84 N.Y.S. 1025 | N.Y. App. Div. | 1903
Lead Opinion
This proceeding was instituted by Mr. James M. Hunt, an attorney and counselor of the Supreme Court, by the presentation of verified charges against the Hon. Theodore H. Silk-man, surrogate of the county of Westchester,' accusing him, in the precise language of the charges, of “practicing as an attorney and counselor at law in the Supreme Court, Westchester county, and before this Appellate Division of the Supreme Court, said Supreme Court being- a court of record of. this state, in violation of the provisions of section 20 of article 6 of the Constitution of this state, and in violation of his official oath as surrogate of the county of Westchester, which oath was taken pursuant to the provisions of section x of article 13 of the Constitution of this state.” An order was duly issued upon these charges requiring Mr. Silkman to show cause why an order should not be made suspending him from practice during the continuance of his term of office as surrogate, and why such other and further order should not be made as to the court might seem just. A hearing having been had upon the return of the order to show cause, we are now called upon to dispose of the proceeding.
The provision of the Constitution which Mr. Silkman is charged with violating is the following, contained in section 20 of article 6, viz. : “Nor shall any judge of the Court of Appeals, or justice of the Supreme Court, or any county judge or surrogate hereafter elected in a county having a population exceeding one hundred and twenty thousand, practice as an attorney or counselor in any court of record of this state, or act as referee.” Mr. Silkman was elected surrogate at the general election in the year 1900, at which time it is claimed that the population of the county of Westchester largely exceeded the prescribed number; but it is contended in his behalf that the word “population” as used in the section of the Constitution cited is to be confined to the citizen inhabitants, excluding aliens, and that so construed the population of the county at the time of his election was within the limit of one hundred and twenty thousand.
The question has been argued with force and ability on either side, but in the view taken of our jurisdiction we' do not deem it necessary o-r proper to decide it. Assuming that at the time of Mr. Silkman’s election it be true that the county of Westchester contained a population exceeding 120,000 within the meaning of the section referred to, then.it- necessarily, follows that. upon taking office on January 1,
The statutory power conferred upon this court in the premises is contained in section 67 of the Code of Civil Procedure, and so far as applicable it provides that “an attorney and counsellor, who is guilty of any deceit, malpractice, crime or misdemeanor, * * * may be suspended from practice, or removed from office, by the Appellate Division of the Supreme Court.” There is no charge in this case of the commission of any crime or misdemeanor, and the deceit and malpractice referred to relate, we think, to some act of professional deceit and malpractice. If, however,. Mr. Silkman has violated the injunction of the Constitution, he has offended as surrogate, and not as an attorney. As an attorney his right to practice law is undoubted, and it is only as surrogate that it is or can be questioned, and it follows that the violation of the Constitution, if it has been violated, has been committed by him in his judicial or official, rather than in his professional, capacity.
But it is urged that the Appellate Division has “inherent” power to discipline lawyers, and that an offense committed by a judge in practicing, when prohibited, is likewise an offense committed by him as-a lawyer, which calls for the exercise of the inherent power. It may be conceded that an inherent power exists, in the court by which attorneys are admitted to practice law, to discipline them in their profession for any conduct exhibiting turpitude or the loss of that good character which was essential to admission, and which must be deemed equally essential to continuance at the bar. But in the case of transgressions by judicial officers the Constitution provides for punishment by removal from office, which, in the absence of a distinct expression to the contrary, should be deemed exclusive. Section 11 of article 6 of the Constitution provides that judges of the Court of Appeals and justices of the Supreme Court may be removed by concurrent resolution of both houses of the Legislature, and that all other judicial officers, except justices of the peace and judges or justices of inferior courts not of record, may be removed by the affirmative vote of two-thirds of the members of the Senate on the recommendation of the Governor. Such removal must be preceded by a hearing and solemnized by the entry on the legislative journal of the votes of the Senators. It cannot be that the law contemplates that the Appellate Division should possess the inherent power of disbarring the judges of the Court of Appeals and the justices of the
We think the jurisdiction invoked does not exist, and that the charges should accordingly be dismissed. It is proper, however, to add that if the fact was established that the county of Westchester, at the time of Mr. Silkman’s election, did contain more than 120,000 of population within the meaning of the Constitution, it would undoubtedly be the duty and within the power of any court of record in the state in which he should attempt to practice law to prohibit and prevent him from so doing. All we decide is that we are not called upon to give an abstract opinion upon his right to practice law or to act as referee in the absence of an actual case brought within our jurisdiction and involving the question; that a suspension pronounced by this court would add nothing to the force of a suspension pronounced by the Constitution of the state; and that, under the circumstances of the case, neither the suspension nor disbarment of judicial officers as attorneys being embraced within the express statutory jurisdiction conferred upon the court, such jurisdiction should not be assumed under the guise of inherent power.
