76 Conn. App. 693 | Conn. App. Ct. | 2003
Opinion
The issue in this appeal is whether a child’s maternal grandmother has standing to contest an order of temporary custody involving her grandchild when the child’s mother, a minor, has a court-appointed guardian ad litem and is represented by an attorney. The resolution of that issue requires a discussion of the roles of guardian ad litem and attorney for the minor and the relationship between them when both are appointed for a minor in a juvenile matter. We affirm the judgment of the trial court.
I
The facts in this case are both unusual and sad. On April 4, 2002, the commissioner of children and families (commissioner) obtained an order of temporary custody (custody order) for S,
S entered foster care, began receiving prenatal care and education and, on May 23, 2002, gave birth to a boy, twelve weeks prematurely. On May 24, after a preliminary determination by the commissioner that the eleven year old mother could not meet the infirmed infant’s specialized needs, the commissioner sought and obtained the custody order for the infant, subsequently named Tayquon.
In the custody order concerning Tayquon, the court appointed attorney Ellen A. Morgan as guardian ad litem for S and attorney Mary Claire Collier as the attorney for S. The court appointed attorney Carl A. Massaro, Jr., as attorney and guardian ad litem for the infant. On May 30, 2002, a preliminary hearing was held on the custody order for Tayquon. At that juncture, Morgan, as guardian ad litem for S, and attorney Collier were in accord to accede to the custody order for the infant on behalf of S. The grandmother, C, who was represented by counsel, sought, however, to contest the order. She presented the court with the argument that because S was her daughter and a minor, C automatically had standing as legal guardian to seek a ten day hearing on the custody order.
In their briefs, both the grandmother and the commissioner largely reiterated their arguments to the court.
Collier, the attorney for S, who initially had supported the denial of standing for the grandmother at the May 30, 2002 hearing, later filed a brief in support of having a ten day hearing. She argued that the grandmother retained legal guardianship over S and, therefore, had standing and should be afforded an evidentiary hearing to contest the custody order. She wrote: “There would be no harm to the parties to allow the grandmother the right to a hearing concerning custody of [Tayquon]. The minor mother is in favor of her mother having a hearing concerning custody of the baby.”
Morgan, the guardian ad litem for S, also filed a brief. She agreed with the commissioner and advocated a denial of standing for the grandmother. As to the conflict between herself and the grandmother, Morgan argued: “Once a [guardian ad litem] has been appointed for a minor child, the parent or legal guardian of the minor child loses the authority to assert the best interests of the minor child. That role belongs to the [guardian ad litem].”
On June 11, 2002, the parties reconvened and, after a brief oral argument, the court determined that the grandmother was not the guardian of S for the purposes of the present hearing and that she had no standing to contest the custody order. The grandmother subse
II
Historically, we have found that questions of standing do not involve inquiry into the merits of a case, but merely require assertions of injury to an interest that is, arguably, protected by statute or the common law. Taff v. Bettcher, 35 Conn. App. 421, 425, 646 A.2d 875 (1994). The question of standing raised by the grandmother is, therefore, a legal one. “When . . .the trial court draws conclusions of law, our review is plenary and we must decide whether its conclusions are legally and logically correct and find support in the facts that appear in the record.” (Internal quotation marks omitted.) Fairfax Properties, Inc. v. Lyons, 72 Conn. App. 426, 431, 806 A.2d 535 (2002).
Here, the grandmother seeks to contest the custody order on behalf of her daughter, who is a minor. Her claim rests on the assertion that as the legal guardian of S, she can maintain an action on her daughter’s behalf, in this case, the request for the hearing on the
General Statutes § 45a-606 provides that the mother and father of a minor child are, defacto, guardians of that child. General Statutes § 45a-604 (5) enumerates the rights and responsibilities of a guardian of a minor, including: “(A) [t]he obligation of [the] care and control [of the minor]; (B) the authority to make major decisions affecting the minor’s education and welfare, including, but not limited to, consent determinations regarding marriage, enlistment in the armed forces and major medical, psychiatric or surgical treatment; and (C) upon the death of the minor, the authority to make decisions concerning funeral arrangements and the disposition of the body of the minor . . . .” General Statutes § 45a-605 (a) provides guidance on the interpretation of those expansive duties: “The provisions of [§ 45a-604 inclusive]. . . shall be liberally construed in the best interests of any minor child affected by them . . . .” Arguably, the authority to make major decisions affecting the child’s welfare intended to effectuate the child’s best interest includes the authority to make legal decisions on behalf of the minor and would include, in this case, the authority to assert the child’s legal rights in a court of law.
