IN RE: BRITTANY SWANSON, A MINOR, TENNESSEE BAPTIST CHILDREN‘S HOMES, INC., Appellee, v. HARRY LEE SWANSON, Appellant.
No. 02S01-9810-CV-00103
IN THE SUPREME COURT OF TENNESSEE AT JACKSON
October 4, 1999
Hon. Joe H. Walker, Judge
FOR PUBLICATION; TIPTON CIRCUIT
James H. Bradley
Covington, Tennessee
Webb A. Brewer &
Debra N. Brittenum
Memphis Area Legal Services, Inc.
Memphis, Tennessee
(Amicus Curiae)
For the Appellee:
H. William Scott, III
Brentwood, Tennessee
Frank C. Ingraham
Nashville, Tennessee
Paul G. Summers
Attorney General & Reporter
(Amicus Curiae)
Douglas E. Dimond
Assistant Attorney General
(Amicus Curiae)
Robert D. Tuke
Tuke, Yopp & Sweeney
Nashville, Tennessee
(Amicus Curiae)
OPINION
REVERSED AND REMANDED
BARKER, J.
BACKGROUND
Harry and Brigitte Swanson1 were married in May 1989. Their daughter, Brittany Swanson, was born on June 10, 1990. Subsequently, the family lived with Mrs. Swanson‘s father, Jim Ellingburg, in Drummonds, Tennessee, a town located in Tipton County. Mr. and Mrs. Swanson separated in the summer of 1991, and Mr.
On May 4, 1993, Brittany was placed in the legal custody of the Tennessee Department of Human Services (“DHS“) after a dependency and neglect determination was made the juvenile court. Beginning in June of 1993, Brittany resided in foster care through placement by the Baptist Children‘s Home in the hope that Brittany would be reunified with her parents. In December of 1994, the goal of foster care was changed from reunification with her parents to adoption,3 and in June of 1995, the Baptist Children‘s Home filed a petition for legal custody of Brittany. On August 1, 1995, the Baptist Children‘s Home obtained legal custody of Brittany from DHS by court order.
The Baptist Children‘s Home then filed a petition on January 25, 1996 to declare Brittany аbandoned by her parents and to terminate their parental rights. The
Mr. Swanson learned of the termination proceeding through someone who saw the published notice in the newspaper. When Mr. Swanson arrived in Tipton County, he learned that a defаult judgment had already been entered against him, which he appealed. The circuit court entered an order setting aside the judgment and held that Mr. Swanson should be given an opportunity to contest the allegations of abandonment.
Subsequently, a hearing was held in the Tipton County Juvenile Court, wherein the court entered an order terminating the parental rights of Mr. Swanson. Mr. Swanson appealed this termination order to the circuit court which held a hearing on the issue of whether he had abandoned Brittany. The circuit court found no evidence that “he willfully abandoned his child under all the circumstances of this case,” and it ordered that the case be remanded to the juvenile court for the placement of Brittany
“Willfully failed to support”
In 1951, the General Assembly overhauled Tennessee‘s adoption laws and listed “abandonment” as a ground for termination of parental rights. 1951 Tenn. Pub. Acts, ch. 202 (codified as Williams Tenn. Code §§ 9572.15 to 9572.52 (Supp. 1952)). The Act provided that:
an abandoned child shall bе any child under the age of eighteen years who shall be willfully abandoned at least four consecutive months immediately preceding institution of an action or proceeding to declare the child to be [an] abandoned child.
For the purpose of this chapter an “abandoned child” shall be:
1. A child whose parents have willfully failed to visit or have willfully failed to support or make payments toward his support for four consecutive months immediately preceding institution of action or proceeding to declare the child to be an abandoned child; . . .
