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In Re the Adoption of X.J.A.
166 P.3d 396
Kan.
2007
Check Treatment

*1 96,003 No. Adoption Child A Minor Matter X.J.A., 12-21-2003.

Born (166 396) P.3d *2 Opinion 7, 2007. filed September Koksal, the cause and of of Lindner & Garden City, argued Scott Marquez, J. mother. natural was on brief appellant Kerbs, the brief for the cause and was on 1. of City, Glenn Dodge argued parents. appellees adoptive the court was delivered

The opinion us to determine This case validity Nuss, requires primarily J.: of her newborn a natural mother s written consent outside her consent was later child. Her acknowledged purported held that the The district court a notary adop- public. with the tive requirements substantially complied 59-2114, K.S.A. consent adop- approved tion, the natural mothers terminated rights. parental failure because of the reversed Court adoptive parents’ Appeals Acts, on with Uniform Law Notarial to substantially comply 2d et In re K.S.A. 53-501 App. Adoption X.J.A., seq. 621, (2006). K.S.A. 142 P.3d Our pursuant jurisdiction 20-3018(b) from for review adoptive parents). granted (petition are as fol- and our

The issues on holdings accompanying appeal lows: tire doctrine “sub- Did district court err in

1. applying consent for the statute written stantial governing compliance” 59-2114? No. adoption, the district evidence

2. Did substantial support competent that her consent was that Mother failed to establish court’s finding to address. Unnecessary involuntarily given? evidence the district

3. Did substantial competent support in a common-law were court’s finding thus the court decree of marriage, providing jurisdiction grant Yes. adoption?

Nevertheless, we reverse Court of and remand to Appeals the district court for further proceedings.

FACTS (Mother) Mexico, A.A. was bom Mexico 1979. City, early She moved to the United States with her when she was 10 family old. Mother attended school in this until years country approxi- 1997, but did not school or obtain a GED. mately complete high In March or Mother learned she was April 24-year-old time, At the she was in a trailer Garden pregnant. living City, Kansas, (Father), father, G.P.A., biological J.S. 13-month-old from a after daughter previous relationship. Shortly *3 later, Father learned she was he moved out. Two months pregnant, evicted, Mother was so she and her in moved with her daughter neighbor Guadalupe.

Mother told on two occasions that allegedly Guadalupe separate she desired an abortion. offered to so that she Guadalupe help would not have abort to the child.

When Mother was 5 or 6 months she met pregnant, Guadalupe’s sister, M.A., E.M., and M.A.’s who had lived companion, together for 14 children, wanted M.A. had been unable years. Although they M.A., to conceive. to Mother called and asked if M.A. According would Mother’s because she did not know how she adopt baby would care for two children. M.A. later discussed the possible with in Mother home. When Mother was 7 adoption Guadalupe’s or 8 months “Now, she told I’m pregnant, allegedly Guadalupe, to M.A. and E.M. later consulted going [M.A.].” give baby David adoption attorney, Snapp. Mother continued in home until December living Guadalupe’s 20, 2003. On Isaac, December her brother and three Guadalupe, friends took Mother to the Garden when she went City hospital into labor. Both and M.A. with Mother Guadalupe stayed during 21, labor. On December in M.A.’s Mother birth to presence, gave whom M.A. and E.M. named girl X.J.A. the hos- 23, Mother from December On up picked Guadalupe a Petition for M.A. and E.M. That same Adoption signed day, pital. him a form entitled obtained from in office and attorney Snapp’s in the remained Minor Child. The Consent girl Adoption time, concerns. due to health for more During days hospital and education received visited her and Mother counseling daily mothers. new 24, consent form December Mother

On adoption “I the form states: M.A. other hereby things, Among presented and and [M.A.] consent [E.M.] agree [X.J.A.] and I am the above consent have read and I understand I signing act.” free and voluntary my that same in returned the When M.A. form City Snapp Dodge acknow- Mother’s he reminded her that signature required day, the consent to a She then took notary acquaintance ledgment. M.A., her tax returns. Garden who had According City prepared M.A. After she told the “all that complied notary happened.” and to see accepted congratulations, baby notary’s request Mother was “notarized the present notary paper.” knew her. The there is no evidence preprinted notary states, 24, 2003, and is also dated December relevant part: aforesaid, “I, State in and for the certify a notarial officer [Finney] County consent, [Mother], is subscribed to the above and whose name foregoing execution of the above before me and duly acknowledged person appeared made in the consent that the statements foregoing duly acknowledged

are true.” from the M.A. December On discharged hospital; X.J.A. *4 to was

and E.M. were girl discharged Although present. Mother, to leave the to M.A. as she they prepared gave girl M.A. and E.M. went home to with City Dodge hospital. X.J.A. in M.A. to residence Garden while Mother went City. Guadalupe’s and indeed Mother see each weekend and E.M. to let agreed X.J.A. Garden for this later made to purpose. multiple trips City bom, her in the Women Mother enrolled after Shortly X.J.A. in which (WIC) Infants a food assistance Child program program, Mother with her other Mother provided daughter. participated items from the to M.A. Mother also obtained health in- program and took her to two medical surance for for X.J.A., appointments vaccinations. 29, December filed a for

On Snapp petition adoption, attaching An of Mother’s consent from earlier. af- days copy purported 2004, fidavit for service was filed and a hear- publication January 24, on the was scheduled for 2004. ing petition February 2004, In Mother traveled from Garden February City Dodge where she met with and M.A. Mother answered City Snapp ques- M.A., tions about herself and Father. Mother com- According municated English. Snapp 2004,

In March the district court conducted a fitness hearing evidence, M.A. and E.M. After the court concluded that hearing were “fit and to take and they proper persons temporary custody child, care and of the minor provide support [X.J.A.].” Mother, when M.A. E.M. and According stopped allowing 2004, her to visit she went to their home in May Dodge X.J.A. to ask for her Police were called and the City daughter. adoptive documents that an parents gave police showing adoption pro- had commenced. E.M. later testified that this was the first ceeding time he knew there was a problem. 19, 2004,

On October Mother filed a motion to withdraw con- motion, In sent she admitted that she “some- adopt. signed but did not admit to she believed to be a thing” signing anything consent to Nor did she admit to and adopt. freely voluntarily giving her consent to the adoption X.J.A. 2005, after the district court denied July hearing arguments,

Mother’s motion for found, The court later summary judgment. other had the burden of among things, Mother burden, the consent if met this proving they the burden shifted to Mother to establish the consent was not voluntarily given.

Trial occurred in November with 16 witnesses testifying. Consistent with the court’s prior ruling, adoptive parents began from their assistant who essen- presented testimony attorney’s obtained from Mother and them tially writing exemplars provided examiner, to forensic document Barbara Downer. Downer testified *5 that in on the consent form was her expert opinion, signature Mother’s.

Based on this initial district court ruled testimony, case that Mother’s established their facie prima and that the burden then shifted on the consent signature appeared to rebut facie evidence. After Mother to Mother pre- prima fianc, Ibarra, her Michael the court found sented the testimony had not rebutted. Mother then that evidence of her been signature with other evidence and to meet her burden proceeded attempted that the consent was involuntary. evidence was as to whether Mother ulti-

Conflicting presented trial, both Mother and M.A. mately agreed adoption. During Under direct examination her testified interpreter. through 24: Mother admitted document on December attorney, signing Do know if that’s you “Attorney: your signature? Yes, “Mother: it’s mine. You’re that document? sure you

“Attorney: signed it, “Mother: I don’t remember but that is mine.” signing signature In addition to Mother admitted that she admitting signature, birth, filled in the consent’s for her blanks date of age, place testified, however, and the she She that she did not day signed. know what the document was.

Mother denied that she ever told that she Guadalupe’s family Rather, would the child. she believed that M.A. and E.M. give up were her take care of the new she did simply going help baby; believe were they going keep permanently. support, X.J.A. Mother asserted that she told nurse at the that the baby hospital was not being given up adoption.

Mother testified that she a document in a car outside of sister house. She did not understand the doc- Sylvia’s Guadalupe’s ument felt it. and she into She believed that she signing pressured “[s]o, that there would be difficulties to take signing something back.” Mother also testified that when she met with baby Snapp she did not know the of the visit. Never- City, Dodge purpose theless, she did not she was M.A.’s and E.M.’s why question visiting attorney.