Motion denied, without costs. BARTLETT and HOOKER, JJ., concur.
Concurrence Opinion
I would content myself with a simple concurrence in the views expressed by Mr. Justice HIRSCHBERG were it not that I feel that the dissenting opinion of Presiding Justice GOODRICH does not present the correct view of the law in so far as it relates to the question of population for political and administrative purposes. In passing, it may be proper to suggest that, while the definitions quoted from the standard dictionaries correctly defined the word “malpractice” in the abstract, I am, clearly of the opinion that, as applied to practitioners before this court, it must have some relation to the discharge of professional duties. As was said in the Matter of Baum (Sup.) 8 N. Y. Supp. 771, “Malpractice as a lawyer means evil practice in a professional capacity, and the resort to methods and practices unsanctioned and prohibited by law;” and
Theodore H. Silkman, an attorney and counselor at law, was elected to the office of surrogate of Westchester county, and entered upon the discharge of his duties, as such officer on the 1st day of January, 1901, after having taken and subscribed the constitutional oath of office, and it is admitted that he has .continued to practice his profession and to act as a referee from that time up to the present. It is alleged on the part of the moving parties that the county of Westchester has a population in excess of 120,000, and, if this allegation is true, within the letter and spirit of the provision of the Constitution above set forth, there can bé no doubt that it is the duty of Mr. Silk-man to refrain from further activities along the lines which he has been following. Generally speaking, the right of one to use his faculties in all lawful ways, to live and work where he will, to earn his livelihood in any lawful calling, and to pursue any lawful trade or vocation, is the constitutionally declared right of the individual. Matter of Application of Jacobs, 98 N. Y. 98, 106, 107, 50 Am. Rep. 636, and authorities there cited. While it is not to be doubted that it is within the powers of the state to determine the conditions upon which any person may accept public office, it is no part of the duty of the courts to extend the limitations thus made beyond the letter and spirit of the enactment. Mr. Silkman has a right to practice his profession. This right is guarantied by both the state and federal Constitutions, and in accepting the office of surrogate he is not deemed to have sacrificed any of these rights beyond the strict letter of the constitutional requirement, read in the light of those rules of interpretation and construction with reference to which all laws are presumed to have been enacted. There is no respectable authority with which we are familiar which warrants the construction of statutes or constitutions to take away the fundamental rights of the individual beyond the strict letter and spirit of the law, and the authorities are numerous that where the enactment creates a new rule, unknown to the common law, it should be construed strictly against the state or municipality, and liberally in favor of the citizen. Sprague v. City of Rochester, 159 N. Y. 20, 26, 53 N. E. 697; Schneider v. City of Rochester, 160 N. ,Y. 165, 172, 54 N. E. 721, and authorities there cited. A constitution is an instrument of government made and adopted by the people for practical purposes connected with the common business and wants of human life (The People v. The New York Central Railroad Co., 24 N. Y. 485), and should be construed to promote the great objects for which it was made (North River Steamboat Co. v. Livingston, 3 Cow. 713, 750), without unnecessarily, infringing upon the rights of individuals. In giving construction to a constitutional provision the whole provision is to be considered, and
What are we to understand by the words, "having a population exceeding one hundred and twenty thousand,” as used in section 20 of article 6 of the state Constitution ? Is the word “population” one of so precise definition that it may not be “restrained unto the fitness of the matter,” and be made to conform to .the spirit of the instrument in which it is used? We think not, and we are clearly of opinion that the words “having a population,” when used in the Constitution of this state, which is to be considered as a whole, complete in itself, force to be given to every provision contained in it, and each clause explained and qualified by every other (People ex rel. Balcom v. Mosher, 163 N. Y. 32, 36, 57 N. E. 88, 79 Am. St. Rep. 552), are to be understood as limited to the resident citizen population of the county. The Constitution of the state is a complete instrument. It