1961 Tenn. Pub. Acts, ch. 227, § 1 (codified as
Abandoned child means a child whose parents have wilfully failed to visit or have wilfully failed to support or make reasonable payments toward his support for four (4) consecutive months immediately preceding
institution of an action or proceeding to declare the child to be an abandoned child. For purposes of this chapter, a father who has wilfully failed to visit or wilfully failed to support or make reasonable payments toward the support of the child‘s mother during the four (4) months immediately preceding the birth of the child shall be deemed to have wilfully failed to visit or wilfully failed to support or make reasonable payments toward the support of said child. In no instance, however, shall a final order terminating the parental rights of a parent pursuant to this section be entered until at least thirty (30) days have elapsed since the date of the birth of the child.4
1978 Tenn. Pub. Acts, ch. 704, § 1 (codified as
These definitions applied only to proceedings to terminate parental rights filed in circuit or chancery courts. In 1970, the General Assembly enacted statutory definitions of abandonment for failure to support that were to be used in proceedings to terminate parental rights filed in juvenile court. These definitions tracked the language found in Title 36 of the Code. See 1970 Tenn. Pub. Acts, ch. 600, § 2 (codified as
The courts of this state also articulated a standard that was used to determine “abandonment” in adoption cases. In 1959, the Court of Appeals held that trial courts were not bound by the statutory definition of “abandonment” when making such a determination in an adoption proceeding. The Court held that “[a]bandonment imports any conduct on the part of the parent which evinces a settled purpose to forego all parental duties and relinquish all parental claims to the child. . . ,” Ex parte Wolfenden, 49 Tenn. App. 1, 5, 349 S.W.2d 713, 714 (1959) (quoting 1 Am. Jur. Adoption of Children § 42). This Court adopted an identical standard in In re Adoption of Bowling, 631 S.W.2d 386, 389 (Tenn. 1982).
It was against this background that the legislature amended the adoption code in 1995. See 1995 Tenn. Pub. Acts, ch. 532 (codified as
(g) Termination of parental or guardianship rights may be based upon any of the following grounds:
(1) Abandonment by the parent or guardian, as defined in § 36-1-102, has occurred;
“Abandonment” means, for purposes of terminating the parental or guardian rights of parent(s) or guardian(s) of a child to that child in order to make that child available for adoption, that:
(i) For a period of four (4) consecutive months immediately preceding the filing of a proceeding or pleading to terminate the parental rights of the parent(s) or guardian(s) of the child who is the subject of the petition for termination of parental rights or adoption, that the parent(s) or guardian(s) either have willfully failed to visit or have willfully failed to support or make reasonable payments toward the support of the child;
. . . .
(B) For purposes of this subdivision (1), “token support” means that the support, under the circumstances of the individual cаse, is insignificant given the parent‘s means;
(C) For purposes of this subdivision (1), “token visitation” means that the visitation, under the circumstances of the individual case, constitutes nothing more than perfunctory visitation or visitation of such an infrequent nature or of such short duration as to merely establish minimal or insubstantial contact with the child;
(D) For purposes of this subdivision (1), “willfully failed to support” or “willfully failed to make reasonable payments toward such child‘s support” mean that, for a period of four (4) consecutive months, no monetary support was paid or that the amount of suрport paid is token support;6
(E) For purposes of subdivision (1), “Willfully failed to visit” means the willful failure, for a period of four (4) consecutive months, to visit or engage in more than token visitation;
(F) Abandonment may not be repented of by resuming visitation or support subsequent to the filing of any petition seeking to terminate parental or guardianship rights or seeking the adoption of a child; and
(G) “Abandonment” does not have any other definition except that which is set forth herein, it being the intent of the general assembly to establish the only grounds for abandonment by statutory definition. Specifically, it shall not be required that a parent be shown to have evinced a settled purpose to forego all parental rights and responsibilities in order for a determination of abandonment to be made. Decisions of any court to the contrary are hereby legislatively overruled;
Conversely, the Baptist Children‘s Home asserts that the Court of Appeals correctly construed the statutory definition of abandonment and correctly found that Mr. Swanson abandoned Brittany within the meaning of the statute. It also asserts that the statutory definitions of “willfully failed to support” and “willfully failed to make reasonable payments toward such child‘s support” do not violate Mr. Swanson‘s fundamental right to parent his child.
Since the constitutionality of a state statute has been questioned, the Attorney General was requested file a brief and has done so. See Tenn. R. App. P. 32. The Attorney General asserts that the element of willfulness should be read into the
The first issue we must address is whether it is appropriate to read an element of intent into the statutory definition of “willfully failed to support.” It is abundantly clear from the language used by the General Assembly that it intended to limit the discretion of trial judges when making a determination as to whether abandonment has occurred. See
Notwithstanding the plain language of the statute, Mr. Swanson and the Attorney General would have us reаd the word “willfully” into the definition of “willfully failed to support” and “willfully failed to make reasonable payments toward such child‘s support.” They argue that the word “willfully” should be included in order to effectuate the intent of the legislature and in order to preserve the constitutionality of the statute.
