student ordi- anticipated degree the will dividends parties lоgically future of the is Nonetheless, narily provide. a such tied, wholly by, if not determined spouse typically not in time is remote duty to capacity. Thus court’s is previous from his her education and earning capacity at the future of the look adjust and to otherwise better able closely tracks with a concern spouses more skills, op- acquire given the comparable support, anticipated loss of reimbursa- for funding. In such portunity and the through alimony, through than division ble cases, analysis must become tangible as-yеt-unrealized assets. of fairness, an more creative to achieve and award of “rehabilitative” or “reimburse- speak is de- The of which we upon re- alimony, ment” not terminable signed give “supporting” spouse a marriage, appropriate. may be spouse’s stake “student” 237, Petersen, 242 n. 4 exchange recogniz- v. 737 P.2d earning capacity, Petersen in (Utah (citing App.1987) v. Hau Haugan source of that contributions to the able 200, 117 N.W.2d 796 gan, Wis.2d 343 advanced education. income—the student’s 488, (1984); N.J. Mahoney Mahoney, such, 91 clearly distinguishеd it is As to be (1982)). A.2d 527 “permanent” ali- from “rehabilitative” or mony. mind, in principles we consid-

With these parties. er the contentions alimony was Rehabilitative conceived economically de- way of an a by begins asserting II. that the Thomas spouse through period a limited pendent erroneously court characterized his trial retraining following di- re-education or as marital medical education license vorce, op- thereby creating incentive subject equitable divi- properly assets spouse to become self- ‍​​‌​​‌‌​‌‌​‌‌‌‌​‌​​‌‌‌​​​‌‌‌​​​‌​‌‌‌​​‌‌‌​​‌​‌‌‌‍portunity in We find no merit contention. sion. Krauskopf, supporting. Rehabilita- See specifically The trial found that Alimony: and Abuses Limit- “degree tive Uses obtained ... [is] 573, Fam.L.Q. Alimony, 21 correctly Duration property.” It then went on to ed Estlund, (hereinafter Janssen, (1988) Krauskopf); Horstmann, Saekett cite Munyon, A Tra- proposition potential Alimony: that it is Retreat & from degree] distinguished light in and of precedent in this from the [as earlier cited 2. itself, appeals’ a value fixed and opinion, the asset to which we differ with court of added.) Wagner, (Emphasis We find suggestion Marriage divided.” recent in In then Horstmann, 372, (Iowa App.1988) in conflict with such a view direct 435 N.W.2d not, "potential earning capacity N.W.2d at increase in $100,000as “windfall to Spousal Concepts Support, ditional (herein- (1985-86) any return equitable L.Rev. far in excess of Drake Sackett); during In re after see also she made on the contributions Bevers, marriage.” We turn to the record to thus light in evaluate the size of award self-sufficiency is the Because presented. the facts goal rehabilitative the duration be limited or extend may of such award legally May married realistic depending ed needs together but had lived since the birth tempered economically dependent spouse, son, Michael, in of their November 1980. goal facilitating the economic marriage, party time of At the their neither ex-spouses. independence of See employed neither significant had Fam.L.Q. Krauskopf, 21 at 582. any completed assets kind. Thomas had alimony, payable for case of “traditional” degree year grad- his bachеlor’s long spouse incapable life or so as a study. completed uate Diana had all but self-support, (e.g., re change status required her thesis and examination oral marriage) may support picture alter the degree early for a master’s childhood and warrant a modification. See development. She received that Shima, child, June 1983. The second Mel- (Iowa 1985) (remarriage shifts the burden issa, was born in March 1984. recipient prove extraordinary circum their marriage, From outset of Thom- requiring alimony). stаnces continuation of agreed as and Diana that Diana care would *6 alimony, “Reimbursement” for their children earn for income hand, predicated upon other which is eco family by caring people’s other children spouse nomic sacrifices made dur arrangement in their home. This continued ing directly enhance the throughout marriage except for a brief other, earning capacity future period shortly after Melissa was born. subject should not be to modification Meanwhile, Thomas enterеd medical compensation termination until full University in school Southern Illinois award, property achieved. Similar to a but year fall After one he transferred capacity based rather University Springfield of Illinois at tangible assets, than division a it should he where obtained his medical be fixed at the In time the decree. 1986,graduating top twenty-five per- recognition personal nature family cent of his class. The then moved laws, award the current tax a City so Iowa that Thomas could enroll spouse’s obligation reimbursement University’s three-year residency pro- upon recipi must terminate gram physicians specializing family (Tax 71(b)(1)(D) ent’s death. See I.R.C. § practice. 1986); Reform Act of Green v. Com cf. missioner, (6th Cir.1988). F.2d By parties November were ex- periencing marital difficulties. June exemplifies We think the case us before petitioned Thomas for dissolution of calling the situation for an reim- marriage. Trial held in June 1988. bursement than rather only settlement. Not does such award marriage through From the date of their closer bear a resemblance to than a trial, parties the date of supported assets, alimony division carries tax bene- variety themselves on income from a the payor fits to and assurance to the During sources. the summer before medi- payee that the award will not be dis- began, gar- cal school Thomas worked aas charged in bankruptcy. See I.R.C. § dener and approximately earned $1200. 523(a)(5). 11 U.S.C. The trial court’s de- § roughly per earned year Diana from cree must be accordingly. modified day her in-home care business. Thomas’ parents $11,500 III. Whether as a property classified di- contributed and Diana’s objects gave $12,000. vision or to the mother them Student loans $45,500 earning capacity, six-year pe- not the value of over the accounted Thomas’ medical license: riod. background analysis, his economic medical de- Thomas obtained his Once Dr. took the facts Stevenson into account substantially. earnings up gree, his went age, related previously concerning the edu- $8700, salary he earned while his cation, experience work and finanсial con- for 1987 was At the time parties. figures tributions To those per earning approximately $3000 he was sum of he added the for the esti- from a of resident’s month combination present mated value Diana’s homemaker emergen- salary “moonlighting” as an (at per hour) services over the six- $6.70 cy physician. room Adding year period. to her this sum dispute their rel- strenuously earnings, capital care investment rearing to child ative contributions obtaining eq- Thomas’ medical education housekeeping throughout the mar- tasks approximately fifty percent ualled riage. Thomas he contributed claims that capital total committed. thirty fifty percent of those services figures upon reported Based in a credited for child that Diana not be journal surveys of medical economics that homemaking hours in during care or those earnings by physicians' speciality and other caring she was children as which for other (such as geography, type classifications argues as her own. that Thom- well experience, etc.), practicе, age, Dr. Steven- studies, to his as dem- as’ devotion medical son calculated after-tax value by his a success- onstrated class rank and family prac- Thomas’ future income as a residency, greatly ful limited his available physician $1,615,735. to be He then tice time at home. $807,206, figure the sum of subtracted specifically The district found representing the estimated future income testimony credibility lacking in the 30-34 age of a male bracket with a regard alleged to his con- substantial undergraduate five-year degree. The dif- to the of thе house- tribution maintenance ($808,529)represents ference the additional *7 however, conclude, hold. It did that Thom- accruing income as a of the medical result loans, the as’ educational combined with degree. parties’ income he has the earned since ratio, Applying a 30/70 capital to labor separation, has furnished the bulk thirty Dr. then determined that Stevenson family’s support. financial From our re- percent present of Thomas’ value record, view of the we discover no reason $242,559, earnings, оr future is attributable findings. to differ with these capital acquiring to contributed the edu- to figure by cation. He then reduced that argument principal The reflect to one-half to Diana’s contribution testimony