provides for the creation of the departments of the state, and limits the powers of the several departments, and when it speaks of the population of the state, or of any of the subdivisions, of the state, we are to find the meaning of the words from the sense in which they are used in connection with the other clauses of the instrument. The Constitution provides a way of determining the population of the state for political purposes, and the readjustment of the political divisions of a sovereignty with a view of the representation of those divisions-, or of the inhabitants thereof, in the Legislature, is in its nature a political power, as distinguished from a legislative or judicial power. People ex rel. Carter v. Rice, 135 N. Y. 473, 499, 31 N. E. 921, 928, 16 L. R. A. 836. Tins power, it is said by the same authority, resides “in the first instance with the people, who in this country are the source of all political power.” But it is to be observed that the words “the people,” as used in a constitutional sense, although as precise and comprehensive as “population,” do not include all of the inhabitants of the state, in its broadest sense. The first Constitution of this state, adopted in 1777, “in the name and by the authority of the good people of this state,” ordained, determined,
“The general words above quoted would seem to embrace the whole human family, and if they were used in a similar instrument at this day would be so understood. But it is too clear for dispute that the enslaved African race were not intended to be included, and formed no part of the people who framed and adopted this declaration; for if the language, as understood in that day, would embrace them, the conduct of the distinguished men who framed the Declaration of Independence would have been utterly and flagrantly inconsistent with the principles they asserted,” etc. “They spoke and acted according to the then established doctrines and principles, and in the ordinary language of the day, and no one misunderstood them. The unhappy black race were separated from the white by indelible marks and laws long before established, and were never thought of or spoken of except as property, and when the claims of the owner or the profit of the trader were supposed to need protection.”
When the people, the custodians of the political power of the state, as distinguished from negroes and other aliens present within the territory, met, and in the name of the “good people of the state” enacted a Constitution for the government of themselves through legislative, judicial, and executive departments, they provided, among other things, for the creation of a legislative power, consisting of two houses, the representatives in which were apportioned to the then existing counties; and it was also provided (article 5) “that as soon after the expiration of seven years (subsequent to the termination of the present war) as may be a census of the electors and inhabitants in this state shall be taken, under the direction of the Legislature. And if, on such census, it shall appéar that the number of representatives in assembly from the said counties is not justly proportioned to the number of electors in the said counties respectively, that the Legislature do adjust and apportion the same by that rule. And further, that once in every seven years, after the taking of the said first census, a just account of the- electors resident in each county shall be taken, and if it shall thereupon appear that the number of electors in any county shall have increased or diminished one or more seventieth parts of the whole number of the electors, which, on the said first census, shall be found in this state, the number of representatives- for such county shall be increased or diminished accordingly, that is to say, one representative for every seventieth part, as aforesaid.” The electors, who will be seen to have constituted the basis of representation in the assembly, were to consist of “every male inhabitant of full age, who shall have personally resided within one of the counties of this state, for six months immediately
“An enumeration of the inhabitants of the state shall be taken, under the direction of the Legislature, in the year one thousand eight hundred and twenty-five, and at the end of every ten years thereafter; and the said districts shall be so altered by the Legislature, at the first session after the return of every enumeration, that each senate district shall contain, as nearly as máy be, an equal number of inhabitants, excluding aliens, paupers, and persons of color not taxed; and shall remain unaltered until the return of another enumeration, and shall at all times consist of contiguous territory,” etc.
