In re Stevem M.
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- Sullivan
Opinion
SULLIVAN, C. J.This certified appeal involves the proper scope of inquiry at a hearing to transfer a juvenile in the custody of the department of children and families (department) to the custody of the department of correction pursuant to
We conclude that the Appellate Court properly determined that the appeal was not moot. We further conclude that, although the Appellate Court properly determined that the trial court must consider the best interest of the juvenile, that court improperly concluded that in order to transfer the juvenile, the transfer must be in the juvenile’s best interest. Finally, we conclude that the Appellate Court properly determined that, under the circumstances of this case, the trial court was required to hold a hearing to evaluate the juvenile’s competence. We further conclude, however, that the trial court’s failure to hold such a hearing in the present case was harmless. Accordingly, we affirm in part and reverse in part the judgment of the Appellate Court.
The following facts are relevant to the disposition of this appeal. The juvenile, who was bom in 1983, was
On April 14, 1999, a competency evaluation was ordered; id.; and on May 5, 1999, an evaluator from the juvenile public defender’s office concluded that the juvenile was incompetent, but restorable. The juvenile remained at Riverview Hospital and, in November, 1999, Riverview Hospital reported to the Juvenile Court that the juvenile was competent.4 On December 23, 1999, an independent evaluation from the juvenile public defender’s office stated that the juvenile was compe
On January 12, 2000, the juvenile pleaded guilty to two counts of disorderly conduct. At the plea hearing, the juvenile’s attorney represented to the court that the juvenile was competent. The court adjudicated the juvenile as a delinquent and committed him to the custody of the department for eighteen months, placing him at the school, a facility under the jurisdiction of the department. While at the school, the juvenile continued to engage in aggressive behavior. In March, 2000, the juvenile was arrested and charged as an adult5 as a result of this aggressive behavior. He subsequently was transferred to an adult correctional facility to await trial.
On March 17, 2000, representatives of the department, the department of correction, the department of mental retardation, and the department of mental health and addiction services met to review the juvenile’s case and to develop a long-term plan to manage him. At that meeting, the department was made aware that the juvenile was scheduled to appear in adult criminal court on March 20, 2000, where he was likely to be found incompetent, but restorable. The department anticipated that if the juvenile was found to be incompetent, he would be released from the adult system and that the department would then resume responsibility for his custody in order to render him competent to stand trial. In anticipation of this series of events, on March 22,2000, the petitioner filed a motion, pursuant to
At the transfer hearing, the petitioner claimed that the juvenile was a danger to himself and to others and that the department was incapable of safely maintaining him. The juvenile did not dispute these allegations. Rather, he claimed that it was not in his best interest to be transferred to the institution and that, if the department would put “appropriate behavior modification plans and the appropriate staff’ into place, the department would be able to maintain him safely. The juvenile sought to present evidence, in the form of expert testimony, that, although he did present a danger to others, if he were provided with appropriate services he could be maintained safely by the department. The court declined to take evidence on the issue of what “appropriate services” the department might put into place. The court concluded that it was obligated under the statute to balance the danger posed by the juvenile against the juvenile’s best interest.7 The court concluded that it had been clearly demonstrated that the
The juvenile appealed to the Appellate Court, claiming that he was denied due process of law. Id., 428. The Appellate Court vacated the order of the trial court; id., 429, 435; concluding that the juvenile was denied due process of law because the trial court improperly had failed (1) to determine the juvenile’s competency prior to ordering his transfer; id., 434; and (2) to determine whether the transfer was in the juvenile’s best interest, after considering alternatives to transfer to the institution. Id., 435. This appeal followed.
I
The petitioner first claims that, because the juvenile has reached the age of eighteen and is no longer in the custody of the department, his appeal is moot and that the Appellate Court improperly concluded that it is subject to the “capable of repetition, yet evading review” exception to the mootness doctrine. We disagree.
The Appellate Court concluded, and the parties do not dispute, that the present case has become moot. Id., 430. “When, during the pendency of an appeal, events have occurred that preclude an appellate court from granting any practical relief through its disposition of the merits, a case has become moot. . . . It is a well-settled general rule that the existence of an actual controversy is an essential requisite to appellate jurisdiction; it is not the province of appellate courts to decide moot questions, disconnected from the granting of actual relief or from the determination of which no practical relief can follow. . . .
