In re Skylar B.
Syllabus
The respondent father appealed to this court from the judgment of the trial court terminating his parental rights as to his minor child, S. On appeal, the father claimed that the court deprived him of his right to substantive due process because transfer of guardianship to S’s relative foster parents would have been a less restrictive means than termination of his parental rights to achieve permanency. Held that this court declined to review the respondent father’s unpreserved constitutional claim because the record was inadequate for review under the first prong of State v. Golding (213 Conn. 233): the father failed to file a motion to modify disposition and/or transfer guardianship to the relative foster parents, and neither the trial court, the petitioner, the Commissioner of Children and Families, nor S and the proposed guardians, whose lives would have been most affected by whether the father’s parental rights remained intact, were on notice at the outset of the trial on the termination of parental rights petition that the father would be arguing for an alternative disposition; only a proper motion filed by a respondent serves to provide the requisite notice to all interested parties and the court of such an alternative disposition and the evidence that is particularly relevant to a disposition of a transfer of guardianship, as opposed to a termination of parental rights and adoption.
Opinion
ELGO, J. The respondent father, Jeffrey B., appeals from the judgment of the trial court rendered in favor of the petitioner, the Commissioner of Children and Families, terminating his parental rights with respect to his minor child, Skylar B.,1 on the ground that the respondent failed to rehabilitate in accordance with
The following facts and procedural history are relevant to this appeal. Skylar was born in November, 2017, and is the child of Easter M. (mother) and the respondent. The Department of Children and Families (department) had a long history of involvement with both parents due to the mother’s mental health issues and extensive use of illicit substances, as well as the respondent’s extensive involvement in the criminal justice system and history of intimate partner violence with the mother.3 At the time of Skylar’s birth, a referral was made by a hospital social worker to the department because both Skylar and her mother tested positive for opiates.4 In the referral, the social worker also reported that the mother had been hospitalized in June, 2017, after being assaulted by the respondent while she was pregnant with Skylar.
On November 20, 2017, the department executed a ninety-six hour hold on Skylar and eventually placed her with the relative foster home of her maternal aunt and uncle. In the course of their investigation, the department eventually located the respondent, who at that time was incarcerated at the New Haven Correctional Center (facility). On November 22, 2017, the department filed an ex parte motion for an order of temporary custody, which the court granted. The order was sustained by agreement on December 1, 2017. On January 16, 2018, the court adjudicated Skylar neglected and committed her to the care and custody of the petitioner. The respondent was present and represented by counsel at the above hearings and was provided specific steps to facilitate reunification, which were duly approved and ordered by the court.
The respondent was released from the facility in June, 2018, but he failed to keep in contact with the department. In July, 2018, the respondent informed the department that he was serving parole in New York and he indicated his intention to have his parole transferred to Connecticut to be closer to Skylar and her mother.
Unbeknownst to the department, a no contact order was in place in connection with the respondent’s parole, which prohibited him from contacting the mother. Despite that order, the respondent asked the department to arrange a joint visit with himself, the mother, and Skylar. A visit occurred in September, 2018, which led to the respondent’s arrest for violating the conditions of his parole. The petitioner subsequently remained incarcerated until November, 2018. As a result, the services that the respondent was required to complete were placed on hold until his release.
