In re Sharon Elizabeth SULLIVAN, Relator.
No. 14-04-00514-CV.
Court of Appeals of Texas, Houston (14th Dist.).
Feb. 24, 2005.
157 S.W.3d 911
APPLICATION OF THE LAW TO THE FACTS BEFORE THE COURT
The record before us does not reflect that the trial court clearly abused its discretion by denying the motion to dismiss. Accordingly, we deny the relief requested in the petition for writ of mandamus.
CHEW, J., not participating.
In re Sharon Elizabeth SULLIVAN, Relator.
No. 14-04-00514-CV.
Court of Appeals of Texas, Houston (14th Dist.).
Feb. 24, 2005.
Don Cruse, Austin, Ellen Yarrell, Sallee S. Smyth, Houston, for appellees.
Panel consists of Chief Justice HEDGES and Justices FROST and GUZMAN.
SUBSTITUTE MAJORITY OPINION
KEM THOMPSON FROST, Justice.
This original proceeding presents a question of first impression under the Texas Family Code: Does an unmarried man who donated sperm to an unmarried woman for the conception of a child have standing to maintain a proceeding to adjudicate parentage of the resulting child?
Relator Sharon Sullivan seeks a petition for writ of mandamus commanding the respondent, the Honorable Bonnie Hellums, Judge of the 247th Judicial District Court of Harris County, to (1) vacate her order denying Sullivan‘s plea to the jurisdiction and (2) dismiss for lack of standing the proceeding to adjudicate parentage filed by real party in interest Brian Keith Russell. We conclude that, under
I. FACTUAL AND PROCEDURAL BACKGROUND
Sullivan is an unmarried woman. Russell is an unmarried man. Neither has been married previously. Sullivan wanted to conceive a child. Russell agreed to provide his sperm so that Sullivan could be artificially inseminated. Russell and Sullivan signed a “Co-Parenting Agreement”
3. BRIAN KEITH RUSSELL has agreed to provide his semen to SHARON SULLIVAN for the purpose of donor insemination.
4. Each party agrees that SHARON SULLIVAN‘s decision to conceive and bear a child was actually a joint decision of the parties and based upon the commitment of each party to parent the child.
5. Each party agrees that, during the calendar year 2003, SHARON SULLIVAN will attempt to become pregnant through the procedure of donor insemination, and that such inseminations will continue until conception occurs.
6. Each party agrees that any child born as a result of the donor insemination procedure will be the child of BRIAN KEITH RUSSELL as if he and SHARON SULLIVAN were married at the time of conception, and that BRIAN KEITH RUSSELL will be named as the father on the child‘s birth certificate.
...
11. The parties agree that SHARON SULLIVAN shall provide the primary residence for the child as long as she is able to do so. The parties agree that BRIAN KEITH RUSSELL shall have possession of the child at any and all times mutually agreed to in advance by the parties. Failing mutual agreement, BRIAN KEITH RUSSELL shall have possession of the child under the specified terms set out the [sic] Standard Possession Schedule attached to this agreement and incorporated herein.
Insemination and conception were successful in June 2003, and the resulting child, L.J.S., was born on March 2, 2004. However, before the child‘s birth, a disagreement arose between Russell and Sullivan, and on March 31, 2004, Russell filed an “Original Petition to Adjudicate Parentage, Suit Affecting the Parent-Child Relationship and Breach of Contract” in the trial court. In this pleading, Russell alleges he is L.J.S.‘s father and seeks the following relief:
- a decree establishing a parent-child relationship between L.J.S. and Russell;
- an order appointing Russell and Sullivan as joint managing conservators of L.J.S.;
- temporary orders appointing Russell and Sullivan as joint managing conservators of L.J.S., ordering Sullivan to submit L.J.S. for genetic testing to affirm the parentage, and ordering that a standard possession order be put in place and that visits between Russell and L.J.S. begin immediately;
- injunctive relief preventing Sullivan from hiding L.J.S., removing L.J.S. from a geographical boundary to be defined by the court, and from using for any purpose, especially conceiving a child, any frozen or preserved sperm from Russell; and
- attorney‘s fees and recovery for breach of contract and promissory estoppel, including damages for mental anguish.