Similar provisions were made in reference to the Assembly, and it is clear that the enumeration contemplated merely taking into consideration the political citizenship of the state, as a foundation for the adjustment of the representation of the persons who constituted the sovereignty "of the state, without any reference to aliens or those who were excluded from the elective franchise. There being no other purpose to be served than to determine the number of citizens who were entitled to representation in thé political affairs of the state, it follows that the enumeration of inhabitants required by the Constitution was of the citizen 'inhabitants, and the further provisions, that aliens and paupers and persons of color not taxed should be excluded in calculating the basis of representation, was merely for greater certainty, and indicated the policy of the state to exclude from the political or governmental powers all such persons as could not be relied upon to sustain and support the government. This was further evidenced by a change in the language of the qualifications for voters, and requiring male citizens “of the age of twenty-one years, who shall' have been an inhabitant of' this state one year preceding any election.” By inference the elector must have been a citizen before, but now it was made necessary by a positive requirement, and the word “inhabitant” is used in the sense of a resident of the state, but likewise in connection with his citizenship. The Constitution of 1846 practically re-enact'ed. the enumeration provisions of the 'previous Constitution,' and the growing population of the.state, for-.the first timé demanded a radical reorganization of
The essential error in the reasoning of the learned presiding justice, as I view this question, is that he seeks to give a popular general meaning to words which are used in a limited sense, failing to construe them in the connection in which they are used. He says:
“The words ‘inhabitants excluding aliens’ are used in article 3 in reference to the exercise of political powers, while in article 6, § 20, the word ‘population’ is used with reference to judicial functions. In the exercise of political powers aliens are not entitled to consideration, as they have no participation therein, but the "<• rights are to be regarded in respect of judicial functions which may come to have jurisdiction over their property.’’
What right or interest has an alien in the mere machinery through which the laws are administered, more than in the making of the laws themselves? “We, the people of the state of New York, grateful to Almighty God for our freedom, in order to secure its blessings, do ordain this Constitution.” Preamble to state Const. It is not, “We, the people in the state of New York,” but “We, the people of the state of New York”; we who have interests and citizenship; we who are “grateful to Almighty God for our freedom”—for that freedom and liberty which is ours by virtue of our birth and citizen.ship within the state—who ordained this Constitution. When we reflect that “We, the people of the state of New York,” who have ordained this Constitution; we who have formulated and adopted its provisions, without any aid or assistance from any of the Indians, disfranchised persons, or aliens—do not constitute all of the inhabitants or population, using those words in their broadest sense, but merely those in whom is vested the sovereignty of the state, it seems absurd to say that the word “population,” used in the same instrument, and with reference merely to a matter of policy, can be enlarged to cover all of those who may happen to be within a political division, so as to enable aliens to encroach upon the franchises of a citizen of this state. The creation of judicial tribunals, the limitations which shall be imposed upon those who are called upon to discharge judicial functions, and all of the details of administration, are merely matters of a political nature, with which aliens have no
As we have already pointed out, the judiciary article of the Constitution, under which it is urged Mr. Silkman is denied the right to practice his profession in Westchester county, recognizes the enumeration provision of the Constitution as controlling in fixing the judicial districts, which, like those of the Legislature, are to be based upon the citizen population; and it follows, under well-established rules of construction, that section 20 of article 6 must be read and construed in connection with the enumeration section, which provides the only method of determining the population of the state or any of its subdivisions for political purposes. The whole provision is to be considered, and the real intent should prevail over the strict letter; but that intent must be gathered from the language, unless this would lead to palpable injustice, contradiction, or absurdity. Adams v. East River Savings Institution, 136 N. Y. 52, 32 N. E. 622, affirming (Sup.) 20 N. Y. Supp. 12. Surely, the language of the section, read in connection with the whole judiciary article, that being understood in the light of the entire Constitution, can bear no other construction