M.A.’s version of events was different. She denied quite *6 Rather, in Mother was a car when she the consent form. signed M.A. asserted that she met with Mother at M.A.’s sister Sylvia’s house, where she told Mother to read and the form. Mother sign form, read it When she finished Mother asked slowly. reading blanks, for a filled in the it back to M.A. pen, signed gave Mother did not ask any questions. M.A., to Mother the form between 7 and 8

According signed in the of M.A. and M.A.’s Guada- p.m. family including Isaac, and their mother. M.A. believed Mother “knew lupe, Sylvia, what she was and understood the content of the consent signing” form “because when she was she told me that she was pregnant her to me.” M.A. testified that she also had going give [X.J.A.] earlier observed Mother and fill out speak English hospital in To M.A.’s no one ever papers English. knowledge, put pressure on Mother to the consent. sign M.A.,

Like her sister contradicted Mother’s assertion Guadalupe that the consent was in the backseat of a car. She stated that signed the consent was at in house front of several wit- Sylvia’s nesses. When if asked she had reason to believe that Mother any did not understand that E.M. and M.A. were going adopt said, that, “I never no. It to me baby, Guadalupe thought appeared that it was all with her.” right sister, M.A.’s other discussed Mother’s

Similarly, Sylvia, ability to read and understand testified that Mother did English. Sylvia not ask about the consent form “because she knows any questions how to read me, well. And she has read letters for English very and she’s them [from interpreted English Spanish].”

M.A.’sbrother Isaac testified that Mother told him she was con- abortion. When asked about Mother’s statement that templating she stated, does not or read Isaac “she understands. speak English, And, talks, she and she writes. . . . and one she [on occasion] served as form, the consent he testi- my interpreter.” Concerning fied that in Mother filled in blanks his She did not presence. ask about it because based his any questions upon experience her, “she knows well to read and to write He con- very English.” consent, firmed that she read the asked for a pencil, signed. E.M., called M.A. to testified that Mother M.A/s companion, later drove to her child. The two tell her that could they adopt the details to discuss from their home Garden Dodge City City born, E.M. did not believe After with Mother. anything X.J.A. told M.A. could because Mother had had they changed previously the child. adopt communication with Mother testified about his early

Snapp 2004 in he asked for answers to his office. According Snapp, in a state form infor- contained concerning background questions He recorded her mation for a child being adopted. responses child; These include medical history English. responses Mother, medical, her and social history including genetic, from childbirth mother s diabetes and death complications; Father, medical, his and social history including genetic, *7 talked to Mother birthdate and some histoiy. Snapp employment not him reason to believe She did give any entirely English. were what she was do-

she did not understand why they meeting, actions. and the of her ing, consequences issued an memorandum decision the The district court 11-page After it had found that the month. adoptive following confirming consent, it had demonstrated Mother s on the signature also found that the constituted substantial compliance signature for an attested and that the statutory requirement signature the burden of shifted to Mother: proof on “2. The evidence Petitioners establishes [Mother’s] signature presented (even Consent in the of a notary Adoption though signed with the constitutes substantial compliance statutory requirement [and] public) which that the natural attested satisfies signature, requirement proof for herein, of the child and the burden shifts to mother did consent adoption the natural mother to show that the consent was not and voluntarily given.” added.) (Emphasis

The court further found that Mother did understand the consent 24: that she was on December signing form was dis- “18. . . . evidence established the fact that the consent [T]he it reviewed at the home of Adame before [Mother] cussed and [Sylvia] signed that she the form in the back seat of a to [Mother’s] (contrary testimony signed added.) car and did not know what she was signing).” (Emphasis law, of the In its conclusions of the court set forth purpose on a consent form: notarized signature K.S.A. 53-501 include for “7. The attesting sig- provisions requirements natures, on for the the document is signature purpose proving appearing document, the no- in fact that of tire who is but purportedly signing person who is iden- person

tarized provides only prima proof signature facie who in fact it for the asserted tified on the document is the one signed purpose added.) in court.” (Emphasis The court further concluded as a matter of law: “8. if the for It would be notarial patently unjust purpose requirement (to consent) attest a was defeated consents voluntary adoption free notarial officer’s failure to with the where the requirements comply signature inis fact signature genuine.” (Emphasis

The court concluded that Mother had failed to meet her burden and held that she and without coercion voluntarily adop- tion consent form for the purpose effecting adoption It therefore granted parental rights adoptive parents, X.J.A. terminated Mother s name. rights, changed girl’s The Court of held that the correct was not Appeals inquiry whether Mother’s consent was substantial with Kan- compliance statutes, sas but rather with the Uniform Law on Notarial Acts, K.S.A. 53-501 et It declared that because there was no seq. act, substantial with that burden of statutory proof shifted to the Mother to demonstrate unconstitutionally consent was not given freely voluntarily. burden is to refute the case “[T]he facie parent’s statutorily imposed prima *8 However,

voluntariness established the valid we do not be- by acknowledgment. lieve that an which does not with law acknowledgment substantially comply of notarial acts can establish the facie case. Without the requisite prima prima must, facie avia valid in the showing substantially acknowledgment, parent instance, first bear the burden of or her his fundamental proving liberty interest should not be taken. Pursuant to the rationale of In re that burden J.L., would violate the due 36 Kan. shifting parent’s right procedural process.” App. 2d at 629-30. the Court of reversed the district court Accordingly, Appeals without remand.

862

ANALYSIS Issue 1: The district court did not err in the doctrine applying “substantial to the statute written consent compliance” governing KS.A. 59-2114. adoption, with adoptive parents argue they substantially complied for a natural consent to statutory requirements parent’s adop- tion. Mother that the lack of a acknow- essentially responds proper renders consent void ab initio. ledgment purported child, Consent the natural their adoption statute, where is as an essential required by regarded requisite the court’s a to render valid decree of In re jurisdiction adoption. Trent, 224, 228, (1981). 229 Kan. P.2d Adoption of Whether exists is a of law over which we ex- jurisdiction question Electric, Greathouse, ercise unlimited review. Schmidtlien Inc. v. 810, 830, (2005). 104 P.3d 378 resolution Additionally, of this issue necessitates over which this statutoiy interpretation court also exercises unlimited review. 278 Kan. at 819.

Our starts K.S.A. 59- analysis 2114(a), which provides: “Consent shall be and shall be before a of a writing acknowledged judge court of record or an authorized law to take acknowledgments. before officer record, If consent is before of a court of it shall be the acknowledged judge duty court to advise the consent. consenting person consequences executed,

A consent is final when unless the final decree consenting party, prior and clear and evidence that the consent adoption, alleges proves convincing was not The burden of the consent was not freely voluntarily given. proving shall rest with the voluntarily given consenting party.” (Emphasis is defined relevant in the Uniform

“Acknowledgment” part Law on Notarial Acts as declaration that the “[a] by person person has executed an instrument for the stated therein.” K.S.A. purposes 53-502(b).

The act further that in “the provides taking acknowledgment, determine, notarial officer must either from personal knowledge evidence, or from satisfactory person appearing before true whose making person officer

863 53- K.S.A. is on the instrument.” (Emphasis signature 503(a). defined as follows: evidence” is

“Satisfactory whose true is the evidence that person has person “A notarial officer satisfactory (1) the notarial known to if that is on a document personally is person signature witness officer, (2) of a credible the oath or affirmation personally identified upon (3) of identification doc- on the basis officer or identified to the notarial known 53-503(f). uments.” and dated certifi- must evidenced A notarial act be by signed short form certif- 53-508(a). Kansas’ Under cate. K.S.A. approved acts, in an individual icate of notarial capacity instrument was as follows:“This acknowledged may simply provide 53-509. me. . . .” K.S.A. before fulfill her obli- did not that the

