In re Snyder Group, Inc. PUD Final Plat
No. 2019-122
Supreme Court of Vermont
February 14, 2020
2020 VT 15
Thomas S. Durkin, J.
On Appeal from Superior Court, Environmental Division. September Term, 2019. PRESENT: Reiber, C.J., Robinson, Eaton and Carroll, JJ., and Skoglund, J. (Ret.), Specially Assigned.
Matthew B. Byrne of Gravel & Shea PC, Burlington, for Appellants Snyder Group, Inc., Spear Meadows, Inc., 1350 Spear, LLC, and Gary Farrell.
Daniel A. Seff of MSK Attorneys, Burlington, for Appellees/Cross-Appellants Mary Scollins, Michael Scollins, Marley Skiff, Robert Skiff and the Pinnacle at Spear Homeowners Association.
¶ 1. REIBER, C.J. Applicant, the Snyder Group, Inc., which initially obtained approval from the City of South Burlington Development Review Board (DRB) to construct a planned unit development (PUD), appeals the Environmental Division‘s summary judgment rulings that the City‘s governing zoning bylaw concerning the transfer of development rights (TDRs) with respect to PUD applications does not comply with two subsections of the enabling statute and is unconstitutionally vague. Neighbors, as interested parties opposing the PUD, cross-appeal with respect to the Environmental Division‘s rulings that the TDR bylaw complies with three subsections of the enabling statute. We uphold the rulings challenged by neighbors, reverse
¶ 2. The material facts are undisputed. In April 2017, applicant submitted a subdivision application to construct a PUD on a 25.93-acre parcel in the City‘s Southeast Quadrant Neighborhood Residential (SEQ-NR) Zoning District.1 Applicant proposed to raze one single-family dwelling and to construct eighteen single-family dwellings, three three-unit multi-family dwellings, and ten two-family dwellings. The forty-eight-unit PUD proposal includes seventeen units of TDRs from a separate parcel known as the Bread and Butter Farm.
¶ 3. Following a public hearing, the DRB granted final plat approval in a twenty-two-page decision that reviewed PUD and site-plan standards and criteria. The DRB determined that the density of the proposed PUD complied with the City‘s governing land development regulations, including the regulations allowing TDRs for PUDs.
¶ 4. Neighbors appealed to the Environmental Division, arguing, in relevant part, that the City‘s TDR bylaw2 violated its enabling statute and was unconstitutionally vague, rendering it invalid and unenforceable. In response to neighbors’ and applicant‘s cross-motions for summary judgment, the Environmental Division ruled in a February 2019 decision that the TDR bylaw did not comply with two subsections of the enabling statute and was unconstitutionally vague. Summary judgment is appropriate “if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.”
¶ 5. Applicant appeals, challenging both rulings, and neighbors cross-appeal, arguing that the bylaw does not comply with any of the enabling statute‘s five subsections, in addition to being unconstitutionally vague. The City was a party in the Environmental Division proceedings but did not file a notice of appeal from the Environmental Division‘s rulings. Nevertheless, the City has filed two appellate briefs, the first one labeled an appellee‘s brief and the second one an appellee‘s brief “in Cross-Appeal.” Even though the briefs were filed as appellee‘s briefs, they both take a position consistent with applicant‘s in support of the validity and constitutionality of the TDR bylaw and contrary to the Environmental Division‘s judgment.