than that the population of 120,000, which determines the rights of Mr. Silkman in this proceeding, is the political population of the county—the citizen population which has the power to participate in the making of the Constitution and its limitations, as well as in the election of the surrogate. To say that it means the entire number of people who may be found within the county, regardless of their relations to the institutions of the state and county; that it means aliens, who are excluded from participating in the election of the surrogate, or the members of the judiciary and the legislative department, or even from aiding in determining the population of the legislative and judicial districts for the purpose of apportioning the officers among them—is closely to approximate an absurdity, and for no other purpose than to prevent an individual from making the most advantageous use of his faculties in the earning of a livelihood. We do not believe that it was the intent to give to the aliens of Westchester county, who are denied all other political powers, the capacity to work this disfranchisement. The evils to be reasonably anticipated from a continuance of the surrogate of that county to practice law does not justify any forced construction to prevent it, and as the provision can have its full force and effect under the enumeration provided for in 1905, if the facts then disclosed warrant it, and the construction which we
If we are right in reaching the conclusion above stated, the other questions involved are much simplified. By the provisions of chapter 934 of the Laws of 1895, a portion of Westchester county, embracing the towns of Westchester and Pelham, and the first and second election districts of the town of Eastchester, was annexed to the city and county of New York, and the validity of this act was determined in People ex rel. Henderson v. Supervisors, 147 N. Y. 1, 41 N. E. 563, 30 L. R. A. 74. The last enumeration of the inhabitants of this state was taken in 1892, and this formed the basis of the action of the constitutional convention of 1894. At that time the county of Westchester contained 145,106 inhabitants, using the word in its broadest sense, and of this number 129,224 were citizens and 15,882 aliens. After the act of 1895 went into effect the population was reduced by the number of inhabitants contained in the annexed district, and a computation based upon the figures of the enumeration of 1892, the only one which can form a basis for the political action of the state, shows that there were 130,360 persons all told, of which number 116,481 were citizens and 13,879 were aliens. It thus appears from the figures furnished by the last enumeration made in this state that Westchester has not a population for governmental or political purposes in excess of 120,000, and the respondent does not, therefore, come within the prohibition of the Constitution, so far as we have any judicial knowledge.
But it is urged that under the census of the United States government, taken in 1900, the population of the county is shown to be 184,257, and we are furnished a certificate of the acting director of the census that “according to the official count of the returns of the twelfth United States cénsus the total population of the county of Westchester, in the state of New. York, is one hundred and eighty-
The conclusion which we have reached is in accord with the informal correspondence between Honorable Smith Lent, county judge of Westchester county, and this court, under dates of December 18, 1896, December 19, 1896, and December 22, 1896, and is in harmony with the spirit of Settle v. Van Evrea, supra; People ex rel. Williams v. Dayton, 55 N. Y. 367; The People v. Mann, 97 N. Y. 530, 49 Am. Rep. 556; People ex rel. Lent v. Carr, 100 N. Y. 236, 3 N. E. 82, 53 Am. Rep. 161; and generally with the utterances of an enlightened jurisprudence, which finds no delight in limiting the legitimate activities of mankind in any walk of life.
The motion to suspend the respondent, Mr. Silkman, from the practice of his profession, is in all things denied.
Dissenting Opinion
I agree with Mr. Justice HIRSCHBERG when he says that, assuming it to be true that the county of Westchester contained a population exceeding 120,000 when Mr. Silkman was elected surrogate, “he was by the express terms of the Constitution at once suspended from practice as effectively as he could possibly be by any order of this court.” If the population of Westchester county exceeded 120,000 when Mr. Silk-man was elected surrogate, and he continued thereafter to practice as an attorney or counselor in any court of record in this state, he disobeyed the fundamental'law of the state, and, in my opinion, is guilty of malpractice, the definition of which is given in standard dictionaries as follows: Webster defines it as “evil practice; illegal or immoral conduct; practice contrary to' established rules.” The Century defines it as “misbehavior; evil practice; practice contrary to established rules.” The Standard defines it as “improper or immoral conduct; objectionable practice.” Worcester defines it as “practice contrary to rules.”