It is notary public undisputed with tire did she Kansas law. Nor under represen- comply gations other made in her certificate tations acknowledgment: among nor did she did not Mother acknowledge appear personally things, consent, i.e., in her of the statements execution and the truth voluntarily. understanding signing reading must statutes We have stated adoption provisions of natural in favor of construed be rights maintaining strictly termination of the in controversies involving parent-child Trent, 229 Kan. at 228. We have also relation. In re Adoption of his or her child that a natural stated custody parent’s right Amendment the Fourteenth a fundamental right protected Williams, In re Constitution. to the United States Guardianship of 814, (1994). P.2d 661 869 Nevertheless, strict with this court has not compliance required of substantial com- has followed the doctrine statutes but adoption children is In 1896 we stated: “Where pliance. Kansas, can in . . . of inheritance as rights regulated a substantial be compliance adoption by only acquired through 84, Kan. v. with the of the statute.” Renz Syl. Drury, provisions (1896). “no evidence” of There we held there was 45 Pac. 71 ¶ defined the the statute. 57 Kan. at 89. We have to the essential matters neces- doctrine “compliance respect *10 to assure reasonable of the statute.” Orr v. sary every objective Heiman, 109, 113, (2000). 270 Kan. 12 P.3d 387 Trent, 224, In In re 229 Kan. this court Adoption applied doctrine to overrule the district court and the Court of Appeals. There, the issue was whether the natural mothers written consent was valid where it was in her adoption acknowledged in Missouri a Kansas without to act be- by notary public authority the boundaries of Kansas. 229 Kan. at 225-27. The district yond court held that the consent was it was although voluntarily given, nevertheless invalid because the was not exe- acknowledgment cuted to the law. The Court of according Appeals agreed, stating that the defect in the was not a mere irregularity and the doctrine of substantial therefore could not be compliance applied. decision,

In a 5-2 the Trent court held that the consent was in substantial which, with K.S.A. 59-2102 similar to its compliance 59-2114, successor stated that “the written consent shall be before an officer authorized law to take acknowledged by added.) After substan- acknowledgments.” (Emphasis determining tial that the record left “no compliance finding question the written consents were 229 Kan. voluntarily given,” 229, at we stated: “A consent to executed in substantial adoption statutory require- ments is valid under K.S.A. 59-2102 in view subsequent judicial proceedings which were instituted the natural mother and which her a hearing afforded full all issues

upon voluntariness of her consent.” bearing upon (Emphasis 224, 229 Kan. 4. Syl. ¶ Thirteen later in In re years Adoption J.H.G., (1994), 869 P.2d 640 a now unanimous court even appeared go further than in Trent. In this case which was not addressed Court of the natural mother that deficiencies in Appeals, argued both and its docu- adoption petition required accompanying ments divested the district court of jurisdiction grant adop- tion. 254 Kan. at 793-99. failed to state as Specifically, petition (1) K.S.A. 1993 59-2128: the time of the child’s required by Supp. birth; (2) the (3) dates of birth of the child’s the facts relied parents; for the natural father’s upon ehminating necessity

865 obtained; (4) information since his consent required by the child’s Act Child Uniform (UCCJA), e.g., Custody Jurisdiction 5 had lived within where he or she address and past present Interstate Com- whether the (5) a statement concerning years; Welfare or the Indian Child of Children the Placement on pact to accom- documents (ICWA) The Act required missing applied. the child’s and natural were parents’ petition pany 59-2130 to K.S.A. information Supp. pursuant background and die detailed adoptive accounting expenses paid 795- 59-2121. 254 Kan. at to K.S.A. Supp. parents pursuant 96. 59-2128 that “K.S.A. 1993 court Supp. acknowledged J.H.G. (a) (“A (‘shall’).”See subsection

does use pe- mandatory language *11 (f) (“[T]he state”); also subsection . . . shall see tition for adoption 59-2130, . and . . the information required background with the . . . shall be filed K.S.A.59-2121 required by accounting Nevertheless, for (Emphasis adoption.”). petition that the absence of one or more to find court held “we are unable of divests a court those jurisdiction necessarily requirements The G. court 254 Kan. at 796-97. a for petition adoption.” grant J.H. and the substantial the doctrine of compliance holding applied Trent to the adoption. uphold the court and Trent’s the doctrine holding, applying J.H.G. a number of these

allowed the to meet statutory adoptive parents with information contained the other pleadings. requirements with a for “Where a document filed petition contemporaneously information, that informa- includes the requisite though adoption itself, for has tion is not included the party petition adoption K.S.A. 1993 with the Supp. substantially complied requirements 254 Kan. at 797. For the court noted 59-2128.” example, the time of the filed with the stated consent to adoption petition birth; date of and the natural mother’s child’s birth petition and stated that the natural the child’s date of birth itself provided unknown; and the consent of the natural whereabouts were father’s father, husband, not the natural was also filed with mother’s while the adoption petition. failure attach an adoptive parents’

Concerning accounting court that what adoption petition, acknowledged J.H.G. 59-2128(f) 59-2121(b) is now K.S.A. and K.S.A. use “shall.” K.S.A. 59-2121(b) “In an action states: for detailed adoption, accounting of all consideration or to be and all disbursements given, given, made, made, or to be connection with the adoption shall for for placement petition adoption accompany adoption.” added.) Nevertheless, the held that court the later (Emphasis filing the decree of with to be sub- accounting adoption “appears stantial with K.S.A. 1993 59-2121.” 254 Kan. at Supp. 797. The court believed that because “[t]he apparently purpose under 59-2121 in is to requiring accounting part [ensure] are not more consideration improperly paying statute,” to the natural than is permitted by purpose had been served because “was available to the trial accounting court before the decree finalized.” 254 Kan. at 797. adoption the failure to attach a statement of in-

Concerning background formation to the court acknowl- petition, effectively J.H.G. 59-2128(f) 59-2130(a) that what is now K.S.A. and K.S.A. edged 59-2130(a) also use “shall.” K.S.A. states: “The infor- following (1) mation shall be filed . A . . written petition complete medical social of the child and genetic, history par- . . ents . .” court found this failure because “troubling” or this information in the “[t]he purpose necessity including to benefit the as it is child useful in medical petition care and treatment.” 254 Kan. at 798. Some of the infor- missing mation was contained in home filed contem- admittedly study *12 with the but the court observed that poraneously adoption petition, Nevertheless, none came from the natural the court parents. up- held the district court’s of substantial with this finding compliance it was because substantial requirement supported by competent evidence.

The absolute failure of the other adoptive parents provide information 59-2128 was because it had no required pardoned on the “Substantial with K.S.A. 1993 bearing adoption. compliance 59-2128 can also be found even when neither the Supp. petition for nor documents filed with the adoption contemporaneously information, if it is clear that include some of required petition 254 Kan. has no on the information lacking bearing adoption.” 797. The court held at purpose requiring petition Interstate information UCCJA, Compact concerning provide Children, and the ICWA “is to insure on the Placement of merely 254 Kan. the trial court is informed when those acts do apply.” that because those acts not issues in this at 798. We stated “were case, for the absence of this information from adoption petition a of substantial here.” 254 does not preclude finding compliance father, the natural Kan. at 798. The court also concluded only mother, not the had failure to challenge petition’s standing “ include the ‘facts relied the neces- required upon eliminating ” the consent’ of the natural father and the resultant failure for sity to include in the petition request 59-2136.254 terminate his under K.S.A. Supp. parental rights Kan. at 799. Our in Trent and establish several opinions key points J.H.G. First, Trent, instant case. held that a failed we

guidance at did not substantial acknowledgment preclude compli- attempt Here, ance with the we have an acknowledgment requirement. at that failed because the did not attempt notary with all Kansas con- comply requirements representations certificate, in her tained did not e.g., signer personally appear before her.

Second, in Trent held that a we consent to executed in adoption substantial is valid under statutory requirements consent statute view of which subsequent judicial proceedings were instituted the natural mother “which afforded her a all full issues voluntariness of her con- hearing upon bearing upon Here, 4. sent.” the natural mother instituted Syl. ¶ a motion to withdraw her consent judicial proceedings by filing which led to a in which 16 witnesses 2-day evidentiary hearing testified and numerous issues were ex- bearing upon adoption and the voluntariness of her consent. plored, e.g., signature Third, in both Trent and we held that the J.H.G., essentially of the word “shall” in statutes —statutes which are to be construed in favor of the of natural strictly rights

because of the termination of the relation— potential parent-child nevertheless does not mandate strict and total compliance Here, those K.S.A. 59-2114 that consent requirements. provides “shall . . be . before an officer authorized law acknowledged by to take acknowledgments.” Fourth, we held in that failures to with “shall” comply J.H.G. 59-2128(a) (“A

requirements, e.g., petition state”) . . . shall nevertheless can be cured with information from sources, There, other so as the is met. it long statutory purpose Indeed, included a late-filed even failures to accounting. provide certain information can be so as the required ignored, long missing case, information has no on the issues bearing e.g., Here, ICWA. there was no although proper statutory acknowledg- ment, before the district court issued its memorandum decision it consent, received evidence Mother’s concerning signing of what she was and whether she understanding signing, and freely voluntarily. Fifth, in held that we the determination of substantial J.H.G. with a is a of fact