over the of Dr. Richard Steven to capital “the needed the medical obtain son, acting professor of finance and trea family the until education and He University surer of the of Iowa. filed.” the divorce was Thus his estimation Diana, words, engaged by in his “to value future of Diana’s contribution to Thomas’ capital the that Mrs. was contributed earning capacity equals Francis to the medical education received during recognized Dr. Francis.” that Dr. The district figure objected Thomas’ counsel to the introduc final was based Stevenson’s ground assumptions prediction his testimony many tion of this that that expert’s analysis placed earnings value on the Thomas’ future could not be itself, Moreover, that the degree contrary to the dictates exact. court noted Horstmann,. not professor renews that conten did consider benefit Thomas convinced, appeal. gained by how Diana her achievement tion on We are ever, calculations, during marriage. degree that Dr. Con- Stevenson’s master’s award, compensate for her sequently, district court’s were “to Diana ultimate on Diana’s contribution to Thomas’ contribution to Thomas’ increased based porting spouses solely for earning capacity,” expense court ordered Thom- $100,000, itself. pay- sum of pay as to Diana ’the $10,000 able in each annual installments We in the find no error formula usеd commencing July earning here to measure capacity and Diana’s contribution to its at- trial court’s award Thomas attacks the tainment. concedes a willingness Thomas virtually every aspect challenging of Dr. $60,000 her Diana contribution. But for his own Stevenson’s calculations. figure The trial finds opinions, offered no evi- Thomas ample support record in the and we are not assumptions upon dence to controvert persuaded to or overturn reduce it. See In He cer- which the calcuations basеd. Wiedemann, re challenge tainly did the estimated annu- 1987); In Marriage re projections, al reduced to income Bare, (Iowa 1973); begrudges merely value. He Diana her Griffin, contribution to the accumulation of that App.1984). income. prior IV. Just Horstmann, approved an award we program learned of a in St. Louis that represented cost of the education would train pre-school her Montessori degree. towards an advanced See Horst theory thereby re-entry enhance her mann, noted, 263 N.W.2d at 891. We how eаrly into the childhood education field. ever, that other could methods have been program included seven weeks used to capacity. measure future training at a aby cost followed Id. Similar cases have authorized awards one-year internship guaranteed place services, representing the value ‍​​‌​​‌‌​‌‌​‌‌‌‌​‌​​‌‌‌​​​‌‌‌​​​‌​‌‌‌​​‌‌‌​​‌​‌‌‌‍as a ment as a teacher a Montessori school. percentage earning capacity, of future con The district court found that Diana was tributed degree. to the attainment support during need of training period this 374-76; Wagner, See 435 N.W.2d at Ber and that she was entitled to rehabilitative ger, 431 N.W.2d at 388-90. per of $500 sum month during internship per and $1000 month states, recog note that other while for four thereafter become estab nizing something the need for akin to the lished in her field. alimony” “reimbursement outlined in divi opinion, sion II of limit strongly opposes this additional spouse’s compensation to the financial con award, claiming with her master’s de- tuition, living tributions made towards ex gree experience, and her care in-home *8 penses and other costs of the education. Diana fully support herself able with- Rosa, fact, See DeLa Rosa v. DeLa 309 out training. N.W.2d further In education 755, (Minn.1981); claims, generous alimony 758-59 Hubbard v. Hub such bard, 747, (Okla.1979); award would Diana “to P.2d 750-53 allow attain a stan- dard of Beeler, 625, living greater than that Beeler v. S.W.2d which she experienced during marriage.” Hoak, (Tenn.App.1986); v. Hook 370 S.E.2d 473, (W.Va.1988). jurisdic 475-79 Other responds by Diana contending that speak compensating tions Thomas’ attitude toward rehabilitative ali- spouse through an award of but mony inequities would “freеze the not based on the future earning student’s perpetuity.” moment into We find capacity. See In re Rubin considerable merit her retort. Diana stein, 31, 40, Ill.App.3d 212, 99 Ill.Dec. may degree, have a master’s but she has 217, (1986); 495 N.E.2d VanBus devoted the last six of her life to VanBussum, sum v. 728 S.W.2d 539 raising caring her own children and Petersen, (Ky.App.1987); 737 P.2d at 241- three per others at the rate of $230 week. keeping In standard expect estab It is not fair to that she Horstmann, however, lished in way indefinitely, courts in herself this nor is it real- Iowa are to reimbursing sup- not confined istic to she will assume that become imme- modification but shall terminate in some more lucrative diately marketable death. event of Diana’s endeavor. court, order for we the St. The district court’s rehabilita- view