¶ 6. Neighbors have filed motions to strike the briefs and dismiss the City‘s appeal. The City counters that it is not raising new issues but simply commenting on issues raised by the appealing parties. Because the City did not file a notice of appeal, there is no appeal to dismiss. For the following reasons, however, we grant neighbors’ motion to strike the City‘s briefs. First, the City is not an appellee but rather a party aligned with applicant—the appellant in this appeal. See Appellee, Black‘s Law Dictionary (11th ed. 2019) (defining appellee as “party against whom an appeal is taken and whose role is to respond to that appeal, usu. seeking affirmance of the lower court‘s decision“); 16A C. Wright et al., Federal Practice and Procedure § 3950.7, at 498 (5th ed. 2019) (“In general parlance, a cross-appeal is one filed by the appellee against the first or only appellant. A separate appeal is an appeal filed by any party other than the first appellant or appellee.“); see also Ark. Cty. v. Desha Cty., 27 S.W.3d 379, 382 (Ark. 2000) (striking utility commission‘s brief where commission “failed to file either a notice of appeal or cross-appeal and
¶ 7. Second, and more importantly, “[o]nce one party has filed a notice of appeal, other parties who have not joined in that initial notice of appeal must file their own notices of appeal if they wish to attack all or a portion of the judgment below and to be relieved of the consequences thereof.” 16A Wright et al., supra, § 3950.7, at 499. The governing principle is that “any named party, without filing a separate or cross-appeal, may make or renew in the appellate court any available argument designed to preserve or justify that portion of the judgment favorable to that party,” but a separate appeal or cross-appeal “is required if a party wishes to attack the judgment to enlarge the party‘s rights under the judgment or to lessen the rights of the party‘s opponent.” Id.; see also Jennings v. Stephens, 135 S. Ct. 793, 798 (2015) (“[A]n appellee who does not cross-appeal may not attack the decree with a view either to enlarging his own rights thereunder or of lessening the rights of his adversary.” (quotation omitted)); Huddleston v. Univ. of Vt., 168 Vt. 249, 255, 719 A.2d 415, 419 (1998) (“An appellee seeking to challenge aspects of a trial court‘s decision must file a timely cross-appeal, unless, of course, the party was content with the final order below, leaving it nothing to appeal” (citation omitted)).
¶ 8. We recognize that our current appellate rules do not explicitly address situations such as this. See
¶ 9. Before addressing the appealing parties’ arguments, we set forth the relevant law. The enabling statute at issue in this case is
In order to accomplish the purposes of
10 V.S.A. § 6301 4, [municipal] bylaws may contain provisions for the transfer of development rights. The bylaws shall do all the following:(1) Specify one or more sending areas for which development rights may be acquired.
(2) Specify one or more receiving areas in which those development rights may be used.
(3) Define the amount of density increase allowable in receiving areas, and the quantity of development rights necessary to obtain those increases.
(4) Define “density increase” in terms of an allowable percentage decrease in lot size or increase in building bulk, lot coverage, or ratio of floor area to lot size, or any combination.
(5) Define “development rights,” which at minimum shall include a conservation easement, created by deed for a specified period of not less than 30 years, granted to the municipality under 10 V.S.A.
chapter 155, limiting land uses in the sending area solely to specified purposes, but including, at a minimum, agriculture and forestry.
¶ 10. The key provisions of the TDR bylaw became effective in the early 2000s and were last updated prior to this case in 2016. Although the maximum assigned density in the Southeast Quadrant residential subdistricts is generally 1.2 dwelling units or lots per acre, up to four dwelling units per acre and four dwelling units per structure are permitted within a contiguous development parcel subject to a single PUD in the SEQ-NR district. See South Burlington Land Development Regulations, Southeast Quadrant, § 9.05(A), (B)(3) (adopted May 12, 2003; amended effective June 27, 2016). Under § 9.13(C),5 entitled “Transfer of Development Rights and Non-Contiguous PUDs,” the DRB may approve a PUD application involving noncontiguous parcels and the transfer “of all or a portion of the residential development density calculated for a non-contiguous encumbered parcel to another parcel” in satisfaction of § 9.05 subject to the following conditions: the applicant demonstrates “that development rights have been secured and encumbered from lands lying within the SEQ-NRP or SEQ-NRT sub-districts” and either “the sending parcel is sufficiently encumbered against further land subdivision and development through a purchase or other agreement acceptable to the City Attorney to ensure conformance with these regulations” or an encumbered parcel that is “not subject to a permanent conservation easement or restriction of similar binding effect shall be reviewed as [a] component[] of the PUD” and subject to the applicable regulations. Id. § 9.13(C)(1)-(2).