compliance statutory requirement finding by district court which will not be disturbed on if appeal supported There, substantial evidence. it was a competent requirement file a statement of full information with the background petition. Here, the district court found substantial with the stat- for an attested We hold that most of utoiy requirements signature. is substantial evidence in the finding supported by competent record, evidence Mother’s of the consent e.g., regarding signing and her of what she was Whether that understanding signing. part of the court’s that she consented is finding voluntarily evidence, however, also substantial is ad- supported competent dressed in 2. issue “ ‘ mentioned, As “substantial in re- compliance” “compliance to the essential matters to assure reasonable spect necessary every ’ ” Heiman, of the statute.” Orr v. 270 Kan. at 113. The objective main is to obtain consents to “to insure objective adopt writing that the natural consents to the parent freely voluntarily adop- Trent, Here, tion.” 229 Kan. at 228. the natural mother’s reading witnesses; of the consent was observed five a later signing *14 was obtained although poorly performed, acknowledgment, “all that mother told the after the same notary hap- adoptive day of substantial And the holding despite pened.” 1981, Trent court in de- and consent statute the the by adoption in the more this doctrine’s adoption expansive application spite 1994, that the in we observe the court context legislature J.H.G. it to those decisions. For no in reaction has taken example, steps for failure has not articulated any consequences clearly adoption indicative of We find this inaction to leg- acknowledge. properly 467, ratification. See State v. islative Ayers, approval (1967) (“Failure 3, 21 of the 426 P.2d change legislature Syl. ¶ for a amounts to a law after construction leg- long period judicial ratification.”). islative approval in the instant case— that the

We deficiency recognize specific in in several ways present acknowledgment improper —was in We also rec- Trent or deficiencies multiple among J.H.G. is a one: It directly deficiency key goes ognize present for additional whether consent was given. Accordingly, adequately the Trent court we also examine a case relied upon by support than the one whose was even more severe pres- single deficiency a failure to the natural before us: ently complete acknowledge par- ents’ on their consents as statute. signatures required 138, (1965), v. 145 399 980 Mont. P.2d Riley Byrne, father a Both natural was brother the female adoptive parent. natural consents to parents signed adoption Later, and the filed suit to set grandfather. they aside decree. other “that they adoption Among things, argued the consents were deficient and not executed to statute pursuant were not made ‘before an officer au acknowledgments ” thorized to take 145 Mont. at 141. As de acknowledgments.’ 1947, the Trent court, scribed “RCM Montana § (now 40-8-111) 61-205 Ann. Mont. Codes provided, pertinent § that consents ‘shall he before an officer au acknowledged part, thorized to take or witnessed a acknowledgments, by representative of the state of welfare or of an or wit department public agency, ” nessed the court.’ 229 of by representative (Emphasis Kan. 231. at consents, lack of

Despite complete acknowledged ap lack of to obtain parent any attempt acknowledgments, Riley court that it “was valid and upheld adoption, ruling legal.” at 145. In Mont. later the Trent court and language fully quoted by then as Trent’s of law in paraphrased point syllabus paragraph the Montana Court stated: Supreme us, “In the case before the consents of the natural were obtained with- parents Thereafter, out these observing necessity acknowledgment. natural-parents instituted which them a all issues judicial proceedings hearing upon afforded full the voluntariness their consents and the upon bearing adoption proceedings To a decree lack generally. deny validity when the natural have exercised those which such acknow- fully rights would, think, we reach result ledgment designed protect contrary *15 our statutes. This result is in spirit decisions of other harmony Mont, courts which have considered similar questions.” (Emphasis at 145. As additional we also examine the more recent case of support, Baxter, In (Ind. re Child 799 N.E.2d 1057 Adoption of Infant 2003). There, the Indiana Court faced facts even more Supreme case, similar to the instant an notarial e.g., improperly performed act. The mother of the natural mother was a friend of the adoptive mother, father, mother. The natural natural and the maternal consents grandparents signed adoption prepared by adoptive Afterward, case, as in the parents’ attorney. present adoptive took the consents to a who parent already-signed notary public notarized them all—outside the This signers’ presence. procedure which, law, to Indiana law similar to Kansas contrary provides that a shall not the execution of an instrument notary acknowledge (1) unless the who executed it: the instrument before person signs (2) or affirms to the that the on the notary, notary signature instrument is the own. 799 at N.W.2d 1059. As in the person’s case, instant went for the birth hospital and received from the natural delivery baby parents.

The natural mother and her mother later contacted the adoptive to revoke their consent and reclaim parents custody. Approximately later, 1 month the natural and both sets of grandparents filed suit to dismiss the The trial court found adoption petition. in the had not been executed on the consents that the signatures the Indiana stat- of a notary notary public required presence statute, the con- and, the Indiana consent under ute consequently, and were therefore void. notarized had been sents improperly affirmed. Court of Appeals the Indiana the trial court and Court of Appeals, reversing Indiana consent statute first that the Court acknowledged

Supreme executed in the to be the written [to adoption] “requires entities” one of six added] specified ([emphasis any presence 1062), or other at “a 799 N.W.2d notary public person including Sec. 31-19-9-2. take Ind. Code authorized to acknowledgments.” The Baxter court also acknowledged the natural parents’ argu- case, ment, that the consent statute set forth similar to the instant consents to and exclusive for executing adop- mandatory regimen tion; the consents were not executed because presence listed in the the consents were invalid of the entities any initio. The court further their and void ab recognized argument, case, instant Code also similar to the one Adoption natural must be construed in favor of the rights parents. strictly It also adoptive parents’ opposing arguments, acknowledged that the failure of the consents to meet the consent statute e.g., does not render the consents invalid but denies only specifications their presumptive validity.

The Baxter court held that “the consents did not conform to the of the Consent Statute because were not exe- requirements they (Em- cuted in the one of six entities.” any specified *16 added.) Nevertheless, 799 N.E.2d at 1062. it phasis rejected lower courts’ that this failure rendered the consents in- holdings Instead, valid and void. it held that “if the written consent is not notarized, the consent nevertheless be validity properly may satisfied evidence that the are authentic and signatures genuine in all and manifest a intention to the child respects present give up added.) 799 at 1058. N.W.2d The court adoption.” (Emphasis that the failure implicitly accepted adoptive parents’ argument to meet notarization denied the statutory requirement only consents their The court reversed and re- “presumptive validity.” manded for a trial court determination of whether the are consents

authentic and valid not executed in the notary’s despite being pres- ence, that the trial court had found that the natural noting already and maternal had and parents grandparents knowingly voluntarily at the consents. 799 N.W.2d 1063. and Baxter decisions are consistent with the Both the Riley opin court, ions of this which do strict stat require are consistent with utory adoption requirements. They particularly which allowed those to be met in alternate J.H.G., requirements Trent, are also consistent with relied at whose ways. They holding least in the natural in full eviden part upon parents’ participation on of the issues. As stated in Riley: tiary many hearings natural have exercised those which such “[T]he fully rights 145 Mont. at 145. acknowledgment designed protect.” Baxters of the implicit acceptance adoptive parents’ “presump- tive is also consistent with only” validity argument language Trent function. regarding acknowledgment’s reviewing the Trent court to the current Kansas consent predecessor first of the written consent explained purpose requirement: “The and of a written [ensure] purpose necessity the natural and consents to the freely parent voluntarily adoption.” 229 Kan. at 228. consent, the Trent

After of the written explaining purpose court tiren reviewed the served purpose acknowledgment described the consent statute: “The serves as acknowledgment prima facie proof of the [1] validity of the consent, and [2] added.) 229 Kan. at 228. It also identity signer.” (Emphasis an additional of the consent’s acknow- explained purpose statutory “The also serves prima proof ledgment: facie that the written consent was and once freely voluntarily given,” obtained filed “becomes irrevocable absent that the con- proof sent was not or voluntarily given.” (Emphasis Kan. at 228. It noted that after the burden then acknowledgment, shifted: “K.S.A. 59-2102 states burden of specifically prov- tire of free and absence consent will be on the con- ing voluntary or 229 Kan. at 228. senting party parties.” The Trent court thus the function of the facie placed prima proof Trent, in its context. Based proper upon foreshadowing

873 Baxter, later this court described adoptive parents’ argument a of va- acknowledgment adoptions providing “presumption Irons, 547, In re Adoption 235 Kan. 684 P.2d 332 lidity.” of (1984) (“In order to rebut the there must validity presumption duress, influence, fraud, undue mistake or lack of be showing understanding.”). authorities,

In of all these we conclude that the later ack- light outside the natural mother’s does not ren- nowledgment a matter law. der her consent void as The district court is correct in that serves as facie only regard. prima consent, of the of the of the proof, e.g., validity identity signer, and that the consent was and See Black’s freely voluntarily given. (8th 2004) Law ed. facie” as Dictionary (defining “prima a fact establish or raise unless dis- [sufficient presumption Partners, v. rebutted.”); Welch Via Christi Health see or posed Inc., 732, 768-69, (2006) (“The 281 Kan. 133 P.3d 122 plaintiffs have not established a facie case aof breach of the prima fiduciary duties of faith and fair . . . sufficient to loyalty good dealing shift the burden of to the defendants to establish the fairness proof transaction.”); In re 90, 114, 612 P.2d 1211 Jones, (1980) (“Prima facie evidence” creates a merely presumption which be overcome evidence from the other may by party.”) (Holmes, dissenting).