II. STANDARD OF REVIEW
To obtain mandamus relief, Sullivan, as the relator, must demonstrate (1) that the lower court committed a clear abuse of discretion, (2) for which there is no adequate remedy at law, such as a normal appeal. Walker v. Packer, 827 S.W.2d 833, 839-40 (Tex.1992). Both Russell and Sullivan agree that Sullivan would have no adequate remedy at law if the trial court clearly abused its discretion.2 In deciding whether the trial court clearly abused its discretion in determining that Russell has standing to maintain a proceeding to adjudicate parentage (hereinafter “parentage proceeding“), we do not consider the underlying merits of the case.
III. ANALYSIS
Standing is a prerequisite to subject-matter jurisdiction, which is essential to a court‘s power to decide a case. Bland Indep. Sch. Dist. v. Blue, 34 S.W.3d 547, 553-54 (Tex.2000). A party may challenge the absence of subject-matter jurisdiction by a plea to the jurisdiction and by other procedural vehicles. Id. at 554. A plea to the jurisdiction is a dilatory plea, the purpose of which is to defeat the alleged claims, without regard to whether they have merit. Id. The purpose of a dilatory plea is not to force a plaintiff to preview its case on the merits, but to establish a reason why the merits of its case should never be reached. Id. The Texas Supreme Court has emphasized that a court should not decide standing issues based on its views of the merits:
In deciding a plea to the jurisdiction, a court may not weigh the claims’ merits but must consider only the plaintiffs’ pleadings and the evidence pertinent to the jurisdictional inquiry. When we consider a trial court‘s order on a plea to the jurisdiction, we construe the pleadings in the plaintiff‘s favor and look to the pleader‘s intent.
A trial court accepts the factual allegations in the petition as true, unless the defendant pleads and proves the allegations were made fraudulently to confer jurisdiction. Id. at 554; TAC Realty, Inc. v. City of Bryan, 126 S.W.3d 558, 561 (Tex.App.-Houston [14th Dist.] 2003, pet. denied). When reviewing a trial court‘s order on a plea to the jurisdiction, an appellate court may look to evidence outside of the pleadings:
[T]he issues raised by a dilatory plea are often such that they cannot be resolved without hearing evidence. And because a court must not act without determining that it has subject-matter jurisdiction to do so, it should hear evidence as necessary to determine the issue before proceeding with the case. But the proper function of a dilatory plea does not authorize an inquiry so far into the substance of the claims presented that
plaintiffs are required to put on their case simply to establish jurisdiction. ...
The court should, of course, confine itself to the evidence relevant to the jurisdictional issue.
Bland Indep. Sch. Dist., 34 S.W.3d at 554-55.
Standing is a constitutional prerequisite to suit in both federal courts and the courts of Texas. Williams v. Lara, 52 S.W.3d 171, 178 (Tex.2001). Nonetheless, the judge-made criteria regarding standing do not apply when the Texas Legislature has conferred standing through a statute. Id. In statutory standing cases, such as this, the analysis is a straight statutory construction of the relevant statute to determine upon whom the Texas Legislature conferred standing and whether the claimant in question falls in that category. See Tex. Dep‘t of Protective & Regulatory Servs. v. Sherry, 46 S.W.3d 857, 859-61 (Tex.2001) (determining whether putative father had standing to maintain a suit affecting the parent-child relationship based solely on construction of statutory standing provision).
Russell asserts that he has standing under a statute that allows “a man whose paternity of the child is to be adjudicated” to maintain a parentage proceeding. See
It is undisputed that L.J.S. was conceived by means of assisted reproduction using Russell‘s sperm and that Russell and Sullivan are not married to each other. Nonetheless, Russell asserts that
Before reaching the issue of whether Russell is a donor who lacks parental rights, we first must determine whether, under the proper statutory construction, donor status3 is part of the inquiry as to whether Russell has standing to maintain a parentage proceeding. If, under the statutory standing criteria, Russell has standing as a “man whose paternity of the child is to be adjudicated,” even though, on the merits, the trial court may decide that he is a donor with no parental rights, then the
The term “man whose paternity of the child is to be adjudicated” is not defined in the Texas Family Code.4 This term was created in the recent revisions to the Uniform Parentage Act (“UPA“). So far, only a few states have adopted these revisions, and research reveals no cases addressing the meaning of this statutory phrase. See UPA (2000), section 602. On its face, the term lacks clarity. This phrase seems to beg the question that it is intended to answer. We look to
In an attempt to determine the meaning of this perplexing and ambiguous statutory phrase, we consider the object sought to be obtained, the circumstances under which the statute was enacted, the legislative history, former statutory provisions, including laws on the same or similar subjects, and the consequences of a particular construction. See
The original UPA—the 1973 version—had a provision similar to section 702 of the 2000 UPA, under which a sperm donor had no parental rights. See UPA (1973), section 5. The very next section of the 1973 UPA dealt with who could bring an action to determine the existence of a father and child relationship. See UPA (1973), section 6. Under that section, for a child that had no presumed father, “a man alleged or alleging himself to be the father,” among others, had standing to bring an action to determine the existence of the father and child relationship. See UPA (1973), section 6(c). The 1973 UPA allowed “[a]ny interested party” to bring an action as to children with presumed fathers under certain provisions of the UPA; however, as to children with presumed fathers under other provisions of the UPA, a putative father had no standing to initiate a proceeding. See UPA (1973), section 6(a), (b). The 2000 UPA eliminated this lack of standing as to certain putative fathers, in part due to considerations regarding the Federal Family Support Act of 1988. See UPA (2002), sections 602, 607 & cmts.