On November 19, 2018, the petitioner filed a petition for termination of the respondent’s parental rights, alleging that the respondent failed to achieve a sufficient degree of rehabilitation in accordance with
A two day trial was held on the petition for termination of the respondent’s parental rights, at which the respondent, who remained in federal custody, participated via video conference. On December 30, 2019, the court issued a memorandum of decision, in which it terminated the parental rights of the respondent.7 In its findings of fact, the court relied heavily on an evaluation of the respondent conducted on March 28, 2019, by a court-appointed psychologist, Jessica Biren Caverly.8 In her report, Caverly noted: ‘‘There are a number of concerns about the negative aspects of [the respondent’s] history, including his significant legal history, arrests for substances that he denied using, and his minimization of intimate partner violence. These factors can be indicative of a personality disorder such as [a]ntisocial [p]ersonality [d]isorder or [n]arcissistic [p]ersonality [d]isorder. . . . In regard to substances, [the respondent’s] recent urine tests [were] clean of all substances, but it is highly likely he is abstaining from substances solely so he can complete his parole.’’ (Internal quotation marks omitted.) Caverly was particularly troubled by his blatant violation of parole orders requiring no contact with the mother, reporting that the respondent telephoned the mother during her own eval-
Having found an adjudicatory ground for termination, the court turned to the dispositional phase of its ruling. The court determined by clear and convincing evidence that termination of the respondent’s parental rights was in Skylar’s best interest, and expressly considered the factors outlined in
On appeal, the respondent generally does not challenge the trial court’s factual findings and conclusions of law with respect to its determination that he failed to achieve a sufficient degree of personal rehabilitation pursuant to
The respondent’s counsel conceded at oral argument before this court that §§ 17a-111a and 17a-112 do not
In Golding, our Supreme Court held that ‘‘a [respondent] can prevail on a claim of constitutional error not preserved at trial only if all of the following conditions are met: (1) the record is adequate to review the alleged claim of error; (2) the claim is of constitutional magnitude alleging the violation of a fundamental right; (3) the alleged constitutional violation . . . exists and . . . deprived the [respondent] of a fair trial; and (4) if subject to harmless error analysis, the state has failed to demonstrate harmlessness beyond a reasonable doubt.’’ (Emphasis in original; footnote omitted.) State v. Golding, supra, 213 Conn. 239–40; see also In re Yasiel R., supra, 317 Conn. 781. ‘‘[T]he inability to meet any one prong requires a determination that the [respondent’s] claim must fail. . . . The appellate tribunal is free, therefore, to respond to the [respondent’s] claim by focusing on whichever condition is most relevant in the particular circumstances.’’ (Citation omitted; internal quotation marks omitted.) State v. Soto, 175 Conn. App. 739, 755, 168 A.3d 605, cert. denied, 327 Conn. 970, 173 A.3d 953 (2017).
‘‘In assessing whether the first prong of Golding has been satisfied, it is well recognized that [t]he [respondent] bears the responsibility for providing a record that is adequate for review of [his] claim of constitutional error. If the facts revealed by the record are insufficient, unclear or ambiguous as to whether a constitutional violation has occurred, we will not attempt to supplement or reconstruct the record, or to make factual determinations, in order to decide the [respondent’s] claim. . . . The reason for this requirement demands no great elaboration: in the absence of a sufficient record, there is no way to know whether a violation of constitutional magnitude in fact has occurred.’’ (Citations omitted; internal quotation marks omitted.) In re Anthony L., 194 Conn. App. 111, 114–15, 219 A.3d 979 (2019), cert. denied, 334 Conn. 914, 221 A.3d 447 (2020).
In the present case, the respondent claims that his right to substantive due process was violated by the termination of his parental rights because transfer of guardianship to the relative foster parents would have been a less restrictive means of achieving permanency for Skylar.14 The respondent does not dispute the fact that he did not file a motion before the court seeking a transfer of guardianship to the relative foster parents. He nevertheless contends that the record is adequate for review under the first prong of Golding because, at trial, his counsel argued during closing arguments that the court should transfer guardianship to the relative foster parents instead of terminating his parental rights. The respondent further asserts that ‘‘[i]t is certain from the record . . . that Skylar’s relatives would have kept her in their care under any arrangement that did not result in Skylar being given back [to her parents] and taken away again’’ and suggests that the mere fact that they told the petitioner that they ‘‘preferred’’ an adoption does not mean that they opposed a transfer of guardianship. (Internal quotation marks omitted.) Because the respondent failed to file a motion to modify disposition and/or to transfer guardianship to the relative foster parents pursuant to
Our Supreme Court’s decisions in In re Azareon Y., supra, 309 Conn. 626, and In re Brayden E.-H., 309 Conn. 642, 72 A.3d 1083 (2013), which were both released on July 30, 2013, are instructive. In In re Azar-
In so concluding, the court relied heavily on the findings of fact made by the trial court pursuant to the relevant statutory scheme, including the termination of parental rights provisions and the relevant transfer of guardianship provisions of
Although the findings made by the trial court in In re Brayden E.-H. are specific to that case, the trial court’s application of the established best interest standard to the relevant motions in that case resulted in a record that the Supreme Court could review for purposes of the respondent’s substantive due process claim. That record, to the extent that permanent guardianship was sought, required factual findings and a determination that ‘‘[a]doption of the child or youth is not possible or appropriate’’ pursuant to what is now
In the present case, by contrast, neither the trial court, the petitioner, nor the minor child and the proposed guardians, whose lives would be most affected by whether the respondent’s parental rights remain intact, were on notice at the outset of the trial that the respondent would be arguing for an alternative disposition. Only a proper motion filed by a respondent serves to provide the requisite notice to all interested parties and the court of such an alternative disposition and the evidence that is particularly relevant to a disposition
As this court repeatedly has observed, ‘‘[o]ur role is not to guess at possibilities, but to review claims based on a complete factual record developed by the trial court. . . . Without the necessary factual and legal conclusions furnished by the trial court . . . any decision made by us respecting [the respondent’s claims] would be entirely speculative.’’ (Internal quotation marks omitted.) In re Madison C., supra, 201 Conn. App. 196. Because the respondent has failed to provide this court with an adequate record for review, his claim fails Golding’s first prong. We, therefore, decline to review the merits of the respondent’s claim.