We recognize that there are occasions in which it is appropriate to reject a literal reading of a statute when it would result in the statute being declared unconstitutional. State v. Hudson, 562 S.W.2d 416, 418-19 (Tenn. 1978); Kirk v.
In this case, we find that it is inappropriate for this Court to supply the element of intent in the definition of “willfully failed to support” and “willfully failed to make reasonable payments toward such child‘s support.” It appears to us that the definition was carefully crafted by the legislature against a backdrop of both judicial interpretation and legislative enactment. Throughout its forty-four-year history, the definition of “abandonment” as it pertained to failure to support always contained an element of intent or purposefulness. We cannot conclude that the legislature excluded the willfulness aspect of failure to support inadvertently or mistakenly, particularly in light of the legislature‘s pronouncement that the only definition of abandonment which should be applied is that which is included in the statute.9 It is evident that the legislature consciously and deliberately excluded the element of intent. We therefore decline to read the statute as suggested by Mr. Swanson and the Attorney General, but instead we will construe its constitutionality as drafted and enаcted by the General Assembly.
Constitutionality of Tenn. Code Ann. § 36-1-102(1)(D)
Similarly, this Court has held that the Tennessee Constitution provides for a parental right to privacy to care for children without unwarranted state intervention unless there is a substantial danger of harm to the children. Hawk v. Hawk, 855 S.W.2d 573, 579 (Tenn. 1993).10 This Court has also held that the State and federаl constitutions require an unwed biological father‘s parental rights to be determined before the court may proceed with the issue of adoption. See Robertson, 871 S.W.2d
Since the statutory definitions of “willfully failed to support” and “willfully failed to make reasonable payment toward such child‘s support” in effect create an irrebuttable presumption that the failure to provide monetary support for the four months preceding the petition to terminate parental rights constitutes abandonment, irrespective of whether that failure was intentional, we hold that those definitions are unconstitutional. The statutory definitions simply do not allow for the type of individualized decision-making which must take place when a fundamentаl constitutional right is at stake. Therefore, they impermissibly infringe upon a parent‘s right to the care and custody of his or her children.
We further hold that only that portion of the statute contained at
It is hereby declared that the sections, clauses, sentences and parts of the Tennessee Code are severable, are not matters of mutual essential inducement, and any of them shall be exscinded if the code would otherwise be unconstitutional or ineffective. If any one (1) or more sections, clauses, sentences or parts shall for any reason be questioned in any court, and shall be adjudged unconstitutional or invalid, such judgment shall not affect, impair or invalidate the remaining provisions thereof, but shall be confined in its operation to the specific provision or provisions so held unconstitutional or invalid, аnd the inapplicability or invalidity of any section, clause, sentence or part in any one (1) or more instances shall not be taken to affect or prejudice in any way its applicability or validity in any other instance.
We recognize that the legislature‘s endorsement of elision does not automatically make it applicable to every situation; however, when a conclusion can be reached that the legislature would have enacted the act in question with the unconstitutional portion
In this case, the unconstitutional definitions were but a small part of a large act overhauling this state‘s adoption laws. See 1995 Tenn. Pub. Acts, ch. 532. This Act was enacted after extensive study by the Commission to Study the Adoption Laws of the State of Tennessee. See S.J. Res. 17, 98th Gen. Assembly (1993). Given the breadth and scope of the act and the fact that the definitions of abandonment as related to failure to support were but a small portion of the Act, it seems apparent to us that the General Assembly would have enacted the Aсt notwithstanding the unconstitutional sections. We therefore determine that the unconstitutional definitions are properly elided.
Since the Court of Appeals applied the unconstitutional definitions in
When the appropriate standard is applied and the prеsumption of correctness is given to the circuit court‘s findings of fact, see Tenn. R. App. P. 13(d), it follows that
Costs of this appeal shall be paid by the appellee, Baptist Children‘s Home.
William M. Barker, Justice
CONCUR:
Anderson, C.J.
Drowota, Birch, Holder, JJ.