The Federal Family Support Act of 1988, as a condition for receiving federal matching funds to establish paternity and to enforce child support orders, requires states to maintain “[p]rocedures ensuring that the putative father has a reasonable opportunity to initiate a paternity action.” See
In 2002, after the Texas Legislature adopted the 2000 version of the UPA, the National Conference of Commissioners on Uniform State Laws adopted a revised version of the UPA. See UPA (2002). Although the text of sections 602 and 702 of the UPA remained the same, the 2002 version of the UPA changed the comments to these sections. See UPA (2002), sections 602, 702 cmts. These comments spawn confusion. The 2002 comment to section 602 removes the reference to the Federal Family Support Act of 1988, although it still refers to section 6 of the 1973 UPA as the source of this section. See UPA (2002), section 602 cmt. This comment also contains new language, including the following: “This section grants standing to a broad range of individuals and agencies to bring a parentage proceeding. But, several limitations on standing to sue are contained within the Act.” See id. The comment then goes on to refer to articles 3 and 8 as well as sections 607 and 609 of the UPA, which apparently are other “limitations on standing to sue.” See id. Although this comment seems to indicate that there are limitations on standing
As to section 702, the comment to the 2002 UPA contains the following statements, among others: “The donor can neither sue to establish parental rights, nor be sued and required to support the resulting child. In sum, donors are eliminated from the parental equation.” See UPA (2002), section 702, cmt. This comment suggests that donors under section 702 have no standing, and Sullivan makes this comment the cornerstone of her argument that
The 1973 version of the UPA allowed a man alleging himself to be the father of the child to maintain a parentage proceeding in cases, such as the one at hand, in which the child has no presumed father. See UPA (1973), section 6. The 2000 version of the UPA changed the standing language to “a man whose paternity of the child is to be adjudicated.” See UPA (2000), section 602. Although the exact meaning of this phrase may be elusive, its language and the comment to section 602 of the 2000 UPA indicate that this phrase is at least as broad, if not broader than, “a man alleged or alleging himself to be the father.” See UPA (2000), section 602 & cmt. If the Texas Legislature or the UPA drafters had intended to exclude donors from the class of those who have standing to maintain a parentage proceeding, they easily could have excluded donors from the group of men “whose paternity is to be adjudicated.” See, e.g., UPA (2000), section 102(3) (excluding male donors from definition of “alleged father,” which definition is not used in section 602 but is used in other sections of the 2000 UPA);
Because this court deemed the construction and constitutionality of the Texas Family Code provisions at issue in this case to be a matter of great public concern, we requested the Attorney General of Texas to submit an amicus curiae brief addressing the statutory construction and constitutional issues presented in this case. See Commissioners’ Court of Nacogdoches County. v. Weaver, 141 S.W.2d 764, 770 (Tex.Civ.App.-Beaumont 1940), rev‘d on other grounds, 135 Tex. 611, 146 S.W.2d 170 (Tex.Com.App.1941). Though relying on a different legal analysis, the Attorney General reached the conclusion that, under the Texas Family Code, Russell has standing to maintain this parentage proceeding.