Reference to pertinent decisional law leaves no doubt that a guardian has the ability to assert his or her ward’s legal rights. Although, generally speaking, a person has no standing to assert the rights of another,
In this case, we are mindful that the grandmother’s claim to standing rests not only on those statutory and common-law bases, but that it also implicates a constitutional entitlement to family integrity. See Pamela B. v. Ment, 244 Conn. 296, 309, 709 A.2d 1089 (1998). “It is cardinal . . . that the custody, care and nurture of the child reside first in the parents, whose primary function and freedom include preparation for obligations the state can neither supply nor hinder. . . . [T]he most essential and basic aspect of familial privacy [is] the right of the family to remain together without the coercive interference of the awesome power of the state.” (Citations omitted; internal quotation marks omitted.) Id., 309-10.
Nevertheless, this right to family integrity is not absolute. Our courts have long recognized that the state’s intervention in family matters is justified when it is found to be in the best interest of the child. Id., 310. Our statutes authorize such intervention when it is found, inter alia, that a child has been neglected or uncared for. General Statutes § 46b-129 et seq. “[Parents’] rights are not absolute rights; they may be forfeited by their own conduct. The relation of parent and child is a status not a contract, and that status may be altered or abrogated by the State as parens patriae in the interests of society. The welfare of the child is
The appropriateness of the state’s intervention under the unfortunate facts of this case can hardly be seriously questioned. We need not linger, therefore, on whether the state’s intervention was warranted. From a child’s perspective, family integrity consists of nurturance and protection. It is not conceptual; rather it is practical and tangible, moment by moment.
Determining the respective rights of S’s mother and the guardian ad litem to speak for S’s best interest and to assert her rights is complicated, in this case, by the fact that the court additionally appointed counsel for S. Given the status of S as both a parent and a child, our observation that the court appointed both counsel and a guardian ad litem for S should not be taken as criticism. To the contrary, we note that the court has broad discretion to appoint counsel and guardians ad litem for minor parties. In particular, General Statutes § 46b-136 provides in relevant part: “In any proceeding on a juvenile matter the judge before whom such proceeding is pending shall, even in the absence of a request to do so, provide an attorney to represent the child or youth ... if such judge determines that the interests of justice so require . . . .” Additionally, General Statutes § 45a-132 provides in relevant part: “(a) In any proceeding before a court of probate or the Superior Court . . . the judge or magistrate may appoint a guardian ad litem for any minor or incompetent, undetermined or unborn person . . . . (b) The appointment shall not be mandatory, but shall be within the discretion of the judge or magistrate.”
We begin our analysis in that regard with the observation that nowhere in our decisional law or statutes are the duties and responsibilities of a guardian ad litem delineated. The actions of S’s representatives in response to the issue of standing raised by S’s mother evince confusion on the question of their respective roles and the delineation between them.* ***
Our Supreme Court has declined to formulate general instructions for either counsel or guardians ad litem in such situations. In Schult v. Schult, 241 Conn. 767, 769, 699 A.2d 134 (1997), the Supreme Court deliberated the
In Ireland v. Ireland, 246 Conn. 413, 717 A.2d 676 (1998) (en banc), our Supreme Court took up the question of the roles of a minor’s representatives when both a guardian ad litem and an attorney are present. The court added definition to the role of counsel for a minor child by stating that the attorney’s role when representing a minor should mirror as closely as possible the attorney’s role when representing “unimpaired adults.” Id., 438.
Subsequently, in its 2001 session, the General Assembly, in Public Acts 2001, No. 01-148, § 1, amended General Statutes § 46b-129a (2), regarding the appointment of counsel and guardians ad litem, to provide in relevant part that in a proceeding under § 46b-129, “a child shall be represented by counsel knowledgeable about representing such children who shall be appointed by the court to represent the child and to act as guardian ad litem for the child. The primary role of any counsel for the child including the counsel who also serves as guardian ad litem, shall be to advocate for the child in accordance with the Rules of Professional Conduct.