Like the district 1, 1988, alimony commencing August program as a reasonable tive Montessori Louis re-entry into the affirmed modified reduction facilitating Diana’s way of guaranteed year increase amount to $1000 force. In view work judgment court’s program, per how- month. The trial placement feature of attorney request ali- fеes is affirmed. Diana’s ever, one-year’s rehabilitative we think attorney appeal must be fees on is denied. mony is decree sufficient against this action assessed accordingly. Costs modified appellant. Finally, conten- address Thomas’ V. we required he not be to con- AFFIRMED AS MODIFIFED. tion that fees, attorney Diana’s tribute towards appeal. except

trial or on All Justices concur CARTER ANDREASEN, JJ., partially who attorney fees Ordinarily, dissent. the trial rests the sound discretion of appeal and will be disturbed on CARTER, part). (dissenting Justice Mar- an аbuse of discretion. In re absent I believe the trial court was correct Schissel, 292 N.W.2d riage of concluding type spousal reim- that the 1980). controlling factor is abili- primary which is the issue on bursement ‍​​‌​​‌‌​‌‌​‌‌‌‌​‌​​‌‌‌​​​‌‌‌​​​‌​‌‌‌​​‌‌‌​​‌​‌‌‌‍pay ty to the fees. appeal this has all of attributes Muelhaupt, settlement. I it as would treat characterizing rather than it as alimo- such had At time of ny. $720; monthly earnings of course, Thomas, the mar leaves $2068. J., ANDREASEN, joins partial this great riage deal of debt. burdened with dissent. year residency, how salary His first out ever, to be at least anticiрated field, though professionally

Diana’s chosen

rewarding, far less financial se furnishes

curity. account, into

Taking factors we these trial no abuse of discretion in the

find to- requiring Thomas to PROFESSIONAL COMMITTEE ON attorney Diana’s fees. view wards ETHICS AND CONDUCT OF alimony upheld awards the substantial ASSOCIATION, BAR STATE IOWA appeal, reject we Complainant, appeal. fees on attorney claim for See *9 Dahl, (Iowa App.1987). HAVERCAMP, Respondent. Alan R. In lieu Summary. VI. No. 89-353. in Di- judgment entered the trial court Supreme of Iowa. Court favor, that the trial court ana’s we direct order Thomas to Diana reimburse- 14, 1989. June $10,000 per year for a ment commencing July period of ten percent the rate of ten

1989. Interest at any payment

per annum shall accrue thirty days of due date.

made within its subject shall judgment

This not be

Case Details

Case Name: In Re the Marriage of Francis
Court Name: Supreme Court of Iowa
Date Published: Jun 14, 1989
Citation: 442 N.W.2d 59
Docket Number: 88-1188
Court Abbreviation: Iowa
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