With an facie acknowledgment providing prima proof, adop tive could other several enjoy, among things, advantages (1) it under K.S.A. 59-2114: provides consenting party must that the consent was not prove voluntarily given; (2) must be clear and evidence. How proof convincing ever, without an no has acknowledgment, “presumption validity” Irons, re 547; been established. See 235 Kan. at see Adoption of Baxter, 799 N.E.2d 1057. Absent facie ack prima proof through and the consent and vol nowledgment, signer identity validity untariness be met alternate may adoptive parents through G., facie evidence. 254 Kan. 780 statement prima (required Cf.J.H. information home re background essentially supplied by study; filed late but time to be considered quired accounting decision). court before its *18 the district court the burden of

Accordingly, correctly placed facie evidence—the functional providing prima equivalent it cor- acknowledgment adoptive parents. Specifically, —on this burden of facie evidence on the recdy placed prima on issue of Mother’s on the consent. It also signature appearing the burden of facie evidence correctly placed rebutting prima on Mother. It further that determined Mother had failed correctly in her rebuttal and the was therefore established as hers. signature See Black’s Law definition of facie.” Dictionary “prima erred, however,

The court in the burden of in- shifting proving consent to the natural Mother once the voluntary adoptive parents had established her on the consent. It erred because the signature facie evidence of other matters prima typically provided by were still that the consent was vol- missing, e.g., Trent, (under See 229 Kan. at 228 ack- untary. “[t]he also serves as facie that the written con- nowledgment prima proof sent was There was no determination voluntarily given”). made the district court that the burden had been on the placed facie evidence on the voluntar- adoptive parents provide prima iness of the consent. Nor does review of the evidence— parents’ before the court ordered the shift burden of proof any —reveal of such evidence. The witnesses were two establishing only people who had not been when the was on the present signature placed consent. One witness thewas who expert opined signature Mother’s, and the other was one who functioned as essentially a foundation witness: an assistant who obtained and provided Mother’s of this writing exemplars expert. consequences court error are 2. issue analyzed Issue 2: It is us to address whether substantial unnecessary for evidence the district court’s competent supports finding Mother to establish that her consent was involuntarily given. failed

Mother that the district court’s that she had not argues finding established that her consent was was not involuntarily given sup- substantial evidence. The Court of ported by competent Appeals noted that while its earlier made discussion of the evidence holding Mother was the court to evidence. It unnecessary, asking reweigh further noted that the district court had made a negative finding a different standard of review. We need not address required Mother s as we mentioned issue the im- argument; regarding of a this shift of the bur- pact poorly performed acknowledgment, den of to Mother was incorrect because there was no proof prima facie case on the voluntariness of the consent. presented we would remand for the district court to determine

Generally, whether the had made their facie prima showing to determine whether the consent had been eventually given Irons, In In re voluntarily freely. Adoption of however, this court held that while the trial court improperly the burden of on the natural mother on hér whether placed proof *19 consent was and or tainted undue influ- voluntarily given ence, error does not warrant reversal as it would “[t]he necessarily in a trial. The record must be examined to determine if the jury evidence shows the sustained the burden of which appellees proof should have been them at trial.” 235 Kan. at 550. We placed upon held: have no hesitation in “[W]e sustained holding appellees their [adoptive parents] burden of This was a trial to the court. The proof. introduced all the parties evidence had. The order of events did not affect they the result since the court evidence, had available to it all Thus, all of which was uncontested. virtually the resolution of this was that of controversy evidence. We primarily weighing

think the answer is clear and hold that Irons accordingly Anjanette [mother] freely, and her consent to knowingly voluntarily gave Irons.” adoption Baby Boy 235 Kan. at 553. brief, In her Mother education, she had a limited argued and she could understand a “little” when although English spoken to, she could not read She that the consent was English. alleged never to her. Mother further to evidence that explained pointed the nurses at the did not document that her was hospital daughter for her, the child was and that up she adoption, discharged took the child to medical she noted that the check-ups. Finally, was whether Mother testimony intended to conflicting regarding have M.A. and E.M. the child. adopt (1) that Mother s to read responded ability

and was evident (2) speak English she throughout proceedings; consent; (3) she did old when she

was 24 years (4) she delivered and counsel before girl signing; legal request in- to her. We after the child M.A. and E.M. discharged Mother attended observe that elementary, junior dependently record, she in this and school country. According high high, work. She for for as an acted speakers applying interpreter Spanish sister, M.A.’s for a from translated letter also English Spanish to read that Mother knew how Isaac testified M.A.’sbrother Sylvia. him. met for She had translated write and and previously English 2004 and answered questions early attorney Snapp without conversed difficulty. English testified that 16witnesses also observe We during independently came consent testimony contradictory 2-day hearing. Important, a'natural mother much to or lose: who have from the gain principals tes- consent versus the contradictoiy Important, adoptive parents. of M.A.’s blood from Mother’s fianc also came many timony will be the what is at stake—who Both the relations. gravity close of a many relationships parents witnesses, young girl—and for biased and testimony. prejudiced carry potential short, all of Irons where this case is unlike “virtually Baby 553. We therefore 235 Kan. at was uncontested.” [the evidence] to make the determi- is best the district court conclude equipped remand, as the Irons on voluntariness nations Baby concerning 10: court itself said at Syl. or was tainted was freely voluntarily given “Whether and circumstances of each on the facts undue influence necessarily depends *20 such, the trier who has issues are to be determined case. As these of fact (Em- witnesses.” to the evidence and test credibility

best opportunity weigh phasis evidence, the this case’s Because of familiarity judge’s witnesses, it him on remand to deter- we leave and the parties, the instructions contained he needs so he can follow mine what from his own includes His consideration everything opinion. a full review of the record to evidentiary hearing. simple a decree court have Issue 3: Did the district jurisdiction grant adoption? that the district also the Court of Mother Before argued Appeals, court lacked a decree of Mother jurisdiction grant adoption. framed the issue as one of of K.S.A. 59- statutory interpretation 2113, which who The statute governs may adopt. provides: “Any adult, or husband and wife minor or adult jointly, may adopt any as their child in the manner in K.S.A. 59-2111 provided through 59-2143, that one cannot do so without the consent except spouse of the other.” Mother asserted that the are adoptive parents pro- hibited from because are not married. The adopting they adoptive that substantial evidence parents responded competent supported of the trial court that the were married finding that, therefore, common law and statutory interpretation K.S.A. 59-2113 is not required.