Our review of Schult and Ireland and that subsequent legislation instructs us that in the protection of a child who is the subject of a § 46b-129a petition, the court, in the first instance, must appoint a person to serve as guardian ad litem and counsel for the child, who is to be charged with protecting the child’s best interest as well the child’s legal rights in the process. It also is clear from that review that the obligation of the person appointed as counsel is shaped by the Rules of Professional Conduct, which, in pertinent part, obligate counsel to abide by a client’s decisions concerning the objectives of representation. See Rules of Professional Conduct 1.2 (a).
It is well established that the role of the guardian ad litem is to speak on behalf of the best interest of the child. Although the term “best interest” is elusive to precise definition, one commission study aptly observed that “[t]he best interests of the child has been generally defined as a measure of a child’s well-being, which includes his physical (and material) needs, his emotional (and psychological) needs, his intellectual and his moral needs.”
Further illumination of the role of the guardian ad litem can be found in a publication of the American Academy of Matrimonial Lawyers (Academy) regarding standards for the representation of children in family proceedings. Although those standards focus primarily on the role of counsel for a minor child, in its discussion of guardians ad litem, the Academy espouses the view that the primary task for the guardian ad litem, at trial, is to make the decision maker aware of all the facts and to offer evidence as a sworn witness, subject to
As a general matter, we endorse all of those enumerated functions as a menu of responsibilities from which a trial court may derive specific instructions to a guardian ad litem at the time of his or her appointment.
While helpful in their instructions, the various guidelines for a guardian ad litem or counsel for a minor child offer little guidance to each concerning the delineation of their responsibilities when both are appointed. The absence of either general parameters or case specific directions has the potential to lead to confusion, which is neither in the best interest of a child nor consonant with the efficient use of resources.
Although we understand from the guidance of Schult that no bright line can be drawn to delineate, for all cases, the roles of a guardian ad litem and counsel for a minor child, it is useful to observe that the legal rights of a child often may be distinct from the child’s best interest, and although there frequently may be overlap between the two, it is only because, in such cases, the rights of a child and the child’s best interest coincide.
Ill
Although the issues are clouded by the appointment of an attorney as well as a guardian ad litem to represent the interests of the child, S, the absence of an enumerated list of the duties of the guardian ad litem does not prevent us from resolving the issues presented by this case because we conclude that the guardian ad litem supersedes the role of the natural guardian to speak for the child’s best interest in the present litigation. In contrast to a guardian of a person who has physical control of the minor or a guardian of an estate who has legal control over the minor’s financial affairs, the guardian ad litem is appointed by a court and granted
Although it is a question of first impression whether the limited powers of a guardian ad litem usurp a parent’s right to speak on behalf of the minor,
Furthermore, where the court appoints counsel for a minor child, but no guardian ad litem to speak for the minor, we have concluded that because counsel for the child is more appropriately situated to exercise sound legal judgment, that creates a presumption that the court-appointed counsel is the proper person to fill the role of guardian for a particular legal action, absent an independent guardian ad litem. Taff v. Bettcher, supra, 35 Conn. App. 428; see also Lord v. Lord, 44
On the basis of those allied decisions and amplified by our understanding of the fundamental role of a guardian ad litem, we believe that as between a guardian ad litem and a natural guardian, the presumption should be that the court-appointed guardian ad litem is the proper person to speak for the child for the purposes of the litigation, barring a showing that he or she cannot properly fulfill the guardian ad litem role and that another is better suited to the role. The maternal grandmother has made no showing that the court-appointed guardian ad litem could not fulfill her role, nor has the grandmother alleged that the guardian ad litem has misspoken or that the grandmother was more properly
From the record, it is apparent that the court weighed those considerations in its ruling. Judge Jones stated: “The court agrees with the position set forth by the commissioner that in [the] circumstances of this case, where the court has appointed a guardian ad litem . . . and given the circumstances under which the child, the young mother [S], was removed from the care of . . . [the maternal grandmother, the grandmother] is not the ‘guardian’ of the child for the purpose of this proceeding.” We agree with the court.