¶ 12. Before considering § 4423(a), however, we address applicant‘s contention that the controlling statute in determining the TDR bylaw‘s compliance with state law is primarily § 4410 of Title 24 rather than § 4423(a). Section 4410, which was added in 2004, see 2003, No. 115 (Adj. Sess.), § 95, provides that a municipality: (1) “may define and regulate land development in any manner that the municipality establishes in its bylaws, provided those bylaws are in conformance with the [town] plan and are adopted for the purposes set forth in section 43027 of this title“; and (2) “may utilize any or all the tools provided in this subchapter and any other regulatory tools or methods not specifically listed,” except that “no bylaws shall directly conflict with sections 4412 and 4413 of this title and subchapters 9, 10, and 11 of this title.”8
¶ 14. This argument is based on a false premise and overstates the authority that § 4410 affords municipalities with respect to using TDRs. As an initial matter, the Environmental Division did not determine that there was a conflict between the two statutes; rather, the court stated only that, given the specific requirements set forth in § 4423(a), it was unconvinced that the broad grant of authority in § 4410 negated or superseded the clear directives set forth in § 4423(a). We agree with that assessment. To be sure, in enacting § 4410, the Legislature intended to confer upon municipalities flexibility in applying a broad array of regulatory tools and methods with respect to regulating local land development. But the Legislature explicitly addressed one of those tools—the use of TDRs—in § 4423(a) and set forth specific still-viable requirements in that provision. Longstanding rules of statutory construction counsel “that a specific statute [dealing with the same subject matter] governs over a more general one,” Parkway Cleaners, 2019 VT 21, ¶ 40, and that “[w]hen two statutes deal with the same subject matter and one is general and the other special, they must be read together and harmonized if possible to give effect to a consistent legislative policy,” Blundon v. Town of Stamford, 154 Vt. 227, 229-30, 576 A.2d 437, 439 (1990) (quotation omitted). Keeping in mind our overriding goal of discerning legislative intent, see In re Eustance Act 250 Jurisdictional Op., 2009 VT 16, ¶ 35, 185 Vt. 447, 970 A.2d 1285, we
¶ 15. We now consider whether the TDR bylaw at issue in this appeal complies with the five subsections of § 4423(a). “While municipalities are entitled to create their own regulatory ordinances, those ordinances must conform to statutory standards.” N. Country Sportsman‘s Club v. Town of Williston, 2017 VT 46, ¶ 12, 205 Vt. 1, 170 A.3d 639. Nonetheless, “[t]his Court reviews zoning ordinances narrowly, overturning only those that are clearly unreasonable, irrational, arbitrary, or discriminatory.” In re White, 155 Vt. 612, 617, 587 A.2d 928, 931 (1990); see also Town of Brattleboro v. Nowicki, 119 Vt. 18, 19, 117 A.2d 258, 259 (1955) (“When an ordinance is passed relating to a subject matter within the legislative power of the municipality, every reasonable presumption is made in favor of its validity.“). “If an ordinance does not properly comply with or effectuate a statute, that ordinance should be read to include and effectuate the statute.” N. Country Sportsman‘s Club, 2017 VT 46, ¶ 12 (quotation omitted); see also In re LaBerge Moto-Cross Track, 2011 VT 1, ¶ 8, 189 Vt. 578, 15 A.3d 590 (mem.) (“We adopt a construction that implements the ordinance‘s legislative purpose and, in any event, will apply common sense.“). As with statutes, “[w]hen interpreting zoning ordinances, we construe words according to their plain and ordinary meaning, giving effect to the whole and every part of the ordinance.” In re Trahan NOV, 2008 VT 90, ¶ 19, 184 Vt. 262, 958 A.2d 665; see also Brisson Stone, LLC v. Town of Monkton, 2016 VT 15, ¶ 21, 201 Vt. 286, 143 A.3d 550 (“We construe zoning regulations to give effect to the whole without being limited to a single sentence.“).