“We note that an otherwise moot question may qualify for review under the capable of repetition, yet evading
Pursuant to
hi addition, there is a reasonable likelihood that the questions presented by the present case will arise each time that the department seeks to transfer to the custody of the department of correction a juvenile convicted as a delinquent. Moreover, recurrence of the questions presented by this case will affect a reasonably identifiable group for whom the juvenile in this case can be said to act as surrogate, specifically, any juvenile convicted as a delinquent whom the department seeks to transfer to the custody of the department of correction.
Finally, we conclude that the resolution of the proper scope of inquiry at a transfer hearing when the department seeks to transfer a youth in its custody to the custody of the department of correction presents a question of public importance, specifically, a determination of the standards governing the department’s statutory duty to care for the children in its custody, including children “who are mentally ill, emotionally disturbed, substance abusers, delinquent, abused, neglected or uncared for . . . .”
II
The petitioner next claims that the Appellate Court improperly concluded that, before transferring a juvenile pursuant to
We begin by setting forth the relevant standard of review. “Statutory construction is a question of law and therefore our review is plenary.” (Internal quotation marks omitted.) Grondin v. Curi, 262 Conn. 637, 649, 817 A.2d 61 (2003). “We construe a statute as a whole and read its subsections concurrently in order to reach a reasonable overall interpretation. . . . Moreover, a court must construe a statute as it finds it, without reference to whether it thinks the statute would have been or could be improved by the inclusion of other provisions.” (Citation omitted; internal quotation marks omitted.) Id., 652.
The circumstances under which the department may effect the transfer of any juvenile in its custody are set forth in the first sentence of
The second sentence of
Thus, the first sentence of
In the present case, at the transfer hearing on April 3, 2000, the trial court was presented with uncontroverted evidence that the department was unable to maintain the juvenile in a safe manner in any of its facilities and that the juvenile posed a danger to himself and to others. The juvenile’s guardian ad litem maintained that it would be in the juvenile’s “worst interest” to be transferred to the institution “because of the open environment . . . .” The guardian ad litem did not contend, however, that it would be in the juvenile’s best interest to remain at the school under the conditions as they existed at the time of the transfer hearing. Instead, the guardian ad litem argued that it would be in the juvenile’s best interest to leave the juvenile at the school under “appropriate services . . . .” The guardian ad litem sought to present the court with evidence in the form of expert testimony that, although the juvenile did “present a danger to others,” it was in the juvenile’s best interest to remain at the school and be “given the appropriate services that need to be put into place that have been neglected . . . .”
The trial court would not allow the guardian ad litem to present evidence on this hypothetical scenario, stating that “[t]hat’s not the issue for me today. . . . I can look at the criteria set in the statute, and I can also look as an overview [at the] best interest of the child.
Thus, it is clear that the trial court did consider which of the available alternative placements, namely, to leave the juvenile at the school, where he was known to be a danger to himself and to the other juveniles in the custody of the department, or to transfer him to the institution, an arguably less pleasant but more secure facility, would be in the juvenile’s best interest. It is also clear that the trial court balanced that interest against the danger posed by the juvenile to himself and to others. The trial court was under no obligation to consider a utopian third possibility of ordering the department to keep the juvenile at the school under “appropriate services . . . .”9 The department sought
The Appellate Court concluded, however, that “[t]o comport with fundamental fairness [as required by the due process clause of the fourteenth amendment to the United States constitution], and in accord with the state’s parens patriae interest, the [trial] court must determine whether the proposed transfer is in the best interest of the child after it finds the juvenile to be competent.” In re Steven M., supra, 68 Conn. App. 434-35. It also stated that, “
As we have already concluded, the statute requires that the trial court consider both the best interest of the juvenile and the safety of those under the protection of the department in determining whether to transfer a juvenile to the department of correction. We also
Ill
It remains for us, therefore, to determine only whether the Appellate Court properly concluded that, “to comply with procedural due process, the [trial] court must first determine the competency of the juvenile before ordering a transfer” from the department to the department of correction. Id. The Appellate Court reasoned that the transfer hearing is analogous to a delinquency hearing, which, in turn, requires the same procedural protections as a criminal trial. Id., 433. Accordingly, it concluded that, because due process mandates that an adult be competent to stand trial before he can be convicted, it also mandates that a juvenile be competent before he can be transferred pursuant to
It is well settled that, in the adult context, “[t]he conviction of an accused person who is not legally competent to stand trial violates the due process of law guaranteed by the state and federal constitutions.”