The Court of stated: need not delve into an in- “[W]e Appeals of that our reversal on the first issue. terpretation given Likewise, the district court found that M.A. and E.M. had a com- mon-law and that the evidence. marriage finding supported by Thus, Mother’s moot.” 36 Kan. statutory argument doubly App. 2d at 631-32. This court discussed common-law in In re Estate marriage 178, 192-93, (1999): 993 P.2d 637

Antonopoulos, (1) “The essential elements of a common-law are: marriage capacity (2) (3) a parties marry; between the present marriage agreement parties; out of each other as husband and wife to holding public. Although form, need not be in it marriage agreement is essential there any particular be mutual consent to the present between the The burden of marriage parties. prov- a common-law or consensual ing rests it. marriage upon party [Ci- asserting tation If the district court’s are omitted.] substantial com- findings supported by evidence and the court petent rules properly aforementioned applied case, this court will affirm the district court. [Citation Substantial evi- omitted.] dence is evidence which both relevance and substance and possesses which fur- nishes a substantial basis of fact from which the issues can be resolved. reasonably Stated in another substantial evidence is such way, and relevant evidence as legal a reasonable sufficient to person might a conclusion. accept being support [Citation omitted.]” Here, Mother whether M.A. and E.M. met the re- challenged of a She quirement present marriage agreement. quoted portions of M.A.’s desire to testimony regarding couple’s marry by laws of the court and church: “We were to married when going get

878 married, because And, not we have not father died. [sic] got

my we want to married but to. We want to we don’t want get get Court, laws, here in the the law and both married by by for law the church.” (Emphasis of Mother. taken out of context M.A.’sstatement by Although married, that she it that the had not M.A. did state appears couple Ear- in a formal had not been married meant ceremony. they only that she and E.M. lived she stated lier in M.A.’s together testimony and that had lived husband and wife as common-law they together law, mar- Kansas were She believed that under for 14 they years. Indeed, husband and wife. called each other ried. they evi- of substantial the Court As stated competent Appeals, that M.A. and E.M. were the district court’s dence finding supports 30 See In re and wife. common-law husband Kopac, Marriage of Therefore, (2002). 2d 47 P.3d Kan. pursuant App. district court had 59-2113, on this basis the at least K.S.A. juris- them. of a decree diction grant The is reversed. of the Court judgment Appeals judgment remanded and the case is is affirmed the district court part, with this consistent opinion. proceedings J., participating. Johnson,

Lockett, Retired, J., assigned. 59-2114(a), the Kansas

Davis, adopting J., dissenting: from the consent stated requisite explicitly Legislature (or natural adoption proceedings parent parents) of record before a of court and shallbe judge “shall be acknowledged writing take If consent authorized law to acknowledgments. or before an officer record, it be the of the court a court of shall duty before a judge acknowledged A consent is of the consent. to advise the consequences consenting person executed, to final decree unless the adoption, final when consenting party, prior was not evidence that clear and convincing alleges proves was not the consent freely The burden voluntarily given. proving *22 shall rest with and the (Emphasis voluntarily given consenting party.” 59-2114(a). finds that the consent form the current The majority opinion was in with this the case substantial compliance despite of the statute and the absolute lack of mandatoiy language despite of the natural mother’s consent in case. Be- cause I cannot with the the conclusion that actions agree majority’s statute, I in this case with the substantially comply respectfully dissent.

This court has to courts’ in- consistently explained regard of statutes: terpretation “ construction, ‘It is a fundamental rule of all other to which rules are statutory

subordinate, that intent of the if that intent can be ascer- legislature governs The tained. to have its intent the lan- legislature presumed expressed through scheme it enacted. When a statute is and guage statutory plain unambig- uous, the court must effect to the intention of give legislature expressed, rather than what the law or determine should should not be. Stated another way, when a statute is will courts not plain unambiguous, appellate speculate toas intent behind it and will not read such a statute so as to legislative add ” 636, found in it.’ McIntosh v. 282 Kan. something readily Sedgwick County, 642,147 (2006) 355, P.3d 869 rel. State ex Stovall v. 271 Kan. (quoting Meneley, 378, [2001]). 22 P.3d 124 Killman, 33, See In re 42-43, Kan. 264 955 P.2d 1228 Marriage of (1998). Trent, his in In re dissent 624 P.2d Adoption of (1981), Fromme that a substantial explained applying Justice standard where the statutes in contained question like 59-2114(a), that in K.S.A. used ma-

mandatoiy language “[t]he of this court have abandoned their of role jority judicial interpreting law and have into a role of what stepped legislative amending heretofore were of two different mandatoiy requirements legisla- tive enactments.” 229 Kan. (Fromme, at 232 The J., dissenting). effect of this form statutoiy interpretation, according Justice Fromme, was to the statute a court to dis- “repealf] by permitting statute. that This is a regard requirements legislative pre- Such a rule will create confusion clear, over rogative. litigation concise statutes.” 229 (Fromme, Kan. at 233 mandatory J., Fromme’s in the instant case realize facts

dissenting). Justice prediction. form in the

Here, the consent mother did not the natural sign authorized or other any notary public, person judge, Instead, the form the she to take pres acknowledgments. When ence several adoptive adoptive parents’ family. their statute learned from required attorney be the natural mother’s adoptive acknowledged, par signature In officer. return to her with an ents did not public appropriate stead, who authorized went to a acquaintance they personal “all that This take and told her per happened.” acknowledgments natural mother’s *23 sonal then sig acquaintance “acknowledged” of and no nature outside knowledge having personal a clear violation of the of Not was this her. only acknowledgment also, statutes, et as the Court see K.S.A. 53-501 but seq., Appeals case, “in all re was material found in this the acknowledgment 36 In Kan. false and untrue.” re App. Adoption of X.J.A., spects, Nevertheless, 621, 630, (2006). finds 2d 142 327 P.3d majority that with the these actions “substantially requirements complied” 59-2114(a), which that consent “shall be acknowl of K.S.A. states a of record or before officer before court edged judge law take authorized to acknowledgments.” deviation,” as even Fromme char- This is not a “slight Justice Trent, in where acterized the actions of notary public public Missouri of the Kansas crossed the state line into the officer portion 229 233 area to witness a Kan. at signature. City metropolitan case, (Fromme, no was this J., acknowledgment dissenting). nor valid acknow- taken the natural mother’s was any signature, words, In other the specific requirements ledgment attempted. 59-2114(a) Instead, in- that statute was K.S.A. were followed. both and the notary disregarded by adoptive tentionally finds that for The majority despite apparent disregard public. 59-2114(a), the consent in this of K.S.A. requirements specific I cannot case nevertheless satisfies statutory purpose. agree. “ ‘ “com- case law defined “substantial Our has compliance” the essential matters assure necessary every respect pliance ”’ Heiman, Orr 270 Kan. of the statute.” v. reasonable objective 109, 113, (2000). 59-2114(a) 12 P.3d 387 K.S.A. states that the “shall be in and required adoption proceedings writing shall be a court of or before record before acknowledged judge an officer authorized law take acknowledgments.” has

This court that and ne “[t]he previously explained purpose of a written consent is to insure that natural cessity parent freely Trent, and consents 229 Kan. at 228. voluntarily adoption.” relies this statement in its that conclusion majority upon court’s determination this case natural that the mother’s consent results in substantial voluntarily given Nevertheless, 59-2114(a) with the statute. that the provides be in consent “shall shallbe writing acknowledged.” (Emphasis added.) It be that the re may purpose is identical to that of the written consent—to ensure quirement However, the voluntariness of the act. has held on nu court “ ‘[tjhere merous occasions that is a presumption legisla ” ture does not intend to enact useless or meaningless legislation.’ Revenue, 89, v. Pieren-Abbott Kansas 279 Kan. Dept. of (2005). P.3d 492 It can therefore be inferred from fact K.S.A. 59-2114 contains two the con specific requirements —that sent inbe it be the acknow writing acknowledged—that serves in addition to those served ledgment requirement purposes written consent alone. This court considered a similar Lenexa v. question City of Olathe, 159, 660 (1983), P.2d 1368 which involved City of *24 a determination of whether a had com municipality substantially statutes, with the annexation K.S.A. 12-519 et The mu plied seq. had followed all the of nicipality general procedural requirements of the statutes but had that it was to annex mistakenly publicized the tract of land. 233 Kan. at 163-65. The Lenexa wrong City of court held that the had not municipality substantially complied with the annexation statutes because the publication requirement served a different from the annexation purpose general proce dures: “The of the annexation tois the of land- general purpose statutes protect rights

owners unilateral action their against by land. omit- city annexing [Citations Because all the land here ted.] involved was land which the owners the petitioned were the annex, served. If that only objective has been this to objective general city However, the would be redundant. in K.S.A. 12-523 the requirement publication intended the pub- It can be assumed legislature is there. requirement publication act or not a useless meaningless merely he of some lication to importance 233 Kan. at 164. omitted.]” 12-523. [Citation it when passed ack- inclusion of the the the In same specific way, legislature’s 59-2114(a) the indicates that in K.S.A. nowledgment requirement those served in addition to other serves purposes acknowledgment Court ex- Colorado As the the Supreme requirement. by writing in a case: similar plained the consent the signed [natural mother] shows that “The evidence respondent and that it was not subscribed of parents], in tire [adoptive petitioners case the evidence that the statute. It is to as argued and sworn required by consent, at the time duress or fraud respondent signed that there was no shows lessen and sworn to is to a consent subscribed of such and that the having purpose of that this could be one purpose of duress or fraud. Admitting the possibility did not intend that that the every we still cannot legislature say procedure, be subscribed and sworn a child should not to an of natural parent seriousness and solemnity step being emphasizing purpose of of law to admin authorized should be person