¶ 16. Neighbors’ arguments that the TDR bylaw fails to comply with subsections (1), (2), and (5) of § 4423(a) are interrelated. Subsections (1) and (2) of § 4423(a) require a municipal TDR bylaw to specify, respectively, “sending areas” in which, and “receiving areas” for which,
¶ 17. The Environmental Division rejected the rigid construction favored by neighbors with respect to sections (1) and (2) of § 4423(a). In the court‘s view, § 4423(a)(1) and (2) require only that at a municipal TDR bylaw designate areas in which development rights may be acquired and used, which § 9.04 does by specifying conservation and development areas. We agree. Section 9.04(C) generally designates subdistricts as development areas or conservation areas. Section 9.13(C)(a)(1), the bylaw that specifically addresses TDRs and noncontiguous PUDs, provides that development rights must be secured from a “sending parcel” in subdistricts SEQ-NRP or SEQ-NRT. Section 9.13(C)(2) permits the DRB to approve a transfer of residential development density to another parcel (in the Southeast Quadrant District) pursuant to § 9.05, which allows increased density, under subsection B., in all subdistricts other than SEQ-NRP. The fact that development rights may be secured from subdistrict SEQ-NRT pursuant to § 9.13C even though that subdistrict is generally designated a conservation area in § 9.04(C) does not demonstrate that the TDR bylaw fails to comply with the requirements of § 4423(a). Section 9.13C is the controlling provision with respect to designating TDR sending areas for PUD applications.
¶ 18. The Environmental Division ruled, however, that the TDR bylaw does not comply with § 4423(a)(5), which requires municipal TDR bylaws to define development rights and specifies the minimum development rights that must be secured. The court agreed with neighbors that the City‘s TDR bylaw does not comply with § 4423(a)(5) because it neither formally defines the term “development rights” nor references the minimum encumbered development rights set forth in that subsection of the statute. While recognizing the bylaw‘s condition that the city attorney find acceptable any agreement encumbering development rights on the sending parcel, the court noted that the bylaw does not specify the type of encumbrances that would satisfy the bylaw.
¶ 19. We find the Environmental Division‘s analysis overly confining. Subsection 2.02 of the City‘s land development regulations defines the word “development” in detail.9 Subsection 2.01(F) of the regulations states that undefined words or phrases shall have their “plain and commonly accepted meaning.” In relevant part, Black‘s Law Dictionary defines a right as “an interest, claim, or ownership that one has in tangible or intangible property.” Right, Black‘s Law Dictionary (11th ed. 2019). The concept of development rights is not an obscure one. The City‘s regulations are sufficient to satisfy the requirement that development rights be defined. As for the
¶ 20. We now turn to § 4423(a)(3), which requires that a municipal TDR bylaw “[d]efine the amount of the density increase allowable in receiving areas, and the quantity of development rights necessary to obtain those increases.”
¶ 21. We conclude that the City‘s TDR bylaw complies with both requirements set forth in § 4423(a)(3). We agree with the Environmental Division that the regulations plainly state the amount of density increase by establishing a baseline maximum density and an allowable density in different Southeast Quadrant subdistricts for TDRs pursuant to a PUD application. As for defining the quantity of development rights necessary to increase density in the receiving area, the permitted quantity of increase is the difference between the base density and the allowable maximum density. In short, there is a one-to-one relationship between the development rights acquired and used—the amount of density increase allowable in the receiving areas and the
¶ 22. Finally, we consider § 4423(a)(4), which requires a municipal TDR bylaw to “[d]efine ‘density increase’ in terms of an allowable percentage decrease in lot size or increase in building bulk, lot coverage, or ratio of floor area to lot size, or any combination.”