The judgment is affirmed.
In this opinion the other judges concurred.
To protect the identity of the underage victim and her family, their names are not used in this opinion. See General Statutes § 54-86e.
The perpetrator currently is serving a twelve year term of incarceration, having been convicted of one count of sexual assault in the first degree and one count of risk of injury to a child.
General Statutes § 46b-129 (f) provides in relevant part: “Upon request, or upon its own motion, the court shall schedule a hearing on the order for temporary custody or the order to show cause to be held within ten days from the date of the preliminary hearing. . . .”
See General Statutes § 46b-129 (c).
We note with approval that the commissioner has not challenged the party status of the grandmother to bring this appeal. Cf. State v. Salmon, 250 Conn. 147, 735 A.2d 333 (1999). The court found that the grandmother was served properly. We believe that her interest as the natural guardian of S, a minor, is adequate to accord her party status. Cf. Practice Book (1998) § 26-1 (k) (2), now (h) (2); see also General Statutes § 46b-142 (b); In re Jonathan M., 255 Conn. 208, 764 A.2d 739 (2001).
“It is axiomatic that due process rights are personal, and cannot be asserted vicariously.” (Internal quotation marks omitted.) Taff v. Bettcher, supra, 35 Conn. App. 425.
We disagree with the commissioner’s claim that the provisions of General Statutes § 46b-129a provide authority for the appointment of counsel and
Evidence of the confusion comes from the fact that the guardian ad litem submitted a brief to the court on the question of the grandmother’s standing to request a hearing on the order of temporary custody. Also, as noted, neither counsel nor the guardian ad litem for S participated in the appellate proceedings. We note, too, that the record is silent as to whether the trial court issued any specific instructions to the guardian ad litem or to the attorney on their respective roles at the time they were appointed.
In fairness, we acknowledge that jurisprudence on the subject has been sparse and that both court-appointed guardians ad litem and attorneys provide invaluable services to the children of Connecticut and the judicial system alike, and are, generally speaking, grossly underpaid, if paid at all.
When a guardian ad litem is appointed, the court concluded that, while “ordinarily the attorney should look to the guardian [to ascertain the best interest of the minor-ward]”; (emphasis in original) Schult v. Schult, supra, 241 Conn. 783; such action is not required in every case. The court further concluded that “[l]eaving the determination to the sound discretion of the trial court is particularly important in [these] difficult cases .... The trial court is in the best position to evaluate the child’s need for representation as the case and the evidence unfold.” Id., 780-81.
But see Rules of Professional Conduct 1.14, titled “Client under a Disability,” authorizing counsel to seek the appointment of a guardian when a client’s ability to make an adequately considered decision is impaired.
We recognize that those cases and the 2001 amendment to General Statutes § 46b-129a concern the appointment of counsel and a guardian ad litem for a child who is the subject of a petition and not for a child who is the parent of an infant. Given the unfortunate reality, however, that the status of being a child as well as a parent in a juvenile proceeding is not a rarity, we believe a discussion of the respective responsibilities of counsel and guardian ad litem for a child, here, is equally germane.
Quebec Bar Committee, “The Legal Representation of Children: A Consultation Paper Prepared by the Quebec Bar Committee,” 13 Can. J. Fam. L. 49, 54 (Robin Ward trans.) (1996).
See R. Heartz, “Guardians Ad Litem in Child Abuse and Neglect Proceedings: Clarifying the Roles to Improve Effectiveness,” 27 Fam. L.Q. 327,341 — 46 (1993); see also American Academy of Matrimonial Lawyers, Representing Children (1995) p. 4.
NCASAA, under a cooperative agreement with the office of juvenile justice and delinquency prevention in the United States Department of Justice, was formed to promote the development of Court Appointed Special Advocate — or volunteer guardian ad litem — programs. R. Heartz, “Guardians Ad Litem in Child Abuse and Neglect Proceedings: Clarifying the Roles to Improve Effectiveness,” 27 Fam. L.Q. 327, 337 (1993). NCASAA trained volunteer guardians ad litem currently are serving in courts in every state. Id., 328.