taken. It also emphasized trans itself . . . which of gives affirmations is a officer, ister oaths or public finality.” (Emphasis atmosphere a more setting action impressive of (1951). 533, 537, Carnesi, 232 P.2d 186 123 Colo. v. Foley re doubts case, the facts raise do In this significant only consent, but natural mother’s nature of the the voluntary garding other fails to lack die total any acknowledgment provide court being provided Foley recognized safeguards the natural According requirement. form as she the consent she was asked mother’s sign testimony, version a vehicle. adoptive parents’ According exiting in the home events, the consent form mother the natural signed event, it is uncon relatives. one of the any adoptive parents’ the trans officer was that no troverted “give[] present public and an a more finality.” action setting atmosphere impressive that die there is no indication at 537. 123 Colo. Similarly, Foley, form the consent the natural mother in which environment “seriousness being solemnity step emphasized re- all that she was away parental rights signing namely, taken” — *25 883 circumstances, 123 537. Colo. at Under such daughter. lating it cannot be said that natural mother s in consent was given in to the essential matters to as- “compliance respect necessary ’ ” Orr, 59-2114(a). sure reasonable 270 objective” every Kan. at 113.

Moreover, the case law cited no by majority provides support for its conclusion in this case parties substantially complied Trent, with In the statute. the court was faced with a question whether a Kansas of a notary public’s acknowledgment signature in Missouri voided the consent for stat- purposes case, utes. In that from the only discrepancy require- statutory ments was one of venue. The natural mother her consent in the which the voluntarily presence notary public, notary Thus, at Kan. 226. the consent was acknowledged. provided in with accordance all the solemnities and seriousness of signing in the of a Trent officer. dif- presence public presents markedly here, ferent scenario than the one where no officer was public the natural mother’s of the consent present acknowledge signing forms. in G., In decision re H.

Similarly, Adoption of J. (1994), 869 P.2d 640 does not support majority’s finding substantial this case. J.H.G., failed to include certain information petition adoption; however, the of this information was included in other majority filed with the which paperwork petition. required accounting, was not filed with the was filed district court petition, before it entered its final decree of While information adoption. the Uniform Child Act regarding Custody (UCCJA), Jurisdiction the Interstate on Children, the Placement of and the Compact Indian Child Act (ICWA) Welfare were never it was provided, Thus, these acts did not all of the undisputed apply. required information was before district court when it made its decision. 254 Kan. at 793-97.

Other than its of substantial the de- application compliance, cision in has little to do with the current facts. There was J.H.G. no that the natural mother’s consent was question given J.H.G. in the of a who was authorized take acknowl- notary *26 Moreover, at the fact that the 254 Kan. 786-87. given

edgments. to the voluntariness of consent natural mother failed contest entered, mother was the decree was the before final adoption at such on 254 Kan. 791-93. from a barred raising request appeal. “ consent, as in ‘an issue of which the court The recognized J.H.G. to on the of the court render essential requisite jurisdiction part ” in 254 Kan. was not a factor that case. a valid decree of adoption,’ 228). Trent, re 229 Kan. at 791 at Adoption (quoting of are also distin- two cases cited the The out-of-state majority by Baxter, 799 N.E.2d Child In In re Adoption guishable. Infant of (2003), (2004), the Indiana Court held reh. denied 1057 Supreme the of officer could that a consent outside public presence given evidence. The consent statute be extrinsic by proved applicable “ at ‘The be executed that case stated: consent may in the birth the child of time after the either [any any presence ” Baxter, 799 N.E.2d at 1062 one of six (quoting entities].’ specified 31-19-9-2). court the found Ind. Code Considering language, § “the of the which is intent designed provide of the by protecting adop- equitable adoption procedure rights as tive and the child as those well parents, biological Baxter, 799 N.E.2d best served voidable.” is finding H.M.G., 874, 606 N.E.2d 874 at 1061 In re (citing Adoption of 1993]). The Baxter court continued: [Ind. App. one of the six the written consent not executed any “[I]f entities, the consent nevertheless be satisfied validity may

specified in all and manifest evidence are authentic and signatures respects genuine 799 N.E.2d at 1062. intention child give up adoption.” present Baxter of the Indiana absent from the court’s analysis Noticeably of whether the consent had consent statute is discussion any given Instead, court with the statute. consid- substantially complied be served.” This how “the intent the statute” would “best ered courts, Kansas which is not undertaken proceed analysis “ its intent under legislature assumption ‘expressed ” scheme it enacted’ the statutory through language “ ex- effect to the intention of which ‘must legislature give than what the law should or should rather determine pressed, 885 ” McIntosh, be/ 282 Kan. at 642 271 Kan. at (quoting Meneley, 378). Killman, In re at See 42-43. Further- Marriage of more, court, here, the Baxter like the fails to consider majority whether the intended the legislature acknowledgment requirement to serve in addition to “an purposes providing equitable adoption Baxter, at H.M.G., 799 N.E.2d procedure.” (citing 874). N.E.2d at of the Montana Court v. analysis Byrne, Supreme Riley (1965),

145 Mont. 399 P.2d 980 also is irreconcilable Kansas’substantial standard. While the natural parents’ officer, in that consents case were not aby acknowledged public *27 the court focused its on “whether [natural Riley analysis appellants’ consents were obtained 145 Mont. at 144. parents’] voluntarily.” The court found that the of a decree of “[t]o deny validity adoption for lack of when the natural have [sic] acknowledgement exercised those which such fully rights [sic] acknowledgement would, think, to we reach a result to the designed protect contrary of our statutes.” 145 Mont. at 145. spirit adoption of the Montana court should not this court’s opinion govern First, decision for two notable reasons. as I have out pointed pre the the of in K.S.A. viously, purpose acknowledgment requirement 59-2114(a) limited, is not as both the and the Montana majority assume, court to a facie of voluntariness. See prima showing slip 22-24; at Rather, 145 Mont. at 144. op. Riley, requirement functions, serves a number of other such as the seri emphasizing ousness of the consent and the of a of providing public ficer. These not are served the re purposes by ignoring statutory quirement.

Second, Indiana, like the Baxter from the court opinion Riley Instead, makes no reference whatsoever to substantial compliance. is motivated “the Riley [Montana’s] entirely by spirit adoption statutes.” 145 Mont. at 145. Nowhere does cite Riley appli cable statute or provide governing statutory language regarding Kansas, in that state. In the sub acknowledgment requirement stantial does not allow a court to compliance inquiry disregard Lenexa, statute See 233 language being interpreted. City of Kan. at 164. Our is motivated not a detached consid- inquiry by

886 rather a con- but a

eration by particular “spirit” ‘“ has been of whether there sideration “compliance respect to assure reasonable essential matters every objective necessary ’ ”' Orr, at 113. of the statute.” of the rea its failure to consider the In addition to applicability from the Baxter and Riley decisions Kansas’ substantial soning in the case conclusion present majority’s compliance analysis, relied its with other not reconcile does authority persuasive analysis Trent cited a Colorado de the Trent court. In particular, upon Carnesi, (1951). 533, 232 186 v. cision, Colo. P.2d Foley the natural mother had “relinquishment Foley, signed rights “ ‘I do as well a letter and consent hereby stating: adoption,” ” [the child] [the parents].’ adoptive agree at in the Colo. 534. The forms statement were been and had not home of acknowledged by as was the statute. Because notary public, required district court with the did statutory comply requirements, vacated the decree of adoption. affirmed,

The Colorado Court “[t]he point Supreme finding natural mother now withdraw in this case is not whether can consent, in the but whether her consent adoption proceedings consent,’ in with the of her child was ‘the requisite at held that “this statute.” 123 Colo. 536. The court statutoiy, pro could not be cedural ignored.” step [requiring acknowledgment] *28 at The that natural mother’s 123 Colo. 537. court also found minor, because, as she had been violated a could due process rights 123 Colo. at 537-38. not waive service of process requirements. The Trent court that aside the reasons for putting recognized in and the lack of notice— consent faulty adoption Foley —the Thus, valid.” Kan. at 229. court were “equally recognized a in the of a the failure to consent that sign adoption presence officer was a of the statute or other violation public notary public the district court’s decision vacate supported Trent, facts In from the in this court decree. Foley distinguishing had not been letter “[t]he [in Foley] emphasized had no and there been attempt acknowledged by notary public 229. manner 229 Kan. at obtain any acknowledgment.” of official Trent, however, the natural mother’s consent was in In given officer, it in Missouri in- given presence public although Nevertheless, stead of Kansas. the Trent court im- by citing Foley, that there are some cases where actions will not plicitly recognized with the substantially comply acknowledgment requirements— the consent is where not of an namely, officer authorized to take acknowledgments. level,