¶ 23. We find neighbors’ analysis unduly constraining. Subsection (a)(4) allows density increase to be defined in “any combination” of either a decrease in lot size or an increase in building bulk, lot coverage, or ratio of floor size to lot size. To be sure, the City‘s TDR bylaw does not define density increase in any of those specific individual terms. But given the restrictions on minimum lot size, maximum site coverage, standard setbacks, and maximum building height set forth in the regulations’ “Uses and Dimensional Standards,” allowing density increase through
¶ 24. Regarding the constitutional challenge, the Environmental Division determined that the City‘s TDR bylaw was unconstitutionally vague for the same reason it did not comply with the second requirement of § 4423(a)(3)—it neither explicitly states the quantity of development rights that need to be acquired from sending areas to be used in receiving areas nor provides any guidance for the city attorney to determine whether to approve the assignment of all or a portion of the sending area‘s development rights. We conclude that the TDR bylaw is not unconstitutionally vague.
¶ 25. “Laws and regulations are unconstitutionally vague when they either fail to provide sufficient notice for ordinary people to understand what conduct is prohibited, or allow arbitrary and discriminatory enforcement.” In re Beliveau, 2013 VT 41, ¶ 15, 194 Vt. 1, 72 A.3d 918. “The test for vagueness is less strict when applied to regulations that affect economic interests, not constitutional rights, and when the aggrieved party can seek clarification of its meaning or resort to administrative processes.” Id. (quotation omitted). We will invalidate ordinances that lead to unbridled discrimination, but “we will uphold standards even if they are general and will look to the entire ordinance, not just the challenged subsection, to determine the standard to be applied.” In re Pierce Subdivision Application, 2008 VT 100, ¶ 20, 184 Vt. 365, 965 A.2d 468; see also In re Handy, 171 Vt. 336, 348, 764 A.2d 1226, 1238 (2000) (recognizing that statutory standard
¶ 26. Neighbors argue that the TDR bylaw does not provide any standards for the DRB to apply in determining whether to approve all or some of a developer‘s TDR request. See City of South Burlington Land Development Regulations, § 9.13(C)(2) (“If the conditions of 9.13(C)(1) above are met, the Development Review Board may then approve the assignment (transfer) of all or a portion of the residential development density calculated for a non-contiguous encumbered parcel to another parcel to satisfy the provisions of Section 9.05 above.” (emphasis added)). According to neighbors, the bylaw, like the ordinance provision this Court struck down in In re Appeal of JAM Golf, LLC, 2008 VT 110, ¶ 13, 185 Vt. 201, 969 A.2d 47, “fails to provide adequate guidance, thus leading to unbridled discrimination by the court and planning board charged with its interpretation.” Neighbors further argue that the TDR bylaw fails to provide adequate guidance for the city attorney to apply in determining whether the sending parcel is sufficiently encumbered “to ensure conformance with these Regulations.” City of South Burlington Land Development Regulations, § 9.13(C)(1)(a).10
¶ 27. Our rejection of neighbors’ statutory arguments effectively negates their facial void-for-vagueness challenge of a detailed TDR bylaw that imposes specific conditions on TDRs pursuant to PUD applications. The proper inquiry in these circumstances is whether the TDR bylaw provides the DRB or a court “with sufficient overall standards” to approve a PUD—“a type of concentrated . . . development permitted in exchange for open space.” Pierce Subdivision, 2008
¶ 28. We find unavailing neighbors’ reliance on JAM Golf, a case in which this Court struck down, essentially on due process grounds, a municipal ordinance provision that required planned-residential-development designs to protect important natural resources, but that failed to provide any guidance to landowners as to what was expected of them in this regard. 2008 VT 110, ¶¶ 12-14. In contrast, the TDR bylaw at issue here provides “sufficient conditions and safeguards to guide applicants and decisionmakers.” Id. ¶ 13 (quotation omitted).
The Environmental Division‘s decision finding the City of South Burlington‘s then-governing TDR bylaw invalid and unconstitutionally vague is reversed, and the matter is remanded for the court to enter summary judgment in favor of applicant.
FOR THE COURT:
Chief Justice