The judgment is affirmed.
In this opinion the other judges concurred.
* In accordance with the spirit and intent of
** The listing of judges reflects their seniority status on this court as of the date of oral argument.
*** May 17, 2021, the date that this decision was released as a slip opinion, is the operative date for all substantive and procedural purposes.
Notes
In the present case, the court concluded that the time that the respondent spent with Skylar was insufficient because the respondent ‘‘only began visitation with Skylar in November, 2018, and was incarcerated in July, 2019, on his federal charges.’’ The respondent argues that this conclusion was clearly erroneous because, between his return from parole in New York in September, 2018, and his subsequent incarceration on federal charges in July, 2019, he consistently visited with Skylar for weekly one hour visits for more than ten months. However, during this visitation period, the respondent was arrested in September, 2018, and incarcerated until November, 2018, for violating a no contact order with Skylar’s mother. Although the court acknowledged that there were visits subsequent to his November, 2018 incarceration, it found at the time of trial that ‘‘he is now incarcerated again for a lengthy period of time and is no longer available to her.’’ Moreover, the court’s finding that there was insufficient time for Skylar to bond with the respondent is supported by the expert testimony of Caverly. According to Caverly, at the time of her evaluation, the respondent ‘‘ha[d] only recently begun visitation and therefore their relationship [was] new and likely [did] not have any positive memories.’’ In light of that evidence, the court’s finding was not clearly erroneous.
‘‘(b) Notwithstanding the provisions of subsection (a) of this section, the commissioner is not required to file a petition to terminate parental rights in such cases if the commissioner determines that: (1) The child has been placed under the care of a relative of such child; (2) there is a compelling reason to believe that filing such petition is not in the best interests of the child; or (3) the parent has not been offered the services contained in the permanency plan to reunify the parent with the child or such services were not available, unless a court has determined that efforts to reunify the parent with the child are not required.’’
Although the respondent does not direct us to authority for his specific claim that the petitioner must have ‘‘a compelling reason to terminate his parental rights’’ when a child is placed with relatives, we note that the plain language of § 17a-111a (b) (2) requires the petitioner to provide a compelling reason when she does not file a termination of parental rights petition within the statutory guidelines.
In In re Adelina A., we observed that ‘‘[t]he Adoption and Safe Families Act (ASFA), Pub. L. No. 105-89, 111 Stat. 2115 (1997), and parallel state law, has established a clear preference for termination followed by adoption when reunification with a parent is not a viable permanency plan. . . . ASFA also requires the petitioner to file a petition for termination of parental rights if the child has been under the responsibility of the state for fifteen of the last twenty-two months, subject to limited exceptions.
We further note that the concept of ‘‘least or less restrictive alternative to permanency’’ espoused by the respondent should be distinguished from the phrase ‘‘least restrictive placement,’’ which is an established term of art governing placement of a child while in foster care, and which specifically emanates from the federal Adoption Assistance and Child Welfare Act of 1980, Pub. L. 96–272, 94 Stat. 500, as amended by the Adoption and Safe Families Act of 1997, Pub. L. No. 105–89, 111 Stat. 2115. See