On a a review of the record in this case demon- practical strates that no effort was made to with the comply statutory 59-2114(a). Instead, of K.S.A. when the requirements adoptive were made aware of the statutory requirements, they out an who also served as a sought acquaintance notary public told her “all that then happened”; notary falsely acknowledged short, the natural mother’s was there no signature. only effort made to with the but there comply statutory requirements, also was a conscious for those disregard by and the served them. In such circum- requirements purposes stances, one cannot that the consent form com- say substantially 59-2114(a). with the of K.S.A. plied requirements concludes, The majority my opinion erroneously, pur- “ of the is to pose acknowledgment requirement provide ‘prima consent, oí the . . . of the . . . the iden- proof [of] validity facie of the . . . that the written consent was [and] tity signer[,] ” Trent, 22at 229 Kan. at voluntarily given.’ Slip op. (citing 228). The finds that the absence anof majority at the time of substantial is nevertheless signing, compliance pro- vided an to determine whether by holding evidentiary hearing these met. were seeks to avoid the consti- purposes majority tutional of such a discussed the Court of implications hearing below, 628-31, see 36 Kan. 2d at Appeals App. by transferring burden of at the the voluntariness of the proof hearing regarding consent from the natural mother to the See adoptive parents. slip at 22-24. op.

There are several with the conclusion that problems majority’s on the of voluntariness lead evidentiary hearing question may 59-2114(a). First, substantial with K.S.A. major- conclusion runs to the clear ity’s contrary language *29 when a natural is that

which contesting parent explicitly provides that must “al- the consent parent during adoption proceeding, that the con- and evidence clear convincing lege!] prove!] by The statute further sent was not pro- freely voluntarily given.” the consent was not burden of vides freely “[t]he proving 59- with K.S.A. shall rest the consenting party.” voluntarily given 2114(a). the is described The burden directly majority shifting contrary plain statutory language. addition, cannot reconcile itself with

In the solution majority’s itself, which the pro- acknowledgment requirement wording and shall be vides that consent “shall be acknowledged” writing (Em- to take before a officer authorized acknowledgments. public 59-2114(a). However, the decision K.S.A. majority phasis an acknow- does with the need for this case effectively away holds an after-the-fact as as the court hearing ledgment long was sub- determine whether the consent voluntary. majority’s therefore, as be summarized stantial may compliance reasoning, 59-2114(a), the K.S.A. follows: Despite mandatory language statute’s bemay disregarded long acknowledgment requirement the consent as an is held to determine whether evidentiary hearing at will be on the The burden of this voluntary. proof hearing clear statement that the statute’s “[t]he adoptive parents, despite burden of the consent was not and voluntarily given proving 59-2114(a). shall rest my consenting party.” cannot constitute “substantial compliance” opinion, analysis runs to two clear man- with the as it contrary specifically dates therein. solution failsto further evidentiary hearing

Finally, majority’s the other served purposes acknowledgment requirement. An cannot evidentiary hearing retroactively provide solemnity at the of the consent original signing the environment of deemed Similarly, legislature appropriate. associ- cannot seal of finality hearing provide appropriate in the of a officer. ated with the consent signing public nature While the does very hearing provide public presence, the natural of such a indicates that contesting hearing parent There- at such a forum —not consent willingly. providing *30 fore, envisioned cannot hearing by majority evidentiary “ ‘ constitute to the essential matters nec- “compliance respect ’ ” Orr, reasonable of the assure statute.” essary every objective 270 Kan. at 113. of the several to be served light purposes by acknowledg- 59-2114(a) law,

ment in K.S.A. and the case the five requirement forth of this court of its points put majority support opin- First, ion are either unfounded or finds majority inapplicable. that Trent stands for the that “a failed at ack- proposition attempt did not substantial with the nowledgment preclude compliance However, at 17. the cur- acknowledgment requirement.” Slip op. rent facts do not demonstrate “a failed at attempt acknowledg- Instead, ment.” the facts illustrate that the after adoptive parents, informed of the being acknowledgment requirement, attempted circumvent that and ask- requirement by going acquaintance her to the natural mother s in viola- ing “acknowledge” signature tion of the statutes. As I have this notary previously explained, behavior is not substantial or even at all— compliance, compliance this is of a knowing disregard statutory requirement.

The remainder of the five assume that the facts in this points case a of substantial In its second support finding compliance. that “in Trent we a held that point, majority explains executed in substantial compliance statutory is valid under a consent statute view of requirements subsequent However, at 17. the consent in this judicial proceedings.” Slip op. case was not executed in substantial with the compliance and a on the of consent cannot cure the failure to hearing subject follow the or substantial statutory procedure provide compliance with that statutory procedure.

Third, the finds that the of K.S.A. majority mandatory language 59-2114(a) “shall”) the term be as allow- (namely, may interpreted substantial, strict, with its ing only compliance require- Nevertheless, ments. of K.S.A. 59- majority’s interpretation 2114(a) statute; substantial least at with the requires compliance such is not evidenced here.

Fourth, finds that the failure to with the majority comply 59-2114(a) of “can be cured with mandatory requirements sources, information from other so as the long statutory purpose However, at 18. there are numerous served met.” Slip op. purposes an indication that acknowledgment requirement, including the consent was as well as the voluntarily signed, symbol officer to ceremony provided by emphasize public gravity Even if were to one the consent was proceedings. argue a conclusion cast into serious doubt ev- signed voluntarily, case, idence in this the other purposes statutoiy requirement were not met. An after-the-fact cannot cure hearing complete failure to with the 59- of K.S.A. comply procedural requirements *31 2114(a).

Fifth, the states that “the determination of substantial majority with a is a of fact the statutoiy requirement finding by district court which will not be if disturbed on appeal supported substantial evidence.” at 18. Even consid- by competent Slip op. the deference to district courts in such deter- ering given making minations, there can no be the failed question adoptive parents 59-2114(a) with the K.S.A. states comply statutoiy requirements. that a consent to “shall inbe and shall be ac- adoption writing before a of a court of record or before an officer knowledged judge Here, authorized law to take it is uncon- acknowledgments.” troverted that the natural mother did not the the sign of a or other official authorized to notaiy public give There is no evidence to the dis- acknowledgments. simply support trict court’s in this case that the finding purported acknowledgment with the substantially complied statutoiy requirements. I in this case would lead to the recognize my reasoning result of this child from the care her regrettable removing adop- tive with whom she has lived her entire 2Vz How- parents, years. ever, below, as the Court of noted court “[a]n Appeals appellate should refrain from worded statute rewriting plainly simply reach a desired result. Result-oriented justice directly contraiy of the rule of law.” 2d concept X.J.A., App. Syl. Moreover, 7. could have avoided this result ¶ with the by simply complying statutory acknowledgment require- ment after their it to them. The attorney explained majority’sopin- ion in this case—and the district court’s below-—leads to opinion result of a natural mother’s re- regrettable having daughter moved from her care without satisfying important safeguards established that she consents to the legislature voluntarily and understands the serious- relinquishment parental rights ness of her actions.

In decision has the result of my opinion, majority increasing cases, on the issue of consent which is a result litigation adoption 59-2114(a). to eliminate legislature sought by enacting that the consent in this case holding substantially complied 59-2114(a), of K.S.A. nul- requirements majority effectively lifies the that a consent to explicit statutory requirement be officer and it with an evi- acknowledged public replaces Trent, As Fromme noted his dissent in dentiary hearing. Justice this is a runs lan- “legislative prerogative,” contrary plain and undermines the guage purposes require- (Fromme, ment was meant to serve. 229 Kan. at 233 J., dissenting). I would affirm the of the Court of opinion Appeals reversing district court.

Rosen, in the J., joins foregoing dissenting opinion.

Case Details

Case Name: In Re the Adoption of X.J.A.
Court Name: Supreme Court of Kansas
Date Published: Sep 7, 2007
Citation: 166 P.3d 396
Docket Number: 96,003
Court Abbreviation: Kan.
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