NCASAA includes among its recommendations that a guardian ad litem should submit written reports to the court,. We find that suggestion troublesome, as we believe it more appropriate that a guardian ad litem testify as a witness, subject to cross-examination.
See also Ireland v. Ireland, supra, 246 Conn. 439-40. While acknowledging that a distinction between the two roles was proper, the court stopped short of defining the “precise parameters of the functions of the guardian ad litem . . . .” Id., 440.
Quebec Bar Committee, “The Legal Representation of Children: A Consultation Paper Prepared by the Quebec Bar Committee,” 13 Can. J. Fam. L. 49, 61-64 (Robin Ward trans.) (1996).
“We do not allow submission of attorneys’ personal opinions in other areas of the law and we see no reason to do so in this case.” Ireland v. Ireland, supra, 246 Conn. 438.
Our Supreme Court also emphasized the restricted role of counsel in Schult. The court provided the following guidance: “[Representation must be entrusted to the professional judgment of appointed counsel within the usual constraints applicable to such representation.” Schult v. Schult, supra, 241 Conn. 778. “[T]he attorney should honor the strongly articulated preference . . . of a child who is old enough to express a reasonable preference.” (Internal quotation marks omitted.) Id., 779. In other words, the attorney should maintain, as closely as possible, a lawyer-client relationship that is as normal as possible. See Rules of Professional Conduct 1.14.
The guidelines for the Court Appointed Special Advocate (CASA) programs; see footnote 14; support that view. The guidelines list the duties that the guardian ad litem should not perform: (a) taking home or sheltering a child; (b) giving legal advice or therapeutic counseling; (c) making placement arrangements for a child; (d) giving money or expensive gifts to the family or to a child. See footnote 14. “The CASA volunteer does not provide legal representation in the courtroom. That is the role of the attorney. However, the CASA volunteer does provide crucial background information that assists attorneys in presenting their cases. It is important to remember that CASA volunteers do not represent a child’s wishes in court. Rather, they speak to the child’s best interests.” Conn. Joint Standing Committee Hearings, supra, p. 1433; see also American Academy of Matrimonial Lawyers, supra, rule 3.1, p. 4.
“A guardian ad litem ... is always subject to the supervision and control of the court, and he may act only in accordance with the instructions of the court.” 43 C.J.S. 609, Infants § 234 (1978).
“[A] [tjrial judge who appoints counsel for [a] child in [a] custody matter should tell [the] appointed counsel what is expected since, absent firm guidelines from [the] legislature or other sources, [the] best solution regarding [the] counsel’s role appears to lie in precise, clear-cut orders by [the] court after input from counsel.” 43 C.J.S. 609, Infants § 234 (1999). We conclude that this is especially true when the corut has also appointed a guardian ad litem, and equally true with respect to the duties of the guardian ad litem.
E. Sokolnicki, “The Attorney as Guardian Ad Litem for a Child in Connecticut,” 5 Conn. Prob. L.J. (1991); see also 43 C.J.S. 609, Infants § 234 (1978) (“rights and powers of a guardian ad litem ... are strictly limited to the performance of the precise duties imposed on him by law. Ordinarily, his authority is recognized only for certain specific purposes”).
In the Texas case, Grunewald v. Technibilt Corp., 931 S.W.2d 593 (Tex. App. 1996), however, the court found that a minor’s parents had no standing when a guardian ad litem had been appointed. Id., 596.
See General Statutes § 46b-129a. The question of when a child can express a reasonable preference is one that is particularly ill-suited to a bright line rule. It is nevertheless a question that requires the trial court’s guidance and counsels vigilance. “One view is that a child’s ability to make a thoughtful decision depends on his or her abilities to understand, to reason, and to communicate, together with having a set of values. Another recommendation is that the advocate respond differently to the very young child, and the middle child aged seven to fourteen, while allowing the child’s wishes to be determinative at age fourteen.” R. Heartz, “Guardians Ad Litem in Child Abuse and Neglect Proceedings: Clarifying the Roles to Improve Effectiveness,” 27 Fam. L.Q. 327, 335 (1993). The question is best left to the discretion of the trial court and the minor’s representatives.