Unlike an adult’s liberty interest, however, a juvenile’s liberty interest always is limited by the state’s independent parens patriae interest in preserving and promoting the juvenile’s welfare, and “must be qualified by the recognition that juveniles, unlike adults, are always in some form of custody.” Schall v. Martin, 467 U.S. 253, 265, 104 S. Ct. 2403, 81 L. Ed. 2d 207 (1984). Thus, due process “does not mandate elimination of all differences in the treatment of juveniles.” Id., 263. Moreover, just as a criminal conviction “sufficiently extinguished the [adult] defendant’s liberty interest to empower the State to confine him in any of its prisons”; (internal quotation marks omitted) State v. Davis, 190 Conn. 327, 338, 461 A.2d 947, cert. denied, 464 U.S. 938, 104 S. Ct. 350, 78 L. Ed. 2d 315 (1983); unless the transfer to a different facility constitutes “a major change in the conditions of confinement amounting to a grievous loss”; (internal quotation marks omitted) State v. Campbell, 224 Conn. 168, 188, 617 A.2d 889 (1992), cert. denied, 508 U.S. 919, 113 S. Ct. 2365, 124 L. Ed. 2d 271 (1993); a juvenile who already has been adjudicated delinquent and is in the custody of the state does not possess the same liberty interest as a juvenile who faces delinquency proceedings. A fortiori, a delinquent juvenile who faces transfer proceedings pursuant to
We also conclude, however, that fundamental fairness requires that the juvenile be adequately represented at the
We also conclude, however, that the trial court’s failure to hold a competency evaluation in the present case constitutes harmless error. As we have already concluded, if, after holding a competency hearing, the trial court determines that a juvenile whom the petitioner seeks to transfer is incompetent, all that due process requires is that the trial court appoint a guardian ad litem to represent the juvenile’s best interest at the transfer hearing. In the present case, the trial court noted the juvenile’s potential incompetence and, accordingly, appointed a guardian ad litem. We conclude, therefore, that the juvenile’s interests were adequately represented at the hearing and that the hearing comported with the fundamental fairness requirement of the due process clause. Accordingly, we conclude that the trial court’s failure to hold a competency hearing constitutes harmless error.
The judgment of the Appellate Court, insofar as it vacated the order of the trial court granting the motion to transfer, is reversed and the case is remanded with direction to affirm the order of the trial court.
In this opinion the other justices concurred.
Notes
The record before this court also reflects that the juvenile was diagnosed with oppositional defiant explosive disorder and traumatic brain injury.
According to the department, from July 15, 1998, to January 12, 2000, the juvenile “was placed in two-point restraints on 188 occasions, 5-point restraints 49 times and restricted to his unit for most of the latter part of his stay. The police were called to intervene with [the juvenile] a total of 37 times during 1999. Despite these extreme measures he assaulted and seriously ipjured 2 other patients, assaulted and seriously injured 3 staff, and significantly iiyured another 8 staff during attempts to restrain him.” The department further noted that the juvenile “accumulated a series of legal charges during this time including Assault on a Peace Officer (2 counts), Assault 3 (2 counts), Threatening and Disorderly Conduct, and Criminal Mischief.”
During this period, while the department was attempting to restore the juvenile’s competency, the juvenile continued to engage in the same type of aggressive behavior.
It is unclear from the record before this court what crime the juvenile was charged with committing.
On April 4, 2000, the juvenile was found incompetent but restorable in the adult criminal system.
The court stated: “I can look at the criteria set in the statute, and I can also look as an overview [at the] best interest of the child. I also have the public safety concerns which have to be a balance against the best interest of the child. Which I think is a fair balancing test.”
The legislature has not defined “best interest” as used in
To the extent that the Appellate Court’s opinion can be construed as always requiring a competency inquiry before a transfer pursuant to