I do not agree with Mr. Justice HIRSCHBERG that if Mr. Silkman has violated the inhibition of the Constitution he has offended as surrogate and not as attorney. True it is that for any breach of the constitutional inhibition, which by his official oath he swore he would support, he might be impeached in his office of surrogate; but it is not his acting as surrogate, but his acting as attorney and counselor, that we are considering. Over the former we have no jurisdiction. Over the latter we have jurisdiction under section 67 of the Code of Civil Procedure, as well as by the inherent power of the court, and by proper method may suspend him from practice or remove him from office as attorney and counselor.
Can it be doubted that, if Mr. Silkman were to be impeached as surrogate for disobedience of the constitutional provision, this court could suspend or disbar him on that account? It seems to be conceded by the counsel of Mr. Silkman that since his election as surrogate he has practiced as attorney and counselor in courts of record in this state. It is conceded that by the state census of 1892 Westchester county contained 130,360 inhabitants, of whom 116,481 were citizens, and 13,879 were aliens.
“The first and most elementary rule of construction is that it is to be assumed that the words and phrases are used in their technical meaning if they have acquired one, and in their popular meaning if they have not.”
At section 507 he says:
“Like other instruments, a constitution is entitled to a construction as nearly as may be in accordance with the intent of its makers, who, in this case, are the people themselves. Whilst, therefore, phrases that have acquired a settled meaning, thoroughly understood, not only in legal parlance, but in common acceptation, are to be given that significance when used in a constitution, * * * where a phrase has both a technical and a popular meaning the former, which would ordinarily prevail in a statute, will be discarded for the latter in a constitutional provision. Indeed, the language of the Constitution, owing its whole force to its ratification by the people, is always to be taken in its common acceptation—its plain, ordinary, natural, untechnical sense. * * * It follows that where the words of a constitutional provision, taken in their ordinary sense and in the order of their grammatical arrangement, embody a definite meaning, which involves no absurdity or conflict with other parts of the same instrument, the meaning thus apparent on the face of the provision is the only one that can be presumed to have been intended, and there is no room for construction.”
With this standard authority in mind, let us consider the meaning of article 6, § 20, of the Constitution. The word “population,” there used, does not seem to me to be synonymous with the words “inhabitants excluding aliens,” in article 3. It may be synonymous with “inhabitants,” but the use of the words “excluding aliens” shows that inhabitants include aliens. Hence we may not exclude aliens in construing section 20, where the word “population” is used without any limiting words.
The words “inhabitants excluding aliens” are used in article 3, in reference to the exercise of political powers, while in article 6, § 20, the word “population” is used with reference to judicial functions. In the exercise of political power aliens are not entitled to consideration, as they have no participation therein, but their rights are to be regarded in respect of judicial functions which may come to have jurisdiction over their property. I again refer to the standard dictionaries for.the ordinary, untechnical meaning of the word “population”; that is, its common acceptation. Webster’s, Worcester’s, the Century, and Standard dictionaries substantially agree in defining “population” as “the whole number of people or inhabitants in a country or district.” In my opinion, the word “population” in article 6, § 20, includes all individuals resident in a county; and, as it appears.by the census that the number of such persons in the county of Westchester is more than 120,000, the section forbids the surrogate of that county to' practice as an attorney or counselor in any court of record of this state, or to act as referee.
It remains only to consider whether in the present proceeding an order may be made suspending Mr. Sillcman from practice. I find adequate power in section 67 of the Code of Civil Procedure, which provides that an attorney who has been guilty of malpractice may be suspended from practice or removed from office by the Appellate Division of the Supreme Court. There is no prerequisite of motion