Based on the language of the statute, the object sought to be obtained, the circumstances under which the statute was enacted, the legislative history, former statutory provisions, including laws on the same or similar subjects, and the consequences of the different constructions, we conclude that, at a minimum,
Sullivan argues forcefully that the Texas Family Code, in unambiguous language, confers no rights on known sperm donors, such as Russell, and that this is confirmed by the Texas Legislature‘s failure to adopt new language from the 2002 UPA that
It is the role of the Texas Legislature to decide whether Texas public policy would be best served by requiring men to show they are not donors before they can have standing to maintain a parentage proceeding. This court must interpret and construe the statute as written; we may not invade the legislative field. At present, the Texas Family Code confers standing on Russell. See
IV. CONCLUSION
The merits of Russell‘s parentage proceeding raise important issues of apparent
HEDGES, C.J., concurring.
ADELE HEDGES, Chief Justice, concurring.
While I join the majority‘s holding and disposition, I respectfully disagree with its reasoning in reaching its conclusion. Today the majority concludes that the real party in interest, Brian Keith Russell, has standing under Chapter 160 of the Texas Family Code to establish his paternity of a child conceived through artificial insemination from the donation of his sperm to an unmarried woman, relator Sharon Elizabeth Sullivan. Because the plain and ordinary meaning of the relevant statutory provision in that chapter clearly confers standing upon a party such as Russell in the present case, I respectfully concur.
Standing Under Section 160.602
Standing to sue may be predicated upon either statutory or common-law authority. See Williams v. Lara, 52 S.W.3d 171, 178-79 (Tex.2001). When standing is conferred by statute, the text of the operative provision and the case law interpreting it serve as the proper framework for the analysis. DaimlerChrysler Corp. v. Inman, 121 S.W.3d 862, 869 (Tex.App.-Corpus Christi 2003, pet. filed). Sullivan claims that no provision within the Family Code confers standing upon Russell. I do not agree.
Section 160.602 provides: “Subject to Subchapter D [Texas Family Code § 160.301-316] and Sections 160.607 and 160.609 and except as provided by Subsection (b), a proceeding to adjudicate parentage may be maintained by: ... (3) a man whose paternity of the child is to be adjudicated....”
Statutory Text of Section 160.702
Sullivan next claims that the plain language of section 160.702 negates any standing Russell may have been granted under section 160.602. Section 160.702 provides: “A donor is not a parent of a child conceived by means of assisted reproduction.”
The primary rule of statutory interpretation is to ascertain and give effect to the intent of the Texas Legislature. Phillips v. Beaber, 995 S.W.2d 655, 658 (Tex.1999). If the statute is unambiguous, we are required to seek this intent in the plain and common meaning of its words and not
The “plain and common meaning” of section 160.702 does not negate Russell‘s standing under section 160.602. Rather, section 160.702 states only that one‘s status as a mere donor does not establish in and of itself the existence of a parent-child relationship between the donor and the child resulting from assisted reproduction. It does not state that a donor can never be a parent under appropriate circumstances. Perhaps Sullivan‘s construction of this provision would be accurate if the statute had provided, “A donor cannot be a parent of a child conceived by means of assisted reproduction.” But that language does not appear in section 160.702, and Sullivan‘s construction cannot be reached based on the plain and common meaning of the provision as enacted. In the present case, Russell does not claim that he is a father based solely on his status as a donor; rather, he alleges paternity of the child based on a “written co-parenting agreement.”2 Therefore, Russell‘s standing is not negated by section 160.702 because the language simply does not bear the meaning Sullivan ascribes to it.
Conclusion
Because section 160.602 of the Family Code broadly confers standing upon Brian Keith Russell in the present case and no other provision in Chapter 160 negates such standing, the trial court did not err in denying relator Sharon Elizabeth Sullivan‘s plea to the jurisdiction. Accordingly, I concur in the majority‘s denial of her petition for writ of mandamus.
The STATE of Texas, Texas DEPARTMENT OF TRANSPORTATION, Appellant, v. Cynthia BARRAZA, Appellee.
No. 08-03-00067-CV.
Court of Appeals of Texas, El Paso.
Feb. 24, 2005.
Notes
- This court has taken no position on the validity or enforceability, if any, of the “Co-Parenting Agreement” signed by Sullivan and Russell.
- This court has not based its determination that Russell has standing on the “Co-Parenting Agreement.”
- This court has not held that the trial court should determine the effect, if any, of the “Co-Parenting Agreement” by means of an exercise of the trial court‘s discretion.
- This court has not indicated that the merits of cases such as this one should be decided by the trier of fact on a case-by-case basis.
